0001802365-23-000004.txt : 20230717 0001802365-23-000004.hdr.sgml : 20230717 20230717135847 ACCESSION NUMBER: 0001802365-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230717 DATE AS OF CHANGE: 20230717 EFFECTIVENESS DATE: 20230717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth Investment Group, LLC CENTRAL INDEX KEY: 0001802365 IRS NUMBER: 331027701 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19838 FILM NUMBER: 231091272 BUSINESS ADDRESS: STREET 1: 500 N. HURSTBOURNE PKWY STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40222 BUSINESS PHONE: 5024123354 MAIL ADDRESS: STREET 1: 500 N. HURSTBOURNE PKWY STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40222 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Wealth Designers DATE OF NAME CHANGE: 20200205 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001802365 XXXXXXXX 06-30-2023 06-30-2023 Strategic Wealth Investment Group, LLC
500 N. HURSTBOURNE PKWY SUITE 120 LOUISVILLE KY 40222
13F HOLDINGS REPORT 028-19838 N
Doug Robinson Compliance Officer 5024123354 Doug Robinson Louisville KY 07-17-2023 0 127 630162923 false
INFORMATION TABLE 2 swig2nd2023.xml STRATEGIC WEALTH INV GROUP 2ND 2023 ABBOTT LABORATORIES COM COM 002824100 513534 4710 SH SOLE 314 0 4396 ABBVIE INC COM COM 00287Y109 655413 4865 SH SOLE 347 0 4517 ABERDEEN PREIOUS MTLS BSKT TR ABRDN PRECIOUS METALS BASKE ABRDN PRECIOUS METALS BASKE 003263100 2929885 33770 SH SOLE 3278 0 30492 ADOBE INC COM COM 00724F101 4591127 9389 SH SOLE 674 0 8715 AGEX THERAPEUTICS INC COM COM 00848H108 73317 82083 SH SOLE 13681 0 68403 AGILENT TECHNOLOGIES INC COM COM 00846U101 242184 2014 SH SOLE 0 0 2014 ALPHABET INC COM CL A COM CL A 02079K305 4925296 41147 SH SOLE 3493 0 37654 AMAZON COM INC COM COM 023135106 29645037 227409 SH SOLE 16686 0 210723 AMERICAN EXPRESS CO COM COM 025816109 8307415 47689 SH SOLE 3341 0 44348 AMPLIFY ETF TR BLOCKCHAIN LDR ETF BLOCKCHAIN LDR ETF 032108607 966104 42466 SH SOLE 3682 0 38784 APPLE INC COM COM 037833100 30207187 155731 SH SOLE 11932 0 143700 ARBOR REALTY TRUST INC COM USD COM USD 038923108 6183382 417232 SH SOLE 29241 0 387992 ARK ETF TR GENOMIC REV ETF GENOMIC REV ETF 00214Q302 1817307 53309 SH SOLE 4581 0 48728 ARK ETF TR INNOVATION ETF INNOVATION ETF 00214Q104 1131753 25640 SH SOLE 1086 0 24554 ATT INC COM COM 00206R102 3437719 215531 SH SOLE 15142 0 200389 ATHERSYS INC COM COM 04744L205 15095 17351 SH SOLE 3283 0 14068 BALL CORP COM COM 058498106 667319 11464 SH SOLE 0 0 11464 BARCLAYS BANK PLC NOTE CONV QTRLY VAR NOTE CONV QTRLY VAR 06749NE99 530734 538 PRN SOLE 28 0 510 BARCLAYS BANK PLC NOTE CONV QTRLY VAR NOTE CONV QTRLY VAR 06749NSH6 2133504 2152 PRN SOLE 77 0 2075 BERKSHIRE HATHAWAY INC COM CL B COM CL B 084670702 767591 2251 SH SOLE 397 0 1854 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN COM SHS BEN IN 09257P105 227728 10959 SH SOLE 0 0 10959 BLUE BIOFUELS INC COM COM 09530Q102 