Chief Compliance Officer

0001085146-21-003125.txt : 20211112 0001085146-21-003125.hdr.sgml : 20211112 20211112100216 ACCESSION NUMBER: 0001085146-21-003125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Investment Advisors, LLC CENTRAL INDEX KEY: 0001801523 IRS NUMBER: 821239625 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19784 FILM NUMBER: 211400825 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-445-2504 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801523 XXXXXXXX 09-30-2021 09-30-2021 false Perennial Investment Advisors, LLC

11620 WILSHIRE BOULEVARD SUITE 400 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19784 N Christopher Nowakowski Chief Compliance Officer 310-445-2504 /s/ Christopher Nowakowski Los Angeles CA 11-10-2021 0 219 282664 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 56 19100 SH SOLE 0 0 19100 3M CO COM 88579Y101 237 1345 SH SOLE 0 0 1345 ABB LTD SPONSORED ADR 000375204 244 7295 SH SOLE 0 0 7295 ABBVIE INC COM 00287Y109 357 3292 SH SOLE 0 0 3292 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 248 778 SH SOLE 0 0 778 ADOBE SYSTEMS INCORPORATED COM 00724F101 989 1716 SH SOLE 0 0 1716 ADVANCED MICRO DEVICES INC COM 007903107 1579 15351 SH SOLE 0 0 15351 AERCAP HOLDINGS NV SHS N00985106 359 6162 SH SOLE 0 0 6162 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 323 2209 SH SOLE 0 0 2209 ALPHABET INC CAP STK CL A 02079K305 6387 2388 SH SOLE 0 0 2388 ALPHABET INC CAP STK CL C 02079K107 1585 594 SH SOLE 0 0 594 AMAZON COM INC COM 023135106 18274 5560 SH SOLE 0 0 5560 AMERICAN EXPRESS CO COM 025816109 317 1892 SH SOLE 0 0 1892 AMERICAN TOWER CORP NEW COM 03027X100 352 1331 SH SOLE 0 0 1331 AMGEN INC COM 031162100 311 1464 SH SOLE 0 0 1464 APPLE INC COM 037833100 27043 191143 SH SOLE 0 0 191143 APPLIED MATLS INC COM 038222105 231 1796 SH SOLE 0 0 1796 ARES CAPITAL CORP COM 04010L103 423 20844 SH SOLE 0 0 20844 ARISTA NETWORKS INC COM 040413106 238 693 SH SOLE 0 0 693 ARK ETF TR INNOVATION ETF 00214Q104 523 4714 SH SOLE 0 0 4714 ASML HOLDING N V N Y REGISTRY SHS N07059210 227 307 SH SOLE 0 0 307 AT&T INC COM 00206R102 700 25940 SH SOLE 0 0 25940 ATLASSIAN CORP PLC CL A G06242104 489 1250 SH SOLE 0 0 1250 BAIDU INC SPON ADR REP A 056752108 368 2388 SH SOLE 0 0 2388 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 186 12500 SH SOLE 0 0 12500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 12341 30 SH SOLE 0 0 30 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3401 12458 SH SOLE 0 0 12458 BK OF AMERICA CORP COM 060505104 643 15212 SH SOLE 0 0 15212 BLACKSTONE INC COM 09260D107 252 2152 SH SOLE 0 0 2152 BOEING CO COM 097023105 1020 4649 SH SOLE 0 0 4649 BRISTOL-MYERS SQUIBB CO COM 110122108 241 4094 SH SOLE 0 0 4094 BROADCOM INC COM 11135F101 1235 2548 SH SOLE 0 0 2548 C3 AI INC CL A 12468P104 542 11780 SH SOLE 0 0 11780 CENTURY CASINOS INC COM 156492100 336 24945 SH SOLE 0 0 24945 CHEVRON CORP NEW COM 166764100 407 3994 SH SOLE 0 0 3994 CISCO SYS INC COM 17275R102 