0001085146-22-000234.txt : 20220120 0001085146-22-000234.hdr.sgml : 20220120 20220119213730 ACCESSION NUMBER: 0001085146-22-000234 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220120 DATE AS OF CHANGE: 20220119 EFFECTIVENESS DATE: 20220120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lion Street Advisors, LLC CENTRAL INDEX KEY: 0001801991 IRS NUMBER: 800946231 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19958 FILM NUMBER: 22540486 BUSINESS ADDRESS: STREET 1: 515 CONGRESS AVE, SUITE 2500 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5127768433 MAIL ADDRESS: STREET 1: 515 CONGRESS AVE, SUITE 2500 CITY: AUSTIN STATE: TX ZIP: 78701 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801991 XXXXXXXX 12-31-2021 12-31-2021 false Lion Street Advisors, LLC

515 Congress Ave, Suite 2500 Austin TX 78701

13F HOLDINGS REPORT 028-19958 N Carie Heckler 512-776-8433 /s/ Carie Heckler Austin TX 01-19-2022 0 154 204499 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 330 2339 SH SOLE 2339 0 0 ABBVIE INC COM 00287Y109 648 4761 SH SOLE 4761 0 0 AIR PRODS & CHEMS INC COM 009158106 453 1488 SH SOLE 1488 0 0 ALCON AG ORD SHS H01301128 280 3172 SH SOLE 3172 0 0 ALPHABET INC CAP STK CL A 02079K305 886 306 SH SOLE 306 0 0 ALPHABET INC CAP STK CL C 02079K107 217 74 SH SOLE 74 0 0 AMAZON COM INC COM 023135106 2000 601 SH SOLE 601 0 0 AMGEN INC COM 031162100 723 3232 SH SOLE 3232 0 0 APPLE INC COM 037833100 2267 12777 SH SOLE 12777 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 973 14344 SH SOLE 14344 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 305 2594 SH SOLE 2594 0 0 AT&T INC COM 00206R102 417 16912 SH SOLE 16912 0 0 AUTODESK INC COM 052769106 205 729 SH SOLE 729 0 0 AXSOME THERAPEUTICS INC COM 05464T104 503 13177 SH SOLE 13177 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 226 2569 SH SOLE 2569 0 0 BK OF AMERICA CORP COM 060505104 357 8049 SH SOLE 8049 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 799 12857 SH SOLE 12857 0 0 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 206 3177 SH SOLE 3177 0 0 CANADIAN NATL RY CO COM 136375102 208 1701 SH SOLE 1701 0 0 CATERPILLAR INC COM 149123101 605 2926 SH SOLE 2926 0 0 CHEVRON CORP NEW COM 166764100 1153 9790 SH SOLE 9790 0 0 CHEWY INC CL A 16679L109 339 5720 SH SOLE 5720 0 0 CISCO SYS INC COM 17275R102 1485 23416 SH SOLE 23416 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 202 9253 SH SOLE 9253 0 0 CLOROX CO DEL COM 189054109 682 3921 SH SOLE 3921 0 0 COCA COLA CO COM 191216100 655 11041 SH SOLE 11041 0 0 COMPASS MINERALS INTL INC COM 20451N101 433 8350 SH SOLE 8350 0 0 CONSOLIDATED EDISON INC COM 209115104 259 3008 SH SOLE 3008 0 0 CORNING INC COM 219350105 1009 27200 SH SOLE 27200 0 0 COSTCO WHSL CORP NEW COM 22160K105 5434 9565 SH SOLE 9565 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 619 2986 SH SOLE 2986 0 0 CUMMINS INC COM 231021106 271 1237 SH SOLE 1237 0 0 CVS HEALTH CORP COM 126650100 834 8108 SH SOLE 8108 0 0 DANAHER CORPORATION COM 235851102 301 908 SH SOLE 908 0 0 DARDEN RESTAURANTS INC COM 237194105 8642 57370 SH SOLE 57370 0 0 DEERE & CO COM 244199105 434 1265 SH SOLE 1265 0 0 DOW INC COM 260557103 810 14271 SH SOLE 14271 0 0 EATON CORP PLC SHS G29183103 1801 10408 SH SOLE 10408 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 396 18103 SH SOLE 18103 0 0 ETFIS SER TR I VIRTUS INFRCAP 26923G822 309 12256 SH SOLE 12256 0 0 ETSY INC COM 29786A106 285 1334 SH SOLE 1334 0 0 EVERGY INC COM 30034W106 640 9326 SH SOLE 9326 0 0 EXXON MOBIL CORP COM 30231G102 1373 22523 SH SOLE 22523 0 0 FEDEX CORP COM 31428X106 562 2166 SH SOLE 2166 