1520 10000 SH SOLE 0 0 10000 BOEING CO COM COM 097023105 6241905 29560 SH SOLE 2236 0 27324 BOSTON SCIENTIFIC CORP COM COM 101137107 241079 4457 SH SOLE 0 0 4457 BP ADR SPONSORED ADR SPONSORED 055622104 213724 6056 SH SOLE 6723 0 5383 BROADCOM INC COM COM 11135F101 354779 409 SH SOLE 0 0 409 CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VAR NOTE QTRLY VAR 13607XGF8 1838304 1867 PRN SOLE 0 0 1867 CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VAR NOTE QTRLY VAR 13607XFG7 2688462 2704 PRN SOLE 0 0 2704 CARNIVAL CORP UNITS UNITS 143658300 2819623 149741 SH SOLE 6863 0 142878 CHEVRON CORPORATION COM COM 166764100 320017 2034 SH SOLE 226 0 1808 CISCO SYSTEMS INC COM COM 17275R102 6339459 122525 SH SOLE 8727 0 113798 CITIGROUP INC NOTE QTRLY VAR NOTE QTRLY VAR 17290AHT0 32215899 33242 PRN SOLE 3710 0 29532 CITIGRP GLOBAL MKTS HLDGS INC NOTE INDEX LNKD NOTE INDEX LNKD 17331CWS2 412911 410 PRN SOLE 7 0 403 COCA-COLA CO COM COM 191216100 12273530 203812 SH SOLE 14500 0 189311 COINBASE GLOBAL INC COM CL A COM CL A 19260Q107 1008783 14099 SH SOLE 1242 0 12857 COSTCO WHOLESALE CORP COM COM 22160K105 7809962 14506 SH SOLE 1018 0 13489 DUKE ENERGY CORP COM COM 26441C204 222576 2480 SH SOLE 496 0 1984 DUPONT DE NEMOURS INC COM COM 26614N102 4050858 56703 SH SOLE 3987 0 52716 EKSO BIONICS HOLDINGS INC COM COM 282644301 48496 33913 SH SOLE 5499 0 28414 ELEVANCE HEALTH INC COM COM 036752103 240232 541 SH SOLE 0 0 541 ELI LILLY AND COMPANY COM COM 532457108 1383241 2949 SH SOLE 184 0 2765 FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF DJ INTERNT IDX ETF 33733E302 347006 2129 SH SOLE 312 0 1817 GOLDMAN SACHS GROUP INC COM COM 38141G104 3416365 10592 SH SOLE 748 0 9844 GOLDMAN SACHS GROUP INC NOTE QTRLY VAR NOTE QTRLY VAR 38150APK5 4654074 4671 PRN SOLE 163 0 4508 GS FINANCE CORP NOTE INDEX LNKD NOTE INDEX LNKD 40057NS57 10448363 9317 PRN SOLE 750 0 8567 HEWLETT PACKARD ENTERPRISE CO COM COM 42824C109 354178 21082 SH SOLE 0 0 21082 HOME DEPOT INC COM COM 437076102 1757899 5659 SH SOLE 207 0 5452 HP INCORPORATION COM COM 40434L105 654737 21320 SH SOLE 0 0 21320 INTERNATIONAL BUS MACH CORP COM COM 459200101 4038071 30178 SH SOLE 2184 0 27993 INVESCO EXCHANGE TRADED FD TR FINL PFD ETF FINL PFD ETF 46137V621 5269974 367246 SH SOLE 27327 0 339918 INVESCO EXCHANGE TRADED FUND T SP500 LOW VOL ETF SP500 LOW VOL ETF 46138E354 409777 6524 SH SOLE 932 0 5592 INVESCO EXCHANGE TRADED FUND T SOLAR ETF SOLAR ETF 46138G706 813136 11385 SH SOLE 984 0 10401 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 ETF 46090E103 13204194 35743 SH SOLE 2701 0 33042 ISHARES TRUST 0-5 YR TIPS ETF 0-5 YR TIPS ETF 46429B747 17807499 182454 SH SOLE 15680 0 166774 ISHARES TRUST CORE SP MCP ETF CORE SP MCP ETF 464287507 268983 1029 SH SOLE 0 0 1029 ISHARES TRUST CORE SP500 ETF CORE SP500 ETF 464287200 541916 1216 SH SOLE 101 0 1115 ISHARES TRUST EXPONENTIAL TECH ETF EXPONENTIAL TECH ETF 