0001802365-23-000004.txt : 20230717
0001802365-23-000004.hdr.sgml : 20230717
20230717135847
ACCESSION NUMBER: 0001802365-23-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230717
DATE AS OF CHANGE: 20230717
EFFECTIVENESS DATE: 20230717
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Strategic Wealth Investment Group, LLC
CENTRAL INDEX KEY: 0001802365
IRS NUMBER: 331027701
STATE OF INCORPORATION: KY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19838
FILM NUMBER: 231091272
BUSINESS ADDRESS:
STREET 1: 500 N. HURSTBOURNE PKWY
STREET 2: SUITE 120
CITY: LOUISVILLE
STATE: KY
ZIP: 40222
BUSINESS PHONE: 5024123354
MAIL ADDRESS:
STREET 1: 500 N. HURSTBOURNE PKWY
STREET 2: SUITE 120
CITY: LOUISVILLE
STATE: KY
ZIP: 40222
FORMER COMPANY:
FORMER CONFORMED NAME: Strategic Wealth Designers
DATE OF NAME CHANGE: 20200205
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001802365
XXXXXXXX
06-30-2023
06-30-2023
Strategic Wealth Investment Group, LLC
500 N. HURSTBOURNE PKWY
SUITE 120
LOUISVILLE
KY
40222
13F HOLDINGS REPORT
028-19838
N
Doug Robinson
Compliance Officer
5024123354
Doug Robinson
Louisville
KY
07-17-2023
0
127
630162923
false
INFORMATION TABLE
2
swig2nd2023.xml
STRATEGIC WEALTH INV GROUP 2ND 2023
ABBOTT LABORATORIES COM
COM
002824100
513534
4710
SH
SOLE
314
0
4396
ABBVIE INC COM
COM
00287Y109
655413
4865
SH
SOLE
347
0
4517
ABERDEEN PREIOUS MTLS BSKT TR ABRDN PRECIOUS METALS BASKE
ABRDN PRECIOUS METALS BASKE
003263100
2929885
33770
SH
SOLE
3278
0
30492
ADOBE INC COM
COM
00724F101
4591127
9389
SH
SOLE
674
0
8715
AGEX THERAPEUTICS INC COM
COM
00848H108
73317
82083
SH
SOLE
13681
0
68403
AGILENT TECHNOLOGIES INC COM
COM
00846U101
242184
2014
SH
SOLE
0
0
2014
ALPHABET INC COM CL A
COM CL A
02079K305
4925296
41147
SH
SOLE
3493
0
37654
AMAZON COM INC COM
COM
023135106
29645037
227409
SH
SOLE
16686
0
210723
AMERICAN EXPRESS CO COM
COM
025816109
8307415
47689
SH
SOLE
3341
0
44348
AMPLIFY ETF TR BLOCKCHAIN LDR ETF
BLOCKCHAIN LDR ETF
032108607
966104
42466
SH
SOLE
3682
0
38784
APPLE INC COM
COM
037833100
30207187
155731
SH
SOLE
11932
0
143700
ARBOR REALTY TRUST INC COM USD
COM USD
038923108
6183382
417232
SH
SOLE
29241
0
387992
ARK ETF TR GENOMIC REV ETF
GENOMIC REV ETF
00214Q302
1817307
53309
SH
SOLE
4581
0
48728
ARK ETF TR INNOVATION ETF
INNOVATION ETF
00214Q104
1131753
25640
SH
SOLE
1086
0
24554
ATT INC COM
COM
00206R102
3437719
215531
SH
SOLE
15142
0
200389
ATHERSYS INC COM
COM
04744L205
15095
17351
SH
SOLE
3283
0
14068
BALL CORP COM
COM
058498106
667319
11464
SH
SOLE
0
0
11464
BARCLAYS BANK PLC NOTE CONV QTRLY VAR
NOTE CONV QTRLY VAR
06749NE99
530734
538
PRN
SOLE
28
0
510
BARCLAYS BANK PLC NOTE CONV QTRLY VAR
NOTE CONV QTRLY VAR
06749NSH6
2133504
2152
PRN
SOLE
77
0
2075
BERKSHIRE HATHAWAY INC COM CL B
COM CL B
084670702
767591
2251
SH
SOLE
397
0
1854
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN
COM SHS BEN IN
09257P105
227728
10959
SH
