0001085146-20-000431.txt : 20200207 0001085146-20-000431.hdr.sgml : 20200207 20200206185541 ACCESSION NUMBER: 0001085146-20-000431 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200206 EFFECTIVENESS DATE: 20200207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Investment Advisors, LLC CENTRAL INDEX KEY: 0001801523 IRS NUMBER: 821239625 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19784 FILM NUMBER: 20584132 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-445-2504 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801523 XXXXXXXX 12-31-2019 12-31-2019 false Perennial Investment Advisors, LLC

11620 WILSHIRE BOULEVARD SUITE 400 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19784 N Misha Ferkelman 310-275-5059 /s/ Misha Ferkelman Beverly Hills CA 01-30-2020 0 129 126780 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 11 10000 SH SOLE 0 0 10000 ABBVIE INC COM 00287Y109 251 2826 SH SOLE 0 0 2826 ADOBE INC COM 00724F101 205 623 SH SOLE 0 0 623 ADVANCED MICRO DEVICES INC COM 007903107 318 6950 SH SOLE 0 0 6950 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 977 4611 SH SOLE 0 0 4611 ALPHABET INC CAP STK CL A 02079K305 2393 1786 SH SOLE 0 0 1786 ALPHABET INC CAP STK CL C 02079K107 705 526 SH SOLE 0 0 526 ALPS ETF TR ALERIAN MLP 00162Q866 100 11739 SH SOLE 0 0 11739 AMAZON COM INC COM 023135106 7180 3885 SH SOLE 0 0 3885 AMGEN INC COM 031162100 353 1466 SH SOLE 0 0 1466 APPLE INC COM 037833100 13466 45870 SH SOLE 0 0 45870 ARES CAP CORP COM 04010L103 469 25154 SH SOLE 0 0 25154 AT&T INC COM 00206R102 516 13199 SH SOLE 0 0 13199 BANK AMER CORP COM 060505104 416 11797 SH SOLE 0 0 11797 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2717 8 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4423 19530 SH SOLE 0 0 19530 BOEING CO COM 097023105 840 2579 SH SOLE 0 0 2579 BOOKING HLDGS INC COM 09857L108 339 166 SH SOLE 0 0 166 BROADCOM INC COM 11135F101 783 2472 SH SOLE 0 0 2472 CERAGON NETWORKS LTD ORD M22013102 21 10040 SH SOLE 0 0 10040 CISCO SYS INC COM 17275R102 354 7378 SH SOLE 0 0 7378 COCA COLA CO COM 191216100 2214 39995 SH SOLE 0 0 39995 COLONY CAP INC NEW CL A COM 19626G108 48 10165 SH SOLE 0 0 10165 COLONY CR REAL ESTATE INC COM CL A 19625T101 133 10108 SH SOLE 0 0 10108 COSTCO WHSL CORP NEW COM 22160K105 273 928 SH SOLE 0 0 928 DISNEY WALT CO COM DISNEY 254687106 1041 7208 SH SOLE 0 0 7208 FACEBOOK INC CL A 30303M102 1245 6065 SH SOLE 0 0 6065 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 5943 98467 SH SOLE 0 0 98467 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 253 4202 SH SOLE 0 0 4202 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 372 5100 SH SOLE 0 0 5100 FIRST TR VALUE LINE DIVID IN SHS 33734H106 4947 137311 SH SOLE 0 0 137311 FLEETCOR TECHNOLOGIES INC COM 339041105 311 1078 SH SOLE 0 0 1078 FS KKR CAPITAL CORP COM 302635107 1060 172854 SH SOLE 0 0 172854 GLOBAL X FDS CONSCIOUS COS 37954Y731 261 11107 SH SOLE 0 0 11107 HEICO CORP NEW CL A 422806208 560 6250 SH SOLE 0 0 6250 HOME DEPOT INC COM 437076102 806 3697 SH SOLE 0 0 3697 INTEL CORP COM 