46434V381 1930125 34714 SH SOLE 2706 0 32008 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 201060 2773 SH SOLE 0 0 2773 ISHARES TRUST MSCI USA ESG SLC ETF MSCI USA ESG SLC ETF 464288802 245337 2620 SH SOLE 655 0 1965 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC ETF 464288687 18844920 609276 SH SOLE 44444 0 564832 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 8907062 82764 SH SOLE 8090 0 74674 JOHNSON JOHNSON COM COM 478160104 4286722 25899 SH SOLE 1804 0 24095 JP MORGAN CHASE CO COM COM 46625H100 11162651 76751 SH SOLE 5258 0 71493 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 618728 3695 SH SOLE 0 0 3695 KRAFT HEINZ CO COM COM 500754106 6902577 194439 SH SOLE 13609 0 180830 LOCKHEED MARTIN CORP COM COM 539830109 111872 2430 SH SOLE 304 0 2126 LYFT INC COM CL A COM CL A 55087P104 4171295 434963 SH SOLE 33184 0 401779 MCDONALDS CORPORATION COM COM 580135101 671892 2252 SH SOLE 107 0 2144 MEDTRONIC PLC COM COM G5960L103 561902 6378 SH SOLE 580 0 5798 MERCK CO INC COM COM 58933Y105 685648 5942 SH SOLE 0 0 5942 META PLATFORMS INC COM CL A COM CL A 30303M102 11158069 38881 SH SOLE 2970 0 35911 MICROSOFT CORP COM COM 594918104 10017567 29417 SH SOLE 2153 0 27264 NETFLIX INC COM COM 64110L106 2134615 4846 SH SOLE 407 0 4439 NIKE INC COM CL B COM CL B 654106103 1321999 11978 SH SOLE 401 0 11577 NVIDIA CORP COM COM 67066G104 5566145 13158 SH SOLE 933 0 12225 PAYPAL HOLDINGS INC COM COM 70450Y103 1394323 20895 SH SOLE 929 0 19966 PHI GROUP INC COM COM 69338D208 158 225000 SH SOLE 112500 0 112500 PROCTER GAMBLE CO COM COM 742718109 8255840 54408 SH SOLE 3807 0 50601 PROSHARES TRUST SP 500 DV ARIST ETF SP 500 DV ARIST ETF 74348A467 40051016 424809 SH SOLE 28804 0 396005 REALTY INCOME CORP COM COM 756109104 289364 4840 SH SOLE 0 0 4840 ROYAL BANK OF CANADA NOTE INDEX LNKD NOTE INDEX LNKD 78016HUY4 956966 923 PRN SOLE 24 0 899 ROYAL BANK OF CANADA NOTE INDEX LNKD NOTE INDEX LNKD 78016H2X7 12418565 11709 PRN SOLE 1379 0 10330 SALESFORCE INC COM COM 79466L302 9966191 47175 SH SOLE 3612 0 43563 SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF SBI CONS DISCR ETF 81369Y407 9880129 58183 SH SOLE 4014 0 54169 SIMON PROPERTY GROUP INC COM USD COM USD 828806109 201282 1743 SH SOLE 0 0 1743 SOUTHERN CO COM COM 842587107 559875 7970 SH SOLE 886 0 7084 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 ETF 78467X109 14985395 43581 SH SOLE 4270 0 39311 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS ETF 78463V107 14782951 82925 SH SOLE 7974 0 74951 SPDR INDEX SHARES FUNDS EURO STOXX 50 ETF EURO STOXX 50 ETF 78463X202 208611 4537 SH SOLE 667 0 3870 SPDR SP500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 32683948 73732 SH SOLE 7163 0 66569 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE ETF 78464A649 367791 14497 SH SOLE 2230 0 12267 SPDR SERIES TRUST PORTFOLIO LN TSR ETF PORTFOLIO LN TSR ETF 78464A664 26283932 879061 SH SOLE 