668 12270 SH SOLE 0 0 12270 COCA COLA CO COM 191216100 2236 42646 SH SOLE 0 0 42646 COINBASE GLOBAL INC COM CL A 19260Q107 225 992 SH SOLE 0 0 992 COMCAST CORP NEW CL A 20030N101 201 3590 SH SOLE 0 0 3590 CONOCOPHILLIPS COM 20825C104 287 4225 SH SOLE 0 0 4225 COSTCO WHSL CORP NEW COM 22160K105 1049 2332 SH SOLE 0 0 2332 COTY INC COM CL A 222070203 373 47500 SH SOLE 0 0 47500 CROWDSTRIKE HLDGS INC CL A 22788C105 754 3066 SH SOLE 0 0 3066 CVS HEALTH CORP COM 126650100 376 4440 SH SOLE 0 0 4440 DANAHER CORPORATION COM 235851102 821 2698 SH SOLE 0 0 2698 DEXCOM INC COM 252131107 801 1467 SH SOLE 0 0 1467 DIDI GLOBAL INC SPONSORED ADS 23292E108 168 21515 SH SOLE 0 0 21515 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 809 30414 SH SOLE 0 0 30414 DISNEY WALT CO COM 254687106 1923 11348 SH SOLE 0 0 11348 DOCUSIGN INC COM 256163106 258 1007 SH SOLE 0 0 1007 DOLLAR GEN CORP NEW COM 256677105 398 1876 SH SOLE 0 0 1876 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 131 13734 SH SOLE 0 0 13734 EROS STX GLOBAL CORPORATION SHS NEW G3788M114 63 68420 SH SOLE 0 0 68420 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 218 4394 SH SOLE 0 0 4394 EXXON MOBIL CORP COM 30231G102 475 8085 SH SOLE 0 0 8085 FACEBOOK INC CL A 30303M102 2962 8731 SH SOLE 0 0 8731 FEDEX CORP COM 31428X106 401 1836 SH SOLE 0 0 1836 FIRST TR EXCH TRADED FD III ULTRA SHT DUR MU 33740J104 334 16608 SH SOLE 0 0 16608 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 975 9225 SH SOLE 0 0 9225 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 212 2470 SH SOLE 0 0 2470 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 12091 161496 SH SOLE 0 0 161496 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 1057 17645 SH SOLE 0 0 17645 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 257 5398 SH SOLE 0 0 5398 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 312 5507 SH SOLE 0 0 5507 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1576 17291 SH SOLE 0 0 17291 FIRST TR VALUE LINE DIVID IN SHS 33734H106 11107 282729 SH SOLE 0 0 282729 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 771 6933 SH SOLE 0 0 6933 FLEXSHARES TR MORNSTAR UPSTR 33939L407 205 5610 SH SOLE 0 0 5610 FORTINET INC COM 34959E109 353 1210 SH SOLE 0 0 1210 FREEPORT-MCMORAN INC CL B 35671D857 233 7160 SH SOLE 0 0 7160 FS KKR CAP CORP COM 302635206 911 41329 SH SOLE 0 0 41329 GENERAL DYNAMICS CORP COM 369550108 513 2611 SH SOLE 0 0 2611 GENERAL ELECTRIC CO COM NEW 369604301 213 2074 SH SOLE 0 0 2074 GENERAL MTRS CO COM 37045V100 828 15670 SH SOLE 0 0 15670 GLOBAL X FDS CONSCIOUS COS 37954Y731 655 20929 SH SOLE 0 0 20929 GOLDEN ENTMT INC COM 381013101 491 10000 SH SOLE 0 0 10000 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 224 6555 SH SOLE 0 0 6555 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 499 5796 SH SOLE 0 0 5796 HEICO CORP NEW CL A 422806208 740 6250 SH SOLE 0 0 6250 HOME DEPOT INC COM 437076102 974 2961 SH SOLE 0 0 2961 HONEYWELL INTL INC COM 438516106 