458140100 614 10262 SH SOLE 0 0 10262 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1332 14395 SH SOLE 0 0 14395 INTERNATIONAL BUSINESS MACHS COM 459200101 399 2976 SH SOLE 0 0 2976 INTUITIVE SURGICAL INC COM NEW 46120E602 312 528 SH SOLE 0 0 528 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 236 11098 SH SOLE 0 0 11098 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 635 26521 SH SOLE 0 0 26521 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 218 10262 SH SOLE 0 0 10262 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 499 20396 SH SOLE 0 0 20396 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 5049 150820 SH SOLE 0 0 150820 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 276 2177 SH SOLE 0 0 2177 INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 1111 28155 SH SOLE 0 0 28155 INVESCO QQQ TR UNIT SER 1 46090E103 1137 5347 SH SOLE 0 0 5347 ISHARES GOLD TRUST ISHARES 464285105 1245 85861 SH SOLE 0 0 85861 ISHARES INC CORE MSCI EMKT 46434G103 2589 48163 SH SOLE 0 0 48163 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 948 58453 SH SOLE 0 0 58453 ISHARES TR CALIF MUN BD ETF 464288356 498 8132 SH SOLE 0 0 8132 ISHARES TR CORE DIV GRWTH 46434V621 439 10424 SH SOLE 0 0 10424 ISHARES TR CORE HIGH DV ETF 46429B663 354 3607 SH SOLE 0 0 3607 ISHARES TR CORE MSCI EAFE 46432F842 1827 28002 SH SOLE 0 0 28002 ISHARES TR CORE S&P MCP ETF 464287507 357 1732 SH SOLE 0 0 1732 ISHARES TR CORE S&P SCP ETF 464287804 744 8866 SH SOLE 0 0 8866 ISHARES TR CORE S&P500 ETF 464287200 318 982 SH SOLE 0 0 982 ISHARES TR CORE US AGGBD ET 464287226 1720 15311 SH SOLE 0 0 15311 ISHARES TR MRNING SM CP ETF 464288703 1101 7664 SH SOLE 0 0 7664 ISHARES TR MSCI EAFE ETF 464287465 211 3033 SH SOLE 0 0 3033 ISHARES TR MSCI MIN VOL ETF 46429B697 2846 43377 SH SOLE 0 0 43377 ISHARES TR RUS 1000 GRW ETF 464287614 1927 10955 SH SOLE 0 0 10955 ISHARES TR RUS 2000 GRW ETF 464287648 229 1067 SH SOLE 0 0 1067 ISHARES TR RUS MID CAP ETF 464287499 636 10672 SH SOLE 0 0 10672 ISHARES TR S&P 100 ETF 464287101 213 1479 SH SOLE 0 0 1479 ISHARES TR S&P SML 600 GWT 464287887 593 3067 SH SOLE 0 0 3067 ISHARES TR SP SMCP600VL ETF 464287879 654 4067 SH SOLE 0 0 4067 ISHARES TR ULTR SH TRM BD 46434V878 244 4848 SH SOLE 0 0 4848 ISHARES TR USA QUALITY FCTR 46432F339 927 9176 SH SOLE 0 0 9176 JANUS DETROIT STR TR HENDERSN SML ETF 47103U209 271 5636 SH SOLE 0 0 5636 JOHNSON & JOHNSON COM 478160104 229 1568 SH SOLE 0 0 1568 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 1648 32669 SH SOLE 0 0 32669 JP MORGAN EXCHANGE TRADED FD ULTRA SHT MUNCPL 46641Q654 364 7204 SH SOLE 0 0 7204 JPMORGAN CHASE & CO COM 46625H100 1229 8808 SH SOLE 0 0 8808 LKQ CORP COM 501889208 287 8043 SH SOLE 0 0 8043 LOCKHEED MARTIN CORP COM 539830109 357 916 SH SOLE 0 0 916 MASTERCARD INC CL A 57636Q104 685 2293 SH SOLE 0 0 2293 MCDONALDS CORP COM 580135101 217 1096 SH SOLE 0 0 1096 MERCK & CO INC COM 58933Y105 411 4520 SH SOLE 0 0 4520 MICROSOFT CORP COM 594918104 2746 17406 SH SOLE 0 0 17406 MITEK SYS INC COM NEW 606710200 478 62528 SH SOLE 0 0 62528 NETFLIX