Chief Compliance Officer

0001802132-21-000004.txt : 20211108 0001802132-21-000004.hdr.sgml : 20211108 20211108160326 ACCESSION NUMBER: 0001802132-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 EFFECTIVENESS DATE: 20211108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Private Wealth, Inc. CENTRAL INDEX KEY: 0001802132 IRS NUMBER: 474814591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19753 FILM NUMBER: 211387855 BUSINESS ADDRESS: STREET 1: 100 ENTERPRISE DRIVE, SUITE 504 CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 9733940404 MAIL ADDRESS: STREET 1: 100 ENTERPRISE DRIVE, SUITE 504 CITY: ROCKAWAY STATE: NJ ZIP: 07866 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802132 XXXXXXXX 09-30-2021 09-30-2021 Aurora Private Wealth, Inc.

100 ENTERPRISE DRIVE, SUITE 504 ROCKAWAY NJ 07866

13F HOLDINGS REPORT 028-19753 N tonya Coutant Chief Compliance Officer 305-704-0462 tonya Coutant Rockaway NJ 11-08-2021 0 157 206065 false INFORMATION TABLE 2 3Q2021.xml 3M CO COM 88579Y101 560 3191 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 345 3199 SH SOLE 0 0 0 AIM ETF PRODUCTS TRUST US LRG CP BUF10 00888H109 263 9375 SH SOLE 0 0 0 AIM ETF PRODUCTS TRUST US LRG CP BUF20 00888H208 257 9700 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 946 355 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 505 189 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 480 14410 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 4338 1320 SH SOLE 0 0 0 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 552 6742 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 1131 6752 SH SOLE 0 0 0 AMERIPRISE FINL INC COM 03076C106 294 1113 SH SOLE 0 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 125 14807 SH SOLE 0 0 0 ANTHEM INC COM 036752103 222 595 SH SOLE 0 0 0 APPLE INC COM 037833100 10763 76066 SH SOLE 0 0 0 ARES CAPITAL CORP 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SH SOLE 0 0 0 ISHARES TR MORNINGSTR US EQ 464287127 220 3628 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 213 778 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 329 6494 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 1755 10865 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 906 5532 SH SOLE 0 0 0 KRAFT HEINZ CO COM 500754106 262 7103 SH SOLE 0 0 0 LINDE PLC SHS G5494J103 353 1202 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 205 595 SH SOLE 0 0 0 MAIN STR CAP CORP COM 56035L104 2006 48797 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 1113 4615 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 1028 13686 SH SOLE 0 0 0 METLIFE INC COM 59156R108 296 4796 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 2646 9387 SH SOLE 0 0 0 MODERNA INC COM 60770K107 3331 8656 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 287 470 SH SOLE 0 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 225 17759 SH SOLE 0 0 0 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 51 25000 SH SOLE 0 0 0 NEW RESIDENTIAL 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0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1164 22349 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 766 17222 SH SOLE 0 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 572 15243 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 487 3264 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 465 3656 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 390 2171 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 389 3977 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 287 4496 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 232 2936 SH SOLE 0 0 0 SKILLZ INC COM 83067L109 213 21645 SH SOLE 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 814 2405 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 203 1235 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4833 11262 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 307 639 SH SOLE 0 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 13989 456257 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 9326 188793 SH SOLE 0 0 0 SPDR SER TR PORTFLI HIGH YLD 78468R606 2171 81093 SH SOLE 0 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 884 10142 SH SOLE 0 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 370 4329 SH SOLE 0 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 258 6605 SH SOLE 0 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 240 5225 SH SOLE 0 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 356 21635 SH SOLE 0 0 0 TELADOC HEALTH INC COM 87918A105 420 3309 SH SOLE 0 0 0 TESLA INC COM 88160R101 919 1185 SH SOLE 0 0 0 TWO HBRS INVT CORP COM NEW 90187B408 66 10400 SH SOLE 0 0 0 UBS AG LONDON BRANCH ETRACS MNTHLY B 90274E166 275 23235 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 502 2755 SH SOLE 0 0 0 VANECK ETF TRUST BDC INCOME ETF 92189F411 436 25435 SH SOLE 0 0 0 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 257 4110 SH SOLE 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 250 2921 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 5381 19206 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1398 4819 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1083 8004 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 802 2033 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 354 7069 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6437 78104 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 291 2758 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 359 2338 SH SOLE 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 629 12456 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 261 2521 SH SOLE 0 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 316 2330 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1350 9703 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 429 1737 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1015 18787 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 363 1628 SH SOLE 0 0 0 WALMART INC COM 931142103 360 2582 SH SOLE 0 0 0 WASTE MGMT INC DEL COM 94106L109 607 4065 SH SOLE 0 0 0 WESTERN ASSET HIGH INCOME FD COM 95766J102 88 12307 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 602 11566 SH SOLE 0 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 391 3331 SH SOLE 0 0 0 WP CAREY INC COM 92936U109 1020 13959 SH SOLE 0 0 0