0001802132-23-000004.txt : 20231018 0001802132-23-000004.hdr.sgml : 20231018 20231018100037 ACCESSION NUMBER: 0001802132-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 EFFECTIVENESS DATE: 20231018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Private Wealth, Inc. CENTRAL INDEX KEY: 0001802132 IRS NUMBER: 474814591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19753 FILM NUMBER: 231331113 BUSINESS ADDRESS: STREET 1: 100 ENTERPRISE DRIVE, SUITE 504 CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 9733940404 MAIL ADDRESS: STREET 1: 100 ENTERPRISE DRIVE, SUITE 504 CITY: ROCKAWAY STATE: NJ ZIP: 07866 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001802132 XXXXXXXX 09-30-2023 09-30-2023 Aurora Private Wealth, Inc.

100 ENTERPRISE DRIVE, SUITE 504 ROCKAWAY NJ 07866

13F HOLDINGS REPORT 028-19753 N Tonya Coutant 3057040462 Tonya Coutant Rockaway NJ 10-18-2023 0 134 90352 false INFORMATION TABLE 2 3Q2023.xml ABBVIE INC COM 00287Y109 489 3278 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 527 4030 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 961 7286 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 1188 28155 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 1964 15449 SH SOLE 0 0 0 AMERICAN CENTY ETF TR US QUALITY GROW 025072307 312 4628 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 949 6362 SH SOLE 0 0 0 AMERIPRISE FINL INC COM 03076C106 360 1091 SH SOLE 0 0 0 APPLE INC COM 037833100 5811 33941 SH SOLE 0 0 0 ARES CAPITAL CORP COM 04010L103 486 24975 SH SOLE 0 0 0 ARQIT QUANTUM INC ORDINARY SHARES G0567U101 16 27500 SH SOLE 0 0 0 AT&T INC COM 00206R102 266 17738 SH SOLE 0 0 0 BANK AMERICA CORP COM 060505104 914 33376 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2925 8349 SH SOLE 0 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 161 21146 SH SOLE 0 0 0 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 360 11449 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 204 3513 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 589 709 SH SOLE 0 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 18 15545 SH SOLE 0 0 0 C3 AI INC CL A 12468P104 246 9646 SH SOLE 0 0 0 CHENIERE ENERGY INC COM NEW 16411R208 279 1681 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 255 4751 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 284 6917 SH SOLE 0 0 0 COCA COLA CO COM 191216100 359 6418 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 948 13329 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 401 9040 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 370 655 SH SOLE 0 0 0 DEVON ENERGY CORP NEW COM 25179M103 892 18702 SH SOLE 0 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 250 3348 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 234 2886 SH SOLE 0 0 0 ELI LILLY & CO COM 532457108 479 893 SH SOLE 0 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 2332 166222 SH SOLE 0 0 0 ENVIVA INC COM 29415B103 79 10600 SH SOLE 0 0 0 EXELON CORP COM 30161N101 205 5419 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 1272 10814 SH SOLE 0 0 0 FARFETCH LTD ORD SH CL A 30744W107 33 15663 SH SOLE 0 0 0 FEDEX CORP COM 31428X106 247 931 SH SOLE 0 0 0 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 296 7807 SH SOLE 0 0 0 FIRST TR ENHANCED EQUITY INC COM 337318109 261 15127 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 232 3684 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 307 6218 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 825 17958 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 2433 53184 SH SOLE 0 0 0 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST 100 33740F649 261 11553 SH SOLE 0 0 0 FIRST TR EXCHNG TRADED FD VI CBOE VEST NAS100 33740F557 265 12110 SH SOLE 0 0 0 FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 33740F748 398 10390 SH SOLE 0 0 0 FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 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IBOXX INV CP ETF 464287242 2134 20913 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 2843 53083 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 936 6007 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 869 5995 SH SOLE 0 0 0 LINDE PLC SHS G54950103 448 1204 SH SOLE 0 0 0 LISTED FD TR ROUNDHILL BALL 53656F417 189 19885 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 1083 4111 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 1097 10651 SH SOLE 0 0 0 META PLATFORMS INC CL A 30303M102 1477 4921 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 1662 5264 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 324 859 SH SOLE 0 0 0 NEWMARK GROUP INC CL A 65158N102 66 10326 SH SOLE 0 0 0 NIKOLA CORP COM 654110105 16 10000 SH SOLE 0 0 0 NORFOLK SOUTHN CORP COM 655844108 754 3830 SH SOLE 0 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 97 10476 SH SOLE 0 0 0 NVIDIA CORPORATION COM 67066G104 794 1824 SH SOLE 0 0 0 PACER FDS TR US CASH COWS 100 69374H881 594 12017 SH SOLE 0 0 0 PFIZER INC COM 717081103 352 10625 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 1210 8294 SH SOLE 0 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 238 21839 SH SOLE 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 491 9192 SH SOLE 0 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 580 10192 SH SOLE 0 0 0 ROCKWELL AUTOMATION INC COM 773903109 323 1129 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 324 7821 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 352 5458 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 362 4983 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 447 6612 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 811 16031 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1769 25005 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 277 4022 SH SOLE 0 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 363 10943 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 512 3977 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 996 11013 SH SOLE 0 0 0 SOUTHERN COPPER CORP COM 84265V105 277 3685 SH SOLE 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 209 623 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 422 2459 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3579 8372 SH SOLE 0 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 228 3364 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG INTL 78464A151 292 10745 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 331 3664 SH SOLE 0 0 0 TESLA INC COM 88160R101 704 2814 SH SOLE 0 0 0 TWO RDS SHARED TR LEADERSHS ACTIVI 90214Q717 232 7601 SH SOLE 0 0 0 TWO RDS SHARED TR LEADERSHARES EQT 90214Q683 313 10916 SH SOLE 0 0 0 TWO RDS SHARED TR LDRSHS ALPFACT 90214Q774 401 12685 SH SOLE 0 0 0 TWO RDS SHARED TR LEASERSHS ALPHAF 90214Q691 451 13457 SH SOLE 0 0 0 ULTA BEAUTY INC COM 90384S303 290 725 SH SOLE 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 235 4755 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 202 1293 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 758 1930 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 289 1863 SH SOLE 0 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 218 4996 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 283 2742 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 344 1463 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 369 11386 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 609 11999 SH SOLE 0 0 0 WP CAREY INC COM 92936U109 721 13327 SH SOLE 0 0 0