74918 0 804143 SPDR SERIES TRUST PORTFOLIO SP 500 ETF PORTFOLIO SP 500 ETF 78464A854 709434 13614 SH SOLE 1840 0 11774 SPDR SERIES TRUST SP BIOTECH ETF SP BIOTECH ETF 78464A870 1576191 18945 SH SOLE 1574 0 17371 STARWOOD PROPERTY TRUST INC COM COM 85571B105 4943089 254798 SH SOLE 17742 0 237056 TESLA INC COM COM 88160R101 1185033 4527 SH SOLE 624 0 3903 TORONTO DOMINION BANK IAM COML NOTE QTRLY VAR NOTE QTRLY VAR 89114YZA2 1038781 1041 PRN SOLE 104 0 937 TORONTO DOMINION BANK IAM COML NOTE QTRLY VAR NOTE QTRLY VAR 89114YW23 2096175 2097 PRN SOLE 252 0 1845 TYSON FOODS INC COM CL A COM CL A 902494103 6212489 121718 SH SOLE 8532 0 113186 UBER TECHNOLOGIES INC COM COM 90353T100 6018934 139424 SH SOLE 10603 0 128821 UNION PACIFIC CORP COM COM 907818108 228419 1116 SH SOLE 0 0 1116 UNITED BANKSHARES INC COM COM 909907107 268009 9033 SH SOLE 0 0 9033 UNITED PARCEL SERVICE INC COM CL B COM CL B 911312106 567883 3168 SH SOLE 317 0 2851 UNITEDHEALTH GROUP INC COM COM 91324P102 302442 629 SH SOLE 45 0 584 VANECK ETF TRUST VANECK AGRIBUSINESS ETF VANECK AGRIBUSINESS ETF 92189F700 5804189 71017 SH SOLE 6930 0 64086 VANECK ETF TRUST VANECK RARE EARTH/STRATEGIC VANECK RARE EARTH/STRATEGIC 92189H805 823154 9898 SH SOLE 854 0 9044 VANGUARD GROWTH ETF GROWTH ETF 922908736 210966 746 SH SOLE 0 0 746 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 206084 1943 SH SOLE 299 0 1644 VANGUARD INF TECH ETF INF TECH ETF 92204A702 1414520 3199 SH SOLE 240 0 2959 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 207788 1025 SH SOLE 0 0 1025 VANGUARD MATERIALS ETF MATERIALS ETF 92204A801 6163965 33874 SH SOLE 3286 0 30587 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 4709726 56363 SH SOLE 3948 0 52416 VANGUARD SP 500 ETF SHS SP 500 ETF SHS 922908363 209749 515 SH SOLE 43 0 472 VANGUARD SHORT TERM TREAS ETF SHORT TERM TREAS ETF 92206C102 19336764 334952 SH SOLE 32148 0 302804 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT ETF 921937835 282875 3892 SH SOLE 606 0 3285 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 23926515 108619 SH SOLE 10384 0 98234 VANGUARD VALUE ETF VALUE ETF 922908744 242239 1705 SH SOLE 0 0 1705 VERIZON COMMUNICATIONS COM COM 92343V104 4613844 124061 SH SOLE 8819 0 115242 VIRGIN GALACTIC HLDGS INC COM COM 92766K106 918978 236850 SH SOLE 20960 0 215890 VISA INC COM CL A COM CL A 92826C839 8159936 34361 SH SOLE 2505 0 31855 VIVOS THERAPEUTICS INC COM COM 92859E108 1642050 3219705 SH SOLE 0 0 3219705 WALMART INC COM COM 931142103 419850 2671 SH SOLE 297 0 2374 WALT DISNEY COMPANY (THE) COM COM 254687106 9121030 102162 SH SOLE 7034 0 95129 WASTE MANAGEMENT INC COM COM 94106L109 4907466 28298 SH SOLE 1944 0 26354 WELLS FARGO COMPANY COM COM 949746101 298701 6999 SH SOLE 875 0 6124 WINTRUST FINANCIAL CORP COM COM 97650W108 363318 5003 SH SOLE 0 0 5003 WISDOMTREE TRUST INDIA ERNGS FD ETF INDIA ERNGS FD ETF 97717W422 3565651 102461 SH SOLE 9174 0 93288