0001013594-24-000473.txt : 20240515
0001013594-24-000473.hdr.sgml : 20240515
20240515100207
ACCESSION NUMBER: 0001013594-24-000473
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240515
DATE AS OF CHANGE: 20240515
EFFECTIVENESS DATE: 20240515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DCF Advisers, LLC
CENTRAL INDEX KEY: 0001802493
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19889
FILM NUMBER: 24947815
BUSINESS ADDRESS:
STREET 1: 73 ARCH STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203.622.5850
MAIL ADDRESS:
STREET 1: 73 ARCH STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001802493
XXXXXXXX
03-31-2024
03-31-2024
false
DCF Advisers, LLC
73 ARCH STREET
GREENWICH
CT
06830
13F HOLDINGS REPORT
028-19889
N
David Sven Floren
Managing Member
203-622-5850
/s/ David Sven Floren
New York
NY
05-15-2024
0
83
203038066
INFORMATION TABLE
2
informationtable.xml
ABBVIE INC
COM
00287Y109
5790780
31800
SH
SOLE
31800
0
0
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
2167835
261500
SH
SOLE
261500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
6858620
38000
SH
SOLE
38000
0
0
EA SERIES TRUST
ALPHA ARCH 1-3
02072L565
1051293
9875
SH
SOLE
9875
0
0
ALPHABET INC
CAP STK CL C
02079K107
10909429
71650
SH
SOLE
71650
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2771388
38300
SH
SOLE
38300
0
0
ALTIMMUNE INC
COM NEW
02155H200
979571
96225
SH
SOLE
96225
0
0
ALTIMMUNE INC
COM NEW
02155H200
1231780
121000
SH
Call
SOLE
121000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
11839
13290
SH
SOLE
13290
0
0
AMGEN INC
COM
031162100
2928496
10300
SH
SOLE
10300
0
0
APPLE INC
COM
037833100
2529330
14750
SH
SOLE
14750
0
0
ARGENX SE
SPONSORED ADR
04016X101
7953144
20200
SH
SOLE
20200
0
0
ARQ INC
COM
00770C101
103680
16000
SH
SOLE
16000
0
0
AT&T INC
COM
00206R102
1144000
65000
SH
SOLE
65000
0
0
BARRICK GOLD CORP
COM
067901108
1206400
72500
SH
SOLE
72500
0
0
BAIDU INC
SPON ADR REP A
056752108
2026640
19250
SH
SOLE
19250
0
0
BAIDU INC
SPON ADR REP A
056752108
105280
1000
SH
Call
SOLE
1000
0
0
BANK AMERICA CORP
COM
060505104
4753272
125350
SH
SOLE
125350
0
0
BOEING CO
COM
097023105
849156
4400
SH
SOLE
4400
0
0
BURFORD CAP LTD
ORD SHS
G17977110
878350
55000
SH
SOLE
55000
0
0
CISCO SYS INC
COM
17275R102
1497300
30000
SH
SOLE
30000
0
0
CITIGROUP INC
COM NEW
172967424
458490
7250
SH
SOLE
7250
0
0
COHERUS BIOSCIENCES INC
NOTE 1.500% 4/1
19249HAB9
578250
900000
PRN
SOLE
900000
0
0
ESPERION THERAPEUTICS INC NE
NOTE 4.000%11/1
29664WAB1
2324000
2800000
PRN
SOLE
2800000
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
9380
3500
SH
Call
SOLE
3500
0
0
META PLATFORMS INC
CL A
30303M102
971160
2000
SH
SOLE
2000
0
0
LILLY ELI & CO
COM
532457108
5445720
7000
SH
SOLE
7000
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
4864503
309250
SH
SOLE
309250
0
0
EVOTEC AG
SPONSORED ADS
30050E105
374251
47797
SH
SOLE
47797
0
0
FORD MTR CO DEL
COM
345370860
1328000
100000
SH
SOLE
100000
0
0
GENERAL MTRS CO
COM
37045V100
1587250
35000
SH
SOLE
35000
0
0
INCYTE CORP
COM
45337C102
2933955
51500
SH
SOLE
51500
0
0
INTEL CORP
COM
458140100
828188
18750
SH
SOLE
18750
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
6702504
96857
SH
SOLE
96857
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
8880200
20000
SH
Put
SOLE
20000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