SOLE
0
0
10959
BLUE BIOFUELS INC COM
COM
09530Q102
1520
10000
SH
SOLE
0
0
10000
BOEING CO COM
COM
097023105
6241905
29560
SH
SOLE
2236
0
27324
BOSTON SCIENTIFIC CORP COM
COM
101137107
241079
4457
SH
SOLE
0
0
4457
BP ADR SPONSORED
ADR SPONSORED
055622104
213724
6056
SH
SOLE
6723
0
5383
BROADCOM INC COM
COM
11135F101
354779
409
SH
SOLE
0
0
409
CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VAR
NOTE QTRLY VAR
13607XGF8
1838304
1867
PRN
SOLE
0
0
1867
CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VAR
NOTE QTRLY VAR
13607XFG7
2688462
2704
PRN
SOLE
0
0
2704
CARNIVAL CORP UNITS
UNITS
143658300
2819623
149741
SH
SOLE
6863
0
142878
CHEVRON CORPORATION COM
COM
166764100
320017
2034
SH
SOLE
226
0
1808
CISCO SYSTEMS INC COM
COM
17275R102
6339459
122525
SH
SOLE
8727
0
113798
CITIGROUP INC NOTE QTRLY VAR
NOTE QTRLY VAR
17290AHT0
32215899
33242
PRN
SOLE
3710
0
29532
CITIGRP GLOBAL MKTS HLDGS INC NOTE INDEX LNKD
NOTE INDEX LNKD
17331CWS2
412911
410
PRN
SOLE
7
0
403
COCA-COLA CO COM
COM
191216100
12273530
203812
SH
SOLE
14500
0
189311
COINBASE GLOBAL INC COM CL A
COM CL A
19260Q107
1008783
14099
SH
SOLE
1242
0
12857
COSTCO WHOLESALE CORP COM
COM
22160K105
7809962
14506
SH
SOLE
1018
0
13489
DUKE ENERGY CORP COM
COM
26441C204
222576
2480
SH
SOLE
496
0
1984
DUPONT DE NEMOURS INC COM
COM
26614N102
4050858
56703
SH
SOLE
3987
0
52716
EKSO BIONICS HOLDINGS INC COM
COM
282644301
48496
33913
SH
SOLE
5499
0
28414
ELEVANCE HEALTH INC COM
COM
036752103
240232
541
SH
SOLE
0
0
541
ELI LILLY AND COMPANY COM
COM
532457108
1383241
2949
SH
SOLE
184
0
2765
FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF
DJ INTERNT IDX ETF
33733E302
347006
2129
SH
SOLE
312
0
1817
GOLDMAN SACHS GROUP INC COM
COM
38141G104
3416365
10592
SH
SOLE
748
0
9844
GOLDMAN SACHS GROUP INC NOTE QTRLY VAR
NOTE QTRLY VAR
38150APK5
4654074
4671
PRN
SOLE
163
0
4508
GS FINANCE CORP NOTE INDEX LNKD
NOTE INDEX LNKD
40057NS57
10448363
9317
PRN
SOLE
750
0
8567
HEWLETT PACKARD ENTERPRISE CO COM
COM
42824C109
354178
21082
SH
SOLE
0
0
21082
HOME DEPOT INC COM
COM
437076102
1757899
5659
SH
SOLE
207
0
5452
HP INCORPORATION COM
COM
40434L105
654737
21320
SH
SOLE
0
0
21320
INTERNATIONAL BUS MACH CORP COM
COM
459200101
4038071
30178
SH
SOLE
2184
0
27993
INVESCO EXCHANGE TRADED FD TR FINL PFD ETF
FINL PFD ETF
46137V621
5269974
367246
SH
SOLE
27327
0
339918
INVESCO EXCHANGE TRADED FUND T SP500 LOW VOL ETF
SP500 LOW VOL ETF
46138E354
409777
6524
SH
SOLE
932
0
5592
INVESCO EXCHANGE TRADED FUND T SOLAR ETF
SOLAR ETF
46138G706
813136
11385
SH
SOLE
984
0
10401
INVESCO QQQ TRUST UNIT SER 1 ETF
UNIT SER 1 ETF
46090E103
13204194
35743
SH
SOLE
2701
0
33042
ISHARES TRUST 0-5 YR TIPS ETF
0-5 YR TIPS ETF
46429B747
17807499
182454
SH
SOLE
15680
0
166774
ISHARES TRUST CORE SP MCP ETF
CORE SP MCP ETF
464287507
268983
1029
SH
SOLE
0
0
1029
ISHARES TRUST CORE SP500 ETF
CORE SP500 ETF
464287200
541916
1216
SH
SOLE
101
0
1115
