Chief Compliance Officer

0001085146-21-000233.txt : 20210122 0001085146-21-000233.hdr.sgml : 20210122 20210122172430 ACCESSION NUMBER: 0001085146-21-000233 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210122 DATE AS OF CHANGE: 20210122 EFFECTIVENESS DATE: 20210122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Investment Advisors, LLC CENTRAL INDEX KEY: 0001801523 IRS NUMBER: 821239625 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19784 FILM NUMBER: 21547159 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-445-2504 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801523 XXXXXXXX 12-31-2020 12-31-2020 false Perennial Investment Advisors, LLC

11620 WILSHIRE BOULEVARD SUITE 400 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19784 N Christopher Nowakowski Chief Compliance Officer 310-445-2504 /s/ Christopher Nowakowski Los Angeles CA 01-19-2021 0 177 233592 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABB LTD SPONSORED ADR 000375204 200 7160 SH SOLE 0 0 7160 ABBVIE INC COM 00287Y109 407 3795 SH SOLE 0 0 3795 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 203 779 SH SOLE 0 0 779 ADOBE SYSTEMS INCORPORATED COM 00724F101 506 1011 SH SOLE 0 0 1011 ADVANCED MICRO DEVICES INC COM 007903107 2174 23702 SH SOLE 0 0 23702 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1251 5377 SH SOLE 0 0 5377 ALPHABET INC CAP STK CL A 02079K305 4119 2350 SH SOLE 0 0 2350 ALPHABET INC CAP STK CL C 02079K107 1132 646 SH SOLE 0 0 646 AMAZON COM INC COM 023135106 17565 5393 SH SOLE 0 0 5393 AMGEN INC COM 031162100 345 1500 SH SOLE 0 0 1500 APPLE INC COM 037833100 23754 179021 SH SOLE 0 0 179021 ARES CAPITAL CORP COM 04010L103 365 21592 SH SOLE 0 0 21592 ARISTA NETWORKS INC COM 040413106 201 691 SH SOLE 0 0 691 ARK ETF TR GENOMIC REV ETF 00214Q302 399 4277 SH SOLE 0 0 4277 ARK ETF TR INNOVATION ETF 00214Q104 613 4924 SH SOLE 0 0 4924 AT&T INC COM 00206R102 548 19037 SH SOLE 0 0 19037 BERKSHIRE HATHAWAY INC DEL CL A 084670108 10434 30 SH SOLE 0 0 30 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2880 12419 SH SOLE 0 0 12419 BK OF AMERICA CORP COM 060505104 405 13360 SH SOLE 0 0 13360 BOEING CO COM 097023105 775 3623 SH SOLE 0 0 3623 BRISTOL-MYERS SQUIBB CO COM 110122108 243 3914 SH SOLE 0 0 3914 BROADCOM INC COM 11135F101 1081 2470 SH SOLE 0 0 2470 C3 AI INC CL A 12468P104 386 2781 SH SOLE 0 0 2781 CENTURY CASINOS INC COM 156492100 96 15000 SH SOLE 0 0 15000 CHIPOTLE MEXICAN GRILL INC COM 169656105 212 153 SH SOLE 0 0 153 CISCO SYS INC COM 17275R102 337 7540 SH SOLE 0 0 7540 CITIGROUP INC COM NEW 172967424 242 3925 SH SOLE 0 0 3925 COCA COLA CO COM 191216100 2377 43345 SH SOLE 0 0 43345 COMCAST CORP NEW CL A 20030N101 209 3980 SH SOLE 0 0 3980 COSTCO WHSL CORP NEW COM 22160K105 819 2173 SH SOLE 0 0 2173 COTY INC COM CL A 222070203 140 20000 SH SOLE 0 0 20000 CROWDSTRIKE HLDGS INC CL A 22788C105 442 2088 SH SOLE 0 0 2088 CROWN HLDGS INC COM 228368106 214 2132 SH SOLE 0 0 2132 DEXCOM INC COM 252131107 415 1122 SH SOLE 0 0 1122 DISNEY WALT CO COM 254687106 1842 10164 SH SOLE 0 0 10164 DOCUSIGN