Partner, CIO

0001398344-22-000612.txt : 20220114 0001398344-22-000612.hdr.sgml : 20220114 20220114172509 ACCESSION NUMBER: 0001398344-22-000612 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220114 DATE AS OF CHANGE: 20220114 EFFECTIVENESS DATE: 20220114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Powell Investment Advisors, LLC CENTRAL INDEX KEY: 0001802195 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19815 FILM NUMBER: 22532769 BUSINESS ADDRESS: STREET 1: 3225 AVIATION AVE, SUITE 502 CITY: MIAMI STATE: FL ZIP: 33133 BUSINESS PHONE: 786-470-3480 MAIL ADDRESS: STREET 1: 3225 AVIATION AVE, SUITE 502 CITY: MIAMI STATE: FL ZIP: 33133 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001802195 XXXXXXXX 12-31-2021 12-31-2021 false Powell Investment Advisors, LLC

3225 AVIATION AVE, SUITE 502 MIAMI FL 33133

13F HOLDINGS REPORT 028-19815 N Jesse Wachs Partner, CIO 786-470-3480 /s/ Jesse Wachs Miami FL 01-14-2022 0 131 175936 INFORMATION TABLE 2 fp0071682_13fhr-table.xml 13F INFORMATION TABLE AT&T INC COM 00206R102 212 8625 SH SOLE 0 8625 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 745 8326 SH SOLE 0 8326 0 ACACIA RESH CORP ACACIA TCH COM 003881307 110 21500 SH SOLE 0 21500 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 627 17251 SH SOLE 0 17251 0 ALPS ETF TR ALERIAN MLP 00162Q452 451 13762 SH SOLE 0 13762 0 ALTRIA GROUP INC COM 02209S103 203 4200 SH SOLE 0 4200 0 AMAZON COM INC COM 023135106 350 105 SH SOLE 0 105 0 AMERICAN ELEC PWR CO INC COM 025537101 682 7664 SH SOLE 0 7664 0 APPLE INC COM 037833100 2082 11726 SH SOLE 0 11726 0 AVERY DENNISON CORP COM 053611109 424 1960 SH SOLE 0 1960 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 234 160 SH SOLE 0 160 0 BK OF AMERICA CORP COM 060505104 272 6111 SH SOLE 0 6111 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 525 1755 SH SOLE 0 1755 0 BLACKROCK FLOATING RATE INCO COM 09255X100 320 23688 SH SOLE 0 23688 0 BLACKROCK MUN INCOME QUALITY COM 092479104 645 41328 SH SOLE 0 41328 0 BLACKSTONE INC COM 09260D107 714 5521 SH SOLE 0 5521 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 307 36255 SH SOLE 0 36255 0 BRISTOL-MYERS SQUIBB CO COM 110122108 379 6073 SH SOLE 0 6073 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1573 26044 SH SOLE 0 26044 0 CABLE ONE INC COM 12685J105 1331 755 SH SOLE 0 755 0 COCA COLA CO COM 191216100 217 3673 SH SOLE 0 3673 0 CARMAX INC COM 143130102 1058 8122 SH SOLE 0 8122 0 SCHWAB CHARLES CORP COM 808513105 985 11714 SH SOLE 0 11714 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 289 6849 SH SOLE 0 6849 0 CIPHER MINING INC COM 17253J106 96 20778 SH SOLE 0 20778 0 CISCO SYS INC COM 17275R102 679 10718 SH SOLE 0 10718 0 CLARUS THERAPEUTICS HLDNGS I COM 18271L107 156 64000 SH SOLE 0 64000 0 CONSOLIDATED EDISON INC COM 209115104 403 4727 SH SOLE 0 4727 0 CVS HEALTH CORP COM 126650100 268 2600 SH SOLE 0 2600 0 CYBIN INC COM 23256X100 53 44000 SH SOLE 0 44000 0 CYNGN INC COM 23257B107 85 18779 SH SOLE 0 18779 0 DESKTOP METAL INC COM CL A 25058X105 84 17000 SH SOLE 0 17000 0 EATON VANCE LTD DURATION INC COM 27828H105 333 25445 SH SOLE 0 25445 0 LILLY ELI & CO COM 532457108 234 848 SH SOLE 0 848 0 ELYS GAME TECHNOLOGY CORP COM 290734102 222 73300 SH SOLE 0 