718 3391 SH SOLE 0 0 3391 IDEANOMICS INC COM 45166V106 59 30000 SH SOLE 0 0 30000 IMMERSION CORP COM 452521107 427 62510 SH SOLE 0 0 62510 INSPIRED ENTMT INC COM 45782N108 176 15000 SH SOLE 0 0 15000 INTEL CORP COM 458140100 1152 21647 SH SOLE 0 0 21647 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1369 11925 SH SOLE 0 0 11925 INTERNATIONAL BUSINESS MACHS COM 459200101 434 3128 SH SOLE 0 0 3128 INTUIT COM 461202103 216 400 SH SOLE 0 0 400 INTUITIVE SURGICAL INC COM NEW 46120E602 1049 1055 SH SOLE 0 0 1055 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 352 15207 SH SOLE 0 0 15207 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 11082 239089 SH SOLE 0 0 239089 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 481 3039 SH SOLE 0 0 3039 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 4720 54275 SH SOLE 0 0 54275 INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 46137V472 1166 15401 SH SOLE 0 0 15401 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 707 14497 SH SOLE 0 0 14497 INVESCO QQQ TR UNIT SER 1 46090E103 3122 8723 SH SOLE 0 0 8723 IQIYI INC SPONSORED ADS 46267X108 120 15000 SH SOLE 0 0 15000 ISHARES GOLD TR ISHARES NEW 464285204 1861 55780 SH SOLE 0 0 55780 ISHARES INC CORE MSCI EMKT 46434G103 1499 24223 SH SOLE 0 0 24223 ISHARES INC ESG AWR MSCI EM 46434G863 565 13669 SH SOLE 0 0 13669 ISHARES SILVER TR ISHARES 46428Q109 850 41378 SH SOLE 0 0 41378 ISHARES TR CALIF MUN BD ETF 464288356 449 7232 SH SOLE 0 0 7232 ISHARES TR CHINA LG-CAP ETF 464287184 201 5144 SH SOLE 0 0 5144 ISHARES TR CORE DIV GRWTH 46434V621 2501 49794 SH SOLE 0 0 49794 ISHARES TR CORE MSCI EAFE 46432F842 500 6721 SH SOLE 0 0 6721 ISHARES TR CORE S&P MCP ETF 464287507 349 1330 SH SOLE 0 0 1330 ISHARES TR CORE S&P SCP ETF 464287804 2882 26421 SH SOLE 0 0 26421 ISHARES TR CORE S&P US VLU 464287663 216 3043 SH SOLE 0 0 3043 ISHARES TR CORE S&P500 ETF 464287200 2186 5071 SH SOLE 0 0 5071 ISHARES TR CORE TOTAL USD 46434V613 495 9291 SH SOLE 0 0 9291 ISHARES TR CORE US AGGBD ET 464287226 762 6621 SH SOLE 0 0 6621 ISHARES TR EAFE GRWTH ETF 464288885 459 4309 SH SOLE 0 0 4309 ISHARES TR EAFE VALUE ETF 464288877 551 10835 SH SOLE 0 0 10835 ISHARES TR ESG AW MSCI EAFE 46435G516 281 3571 SH SOLE 0 0 3571 ISHARES TR ESG AWR MSCI USA 46435G425 3943 40075 SH SOLE 0 0 40075 ISHARES TR GLOBAL TECH ETF 464287291 200 3595 SH SOLE 0 0 3595 ISHARES TR MRNING SM CP ETF 464288703 1059 18623 SH SOLE 0 0 18623 ISHARES TR MSCI CHINA ETF 46429B671 218 3233 SH SOLE 0 0 3233 ISHARES TR MSCI KLD400 SOC 464288570 235 2841 SH SOLE 0 0 2841 ISHARES TR MSCI USA ESG SLC 464288802 217 2268 SH SOLE 0 0 2268 ISHARES TR MSCI USA MIN VOL 46429B697 1314 17904 SH SOLE 0 0 17904 ISHARES TR MSCI USA QLT FCT 46432F339 484 3683 SH SOLE 0 0 3683 ISHARES TR MSCI USA VALUE 46432F388 228 2268 SH SOLE 0 0 2268 ISHARES TR RUS 1000 GRW ETF 464287614 3099 11296 SH SOLE 0 0 11296 ISHARES TR RUS MID CAP ETF 464287499 1144 14637 SH SOLE 0 0 14637 ISHARES TR SELECT DIVID ETF 