513500
12500
SH
SOLE
12500
0
0
ISHARES GOLD TR
ISHARES NEW
464285204
4201000
100000
SH
SOLE
100000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2418450
11500
SH
SOLE
11500
0
0
ISHARES SILVER TR
ISHARES
46428Q109
1137500
50000
SH
SOLE
50000
0
0
JOHNSON & JOHNSON
COM
478160104
237285
1500
SH
SOLE
1500
0
0
KIRKLANDS INC
COM
497498105
61250
25415
SH
SOLE
25415
0
0
LAM RESEARCH CORP
COM
512807108
485785
500
SH
SOLE
500
0
0
LENSAR INC
COM
52634L108
809281
238234
SH
SOLE
238234
0
0
LIFECORE BIOMEDICAL INC
COM
514766104
1511672
284684
SH
SOLE
284684
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
159471
107751
SH
SOLE
107751
0
0
MARVELL TECHNOLOGY INC
COM
573874104
1240400
17500
SH
SOLE
17500
0
0
MICRON TECHNOLOGY INC
COM
595112103
18803455
159500
SH
SOLE
159500
0
0
MICRON TECHNOLOGY INC
COM
595112103
471560
4000
SH
Put
SOLE
4000
0
0
NOKIA CORP
SPONSORED ADR
654902204
177000
50000
SH
SOLE
50000
0
0
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
2311550
415000
SH
SOLE
415000
0
0
ORACLE CORP
COM
68389X105
5118608
40750
SH
SOLE
40750
0
0
QUALCOM INC
COM
747525103
1439050
8500
SH
SOLE
8500
0
0
OVID THERAPEUTICS INC
COM
690469101
60177
19730
SH
SOLE
19730
0
0
O-I GLASS INC
COM
67098H104
1422593
85750
SH
SOLE
85750
0
0
PALO ALTO NETWORKS INC
COM
697435105
284130
1000
SH
SOLE
1000
0
0
PAN AMERN SILVER CORP
COM
697900108
678600
45000
SH
SOLE
45000
0
0
PAYPAL HLDNGS INC
COM
70450Y103
736890
11000
SH
SOLE
11000
0
0
PFIZER INC
COM
717081103
534188
19250
SH
SOLE
19250
0
0
PROTHENA CORP PLC
SHS
G72800108
2650390
107000
SH
SOLE
107000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
10202394
10600
SH
SOLE
10600
0
0
REVANCE THERAPEUTICS INC
COM
761330109
1295790
263372
SH
SOLE
263372
0
0
REVANCE THERAPEUTICS INC
NOTE 1.750% 2/1
761330AB5
426000
600000
PRN
SOLE
600000
0
0
SAMSARA INC
COM CL A
79589L106
377900
10000
SH
SOLE
10000
0
0
SANOFI
SPONSORED ADR
80105N105
534600
11000
SH
SOLE
11000
0
0
SPDR SER TR
PORTFOLIO S&P500
78464A854
3692000
60000
SH
Put
SOLE
60000
0
0
SPDR SER TR
PORTFOLIO S&P500
78464A854
153825
2500
SH
Call
SOLE
2500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
21184335
40500
SH
Put
SOLE
40500
0
0
SPDR GOLD TR
GOLD SHS
78463V107
4525840
22000
SH
SOLE
22000
0
0
SPDR GOLD TR
GOLD SHS
78463V107
1028600
5000
SH
Put
SOLE
5000
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
527800
2000
SH
SOLE
2000
0
0
SRH TOTAL RETURN FUND INC
COM
101507101
888540
59000
SH
SOLE
59000
0
0
TELADOC HEALTH INC
COM
87918A105
776140
51400
SH
SOLE
51400
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
1199350
85000
SH
SOLE
85000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
317475
22500
SH
Call
SOLE
22500
0
0
TURNING PT BRANDS INC
COM
90041L105
2446550
83500
SH
SOLE
83500
0
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
1501950
47500
SH
SOLE
47500
0
0
VANECK ETF TRUST
JUNIOR GOLD MINE
92189F791
530738
13700
SH
SOLE
13700
0
0
VIRIDIAN THERAPEUTICS INC
COM
92790C104
253895
14500
SH
SOLE
14500
0
0
WOLFSPEED INC
COM
977852102
607700
20600
SH
SOLE
20600
0
0
XENCOR INC
COM
98401F105
4624705
208979
SH
SOLE
208979
0
0
YETI HLDGS INC
COM
98585X104
481875
12500
SH
SOLE
12500
0
0
YETI HLDGS INC
COM
98585X104
96375
2500
SH
Call
SOLE
2500
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
2866474
21719
SH
SOLE
21719
0
0