Chief Compliance Officer

0001085146-21-001370.txt : 20210429 0001085146-21-001370.hdr.sgml : 20210429 20210429111052 ACCESSION NUMBER: 0001085146-21-001370 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 EFFECTIVENESS DATE: 20210429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Investment Advisors, LLC CENTRAL INDEX KEY: 0001801523 IRS NUMBER: 821239625 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19784 FILM NUMBER: 21868166 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-445-2504 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801523 XXXXXXXX 03-31-2021 03-31-2021 false Perennial Investment Advisors, LLC

11620 WILSHIRE BOULEVARD SUITE 400 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19784 N Christopher Nowakowski Chief Compliance Officer 310-445-2504 /s/ Christopher Nowakowski Los Angeles CA 04-28-2021 0 202 253335 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 46 14000 SH SOLE 0 0 14000 ABB LTD SPONSORED ADR 000375204 225 7370 SH SOLE 0 0 7370 ABBOTT LABS COM 002824100 234 1950 SH SOLE 0 0 1950 ABBVIE INC COM 00287Y109 384 3546 SH SOLE 0 0 3546 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 223 806 SH SOLE 0 0 806 ADOBE SYSTEMS INCORPORATED COM 00724F101 804 1691 SH SOLE 0 0 1691 ADVANCED MICRO DEVICES INC COM 007903107 988 12592 SH SOLE 0 0 12592 AEVA TECHNOLOGIES INC COM 00835Q103 149 12877 SH SOLE 0 0 12877 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1061 4680 SH SOLE 0 0 4680 ALPHABET INC CAP STK CL A 02079K305 4820 2337 SH SOLE 0 0 2337 ALPHABET INC CAP STK CL C 02079K107 1276 617 SH SOLE 0 0 617 AMAZON COM INC COM 023135106 17256 5577 SH SOLE 0 0 5577 AMBARELLA INC SHS G037AX101 265 2640 SH SOLE 0 0 2640 AMERICAN AIRLS GROUP INC COM 02376R102 201 8395 SH SOLE 0 0 8395 AMERICAN EXPRESS CO COM 025816109 279 1973 SH SOLE 0 0 1973 AMERICAN TOWER CORP NEW COM 03027X100 307 1286 SH SOLE 0 0 1286 AMGEN INC COM 031162100 363 1459 SH SOLE 0 0 1459 APPLE INC COM 037833100 21503 176038 SH SOLE 0 0 176038 ARES CAPITAL CORP COM 04010L103 395 21095 SH SOLE 0 0 21095 ARISTA NETWORKS INC COM 040413106 209 691 SH SOLE 0 0 691 ARK ETF TR GENOMIC REV ETF 00214Q302 209 2356 SH SOLE 0 0 2356 ARK ETF TR INNOVATION ETF 00214Q104 703 5859 SH SOLE 0 0 5859 AT&T INC COM 00206R102 614 20287 SH SOLE 0 0 20287 ATLASSIAN CORP PLC CL A G06242104 211 1000 SH SOLE 0 0 1000 BAIDU INC SPON ADR REP A 056752108 510 2342 SH SOLE 0 0 2342 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 185 12500 SH SOLE 0 0 12500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 11571 30 SH SOLE 0 0 30 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3194 12503 SH SOLE 0 0 12503 BK OF AMERICA CORP COM 060505104 596 15399 SH SOLE 0 0 15399 BLACKLINE INC COM 09239B109 250 2305 SH SOLE 0 0 2305 BOEING CO COM 097023105 1017 3993 SH SOLE 0 0 3993 BRISTOL-MYERS SQUIBB CO COM 110122108 216 3420 SH SOLE 0 0 3420 BROADCOM INC COM 11135F101 1153 2488 SH SOLE 0 0 2488 C3 AI INC CL A 12468P104 644 9771 SH SOLE 0 0 9771 CENTURY CASINOS INC COM 156492100 154 15000 SH SOLE 0 0 15000 CHEVRON CORP NEW COM 166764100 270 2573 SH SOLE 0 0 2573 CISCO SYS INC COM 17275R102 366 7071 SH SOLE 0 0 7071 CITIGROUP INC COM NEW 172967424 255 