INC COM 256163106 1036 4662 SH SOLE 0 0 4662 DOLLAR GEN CORP NEW COM 256677105 243 1157 SH SOLE 0 0 1157 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 45 10000 SH SOLE 0 0 10000 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 78 12599 SH SOLE 0 0 12599 EROS STX GLOBAL CORPORATION SHS NEW G3788M114 56 31000 SH SOLE 0 0 31000 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 1162 18268 SH SOLE 0 0 18268 EXXON MOBIL CORP COM 30231G102 302 7332 SH SOLE 0 0 7332 FACEBOOK INC CL A 30303M102 2686 9833 SH SOLE 0 0 9833 FIRST TR EXCH TRADED FD III ULTRA SHT DUR MU 33740J104 206 10214 SH SOLE 0 0 10214 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 876 9213 SH SOLE 0 0 9213 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 13183 195300 SH SOLE 0 0 195300 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 622 10361 SH SOLE 0 0 10361 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 263 5116 SH SOLE 0 0 5116 FIRST TR VALUE LINE DIVID IN SHS 33734H106 10418 297049 SH SOLE 0 0 297049 FLEETCOR TECHNOLOGIES INC COM 339041105 208 762 SH SOLE 0 0 762 FS KKR CAP CORP COM 302635206 538 32498 SH SOLE 0 0 32498 FS KKR CAP CORP II COM 35952V303 207 12648 SH SOLE 0 0 12648 GENERAL DYNAMICS CORP COM 369550108 241 1620 SH SOLE 0 0 1620 GENERAL ELECTRIC CO COM 369604103 182 16867 SH SOLE 0 0 16867 GLOBAL X FDS CONSCIOUS COS 37954Y731 508 18612 SH SOLE 0 0 18612 GOLDEN ENTMT INC COM 381013101 199 10000 SH SOLE 0 0 10000 HEICO CORP NEW CL A 422806208 732 6250 SH SOLE 0 0 6250 HOME DEPOT INC COM 437076102 1057 3981 SH SOLE 0 0 3981 HONEYWELL INTL INC COM 438516106 765 3596 SH SOLE 0 0 3596 IDEANOMICS INC COM 45166V106 60 30000 SH SOLE 0 0 30000 INSPIRED ENTMT INC COM 45782N108 99 15000 SH SOLE 0 0 15000 INTEL CORP COM 458140100 995 19974 SH SOLE 0 0 19974 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1501 13018 SH SOLE 0 0 13018 INTERNATIONAL BUSINESS MACHS COM 459200101 394 3130 SH SOLE 0 0 3130 INTUITIVE SURGICAL INC COM NEW 46120E602 465 568 SH SOLE 0 0 568 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 401 17183 SH SOLE 0 0 17183 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 9688 243858 SH SOLE 0 0 243858 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 405 3040 SH SOLE 0 0 3040 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 651 15456 SH SOLE 0 0 15456 INVESCO QQQ TR UNIT SER 1 46090E103 3099 9877 SH SOLE 0 0 9877 ISHARES GOLD TRUST ISHARES 464285105 2059 113568 SH SOLE 0 0 113568 ISHARES INC CORE MSCI EMKT 46434G103 1731 27897 SH SOLE 0 0 27897 ISHARES INC ESG AWR MSCI EM 46434G863 615 14650 SH SOLE 0 0 14650 ISHARES TR CALIF MUN BD ETF 464288356 454 7232 SH SOLE 0 0 7232 ISHARES TR CHINA LG-CAP ETF 464287184 692 14897 SH SOLE 0 0 14897 ISHARES TR CORE DIV GRWTH 46434V621 824 18374 SH SOLE 0 0 18374 ISHARES TR CORE MSCI EAFE 46432F842 297 4304 SH SOLE 0 0 4304 ISHARES TR CORE S&P MCP ETF 464287507 274 1191 SH SOLE 0 0 1191 ISHARES TR CORE S&P SCP ETF 464287804 2202 23960 SH SOLE 0 0 23960 ISHARES TR CORE S&P500 ETF 464287200 1905 5074 SH SOLE 0 0 5074 ISHARES TR CORE US AGGBD