0001802132-21-000003.txt : 20210713 0001802132-21-000003.hdr.sgml : 20210713 20210713111700 ACCESSION NUMBER: 0001802132-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210713 DATE AS OF CHANGE: 20210713 EFFECTIVENESS DATE: 20210713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Private Wealth, Inc. CENTRAL INDEX KEY: 0001802132 IRS NUMBER: 474814591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19753 FILM NUMBER: 211087088 BUSINESS ADDRESS: STREET 1: 100 ENTERPRISE DRIVE, SUITE 504 CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 9733940404 MAIL ADDRESS: STREET 1: 100 ENTERPRISE DRIVE, SUITE 504 CITY: ROCKAWAY STATE: NJ ZIP: 07866 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802132 XXXXXXXX 06-30-2021 06-30-2021 Aurora Private Wealth, Inc.

100 ENTERPRISE DRIVE, SUITE 504 ROCKAWAY NJ 07866

13F HOLDINGS REPORT 028-19753 N tonya Coutant 3057040462 tonya Coutant Rockaway NJ 07-13-2021 0 203 249621 false INFORMATION TABLE 2 2Q2021.xml 13F Q2 2021 FILING 3M CO COM 88579Y101 436 2197 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 370 3286 SH SOLE 0 0 0 AIM ETF PRODUCTS TRUST US LRG CP BUF20 00888H208 256 9700 SH SOLE 0 0 0 AIM ETF PRODUCTS TRUST US LRG CP BUF10 00888H109 261 9375 SH SOLE 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 293 1292 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 628 257 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 1343 536 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 273 7485 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 5991 1741 SH SOLE 0 0 0 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 536 6603 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 1051 6362 SH SOLE 0 0 0 AMERIPRISE FINL INC COM 03076C106 277 1112 SH SOLE 0 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 131 14807 SH SOLE 0 0 0 ANTHEM INC COM 036752103 248 650 SH SOLE 0 0 0 APPLE INC COM 037833100 13806 100804 SH SOLE 0 0 0 ARES CAPITAL CORP COM 04010L103 428 21865 SH SOLE 0 0 0 ARK ETF TR INNOVATION ETF 00214Q104 335 2562 SH SOLE 0 0 0 AT&T INC COM 00206R102 2118 73593 SH SOLE 0 0 0 AURORA CANNABIS INC COM 05156X884 90 10001 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1212 6102 SH SOLE 0 0 0 BCB BANCORP INC COM 055298103 317 23596 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6377 22945 SH SOLE 0 0 0 BK OF AMERICA CORP COM 060505104 2710 65722 SH SOLE 0 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 1278 126153 SH SOLE 0 0 0 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 330 5538 SH SOLE 0 0 0 BOEING CO COM 097023105 1042 4350 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1577 23607 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 1437 3013 SH SOLE 0 0 0 CATERPILLAR INC COM 149123101 1341 6162 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 358 3420 SH SOLE 0 0 0 CHURCH & DWIGHT INC COM 171340102 822 9640 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 1586 29916 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 540 7630 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 1158 14233 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 726 12734 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM 209115104 207 2885 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 753 1903 SH SOLE 0 0 0 CREE INC COM 225447101 634 6473 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 1179 14124 SH SOLE 0 0 0 DESKTOP METAL INC COM CL A 25058X105 173 15073 SH SOLE 0 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 3700 137135 SH SOLE 0 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 343 4100 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 676 3844 SH SOLE 0 0 0 DOW INC COM 260557103 488 7719 SH SOLE 0 0 0 DRAFTKINGS INC COM CL A 26142R104 789 15126 SH SOLE 0 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 392 36889 SH SOLE 0 0 0 ETFIS SER TR I INFRAC ACT MLP 26923G772 602 20450 SH SOLE 0 0 0 ETSY INC COM 29786A106 530 2575 SH SOLE 0 0 0 EVERI HLDGS INC COM 30034T103 1087 43587 SH SOLE 0 0 0 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 597 18350 SH SOLE 0 0 0 EXELON CORP COM 30161N101 244 5507 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 2151 34102 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 1469 4226 SH SOLE 0 0 0 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 754 18375 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 255 5459 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 437 7599 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 556 11584 SH SOLE 0 0 0 FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 33740F748 419 11585 SH SOLE 0 0 0 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U885 677 21980 SH SOLE 0 0 0 FIRST TR INTER DURATN PFD & COM 33718W103 743 29601 SH SOLE 0 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 618 7203 SH SOLE 0 0 0 FIRST TR MORNINGSTAR DIVID L SHS 336917109 249 7500 SH SOLE 0 0 0 FS KKR CAP CORP COM 302635206 457 21268 SH SOLE 0 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 581 98278 SH SOLE 0 0 0 GABELLI DIVID & INCOME TR COM 36242H104 216 8193 SH SOLE 0 0 0 GABELLI UTIL TR COM 36240A101 430 54080 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 148 11005 SH SOLE 0 0 0 GLADSTONE CAPITAL CORP COM 376535100 833 72875 SH SOLE 0 0 0 GLADSTONE INVT CORP COM 376546107 1909 132473 SH SOLE 0 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 284 3918 SH SOLE 0 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 290 20505 SH SOLE 0 0 0 GLOBAL X FDS INTERNET OF THNG 37954Y780 540 15135 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 260 684 SH SOLE 0 0 0 GRANITESHARES ETF TR HIPS US HIGH INC 38747R306 491 31231 SH SOLE 0 0 0 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 442 26108 SH SOLE 0 0 0 HEXCEL CORP NEW COM 428291108 339 5428 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 1240 3889 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 597 2719 SH SOLE 0 0 0 INMODE LTD SHS M5425M103 447 4720 SH SOLE 0 0 0 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 206 7250 SH SOLE 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 210 6630 SH SOLE 0 0 0 INNOVATOR ETFS TR II S&P INVSTMNT GRD 45783G201 351 14324 SH SOLE 0 0 0 INTEL CORP COM 458140100 683 12162 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 392 2672 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 227 3722 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 271 6568 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 336 21901 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 403 2764 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 594 2048 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 1762 6014 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 2117 6505 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6106 17227 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 211 778 SH SOLE 0 0 0 ISHARES TR MORNINGSTR US EQ 464287127 220 3626 