3506 SH SOLE 0 0 3506 COCA COLA CO COM 191216100 2261 42895 SH SOLE 0 0 42895 COMCAST CORP NEW CL A 20030N101 209 3867 SH SOLE 0 0 3867 CONOCOPHILLIPS COM 20825C104 222 4183 SH SOLE 0 0 4183 COSTCO WHSL CORP NEW COM 22160K105 860 2440 SH SOLE 0 0 2440 COTY INC COM CL A 222070203 360 40000 SH SOLE 0 0 40000 CROWDSTRIKE HLDGS INC CL A 22788C105 621 3401 SH SOLE 0 0 3401 D R HORTON INC COM 23331A109 596 6685 SH SOLE 0 0 6685 DEXCOM INC COM 252131107 529 1472 SH SOLE 0 0 1472 DISNEY WALT CO COM 254687106 2141 11601 SH SOLE 0 0 11601 DOCUSIGN INC COM 256163106 997 4924 SH SOLE 0 0 4924 DOLLAR GEN CORP NEW COM 256677105 369 1823 SH SOLE 0 0 1823 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 101 13215 SH SOLE 0 0 13215 EROS STX GLOBAL CORPORATION SHS NEW G3788M114 83 45680 SH SOLE 0 0 45680 ETSY INC COM 29786A106 315 1560 SH SOLE 0 0 1560 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1166 18247 SH SOLE 0 0 18247 EXXON MOBIL CORP COM 30231G102 421 7545 SH SOLE 0 0 7545 FACEBOOK INC CL A 30303M102 2765 9387 SH SOLE 0 0 9387 FEDEX CORP COM 31428X106 281 989 SH SOLE 0 0 989 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 986 10292 SH SOLE 0 0 10292 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 13405 189273 SH SOLE 0 0 189273 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 416 6928 SH SOLE 0 0 6928 FIRST TR VALUE LINE DIVID IN SHS 33734H106 11231 295695 SH SOLE 0 0 295695 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 997 10214 SH SOLE 0 0 10214 FIVERR INTL LTD ORD SHS 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INSPIRED ENTMT INC COM 45782N108 139 15000 SH SOLE 0 0 15000 INTEL CORP COM 458140100 1306 20408 SH SOLE 0 0 20408 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1452 13000 SH SOLE 0 0 13000 INTERNATIONAL BUSINESS MACHS COM 459200101 445 3342 SH SOLE 0 0 3342 INTUITIVE SURGICAL INC COM NEW 46120E602 780 1055 SH SOLE 0 0 1055 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 401 17183 SH SOLE 0 0 17183 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 10842 245785 SH SOLE 0 0 245785 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 461 3040 SH SOLE 0 0 3040 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 587 13249 SH SOLE 0 0 13249 INVESCO QQQ TR UNIT SER 1 46090E103 3133 9818 SH SOLE 0 0 9818 ISHARES GOLD TR ISHARES 464285105 1647 101316 SH SOLE 0 0 101316 ISHARES INC CORE MSCI EMKT 46434G103 1795 27885 SH SOLE 0 0 27885 ISHARES INC ESG AWR MSCI EM 46434G863 702 16203 SH SOLE 0 0 16203 ISHARES TR CALIF MUN BD ETF 464288356 449 7232 SH SOLE 0 0 7232 ISHARES TR CHINA LG-CAP ETF 464287184 695 14885 SH SOLE 0 0 14885 ISHARES TR CORE DIV GRWTH 46434V621 2190 45360 SH SOLE 0 0 45360 ISHARES TR CORE MSCI EAFE 46432F842 214 2973 SH SOLE 0 0 2973 ISHARES TR CORE S&P MCP ETF 464287507 310 1191 SH SOLE 0 0 1191 ISHARES TR CORE S&P SCP ETF 464287804 2789 25698 SH SOLE 0 0 25698 ISHARES TR CORE S&P500 ETF 464287200 2078 5223 SH SOLE 0 0 5223 ISHARES TR CORE TOTAL USD 46434V613 534 10132 SH SOLE 0 0 10132 ISHARES TR CORE US AGGBD ET 464287226 1662 14596 SH SOLE 0 0 14596 ISHARES TR EAFE GRWTH ETF 464288885 342 3406 SH SOLE 0 0 3406 ISHARES TR EAFE VALUE ETF 464288877 475 9320 SH SOLE 