ET 464287226 1974 16705 SH SOLE 0 0 16705 ISHARES TR EAFE GRWTH ETF 464288885 360 3570 SH SOLE 0 0 3570 ISHARES TR ESG AWR MSCI USA 46435G425 2736 31806 SH SOLE 0 0 31806 ISHARES TR IBOXX INV CP ETF 464287242 597 4322 SH SOLE 0 0 4322 ISHARES TR ISHS 1-5YR INVS 464288646 228 4133 SH SOLE 0 0 4133 ISHARES TR MBS ETF 464288588 245 2229 SH SOLE 0 0 2229 ISHARES TR MRNING SM CP ETF 464288703 935 6634 SH SOLE 0 0 6634 ISHARES TR MSCI CHINA ETF 46429B671 1034 12767 SH SOLE 0 0 12767 ISHARES TR MSCI EAFE ETF 464287465 205 2813 SH SOLE 0 0 2813 ISHARES TR MSCI USA MIN VOL 46429B697 863 12718 SH SOLE 0 0 12718 ISHARES TR MSCI USA QLT FCT 46432F339 762 6558 SH SOLE 0 0 6558 ISHARES TR MSCI USA VALUE 46432F388 213 2448 SH SOLE 0 0 2448 ISHARES TR RUS 1000 GRW ETF 464287614 2548 10565 SH SOLE 0 0 10565 ISHARES TR RUS MID CAP ETF 464287499 801 11691 SH SOLE 0 0 11691 ISHARES TR US TREAS BD ETF 46429B267 388 14234 SH SOLE 0 0 14234 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 2253 44353 SH SOLE 0 0 44353 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 547 10707 SH SOLE 0 0 10707 JOHNSON & JOHNSON COM 478160104 311 1979 SH SOLE 0 0 1979 JPMORGAN CHASE & CO COM 46625H100 1474 11599 SH SOLE 0 0 11599 KVH INDS INC COM 482738101 114 10035 SH SOLE 0 0 10035 LAUDER ESTEE COS INC CL A 518439104 235 881 SH SOLE 0 0 881 LKQ CORP COM 501889208 283 8043 SH SOLE 0 0 8043 LOCKHEED MARTIN CORP COM 539830109 251 707 SH SOLE 0 0 707 MASTERCARD INCORPORATED CL A 57636Q104 1015 2842 SH SOLE 0 0 2842 MCDONALDS CORP COM 580135101 238 1109 SH SOLE 0 0 1109 MERCK & CO. INC COM 58933Y105 346 4224 SH SOLE 0 0 4224 MICROCHIP TECHNOLOGY INC. COM 595017104 274 1984 SH SOLE 0 0 1984 MICROSOFT CORP COM 594918104 5638 25347 SH SOLE 0 0 25347 MITEK SYS INC COM NEW 606710200 980 55100 SH SOLE 0 0 55100 MONGODB INC CL A 60937P106 512 1425 SH SOLE 0 0 1425 NETFLIX INC COM 64110L106 2631 4865 SH SOLE 0 0 4865 NIKE INC CL B 654106103 417 2944 SH SOLE 0 0 2944 NUANCE COMMUNICATIONS INC COM 67020Y100 498 11296 SH SOLE 0 0 11296 NVIDIA CORPORATION COM 67066G104 3921 7509 SH SOLE 0 0 7509 NXP SEMICONDUCTORS N V COM N6596X109 463 2913 SH SOLE 0 0 2913 OWL ROCK CAPITAL CORPORATION COM 69121K104 1381 109072 SH SOLE 0 0 109072 PALANTIR TECHNOLOGIES INC CL A 69608A108 243 10332 SH SOLE 0 0 10332 PAYPAL HLDGS INC COM 70450Y103 1094 4671 SH SOLE 0 0 4671 PENNYMAC MTG INVT TR COM 70931T103 317 18013 SH SOLE 0 0 18013 PEPSICO INC COM 713448108 1034 6975 SH SOLE 0 0 6975 PFIZER INC COM 717081103 340 9230 SH SOLE 0 0 9230 PINDUODUO INC SPONSORED ADS 722304102 208 1170 SH SOLE 0 0 1170 PINTEREST INC CL A 72352L106 274 4165 SH SOLE 0 0 4165 PLAYAGS INC COM 72814N104 180 25000 SH SOLE 0 0 25000 POOL CORP COM 73278L105 288 772 SH SOLE 0 0 772 PROCTER AND GAMBLE CO COM 742718109 841 6041 SH SOLE 0 0 6041 PROGRESSIVE CORP COM 743315103 205 2077 SH SOLE 0 0 2077 PROSHARES TR RUSS 2000 DIVD 74347B698 1007 17537 SH SOLE 0 0 17537 PROSHARES TR S&P MDCP 400 DIV 74347B680 1433 22797 SH SOLE 0 0 22797 QORVO INC COM 74736K101 853 5130 SH SOLE 0 0 5130 RED ROCK RESORTS INC CL A 