0001628280-23-024758.txt : 20230711 0001628280-23-024758.hdr.sgml : 20230711 20230711201033 ACCESSION NUMBER: 0001628280-23-024758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230707 FILED AS OF DATE: 20230711 DATE AS OF CHANGE: 20230711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherman Sergey CENTRAL INDEX KEY: 0001844620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40049 FILM NUMBER: 231083069 MAIL ADDRESS: STREET 1: TUATARA CAPITAL, L.P. STREET 2: 655 THIRD AVENUE, 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SpringBig Holdings, Inc. CENTRAL INDEX KEY: 0001801602 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 882789488 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 NW 53RD ST STREET 2: SUITE 260 CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: (800) 772-9172 MAIL ADDRESS: STREET 1: 621 NW 53RD ST STREET 2: SUITE 260 CITY: BOCA RATON STATE: FL ZIP: 33487 FORMER COMPANY: FORMER CONFORMED NAME: Tuatara Capital Acquisition Corp DATE OF NAME CHANGE: 20200130 4 1 wk-form4_1689120624.xml FORM 4 X0407 4 2023-07-07 0 0001801602 SpringBig Holdings, Inc. SBIG 0001844620 Sherman Sergey 655 3RD AVENUE 8TH FLOOR NEW YORK NY 10017 1 0 0 0 0 Common Stock 2023-07-07 4 M 0 8333 0 A 33333 I Notes Restricted Stock Units 2023-07-07 4 M 0 8333 0 D Common Stock 8333 16667 I Held by Tuatara Capital, LP Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person. Each restricted stock unit represents a right to acquire one share of the issuers common stock. Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any. Held by Tuatara Capital, LP July 7, 2023 /s/ Paul Sykes, as Attorney-in-Fact 2023-07-11