0 0 9320 ISHARES TR ESG AW MSCI EAFE 46435G516 258 3394 SH SOLE 0 0 3394 ISHARES TR ESG AWR MSCI USA 46435G425 3368 37061 SH SOLE 0 0 37061 ISHARES TR IBOXX INV CP ETF 464287242 239 1840 SH SOLE 0 0 1840 ISHARES TR ISHS 1-5YR INVS 464288646 257 4707 SH SOLE 0 0 4707 ISHARES TR MRNING SM CP ETF 464288703 1125 6664 SH SOLE 0 0 6664 ISHARES TR MSCI CHINA ETF 46429B671 1043 12767 SH SOLE 0 0 12767 ISHARES TR MSCI EAFE ETF 464287465 210 2763 SH SOLE 0 0 2763 ISHARES TR MSCI KLD400 SOC 464288570 212 2773 SH SOLE 0 0 2773 ISHARES TR MSCI USA MIN VOL 46429B697 822 11882 SH SOLE 0 0 11882 ISHARES TR MSCI USA MMENTM 46432F396 253 1575 SH SOLE 0 0 1575 ISHARES TR MSCI USA QLT FCT 46432F339 721 5920 SH SOLE 0 0 5920 ISHARES TR MSCI USA VALUE 46432F388 261 2546 SH SOLE 0 0 2546 ISHARES TR RUS 1000 GRW ETF 464287614 2762 11362 SH SOLE 0 0 11362 ISHARES TR RUS MID CAP ETF 464287499 976 13206 SH SOLE 0 0 13206 ISHARES TR RUSSELL 2000 ETF 464287655 208 939 SH SOLE 0 0 939 ISHARES TR US TREAS BD ETF 46429B267 534 20386 SH SOLE 0 0 20386 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1796 35385 SH SOLE 0 0 35385 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 334 6535 SH SOLE 0 0 6535 JOHNSON & JOHNSON COM 478160104 331 2016 SH SOLE 0 0 2016 JPMORGAN CHASE & CO COM 46625H100 1754 11520 SH SOLE 0 0 11520 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 233 6570 SH SOLE 0 0 6570 LAM RESEARCH CORP COM 512807108 440 739 SH SOLE 0 0 739 LAUDER ESTEE COS INC CL A 518439104 254 873 SH SOLE 0 0 873 LKQ CORP COM 501889208 286 6767 SH SOLE 0 0 6767 LOCKHEED MARTIN CORP COM 539830109 435 1178 SH SOLE 0 0 1178 MASTERCARD INCORPORATED CL A 57636Q104 1161 3260 SH SOLE 0 0 3260 MCDONALDS CORP COM 580135101 249 1109 SH SOLE 0 0 1109 MERCK & CO. INC COM 58933Y105 356 4624 SH SOLE 0 0 4624 MICROCHIP TECHNOLOGY INC. COM 595017104 308 1983 SH SOLE 0 0 1983 MICROSOFT CORP COM 594918104 6241 26470 SH SOLE 0 0 26470 MICROSTRATEGY INC CL A NEW 594972408 782 1152 SH SOLE 0 0 1152 MITEK SYS INC COM NEW 606710200 835 57270 SH SOLE 0 0 57270 MODERNA INC COM 60770K107 223 1702 SH SOLE 0 0 1702 MONGODB INC CL A 60937P106 393 1470 SH SOLE 0 0 1470 NETFLIX INC COM 64110L106 2569 4925 SH SOLE 0 0 4925 NIKE INC CL B 654106103 374 2817 SH SOLE 0 0 2817 NUANCE COMMUNICATIONS INC COM 67020Y100 457 10467 SH SOLE 0 0 10467 NVIDIA CORPORATION COM 67066G104 4118 7713 SH SOLE 0 0 7713 NXP SEMICONDUCTORS N V COM N6596X109 588 2919 SH SOLE 0 0 2919 OWL ROCK CAPITAL CORPORATION COM 69121K104 1534 111401 SH SOLE 0 0 111401 PAYPAL HLDGS INC COM 70450Y103 1123 4624 SH SOLE 0 0 4624 PENN NATL GAMING INC COM 707569109 236 2247 SH SOLE 0 0 2247 PENNYMAC MTG INVT TR COM 70931T103 485 24735 SH SOLE 0 0 24735 PEPSICO INC COM 713448108 988 6986 SH SOLE 0 0 6986 PFIZER INC COM 717081103 339 9357 SH SOLE 0 0 9357 PLAYAGS INC COM 72814N104 202 25000 SH SOLE 0 0 25000 POOL CORP COM 73278L105 271 785 SH SOLE 0 0 785 PROCTER AND GAMBLE CO COM 742718109 816 6030 SH SOLE 0 0 6030 PROGRESSIVE CORP COM 743315103 213 2224 SH SOLE 0 0 2224 PROSHARES TR RUSS 2000 DIVD 74347B698 1452 22182 SH SOLE 0 0 22182 PROSHARES TR S&P MDCP 400 DIV 74347B680 1800 25819 SH SOLE 0 0 25819 QORVO INC COM 74736K101 956 5231 