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 498 24435 SH SOLE 24435 0 0 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 283 5466 SH SOLE 5466 0 0 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 214 4010 SH SOLE 4010 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 386 8984 SH SOLE 8984 0 0 FMC CORP COM NEW 302491303 284 2589 SH SOLE 2589 0 0 FORTINET INC COM 34959E109 1225 3402 SH SOLE 3402 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 842 28656 SH SOLE 28656 0 0 GENERAL MLS INC COM 370334104 103866 1541451 SH SOLE 1541451 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 223 2647 SH SOLE 2647 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 260 13333 SH SOLE 13333 0 0 HASBRO INC COM 418056107 667 6568 SH SOLE 6568 0 0 HONEYWELL INTL INC COM 438516106 409 1957 SH SOLE 1957 0 0 HOWMET AEROSPACE INC COM 443201108 209 6520 SH SOLE 6520 0 0 IDEXX LABS INC COM 45168D104 288 430 SH SOLE 430 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 273 1995 SH SOLE 1995 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 900 6765 SH SOLE 6765 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 633 42143 SH SOLE 42143 0 0 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 302 2442 SH SOLE 2442 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 391 4290 SH SOLE 4290 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 479 3067 SH SOLE 3067 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 565 3476 SH SOLE 3476 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2245 5643 SH SOLE 5643 0 0 ISHARES TR CONV BD ETF 46435G102 319 3587 SH SOLE 3587 0 0 ISHARES TR CORE S&P MCP ETF 464287507 235 828 SH SOLE 828 0 0 ISHARES TR CORE S&P SCP ETF 464287804 261 2288 SH SOLE 2288 0 0 ISHARES TR CORE S&P500 ETF 464287200 1750 3669 SH SOLE 3669 0 0 ISHARES TR IBOXX HI YD ETF 464288513 255 2935 SH SOLE 2935 0 0 ISHARES TR INVESTMENT GRADE 46435G219 617 11716 SH SOLE 11716 0 0 ISHARES TR MBS ETF 464288588 663 6183 SH SOLE 6183 0 0 ISHARES TR MSCI EAFE ETF 464287465 295 3731 SH SOLE 3731 0 0 ISHARES TR PFD AND INCM SEC 464288687 785 19872 SH SOLE 19872 0 0 ISHARES TR RUS MD CP GR ETF 464287481 813 7051 SH SOLE 7051 0 0 ISHARES TR S&P 500 VAL ETF 464287408 241 1532 SH SOLE 1532 0 0 ISHARES TR USD INV GRDE ETF 464288620 1199 20089 SH SOLE 20089 0 0 ISHARES U S ETF TR IT RT HDG HGYL 46431W606 264 3000 SH SOLE 3000 0 0 J P MORGAN EXCHANGE-TRADED F CORP BD RESCH 46641Q449 520 9496 SH SOLE 9496 0 0 JOHNSON & JOHNSON COM 478160104 986 5742 SH SOLE 5742 0 0 JPMORGAN CHASE & CO COM 46625H100 1543 9746 SH SOLE 9746 0 0 KIMBERLY-CLARK CORP COM 494368103 1307 9144 SH SOLE 9144 0 0 LAS VEGAS SANDS CORP COM 517834107 342 8960 SH SOLE 8960 0 0 LITHIUM AMERS CORP NEW COM NEW 53680Q207 332 11339 SH SOLE 11339 0 0 LOCKHEED MARTIN CORP COM 539830109 329 924 SH SOLE 924 0 0 MARSH & MCLENNAN COS INC COM 571748102 273 1569 SH SOLE 1569 0 0 MASTERCARD INCORPORATED CL A 57636Q104 514 1433 SH SOLE 1433 0 0 MEDTRONIC PLC SHS G5960L103 375 3588 SH SOLE 3588 0 0 META PLATFORMS INC CL A 30303M102 873 2588 SH SOLE 2588 0 0 MICROSOFT CORP COM 594918104 1049 3123 SH SOLE 3123 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 393 8480 SH SOLE 8480 0 0 MONDELEZ INTL INC CL A 609207105 407 6164 SH SOLE 6164 0 0 MOODYS CORP COM 615369105 235 606 SH SOLE 606 0 0 NOVARTIS AG SPONSORED ADR 66987V109 214 2447 SH SOLE 2447 0 0 NVIDIA CORPORATION COM 67066G104 686 2333 SH SOLE 2333 0 0 ONEOK INC NEW COM 682680103 1250 21213 SH SOLE 21213 0 0 PACER FDS TR TRENDP 100 ETF 69374H303 257 4368 SH SOLE 4368 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 280 6734 SH SOLE 6734 0 0 PAYPAL HLDGS INC COM 70450Y103 364 