0001802451-20-000005.txt : 20201119 0001802451-20-000005.hdr.sgml : 20201119 20201119172023 ACCESSION NUMBER: 0001802451-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 EFFECTIVENESS DATE: 20201119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HighMark Wealth Management LLC CENTRAL INDEX KEY: 0001802451 IRS NUMBER: 455553673 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20210 FILM NUMBER: 201329636 BUSINESS ADDRESS: STREET 1: 30 EAST 7TH STREET STREET 2: SUITE 3535 CITY: ST. PAUL STATE: MN ZIP: 55101 BUSINESS PHONE: 651-829-3300 MAIL ADDRESS: STREET 1: 30 EAST 7TH STREET STREET 2: SUITE 3535 CITY: ST. PAUL STATE: MN ZIP: 55101 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001802451 XXXXXXXX 03-31-2020 03-31-2020 true 1 RESTATEMENT HighMark Wealth Management LLC

30 EAST 7TH STREET SUITE 3535 ST. PAUL MN 55101

13F HOLDINGS REPORT 028-20210 N Todd Arens 651-829-3300 Todd Arens St. Paul MN 11-19-2020 0 386 82856 false INFORMATION TABLE 2 highmark1q20amt.xml 3M CO COM 88579Y101 911 6681 SH SOLE 0 0 6681 ABBOTT LABS COM 002824100 337 4278 SH SOLE 0 0 4278 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6 39 SH SOLE 0 0 39 ACCURAY INC COM 004397105 0 100 SH SOLE 0 0 100 ACTIVISION BLIZZARD INC COM 00507V109 23 402 SH SOLE 0 0 402 ADOBE INC COM 00724F101 70 222 SH SOLE 0 0 222 ADURO BIOTECH INC COM 00739L101 9 3330 SH SOLE 0 0 3330 ADVANCED MICRO DEVICES INC COM 007903107 26 592 SH SOLE 0 0 592 AERCAP HOLDINGS NV SHS N00985106 1 54 SH SOLE 0 0 54 AIMMUNE THERAPEUTICS INC COM 00900T107 0 31 SH SOLE 0 0 31 AIR PRODS &CHEMS INC COM 009158106 6 34 SH SOLE 0 0 34 AKORN INC COM 009728106 1 1955 SH SOLE 0 0 1955 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 24 128 SH SOLE 0 0 128 ALLIANZGI CONV INCOME FD II COM 018825109 14 4453 SH SOLE 0 0 4453 ALLSTATE CORP COM 020002101 8 93 SH SOLE 0 0 93 ALPHABET INC 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0 0 81 SUNCOR ENERGY INC NEW COM 867224107 1 84 SH SOLE 0 0 84 SYNAPTICS INC COM 87157D109 15 269 SH SOLE 0 0 269 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2 59 SH SOLE 0 0 59 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 18 1229 SH SOLE 0 0 1229 TAKE TWO INTERACTIVE SOFTWAR COM 874054109 0 4 SH SOLE 0 0 4 TANDEM DIABETES CARE INC COM NEW 875372203 1504 23375 SH SOLE 0 0 23375 TARGET CORP COM 87612E106 30 328 SH SOLE 0 0 328 TCF FINANCIAL CORPORATION NE COM 872307103 36 1630 SH SOLE 0 0 1630 TELIGENT INC NEW COM 87960W104 7 27500 SH SOLE 0 0 27500 TERADYNE INC COM 880770102 8 153 SH SOLE 0 0 153 TESLA INC COM 88160R101 15 30 SH SOLE 0 0 30 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 11 1309 SH SOLE 0 0 1309 TEXTRON INC COM 883203101 3 117 SH SOLE 0 0 117 THE TRADE DESK INC COM CL A 88339J105 1 8 SH SOLE 0 0 8 THERMO FISHER SCIENTIFIC INC COM 883556102 150 531 SH SOLE 0 0 531 TIMKENSTEEL CORP COM 887399103 4 1477 SH SOLE 0 0 1477 TJX COS INC NEW COM 872540109 9 206 SH SOLE 0 0 206 TOTAL S.A. SPONSORED ADS 89151E109 2 62 SH SOLE 0 0 62 