73300 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 447 8063 SH SOLE 0 8063 0 EXXON MOBIL CORP COM 30231G102 279 4557 SH SOLE 0 4557 0 META PLATFORMS INC CL A 30303M102 394 1170 SH SOLE 0 1170 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 300 2183 SH SOLE 0 2183 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 328 6170 SH SOLE 0 6170 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 419 10721 SH SOLE 0 10721 0 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 232 4855 SH SOLE 0 4855 0 FORD MTR CO DEL COM 345370860 1339 64472 SH SOLE 0 64472 0 GENERAL MLS INC COM 370334104 586 8698 SH SOLE 0 8698 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 17 198 SH SOLE 0 198 0 GLOBAL X FDS US INFR DEV ETF 37954Y673 3236 112031 SH SOLE 0 112031 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 513 5397 SH SOLE 0 5397 0 GOLDMAN SACHS GROUP INC COM 38141G104 5505 14389 SH SOLE 0 14389 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 492 3495 SH SOLE 0 3495 0 HOME DEPOT INC COM 437076102 395 952 SH SOLE 0 952 0 INTERNATIONAL BUSINESS MACHS COM 459200101 247 1846 SH SOLE 0 1846 0 INVESCO MUN TR COM 46131J103 674 50179 SH SOLE 0 50179 0 INVESCO QQQ TR UNIT SER 1 46090E103 7043 17703 SH SOLE 0 17703 0 ISHARES TR ISHARES BIOTECH 464287556 6 40 SH SOLE 0 40 0 ISHARES TR CORE S&P500 ETF 464287200 47 98 SH SOLE 0 98 0 ISHARES TR CORE S&P MCP ETF 464287507 288 1016 SH SOLE 0 1016 0 ISHARES TR CORE S&P SCP ETF 464287804 367 3206 SH SOLE 0 3206 0 ISHARES TR DOW JONES US ETF 464287846 136 1150 SH SOLE 0 1150 0 ISHARES TR FLTG RATE NT ETF 46429B655 351 6922 SH SOLE 0 6922 0 ISHARES TR GLOBAL 100 ETF 464287572 796 10203 SH SOLE 0 10203 0 ISHARES TR GLOBAL ENERG ETF 464287341 34 1238 SH SOLE 0 1238 0 ISHARES TR IBOXX HI YD ETF 464288513 285 3273 SH SOLE 0 3273 0 ISHARES TR IBOXX INV CP ETF 464287242 279 2109 SH SOLE 0 2109 0 ISHARES TR MSCI CHINA ETF 46429B671 25 400 SH SOLE 0 400 0 ISHARES TR CHINA SM-CAP ETF 46429B200 19 400 SH SOLE 0 400 0 ISHARES TR MSCI EAFE ETF 464287465 7244 91884 SH SOLE 0 91884 0 ISHARES TR EAFE VALUE ETF 464288877 34 675 SH SOLE 0 675 0 ISHARES TR MSCI EMG MKT ETF 464287234 149 3057 SH SOLE 0 3057 0 ISHARES TR RUS 2000 VAL ETF 464287630 13859 83461 SH SOLE 0 83461 0 ISHARES TR RUS 2000 GRW ETF 464287648 12017 41007 SH SOLE 0 41007 0 ISHARES TR RUSSELL 2000 ETF 464287655 428 1924 SH SOLE 0 1924 0 ISHARES TR RUS MD CP GR ETF 464287481 4182 36293 SH SOLE 0 36293 0 ISHARES TR RUS MDCP VAL ETF 464287473 4551 37184 SH SOLE 0 37184 0 ISHARES TR S&P 500 GRWT ETF 464287309 22887 273544 SH SOLE 0 273544 0 ISHARES TR S&P 500 VAL ETF 464287408 19923 127195 SH SOLE 0 127195 0 ISHARES TR SELECT DIVID ETF 464287168 10164 82909 SH SOLE 0 82909 0 ISHARES TR U.S. TECH ETF 464287721 206 1797 SH SOLE 0 1797 0 ISHARES TR PFD AND INCM SEC 464288687 5039 127794 SH SOLE 0 127794 0 ISHARES TR US HLTHCR PR ETF 464288828 101 349 SH SOLE 0 349 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 276 10573 SH SOLE 0 10573 0 JOHNSON & JOHNSON COM 478160104 378 2210 SH SOLE 0 2210 0 JPMORGAN CHASE & CO COM 46625H100 522 3295 SH SOLE 0 3295 0 LIBERTY BROADBAND CORP COM SER C 530307305 1929 11974 SH SOLE 0 11974 0 LOCKHEED MARTIN CORP COM 539830109 213 599 SH SOLE 0 599 0 LUMEN