INC COM 64110L106 1281 3958 SH SOLE 0 0 3958 NIKE INC CL B 654106103 219 2166 SH SOLE 0 0 2166 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 5 12000 SH SOLE 0 0 12000 NVIDIA CORP COM 67066G104 1021 4326 SH SOLE 0 0 4326 NXP SEMICONDUCTORS N V COM N6596X109 311 2441 SH SOLE 0 0 2441 PALO ALTO NETWORKS INC COM 697435105 207 894 SH SOLE 0 0 894 PAYPAL HLDGS INC COM 70450Y103 468 4328 SH SOLE 0 0 4328 PEPSICO INC COM 713448108 926 6768 SH SOLE 0 0 6768 PROCTER & GAMBLE CO COM 742718109 631 5068 SH SOLE 0 0 5068 PROSHARES TR RUSS 2000 DIVD 74347B698 456 7379 SH SOLE 0 0 7379 PROSHARES TR S&P 500 DV ARIST 74348A467 693 9173 SH SOLE 0 0 9173 PROSHARES TR S&P MDCP 400 DIV 74347B680 661 10970 SH SOLE 0 0 10970 SALESFORCE COM INC COM 79466L302 306 1880 SH SOLE 0 0 1880 SBA COMMUNICATIONS CORP NEW CL A 78410G104 494 2051 SH SOLE 0 0 2051 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 312 6173 SH SOLE 0 0 6173 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1089 10696 SH SOLE 0 0 10696 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 374 4083 SH SOLE 0 0 4083 SERVICENOW INC COM 81762P102 336 1193 SH SOLE 0 0 1193 SHOPIFY INC CL A 82509L107 2642 6637 SH SOLE 0 0 6637 SKYWORKS SOLUTIONS INC COM 83088M102 227 1875 SH SOLE 0 0 1875 SPDR GOLD TRUST GOLD SHS 78463V107 261 1825 SH SOLE 0 0 1825 SPDR S&P 500 ETF TR TR UNIT 78462F103 1059 3287 SH SOLE 0 0 3287 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 375 999 SH SOLE 0 0 999 SPDR SERIES TRUST S&P DIVID ETF 78464A763 883 8207 SH SOLE 0 0 8207 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 496 5425 SH SOLE 0 0 5425 SQUARE INC CL A 852234103 475 7590 SH SOLE 0 0 7590 STARBUCKS CORP COM 855244109 289 3291 SH SOLE 0 0 3291 TESLA INC COM 88160R101 342 818 SH SOLE 0 0 818 TWILIO INC CL A 90138F102 452 4598 SH SOLE 0 0 4598 UNITEDHEALTH GROUP INC COM 91324P102 349 1187 SH SOLE 0 0 1187 VANECK VECTORS ETF TRUST MORNINGSTAR WIDE 92189F643 253 4618 SH SOLE 0 0 4618 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 460 5487 SH SOLE 0 0 5487 VANGUARD GROUP DIV APP ETF 921908844 614 4929 SH SOLE 0 0 4929 VANGUARD INDEX FDS GROWTH ETF 922908736 955 5245 SH SOLE 0 0 5245 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 366 3941 SH SOLE 0 0 3941 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1439 4866 SH SOLE 0 0 4866 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2725 16657 SH SOLE 0 0 16657 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 498 10097 SH SOLE 0 0 10097 VERIZON COMMUNICATIONS INC COM 92343V104 617 10050 SH SOLE 0 0 10050 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 1108 19639 SH SOLE 0 0 19639 VISA INC COM CL A 92826C839 345 1843 SH SOLE 0 0 1843 W P CAREY INC COM 92936U109 217 2712 SH SOLE 0 0 2712 WALMART INC COM 931142103 253 2130 SH SOLE 0 0 2130 WISDOMTREE TR CURRNCY INT EQ 97717X263 339 11200 SH SOLE 0 0 11200 WISDOMTREE TR EMER MKT HIGH FD 97717W315 233 5081 SH SOLE 0 0 5081 WISDOMTREE TR US MIDCAP FUND 97717W570 524 12457 SH SOLE 0 0 12457 WISDOMTREE TR US SMALLCAP FUND 97717W562 530 13773 SH SOLE 0 0 13773