1925 SH SOLE 1925 0 0 PEPSICO INC COM 713448108 921 5309 SH SOLE 5309 0 0 PFIZER INC COM 717081103 383 6475 SH SOLE 6475 0 0 PHILIP MORRIS INTL INC COM 718172109 616 6440 SH SOLE 6440 0 0 PROGRESSIVE CORP COM 743315103 418 4047 SH SOLE 4047 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 329 4902 SH SOLE 4902 0 0 PRUDENTIAL FINL INC COM 744320102 312 2875 SH SOLE 2875 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 264 3047 SH SOLE 3047 0 0 ROKU INC COM CL A 77543R102 218 951 SH SOLE 951 0 0 SALESFORCE COM INC COM 79466L302 309 1214 SH SOLE 1214 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 342 877 SH SOLE 877 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 223 3810 SH SOLE 3810 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 452 2848 SH SOLE 2848 0 0 SEA LTD SPONSORD ADS 81141R100 235 1049 SH SOLE 1049 0 0 SEAGEN INC COM 81181C104 212 1379 SH SOLE 1379 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 423 2992 SH SOLE 2992 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 435 6110 SH SOLE 6110 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1588 9148 SH SOLE 9148 0 0 SERVICENOW INC COM 81762P102 252 393 SH SOLE 393 0 0 SHERWIN WILLIAMS CO COM 824348106 273 776 SH SOLE 776 0 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 282 2219 SH SOLE 2219 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 353 744 SH SOLE 744 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 882 28492 SH SOLE 28492 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 524 7234 SH SOLE 7234 0 0 SPDR SER TR S&P BIOTECH 78464A870 374 3356 SH SOLE 3356 0 0 SPDR SER TR S&P DIVID ETF 78464A763 329 2550 SH SOLE 2550 0 0 SPDR SER TR S&P REGL BKG 78464A698 247 3459 SH SOLE 3459 0 0 THE TRADE DESK INC COM CL A 88339J105 279 3035 SH SOLE 3035 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 227 340 SH SOLE 340 0 0 TYSON FOODS INC CL A 902494103 992 11386 SH SOLE 11386 0 0 UNILEVER PLC SPON ADR NEW 904767704 343 6386 SH SOLE 6386 0 0 UNION PAC CORP COM 907818108 1103 4364 SH SOLE 4364 0 0 UNITEDHEALTH GROUP INC COM 91324P102 233 458 SH SOLE 458 0 0 US BANCORP DEL COM NEW 902973304 507 9034 SH SOLE 9034 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 520 15764 SH SOLE 15764 0 0 VANECK ETF TRUST GAMING ETF 92189F882 560 12730 SH SOLE 12730 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 895 10233 SH SOLE 10233 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 664 7833 SH SOLE 7833 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 430 7839 SH SOLE 7839 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1699 3891 SH SOLE 3891 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 884 3660 SH SOLE 3660 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 295 2005 SH SOLE 2005 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 243 4917 SH SOLE 4917 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 458 7201 SH SOLE 7201 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 933 18258 SH SOLE 18258 0 0 VEEVA SYS INC CL A COM 922475108 764 2976 SH SOLE 2976 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 322 1464 SH SOLE 1464 0 0 VIACOMCBS INC CL B 92556H206 307 10135 SH SOLE 10135 0 0 VISA INC COM CL A 92826C839 610 2808 SH SOLE 2808 0 0 WESTROCK CO COM 96145D105 486 11065 SH SOLE 11065 0 0 WHIRLPOOL CORP COM 963320106 988 4226 SH SOLE 4226 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 417 9574 SH SOLE 9574 0 0 WISDOMTREE TR US HGH YLD CORP 97717X172 494 9439 SH SOLE 9439 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 203 3087 SH SOLE 3087 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 243 4710 SH SOLE 4710 0 0