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 3 29 SH SOLE 0 0 29 TRACTOR SUPPLY CO COM 892356106 3 45 SH SOLE 0 0 45 TRAVELERS COMPANIES INC COM 89417E109 265 2670 SH SOLE 0 0 2670 TRUIST FINL CORP COM 89832Q109 3 114 SH SOLE 0 0 114 TWITTER INC COM 90184L102 27 1100 SH SOLE 0 0 1100 UBER TECHNOLOGIES INC COM 90353T100 46 1672 SH SOLE 0 0 1672 UBS GROUP AG SHS H42097107 2 275 SH SOLE 0 0 275 ULTA BEAUTY INC COM 90384S303 1 9 SH SOLE 0 0 9 UNILEVER N V N Y SHS NEW 904784709 3 81 SH SOLE 0 0 81 UNITED PARCEL SERVICE INC CL B 911312106 3 32 SH SOLE 0 0 32 UNITED TECHNOLOGIES CORP COM 913017109 1 20 SH SOLE 0 0 20 UNITEDHEALTH GROUP INC COM 91324P102 3 13 SH SOLE 0 0 13 US BANCORP DEL COM NEW 902973304 564 16378 SH SOLE 0 0 16378 VAIL RESORTS INC COM 91879Q109 15 102 SH SOLE 0 0 102 VALERO ENERGY CORP COM 91913Y100 7 165 SH SOLE 0 0 165 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 19 378 SH SOLE 0 0 378 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 16 601 SH SOLE 0 0 601 VANGUARD INDEX FDS SMALL CP ETF 922908751 23 205 SH SOLE 0 0 205 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 0 3 SH SOLE 0 0 3 VANGUARD INDEX FDS TOTAL STK MKT 922908769 211 1638 SH SOLE 0 0 1638 VANGUARD INDEX FDS LARGE CAP ETF 922908637 273 2307 SH SOLE 0 0 2307 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 0 7 SH SOLE 0 0 7 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 0 10 SH SOLE 0 0 10 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 6 87 SH SOLE 0 0 87 VAPOTHERM INC COM 922107107 28 1500 SH SOLE 0 0 1500 VEEVA SYS INC CL A COM 922475108 3 23 SH SOLE 0 0 23 VENTAS INC COM 92276F100 0 20 SH SOLE 0 0 20 VERIZON COMMUNICATIONS INC COM 92343V104 27 518 SH SOLE 0 0 518 VERTEX PHARMACEUTICALS INC COM 92532F100 11 48 SH SOLE 0 0 48 VIEWRAY INC COM 92672L107 70 28000 SH SOLE 0 0 28000 VISA INC COM CL A 92826C839 83 519 SH SOLE 0 0 519 WABTEC COM 929740108 0 2 SH SOLE 0 0 2 WALGREENS BOOTS ALLIANCE INC COM 931427108 0 17 SH SOLE 0 0 17 WALMART INC COM 931142103 7 67 SH SOLE 0 0 67 WEBSTER FINL CORP CONN COM 947890109 54 2362 SH SOLE 0 0 2362 WELLS FARGO CO NEW COM 949746101 10 379 SH SOLE 0 0 379 WENDYS CO COM 95058W100 0 45 SH SOLE 0 0 45 WHEATON PRECIOUS METALS CORP COM 962879102 15 550 SH SOLE 0 0 550 WILLIS TOWERS WATSON PLC LTD SHS G96629103 2 15 SH SOLE 0 0 15 WISDOMTREE TR INTL LRGCAP DV 97717W794 0 22 SH SOLE 0 0 22 WISDOMTREE TR INDIA ERNGS FD 97717W422 0 61 SH SOLE 0 0 61 WISDOMTREE TR EMER MKT HIGH FD 97717W315 11 342 SH SOLE 0 0 342 WORKDAY INC CL A 98138H101 59 459 SH SOLE 0 0 459 XCEL ENERGY INC COM 98389B100 494 8202 SH SOLE 0 0 8202 XENCOR INC COM 98401F105 8 300 SH SOLE 0 0 300 YUM BRANDS INC COM 988498101 7 106 SH SOLE 0 0 106 YUM CHINA HLDGS INC COM 98850P109 4 102 SH SOLE 0 0 102 ZOETIS INC CL A 98978V103 10 91 SH SOLE 0 0 91 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 76 522 SH SOLE 0 0 522 ZSCALER INC COM 98980G102 2 42 SH SOLE 0 0 42 ZUORA INC COM CL A 98983V106 4 500 SH SOLE 0 0 500 ZYNGA INC CL A 98986T108 2 384 SH SOLE 0 0 384