ISHARES TRUST EXPONENTIAL TECH ETF
EXPONENTIAL TECH ETF
46434V381
1930125
34714
SH
SOLE
2706
0
32008
ISHARES TRUST MSCI EAFE ETF
MSCI EAFE ETF
464287465
201060
2773
SH
SOLE
0
0
2773
ISHARES TRUST MSCI USA ESG SLC ETF
MSCI USA ESG SLC ETF
464288802
245337
2620
SH
SOLE
655
0
1965
ISHARES TRUST PFD AND INCM SEC ETF
PFD AND INCM SEC ETF
464288687
18844920
609276
SH
SOLE
44444
0
564832
ISHARES TRUST TIPS BD ETF
TIPS BD ETF
464287176
8907062
82764
SH
SOLE
8090
0
74674
JOHNSON JOHNSON COM
COM
478160104
4286722
25899
SH
SOLE
1804
0
24095
JP MORGAN CHASE CO COM
COM
46625H100
11162651
76751
SH
SOLE
5258
0
71493
KEYSIGHT TECHNOLOGIES INC COM
COM
49338L103
618728
3695
SH
SOLE
0
0
3695
KRAFT HEINZ CO COM
COM
500754106
6902577
194439
SH
SOLE
13609
0
180830
LOCKHEED MARTIN CORP COM
COM
539830109
111872
2430
SH
SOLE
304
0
2126
LYFT INC COM CL A
COM CL A
55087P104
4171295
434963
SH
SOLE
33184
0
401779
MCDONALDS CORPORATION COM
COM
580135101
671892
2252
SH
SOLE
107
0
2144
MEDTRONIC PLC COM
COM
G5960L103
561902
6378
SH
SOLE
580
0
5798
MERCK CO INC COM
COM
58933Y105
685648
5942
SH
SOLE
0
0
5942
META PLATFORMS INC COM CL A
COM CL A
30303M102
11158069
38881
SH
SOLE
2970
0
35911
MICROSOFT CORP COM
COM
594918104
10017567
29417
SH
SOLE
2153
0
27264
NETFLIX INC COM
COM
64110L106
2134615
4846
SH
SOLE
407
0
4439
NIKE INC COM CL B
COM CL B
654106103
1321999
11978
SH
SOLE
401
0
11577
NVIDIA CORP COM
COM
67066G104
5566145
13158
SH
SOLE
933
0
12225
PAYPAL HOLDINGS INC COM
COM
70450Y103
1394323
20895
SH
SOLE
929
0
19966
PHI GROUP INC COM
COM
69338D208
158
225000
SH
SOLE
112500
0
112500
PROCTER GAMBLE CO COM
COM
742718109
8255840
54408
SH
SOLE
3807
0
50601
PROSHARES TRUST SP 500 DV ARIST ETF
SP 500 DV ARIST ETF
74348A467
40051016
424809
SH
SOLE
28804
0
396005
REALTY INCOME CORP COM
COM
756109104
289364
4840
SH
SOLE
0
0
4840
ROYAL BANK OF CANADA NOTE INDEX LNKD
NOTE INDEX LNKD
78016HUY4
956966
923
PRN
SOLE
24
0
899
ROYAL BANK OF CANADA NOTE INDEX LNKD
NOTE INDEX LNKD
78016H2X7
12418565
11709
PRN
SOLE
1379
0
10330
SALESFORCE INC COM
COM
79466L302
9966191
47175
SH
SOLE
3612
0
43563
SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF
SBI CONS DISCR ETF
81369Y407
9880129
58183
SH
SOLE
4014
0
54169
SIMON PROPERTY GROUP INC COM USD
COM USD
828806109
201282
1743
SH
SOLE
0
0
1743
SOUTHERN CO COM
COM
842587107
559875
7970
SH
SOLE
886
0
7084
SPDR DOW JONES IND UT SER 1 ETF
UT SER 1 ETF
78467X109
14985395
43581
SH
SOLE
4270
0
39311
SPDR GOLD TRUST GOLD SHS ETF
GOLD SHS ETF
78463V107
14782951
82925
SH
SOLE
7974
0
74951
SPDR INDEX SHARES FUNDS EURO STOXX 50 ETF
EURO STOXX 50 ETF
78463X202
208611
4537
SH
SOLE
667
0
3870
SPDR SP500 ETF TRUST TR UNIT ETF
TR UNIT ETF
78462F103
32683948
73732
SH
SOLE
7163
0
66569
SPDR SERIES TRUST PORTFOLIO AGRGTE ETF
PORTFOLIO AGRGTE ETF
78464A649
367791
14497
SH
SOLE
2230
0
12267
SPDR SERIES TRUST PORTFOLIO LN TSR ETF
PORTFOLIO LN TSR ETF
78464A664
26283932
879061
SH
