0001013594-23-000478.txt : 20230515 0001013594-23-000478.hdr.sgml : 20230515 20230515102926 ACCESSION NUMBER: 0001013594-23-000478 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCF Advisers, LLC CENTRAL INDEX KEY: 0001802493 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19889 FILM NUMBER: 23919435 BUSINESS ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.622.5850 MAIL ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001802493 XXXXXXXX 03-31-2023 03-31-2023 false DCF Advisers, LLC

73 ARCH STREET GREENWICH CT 06830

13F HOLDINGS REPORT 028-19889 N David Sven Floren 203-622-5850 /s/ David Sven Floren New York NY 05-11-2023 0 67 163353280 INFORMATION TABLE 2 informationtable.xml ABBVIE INC COM 00287Y109 11474640 72000 SH SOLE 72000 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 2048280 253500 SH SOLE 253500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2940300 30000 SH SOLE 30000 0 0 AIR T INC COM 009207101 270490 10798 SH SOLE 10798 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 280450 1400 SH SOLE 1400 0 0 ALPHABET INC CAP STK CL C 02079K107 8424000 81000 SH SOLE 81000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1287470 12600 SH SOLE 12600 0 0 ALTIMMUNE INC COM NEW 02155H200 324830 76975 SH SOLE 76975 0 0 ALTIMMUNE INC COM NEW 02155H200 565480 134000 SH Call SOLE 134000 0 0 AMAZON COM INC COM 023135106 516450 5000 SH SOLE 5000 0 0 AMGEN INC COM 031162100 2417500 10000 SH SOLE 10000 0 0 AMGEN INC COM 031162100 1063700 4400 SH Call SOLE 4400 0 0 APPLE INC COM 037833100 2432280 14750 SH SOLE 14750 0 0 ARGENX SE SPONSORED ADR 04016X101 9575310 25700 SH SOLE 25700 0 0 AT&T INC COM 00206R102 2454380 127500 SH SOLE 127500 0 0 BARRICK GOLD CORP COM 067901108 742800 40000 SH SOLE 40000 0 0 BK OF AMERICA CORP COM 060505104 3946800 138000 SH SOLE 138000 0 0 BIOGEN INC COM 09062X103 1362350 4900 SH SOLE 4900 0 0 BOEING CO COM 097023105 477970 2250 SH SOLE 2250 0 0 BURFORD CAP LTD ORD SHS G17977110 486640 44000 SH SOLE 44000 0 0 BURFORD CAP LTD ORD SHS G17977110 381570 34500 SH Call SOLE 34500 0 0 CISCO SYS INC COM 17275R102 1045500 20000 SH SOLE 20000 0 0 CITIGROUP INC COM NEW 172967424 339950 7250 PRN SOLE 7250 0 0 EOG RES INC COM 26875P101 275110 2400 SH SOLE 2400 0 0 EQUILLIUM INC COM 29446K106 114630 157023 SH SOLE 157023 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 1476000 3600000 SH SOLE 3600000 0 0 META PLATFORMS INC CL A 30303M102 466270 2200 SH SOLE 2200 0 0 LILLY ELI & CO COM 532457108 2833220 8250 SH SOLE 8250 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 4663780 374000 SH SOLE 374000 0 0 EVOTEC AG SPONSORED ADS 30050E105 129460 12388 SH SOLE 12388 0 0 FORD MTR CO DEL COM 345370860 1071000 85000 SH SOLE 85000 0 0 GENERAL MTRS CO COM 37045V100 1613920 44000 SH SOLE 44000 0 0 IMPEL PHARMACEUTICALS INC COM 45258K109 536410 383148 SH SOLE 383148 0 0 INCYTE CORP COM 45337C102 3071480 42500 SH SOLE 42500 0 0 INTEL CORP COM 458140100 571730 17500 SH SOLE 17500 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 6422190 118600 SH SOLE 118600 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 493000 12500 SH SOLE 12500 0 0 ISHARES GOLD TR ISHARES NEW 464285204 3737000 100000 SH SOLE 100000 0 0 ISHARES SILVER TR ISHARES 46428Q109 1106000 50000 SH SOLE 50000 0 0 KIRKLANDS INC COM 497498105 77620 27235 SH SOLE 27235 0 0 LENSAR INC COM 52634L108 873350 350742 SH SOLE 350742 0 0 MARVELL TECHNOLOGY INC COM 573874104 974250 22500 SH SOLE 22500 0 0 MICRON TECHNOLOGY INC COM 595112103 9503550 157500 SH SOLE 157500 0 0 MICRON TECHNOLOGY INC COM 595112103 603400 10000 SH Put SOLE 10000 0 0 NOKIA CORP SPONSORED ADR 654902204 736500 150000 SH SOLE 150000 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1860040 364000 SH SOLE 364000 0 0 NEWMONT CORP COM 651639106 367650 7500 SH SOLE 7500 0 0 ORACLE CORP COM 68389X105 3995560 43000 SH SOLE 43000 0 0 QUALCOMM INC COM 747525103 637900 5000 SH SOLE 5000 0 0 OVID THERAPEUTICS INC COM 690469101 176120 68264 SH SOLE 68264 0 0 O-I GLASS INC COM 67098H104 261170 11500 SH SOLE 11500 0 0 PAN AMERN SILVER CORP COM 697900108 819000 45000 SH SOLE 45000 0 0 PFIZER INC COM 717081103 1642200 40250 SH SOLE 40250 0 0 PROTHENA CORP PLC SHS G72800108 4083600 84250 SH SOLE 84250 0 0 REGENERON PHARMACEUTICALS COM 75886F107 9058910 11025 SH SOLE 11025 0 0 SANOFI SPONSORED ADR 80105N105 538760 9900 SH SOLE 9900 0 0 SEAGEN INC COM 81181C104 2460010 12150 SH SOLE 12150 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 25177490 61500 SH Put SOLE 61500 0 0 SPDR GOLD TR GOLD SHS 78463V107 3939230 21500 SH SOLE 21500 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 267240 2000 SH SOLE 2000 0 0 SRH TOTAL RETURN FUND INC COM 101507101 724520 59000 SH SOLE 59000 0 0 STARBUCKS CORP COM 855244109 208260 2000 SH SOLE 2000 0 0 TURNING PT BRANDS INC COM 90041L105 1745370 83113 PRN SOLE 83113 0 0 UNITED STS NAT GAS FD LP UNIT PAR 912318300 104100 15000 SH SOLE 15000 0 0 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 1777500 45000 SH SOLE 45000 0 0 VIR BIOTECHNOLOGY INC COM 92764N102 1442740 62000 SH SOLE 62000 0 0 XENCOR INC COM 98401F105 5856900 210000 SH SOLE 210000 0 0