75700L108 526 21000 SH SOLE 0 0 21000 RINGCENTRAL INC CL A 76680R206 271 716 SH SOLE 0 0 716 SALESFORCE COM INC COM 79466L302 934 4199 SH SOLE 0 0 4199 SBA COMMUNICATIONS CORP NEW CL A 78410G104 579 2051 SH SOLE 0 0 2051 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 501 9753 SH SOLE 0 0 9753 SCIENTIFIC GAMES CORP COM 80874P109 207 5000 SH SOLE 0 0 5000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1328 11706 SH SOLE 0 0 11706 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 228 2573 SH SOLE 0 0 2573 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 598 4596 SH SOLE 0 0 4596 SERVICENOW INC COM 81762P102 534 970 SH SOLE 0 0 970 SHOPIFY INC CL A 82509L107 8714 7698 SH SOLE 0 0 7698 SKYWORKS SOLUTIONS INC COM 83088M102 208 1359 SH SOLE 0 0 1359 SLACK TECHNOLOGIES INC COM CL A 83088V102 216 5108 SH SOLE 0 0 5108 SPDR GOLD TR GOLD SHS 78463V107 240 1345 SH SOLE 0 0 1345 SPDR S&P 500 ETF TR TR UNIT 78462F103 1324 3542 SH SOLE 0 0 3542 SPDR SER TR PRTFLO S&P500 VL 78464A508 774 22515 SH SOLE 0 0 22515 SPDR SER TR S&P BIOTECH 78464A870 992 7049 SH SOLE 0 0 7049 SPDR SER TR S&P HOMEBUILD 78464A888 391 6775 SH SOLE 0 0 6775 SQUARE INC CL A 852234103 1621 7449 SH SOLE 0 0 7449 STARBUCKS CORP COM 855244109 936 8746 SH SOLE 0 0 8746 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 635 5819 SH SOLE 0 0 5819 TARGET CORP COM 87612E106 278 1576 SH SOLE 0 0 1576 TELADOC HEALTH INC COM 87918A105 324 1618 SH SOLE 0 0 1618 TERADYNE INC COM 880770102 630 5255 SH SOLE 0 0 5255 TESLA INC COM 88160R101 4157 5891 SH SOLE 0 0 5891 THE TRADE DESK INC COM CL A 88339J105 689 860 SH SOLE 0 0 860 THERMO FISHER SCIENTIFIC INC COM 883556102 202 435 SH SOLE 0 0 435 TWILIO INC CL A 90138F102 932 2753 SH SOLE 0 0 2753 UBER TECHNOLOGIES INC COM 90353T100 307 6026 SH SOLE 0 0 6026 UNITEDHEALTH GROUP INC COM 91324P102 441 1258 SH SOLE 0 0 1258 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 294 4743 SH SOLE 0 0 4743 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 653 7407 SH SOLE 0 0 7407 VANGUARD INDEX FDS GROWTH ETF 922908736 1237 4885 SH SOLE 0 0 4885 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 287 3374 SH SOLE 0 0 3374 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1333 3879 SH SOLE 0 0 3879 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2607 13392 SH SOLE 0 0 13392 VANGUARD INDEX FDS VALUE ETF 922908744 265 2226 SH SOLE 0 0 2226 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3030 59301 SH SOLE 0 0 59301 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 230 1631 SH SOLE 0 0 1631 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 202 4272 SH SOLE 0 0 4272 VANGUARD WORLD FDS INF TECH ETF 92204A702 1740 4916 SH SOLE 0 0 4916 VELODYNE LIDAR INC COM 92259F101 787 34488 SH SOLE 0 0 34488 VERIZON COMMUNICATIONS INC COM 92343V104 521 8870 SH SOLE 0 0 8870 VISA INC COM CL A 92826C839 1506 6886 SH SOLE 0 0 6886 WALMART INC COM 931142103 801 5555 SH SOLE 0 0 5555 WELLS FARGO CO NEW COM 949746101 208 6889 SH SOLE 0 0 6889 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 231 600 SH SOLE 0 0 600