0001013594-24-000636.txt : 20240812 0001013594-24-000636.hdr.sgml : 20240812 20240812160539 ACCESSION NUMBER: 0001013594-24-000636 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240812 DATE AS OF CHANGE: 20240812 EFFECTIVENESS DATE: 20240812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCF Advisers, LLC CENTRAL INDEX KEY: 0001802493 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19889 FILM NUMBER: 241196743 BUSINESS ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.622.5850 MAIL ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001802493 XXXXXXXX 06-30-2024 06-30-2024 false DCF Advisers, LLC

73 ARCH STREET GREENWICH CT 06830

13F HOLDINGS REPORT 028-19889 N David Sven Floren 203-622-5850 /s/ David Sven Floren New York NY 08-12-2024 0 94 194143178 INFORMATION TABLE 2 informationtable.xml ABBVIE INC COM 00287Y109 5454336 31800 SH SOLE 31800 0 0 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 2199215 261500 SH SOLE 261500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 6163980 38000 SH SOLE 38000 0 0 EA SERIES TRUST ALPHA ARCH 1-3 02072L565 1064673 9875 SH SOLE 9875 0 0 ALPHABET INC CAP STK CL C 02079K107 13142043 71650 SH SOLE 71650 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3225600 44800 SH SOLE 44800 0 0 ALTIMMUNE INC COM NEW 02155H200 285072 42868 SH SOLE 42868 0 0 ALTIMMUNE INC COM NEW 02155H200 718200 108000 SH Call SOLE 108000 0 0 AMAZON COM INC COM 023135106 3285250 17000 SH SOLE 17000 0 0 AMAZON COM INC COM 023135106 579750 3000 SH Call SOLE 3000 0 0 AMGEN INC COM 031162100 2655825 8500 SH SOLE 8500 0 0 APPLE INC COM 037833100 3791160 18000 SH SOLE 18000 0 0 APPLE INC COM 037833100 421240 2000 SH Put SOLE 2000 0 0 ARGENX SE SPONSORED ADR 04016X101 8600800 20000 SH SOLE 20000 0 0 ARQ INC COM 00770C101 133540 22000 SH SOLE 22000 0 0 AT&T INC COM 00206R102 911547 47700 SH SOLE 47700 0 0 BARNES & NOBLE ED INC COM NEW 06777U200 496000 77500 SH SOLE 77500 0 0 BARRICK GOLD CORP COM 067901108 1793100 107500 SH SOLE 107500 0 0 BAIDU INC SPON ADR REP A 056752108 2594400 30000 SH SOLE 30000 0 0 BANK AMERICA CORP COM 060505104 4985170 125350 SH SOLE 125350 0 0 BIOGEN INC COM 09062X103 231820 1000 SH SOLE 1000 0 0 BIOHAVEN LTD COM G1110E107 1794507 51700 SH SOLE 51700 0 0 BIOHAVEN LTD COM G1110E107 52065 1500 SH Put SOLE 1500 0 0 BOEING CO COM 097023105 846347 4650 SH SOLE 4650 0 0 BROADCOM INC COM 11135F101 1565392 975 SH SOLE 975 0 0 BURFORD CAP LTD ORD SHS G17977110 678600 52000 SH SOLE 52000 0 0 CISCO SYS INC COM 17275R102 1544075 32500 SH SOLE 32500 0 0 CITIGROUP INC COM NEW 172967424 888440 14000 SH SOLE 14000 0 0 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 999000 1350000 PRN SOLE 1350000 0 0 DEERE & CO COM 244199105 1307705 3500 SH SOLE 3500 0 0 DEERE & CO COM 244199105 298904 800 SH Call SOLE 800 0 0 EQUILLIUM INC COM 29446K106 22849 32962 SH SOLE 32962 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 2358750 2550000 PRN SOLE 2550000 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 555 250 SH Call SOLE 250 0 0 META PLATFORMS INC CL A 30303M102 1008440 2000 SH SOLE 2000 0 0 ELI LILLY & CO COM 532457108 6337660 7000 SH SOLE 7000 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 5016035 309250 SH SOLE 309250 0 0 EVOTEC AG SPONSORED ADS 30050E105 551774 114953 SH SOLE 114953 0 0 FLUTTER ENTMT PLC SHS G3643J108 583552 3200 SH SOLE 3200 0 0 FORD MTR CO DEL COM 345370860 1254000 100000 SH SOLE 100000 0 0 GENERAL MTRS CO COM 37045V100 1626100 35000 SH SOLE 35000 0 0 INCYTE CORP COM 45337C102 3121930 51500 SH SOLE 51500 0 0 INTEL CORP COM 458140100 1161375 37500 SH SOLE 37500 0 0 INTRA-CELLULAR THERAPIES INC COM 46116X101 6883724 100507 SH SOLE 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189000 50000 SH SOLE 50000 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 2342100 422000 SH SOLE 422000 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 255175 29500 SH SOLE 29500 0 0 ORACLE CORP COM 68389X105 5189100 36750 SH SOLE 36750 0 0 QUALCOMM INC COM 747525103 1394260 7000 SH SOLE 7000 0 0 OVID THERAPEUTICS INC COM 690469101 32114 41750 SH SOLE 41750 0 0 O-I GLASS INC COM 67098H104 1010048 90750 SH SOLE 90750 0 0 PALO ALTO NETWORKS INC COM 697435105 339010 1000 SH SOLE 1000 0 0 PAYPAL HLDGS INC COM 70450Y103 638330 11000 SH SOLE 11000 0 0 PFIZER INC COM 717081103 986295 35250 SH SOLE 35250 0 0 PROTHENA CORP PLC SHS G72800108 2218800 107500 SH SOLE 107500 0 0 REGENERON PHARMACEUTICALS COM 75886F107 10930712 10400 SH SOLE 10400 0 0 REVANCE THERAPEUTICS INC COM 761330109 642500 250000 SH SOLE 250000 0 0 REVANCE THERAPEUTICS INC NOTE 1.750% 2/1 761330AB5 386952 600000 PRN SOLE 600000 0 0 SAMSARA INC COM CL A 79589L106 337000 10000 SH SOLE 10000 0 0 SANOFI SPONSORED ADR 80105N105 533720 11000 SH SOLE 11000 0 0 SHOPIFY INC CL A 82509L107 264200 4000 SH SOLE 4000 0 0 SHOPIFY INC CL A 82509L107 264200 4000 SH Call SOLE 4000 0 0 SNOWFLAKE INC CL A 833445109 439043 3250 SH SOLE 3250 0 0 SPDR GOLD TR GOLD SHS 78463V107 4730220 22000 SH SOLE 22000 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 1145334 3650 SH SOLE 3650 0 0 SPROTT FDS TR URANIUM MINERS E 85208P303 763220 15500 SH SOLE 15500 0 0 SRH TOTAL RETURN FUND INC COM 101507101 858450 59000 SH SOLE 59000 0 0 TELADOC HEALTH INC COM 87918A105 513450 52500 SH SOLE 52500 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 2124688 130750 SH SOLE 130750 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 243750 15000 SH Call SOLE 15000 0 0 TURNING PT BRANDS INC COM 90041L105 2368242 73800 SH SOLE 73800 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 2018835 59500 SH SOLE 59500 0 0 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 577044 13700 SH SOLE 13700 0 0 VIRIDIAN THERAPEUTICS INC COM 92790C104 230928 17750 SH SOLE 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