TECHNOLOGIES INC COM 550241103 156 12447 SH SOLE 0 12447 0 MARSH & MCLENNAN COS INC COM 571748102 408 2350 SH SOLE 0 2350 0 MCDONALDS CORP COM 580135101 545 2033 SH SOLE 0 2033 0 MERCK & CO INC COM 58933Y105 305 3950 SH SOLE 0 3950 0 METLIFE INC COM 59156R108 217 3472 SH SOLE 0 3472 0 MICROSOFT CORP COM 594918104 746 2219 SH SOLE 0 2219 0 MOGO INC COM 60800C109 150 43750 SH SOLE 0 43750 0 MORGAN STANLEY COM NEW 617446448 259 2637 SH SOLE 0 2637 0 NATIONAL RETAIL PROPERTIES I COM 637417106 232 4820 SH SOLE 0 4820 0 NEXTERA ENERGY INC COM 65339F101 1012 10840 SH SOLE 0 10840 0 NUVEEN TAXABLE MUNICPAL INM COM 67074C103 732 32227 SH SOLE 0 32227 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 939 58316 SH SOLE 0 58316 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 590 34525 SH SOLE 0 34525 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 939 52373 SH SOLE 0 52373 0 PAYCHEX INC COM 704326107 346 2536 SH SOLE 0 2536 0 PENNYMAC MTG INVT TR COM 70931T103 168 9441 SH SOLE 0 9441 0 PFIZER INC COM 717081103 673 11389 SH SOLE 0 11389 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 366 22638 SH SOLE 0 22638 0 PHILIP MORRIS INTL INC COM 718172109 272 2826 SH SOLE 0 2826 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1670 16439 SH SOLE 0 16439 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 880 60860 SH SOLE 0 60860 0 ROCKLEY PHOTONICS HOLDINGS L ORDINARY SHARES G7614L109 96 22000 SH SOLE 0 22000 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 110 16322 SH SOLE 0 16322 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 731 10215 SH SOLE 0 10215 0 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 466 7561 SH SOLE 0 7561 0 SONOCO PRODS CO COM 835495102 977 16885 SH SOLE 0 16885 0 SOUTHERN COPPER CORP COM 84265V105 378 6118 SH SOLE 0 6118 0 SPDR SER TR BLOOMBERG CONV 78464A359 2633 31737 SH SOLE 0 31737 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 999 2089 SH SOLE 0 2089 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 843 20042 SH SOLE 0 20042 0 SVF INVESTMENT CORP CL A SHS G8601L102 507 50500 SH SOLE 0 50500 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 245 12731 SH SOLE 0 12731 0 TYLER TECHNOLOGIES INC COM 902252105 702 1305 SH SOLE 0 1305 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6244 126236 SH SOLE 0 126236 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 303 1369 SH SOLE 0 1369 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 202 1740 SH SOLE 0 1740 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 339 3773 SH SOLE 0 3773 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 35 80 SH SOLE 0 80 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 597 7345 SH SOLE 0 7345 0 VERIZON COMMUNICATIONS INC COM 92343V104 254 4879 SH SOLE 0 4879 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 166 10724 SH SOLE 0 10724 0 WASTE MGMT INC DEL COM 94106L109 277 1662 SH SOLE 0 1662 0 WELLS FARGO CO NEW COM 949746101 90 1881 SH SOLE 0 1881 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 149 100 SH SOLE 0 100 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 151 32500 SH SOLE 0 32500 0 WHITEHORSE FIN INC COM 96524V106 179 11060 SH SOLE 0 11060 0 XOS INC COMMON STOCK 98423B108 128 40500 SH SOLE 0 40500 0