SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Dolci Giovanni M.

(Last) (First) (Middle)
THIRD FLOOR, D'OLIER CHAMBERS
16A D'OLIER STREET

(Street)
DUBLIN L2 D02 H589

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2020
3. Issuer Name and Ticker or Trading Symbol
IMAX CORP [ IMAX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Head of Global Sales
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
common shares (opening balance) 4,238(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
stock options (to buy) opening balance (2) 03/07/2026 common shares 6,188 22.49 D
restricted share units opening balance(3) (4) (4) common shares 889 0.00(5) D
restricted share units opening balance(3) (6) (6) common shares 4,316 0.00(5) D
restricted share units opening balance(3) (7) (7) common shares 5,835 0.00(5) D
Explanation of Responses:
1. Mr. Dolci became an insider of IMAX Corporation on February 1, 2020.
2. The stock options will become exercisable in 4 installments: 1,237 on March 7, 2020; 1,547 on each of March 7, 2021 and March 7, 2022 and 1,857 on March 7, 2023.
3. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
4. The restricted share units vest and will be converted to common shares in two installments: 405 on March 7, 2020 and 484 on December 1, 2020.
5. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
6. The restricted share units vest and will be converted to common shares in three installments: 1,349 on each of March 7, 2020 and March 7, 2021 and 1,618 on December 1, 2021.
7. The restricted share units vest and will be converted to common shares in four installments: 1,167 on March 7, 2020; 1,458 on each of March 7, 2021 and March 7, 2022 and 1,752 on December 1, 2022.
Remarks:
/s/ Giovanni M. Dolci 02/10/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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