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 248 2193 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 263 3323 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 274 4967 SH SOLE 0 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 292 2527 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 302 7683 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 311 1158 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 314 3178 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 330 2812 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 332 2846 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF 464287481 335 2956 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 422 5220 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 466 5629 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 697 8834 SH SOLE 0 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 788 10702 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 806 1875 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 896 12323 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1000 6773 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 1316 26126 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1417 6180 SH SOLE 0 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1679 15928 SH SOLE 0 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 1849 10056 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2961 22039 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 369 7277 SH SOLE 0 0 0 J P MORGAN EXCHANGE-TRADED F DIV RTN EM EQT 46641Q308 671 11320 SH SOLE 0 0 0 JETBLUE AWYS CORP COM 477143101 817 48671 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 1788 10853 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 809 5198 SH SOLE 0 0 0 KRAFT HEINZ CO COM 500754106 292 7161 SH SOLE 0 0 0 LINDE PLC SHS G5494J103 347 1202 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM 539830109 272 720 SH SOLE 0 0 0 MAIN STR CAP CORP COM 56035L104 2005 48797 SH SOLE 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 992 2717 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 1062 4597 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 1074 13809 SH SOLE 0 0 0 METLIFE INC COM 59156R108 287 4795 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 3724 13748 SH SOLE 0 0 0 MODERNA INC COM 60770K107 1990 8468 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 535 1013 SH SOLE 0 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 234 17604 SH SOLE 0 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 135 12776 SH SOLE 0 0 0 NEWMARK GROUP INC CL A 65158N102 121 10072 SH SOLE 0 0 0 NORFOLK SOUTHN CORP COM 655844108 1060 3993 SH SOLE 0 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 482 27011 SH SOLE 0 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 178 11319 SH SOLE 0 0 0 NUVEEN GEORGIA QLTY MUN INC COM 67072B107 177 12683 SH SOLE 0 0 0 NVIDIA CORPORATION COM 67066G104 1069 1336 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 224 2878 SH SOLE 0 0 0 ORCHID IS CAP INC COM 68571X103 169 32622 SH SOLE 0 0 0 OXFORD SQUARE CAP CORP COM 69181V107 121 24713 SH SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 344 1180 SH SOLE 0 0 0 PENN NATL GAMING INC COM 707569109 3413 44617 SH SOLE 0 0 0 PEPSICO INC COM 713448108 215 1452 SH SOLE 0 0 0 PFIZER INC COM 717081103 1160 29628 SH SOLE 0 0 0 PGIM ETF TR ULTRA SHORT 69344A107 3175 63821 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 211 2127 SH SOLE 0 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 1342 67787 SH SOLE 0 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 241 8353 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 1360 10081 SH SOLE 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 664 5565 SH SOLE 0 0 0 PROSPECT CAP CORP COM 74348T102 706 84171 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 394 3841 SH SOLE 0 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1048 17543 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 344 2409 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 231 2712 SH SOLE 0 0 0 REVOLVE GROUP INC CL A 76156B107 300 4350 SH SOLE 0 0 0 RIOT BLOCKCHAIN INC COM 767292105 298 7907 SH SOLE 0 0 0 ROCKWELL AUTOMATION INC COM 773903109 357 1247 SH SOLE 0 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 211 2471 SH SOLE 0 0 0 S&P GLOBAL INC COM 78409V104 205 500 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 418 2863 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 610 5860 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 969 9319 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1373 20078 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2344 37498 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 2920 56999 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 8580 109616 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 9258 88791 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 28800 380853 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 233 2834 SH SOLE 0 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 360 9823 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 377 2114 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 455 3611 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 493 3340 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 524 5118 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 698 15751 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1194 22156 SH SOLE 0 0 0 SHOPIFY INC CL A 82509L107 520 356 SH SOLE 0 0 0 SOUTHERN COPPER CORP COM 84265V105 215 3335 SH SOLE 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 821 2380 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 205 1235 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4961 11589 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 879 1790 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 249 8140 SH SOLE 0 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 375 4325 SH SOLE 0 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 900 10142 SH SOLE 0 0 0 SPDR SER TR PORTFLI HIGH YLD 78468R606 2008 74689 SH SOLE 0 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 8647 174481 SH SOLE 0 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 13118 427985 SH SOLE 0 0 0 SQUARE INC CL A 852234103 417 1711 SH SOLE 0 0 0 STARBOARD INVT TR ADAPTIVE GROWTH 85521B742 955 36443 SH SOLE 0 0 0 TARGET CORP COM 87612E106 216 894 SH SOLE 0 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 343 20835 SH SOLE 0 0 0 TELADOC HEALTH INC COM 87918A105 755 4543 SH SOLE 0 0 0 TESLA INC COM 88160R101 945 1390 SH SOLE 0 0 0 TWO HBRS INVT CORP COM NEW 90187B408 79 10400 SH SOLE 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 1593 31774 SH SOLE 0 0 0 UBS AG LONDON BRANCH ETRACS MNTHLY B 90274E166 294 22885 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 573 2755 SH SOLE 0 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 429 24985 SH SOLE 0 0 0