464287168 321 2806 SH SOLE 0 0 2806 ISHARES TR TIPS BD ETF 464287176 221 1705 SH SOLE 0 0 1705 ISHARES TR US TREAS BD ETF 46429B267 408 15400 SH SOLE 0 0 15400 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1032 20395 SH SOLE 0 0 20395 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 277 5402 SH SOLE 0 0 5402 JOHNSON & JOHNSON COM 478160104 523 3249 SH SOLE 0 0 3249 JPMORGAN CHASE & CO COM 46625H100 2019 12348 SH SOLE 0 0 12348 LAM RESEARCH CORP COM 512807108 460 809 SH SOLE 0 0 809 LAUDER ESTEE COS INC CL A 518439104 248 828 SH SOLE 0 0 828 LKQ CORP COM 501889208 311 6170 SH SOLE 0 0 6170 LOCKHEED MARTIN CORP COM 539830109 439 1274 SH SOLE 0 0 1274 MASTERCARD INCORPORATED CL A 57636Q104 1115 3210 SH SOLE 0 0 3210 MCDONALDS CORP COM 580135101 266 1099 SH SOLE 0 0 1099 MERCK & CO INC COM 58933Y105 389 5149 SH SOLE 0 0 5149 MICROCHIP TECHNOLOGY INC. COM 595017104 306 1992 SH SOLE 0 0 1992 MICROSOFT CORP COM 594918104 8135 28843 SH SOLE 0 0 28843 MICROSTRATEGY INC CL A NEW 594972408 640 1106 SH SOLE 0 0 1106 MITEK SYS INC COM NEW 606710200 1023 55320 SH SOLE 0 0 55320 MODERNA INC COM 60770K107 499 1301 SH SOLE 0 0 1301 MONGODB INC CL A 60937P106 687 1455 SH SOLE 0 0 1455 NETFLIX INC COM 64110L106 3460 5671 SH SOLE 0 0 5671 NIKE INC CL B 654106103 363 2489 SH SOLE 0 0 2489 NVIDIA CORPORATION COM 67066G104 6815 32912 SH SOLE 0 0 32912 NXP SEMICONDUCTORS N V COM N6596X109 560 2853 SH SOLE 0 0 2853 OWL ROCK CAPITAL CORPORATION COM 69121K104 1895 134092 SH SOLE 0 0 134092 PALANTIR TECHNOLOGIES INC CL A 69608A108 382 15827 SH SOLE 0 0 15827 PALO ALTO NETWORKS INC COM 697435105 441 916 SH SOLE 0 0 916 PAYCOM SOFTWARE INC COM 70432V102 213 430 SH SOLE 0 0 430 PAYPAL HLDGS INC COM 70450Y103 1188 4559 SH SOLE 0 0 4559 PENNYMAC MTG INVT TR COM 70931T103 505 25716 SH SOLE 0 0 25716 PEPSICO INC COM 713448108 1086 7216 SH SOLE 0 0 7216 PFIZER INC COM 717081103 594 13825 SH SOLE 0 0 13825 PLAYAGS INC COM 72814N104 197 25000 SH SOLE 0 0 25000 POOL CORP COM 73278L105 352 806 SH SOLE 0 0 806 PROCTER AND GAMBLE CO COM 742718109 936 6693 SH SOLE 0 0 6693 PROSHARES TR RUSS 2000 DIVD 74347B698 624 10055 SH SOLE 0 0 10055 PROSHARES TR S&P MDCP 400 DIV 74347B680 887 13074 SH SOLE 0 0 13074 QORVO INC COM 74736K101 996 5941 SH SOLE 0 0 5941 RED ROCK RESORTS INC CL A 75700L108 1076 21000 SH SOLE 0 0 21000 SALESFORCE COM INC COM 79466L302 1355 5005 SH SOLE 0 0 5005 SBA COMMUNICATIONS CORP NEW CL A 78410G104 348 1051 SH SOLE 0 0 1051 SCIENTIFIC GAMES CORP COM 80874P109 415 5000 SH SOLE 0 0 5000 SELECT SECTOR SPDR TR ENERGY 81369Y506 1406 27035 SH SOLE 0 0 27035 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 678 18037 SH SOLE 0 0 18037 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1240 9748 SH SOLE 0 0 9748 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1288 13174 SH SOLE 0 0 13174 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 548 6927 SH SOLE 0 0 6927 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1083 7254 SH SOLE 0 0 7254 