SH SOLE 0 0 5231 RED ROCK RESORTS INC CL A 75700L108 684 21000 SH SOLE 0 0 21000 SALESFORCE COM INC COM 79466L302 950 4483 SH SOLE 0 0 4483 SBA COMMUNICATIONS CORP NEW CL A 78410G104 569 2051 SH SOLE 0 0 2051 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 423 8253 SH SOLE 0 0 8253 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1363 11675 SH SOLE 0 0 11675 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 482 4899 SH SOLE 0 0 4899 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 577 4347 SH SOLE 0 0 4347 SERVICENOW INC COM 81762P102 472 943 SH SOLE 0 0 943 SHOPIFY INC CL A 82509L107 8966 8103 SH SOLE 0 0 8103 SKYWORKS SOLUTIONS INC COM 83088M102 304 1658 SH SOLE 0 0 1658 SLACK TECHNOLOGIES INC COM CL A 83088V102 208 5108 SH SOLE 0 0 5108 SPDR S&P 500 ETF TR TR UNIT 78462F103 1312 3311 SH SOLE 0 0 3311 SPDR SER TR PRTFLO S&P500 VL 78464A508 1907 50308 SH SOLE 0 0 50308 SPDR SER TR S&P BIOTECH 78464A870 1014 7476 SH SOLE 0 0 7476 SPDR SER TR S&P HOMEBUILD 78464A888 731 10389 SH SOLE 0 0 10389 SQUARE INC CL A 852234103 1666 7337 SH SOLE 0 0 7337 STARBUCKS CORP COM 855244109 940 8598 SH SOLE 0 0 8598 SUNDIAL GROWERS INC COM 86730L109 34 30300 SH SOLE 0 0 30300 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1488 12582 SH SOLE 0 0 12582 TARGET CORP COM 87612E106 327 1648 SH SOLE 0 0 1648 TELADOC HEALTH INC COM 87918A105 327 1801 SH SOLE 0 0 1801 TERADYNE INC COM 880770102 638 5245 SH SOLE 0 0 5245 TESLA INC COM 88160R101 4122 6172 SH SOLE 0 0 6172 THE TRADE DESK INC COM CL A 88339J105 524 804 SH SOLE 0 0 804 TWILIO INC CL A 90138F102 1128 3310 SH SOLE 0 0 3310 UNION PAC CORP COM 907818108 345 1563 SH SOLE 0 0 1563 UNITED PARCEL SERVICE INC CL B 911312106 386 2273 SH SOLE 0 0 2273 UNITEDHEALTH GROUP INC COM 91324P102 458 1230 SH SOLE 0 0 1230 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 329 4743 SH SOLE 0 0 4743 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 621 7328 SH SOLE 0 0 7328 VANGUARD INDEX FDS GROWTH ETF 922908736 1256 4885 SH SOLE 0 0 4885 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 316 3440 SH SOLE 0 0 3440 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1434 3937 SH SOLE 0 0 3937 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2769 13399 SH SOLE 0 0 13399 VANGUARD INDEX FDS VALUE ETF 922908744 339 2582 SH SOLE 0 0 2582 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2612 50671 SH SOLE 0 0 50671 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 287 1953 SH SOLE 0 0 1953 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 215 4372 SH SOLE 0 0 4372 VANGUARD WORLD FDS INF TECH ETF 92204A702 1394 3889 SH SOLE 0 0 3889 VERIZON COMMUNICATIONS INC COM 92343V104 574 9875 SH SOLE 0 0 9875 VISA INC COM CL A 92826C839 1439 6796 SH SOLE 0 0 6796 VYNE THERAPEUTICS INC COM 92941V209 240 35000 SH SOLE 0 0 35000 WALMART INC COM 931142103 741 5455 SH SOLE 0 0 5455 WELLS FARGO CO NEW COM 949746101 331 8477 SH SOLE 0 0 8477 WYNN RESORTS LTD COM 983134107 221 1759 SH SOLE 0 0 1759 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 243 500 SH SOLE 0 0 500 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 200 624 SH SOLE 0 0 624 ZSCALER INC COM 98980G102 204 1190 SH SOLE 0 0 1190