SOLE
74918
0
804143
SPDR SERIES TRUST PORTFOLIO SP 500 ETF
PORTFOLIO SP 500 ETF
78464A854
709434
13614
SH
SOLE
1840
0
11774
SPDR SERIES TRUST SP BIOTECH ETF
SP BIOTECH ETF
78464A870
1576191
18945
SH
SOLE
1574
0
17371
STARWOOD PROPERTY TRUST INC COM
COM
85571B105
4943089
254798
SH
SOLE
17742
0
237056
TESLA INC COM
COM
88160R101
1185033
4527
SH
SOLE
624
0
3903
TORONTO DOMINION BANK IAM COML NOTE QTRLY VAR
NOTE QTRLY VAR
89114YZA2
1038781
1041
PRN
SOLE
104
0
937
TORONTO DOMINION BANK IAM COML NOTE QTRLY VAR
NOTE QTRLY VAR
89114YW23
2096175
2097
PRN
SOLE
252
0
1845
TYSON FOODS INC COM CL A
COM CL A
902494103
6212489
121718
SH
SOLE
8532
0
113186
UBER TECHNOLOGIES INC COM
COM
90353T100
6018934
139424
SH
SOLE
10603
0
128821
UNION PACIFIC CORP COM
COM
907818108
228419
1116
SH
SOLE
0
0
1116
UNITED BANKSHARES INC COM
COM
909907107
268009
9033
SH
SOLE
0
0
9033
UNITED PARCEL SERVICE INC COM CL B
COM CL B
911312106
567883
3168
SH
SOLE
317
0
2851
UNITEDHEALTH GROUP INC COM
COM
91324P102
302442
629
SH
SOLE
45
0
584
VANECK ETF TRUST VANECK AGRIBUSINESS ETF
VANECK AGRIBUSINESS ETF
92189F700
5804189
71017
SH
SOLE
6930
0
64086
VANECK ETF TRUST VANECK RARE EARTH/STRATEGIC
VANECK RARE EARTH/STRATEGIC
92189H805
823154
9898
SH
SOLE
854
0
9044
VANGUARD GROWTH ETF
GROWTH ETF
922908736
210966
746
SH
SOLE
0
0
746
VANGUARD HIGH DIV YLD ETF
HIGH DIV YLD ETF
921946406
206084
1943
SH
SOLE
299
0
1644
VANGUARD INF TECH ETF
INF TECH ETF
92204A702
1414520
3199
SH
SOLE
240
0
2959
VANGUARD LARGE CAP ETF
LARGE CAP ETF
922908637
207788
1025
SH
SOLE
0
0
1025
VANGUARD MATERIALS ETF
MATERIALS ETF
92204A801
6163965
33874
SH
SOLE
3286
0
30587
VANGUARD REAL ESTATE ETF
REAL ESTATE ETF
922908553
4709726
56363
SH
SOLE
3948
0
52416
VANGUARD SP 500 ETF SHS
SP 500 ETF SHS
922908363
209749
515
SH
SOLE
43
0
472
VANGUARD SHORT TERM TREAS ETF
SHORT TERM TREAS ETF
92206C102
19336764
334952
SH
SOLE
32148
0
302804
VANGUARD TOTAL BND MRKT ETF
TOTAL BND MRKT ETF
921937835
282875
3892
SH
SOLE
606
0
3285
VANGUARD TOTAL STK MKT ETF
TOTAL STK MKT ETF
922908769
23926515
108619
SH
SOLE
10384
0
98234
VANGUARD VALUE ETF
VALUE ETF
922908744
242239
1705
SH
SOLE
0
0
1705
VERIZON COMMUNICATIONS COM
COM
92343V104
4613844
124061
SH
SOLE
8819
0
115242
VIRGIN GALACTIC HLDGS INC COM
COM
92766K106
918978
236850
SH
SOLE
20960
0
215890
VISA INC COM CL A
COM CL A
92826C839
8159936
34361
SH
SOLE
2505
0
31855
VIVOS THERAPEUTICS INC COM
COM
92859E108
1642050
3219705
SH
SOLE
0
0
3219705
WALMART INC COM
COM
931142103
419850
2671
SH
SOLE
297
0
2374
WALT DISNEY COMPANY (THE) COM
COM
254687106
9121030
102162
SH
SOLE
7034
0
95129
WASTE MANAGEMENT INC COM
COM
94106L109
4907466
28298
SH
SOLE
1944
0
26354
WELLS FARGO COMPANY COM
COM
949746101
298701
6999
SH
SOLE
875
0
6124
WINTRUST FINANCIAL CORP COM
COM
97650W108
363318
5003
SH
SOLE
0
0
5003
WISDOMTREE TRUST INDIA ERNGS FD ETF
INDIA ERNGS FD ETF
97717W422
3565651
102461
SH
SOLE
9174
0
93288