SHOPIFY INC CL A 82509L107 640 472 SH SOLE 0 0 472 SKYWORKS SOLUTIONS INC COM 83088M102 258 1567 SH SOLE 0 0 1567 SONOS INC COM 83570H108 200 6203 SH SOLE 0 0 6203 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1413 4173 SH SOLE 0 0 4173 SPDR GOLD TR GOLD SHS 78463V107 273 1660 SH SOLE 0 0 1660 SPDR S&P 500 ETF TR TR UNIT 78462F103 1355 3155 SH SOLE 0 0 3155 SPDR SER TR HLTH CR EQUIP 78464A581 280 2250 SH SOLE 0 0 2250 SPDR SER TR PRTFLO S&P500 VL 78464A508 2195 56311 SH SOLE 0 0 56311 SPDR SER TR S&P BIOTECH 78464A870 364 2881 SH SOLE 0 0 2881 SPDR SER TR S&P HOMEBUILD 78464A888 969 13472 SH SOLE 0 0 13472 SQUARE INC CL A 852234103 1765 7340 SH SOLE 0 0 7340 STARBUCKS CORP COM 855244109 963 8730 SH SOLE 0 0 8730 STMICROELECTRONICS N V NY REGISTRY 861012102 407 9375 SH SOLE 0 0 9375 SUNDIAL GROWERS INC COM 86730L109 11 15800 SH SOLE 0 0 15800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1307 11716 SH SOLE 0 0 11716 TARGET CORP COM 87612E106 359 1576 SH SOLE 0 0 1576 TERADYNE INC COM 880770102 560 5130 SH SOLE 0 0 5130 TESLA INC COM 88160R101 4642 5986 SH SOLE 0 0 5986 THE TRADE DESK INC COM CL A 88339J105 279 3970 SH SOLE 0 0 3970 THERMO FISHER SCIENTIFIC INC COM 883556102 232 403 SH SOLE 0 0 403 TWILIO INC CL A 90138F102 1014 3175 SH SOLE 0 0 3175 TYSON FOODS INC CL A 902494103 206 2583 SH SOLE 0 0 2583 UNION PAC CORP COM 907818108 298 1517 SH SOLE 0 0 1517 UNITED PARCEL SERVICE INC CL B 911312106 407 2237 SH SOLE 0 0 2237 UNITEDHEALTH GROUP INC COM 91324P102 801 2045 SH SOLE 0 0 2045 UPSTART HLDGS INC COM 91680M107 1042 3285 SH SOLE 0 0 3285 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 354 4830 SH SOLE 0 0 4830 VANECK ETF TRUST OIL SERVICES ETF 92189H607 1559 7884 SH SOLE 0 0 7884 VANECK MERK GOLD TR GOLD TRUST 921078101 209 12225 SH SOLE 0 0 12225 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 366 4263 SH SOLE 0 0 4263 VANGUARD INDEX FDS GROWTH ETF 922908736 1681 5790 SH SOLE 0 0 5790 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 384 3757 SH SOLE 0 0 3757 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2859 7244 SH SOLE 0 0 7244 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3069 13814 SH SOLE 0 0 13814 VANGUARD INDEX FDS VALUE ETF 922908744 463 3423 SH SOLE 0 0 3423 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2616 49767 SH SOLE 0 0 49767 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 366 2383 SH SOLE 0 0 2383 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 944 18672 SH SOLE 0 0 18672 VANGUARD WORLD FDS INF TECH ETF 92204A702 1584 3947 SH SOLE 0 0 3947 VERIZON COMMUNICATIONS INC COM 92343V104 550 10186 SH SOLE 0 0 10186 VISA INC COM CL A 92826C839 1533 6893 SH SOLE 0 0 6893 WALMART INC COM 931142103 895 6419 SH SOLE 0 0 6419 WELLS FARGO CO NEW COM 949746101 341 7319 SH SOLE 0 0 7319 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 274 530 SH SOLE 0 0 530 ZSCALER INC COM 98980G102 287 1092 SH SOLE 0 0 1092 ZYNGA INC CL A 98986T108 150 20020 SH SOLE 0 0 20020