0001801507-21-000005.txt : 20211012 0001801507-21-000005.hdr.sgml : 20211012 20211012101848 ACCESSION NUMBER: 0001801507-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apella Capital, LLC CENTRAL INDEX KEY: 0001801507 IRS NUMBER: 463614531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20256 FILM NUMBER: 211317484 BUSINESS ADDRESS: STREET 1: 151 NATIONAL DRIVE CITY: GLASTONBURY STATE: CT ZIP: 06033 BUSINESS PHONE: 860-785-2260 MAIL ADDRESS: STREET 1: 151 NATIONAL DRIVE CITY: GLASTONBURY STATE: CT ZIP: 06033 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001801507 XXXXXXXX 09-30-2021 09-30-2021 Apella Capital, LLC

151 NATIONAL DRIVE GLASTONBURY CT 06033

13F HOLDINGS REPORT 028-20256 N Patrick A. Sweeny 8607342081 Patrick A. Sweeny Glastonbury CT 10-12-2021 0 180 516993 false INFORMATION TABLE 2 ApellaCapitalLLC_13f.xml 13F09302021 ISHARES TR CORE S&P SCP ETF 464287804 5187 46625 SH SOLE 0 0 0 46625 ISHARES TR SP SMCP600VL ETF 464287879 610 5910 SH SOLE 0 0 0 5910 ISHARES TR CORE S&P500 ETF 464287200 493 1133 SH SOLE 0 0 0 1133 ISHARES TR S&P 500 GRWT ETF 464287309 330 4448 SH SOLE 0 0 0 4448 ISHARES TR RUS 1000 ETF 464287622 368 1510 SH SOLE 0 0 0 1510 ISHARES TR RUS 1000 VAL ETF 464287598 212 1332 SH SOLE 0 0 0 1332 ISHARES TR RUS 1000 GRW ETF 464287614 461 1680 SH SOLE 0 0 0 1680 ISHARES TR RUSSELL 2000 ETF 464287655 324 1468 SH SOLE 0 0 0 1468 ISHARES TR RUSSELL 3000 ETF 464287689 1607 6250 SH SOLE 0 0 0 6250 SPDR S&P 500 ETF TR TR UNIT 78462F103 6463 14923 SH SOLE 0 0 0 14923 AMAZON COM INC COM 023135106 1079 335 SH SOLE 0 0 0 335 BRISTOL-MYERS SQUIBB CO COM 110122108 267 4517 SH SOLE 0 0 0 4517 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2505 9010 SH SOLE 0 0 0 9010 EMERSON ELEC CO COM 291011104 203 2129 SH SOLE 0 0 0 2129 EVERSOURCE ENERGY COM 30040W108 441 5209 SH SOLE 0 0 0 5209 INVESCO QQQ TR UNIT SER 1 46090E103 256 717 SH SOLE 0 0 0 717 ABBOTT LABS COM 002824100 632 5451 SH SOLE 0 0 0 5451 INTEL CORP COM 458140100 359 6658 SH SOLE 0 0 0 6658 ORACLE CORP COM 68389X105 312 3415 SH SOLE 0 0 0 3415 QUALCOMM INC COM 747525103 218 1709 SH SOLE 0 0 0 1709 DISNEY WALT CO COM 254687106 526 3012 SH SOLE 0 0 0 3012 SHERWIN WILLIAMS CO COM 824348106 393 1350 SH SOLE 0 0 0 1350 JOHNSON & JOHNSON COM 478160104 1235 7741 SH SOLE 0 0 0 7741 PFIZER INC COM 717081103 586 13855 SH SOLE 0 0 0 13855 ISHARES TR MSCI EAFE ETF 464287465 823 10565 SH SOLE 0 0 0 10565 CHEVRON CORP NEW COM 166764100 307 2898 SH SOLE 0 0 0 2898 MICROSOFT CORP COM 594918104 3202 11087 SH SOLE 0 0 0 11087 AT&T INC COM 00206R102 296 10836 SH SOLE 0 0 0 10836 CISCO SYS INC COM 17275R102 252 4615 SH SOLE 0 0 0 4615 INTERNATIONAL BUSINESS MACHS COM 459200101 390 2725 SH SOLE 0 0 0 2725 COCA COLA CO COM 191216100 366 6902 SH SOLE 0 0 0 6902 PEPSICO INC COM 713448108 370 2451 SH SOLE 0 0 0 2451 VERIZON COMMUNICATIONS INC COM 92343V104 366 6720 SH SOLE 0 0 0 6720 ISHARES TR COHEN STEER REIT 464287564 1268 19333 SH SOLE 0 0 0 19333 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 14697 94654 SH SOLE 0 0 0 94654 BK OF AMERICA CORP COM 060505104 275 6208 SH SOLE 0 0 0 6208 AUTOMATIC DATA PROCESSING IN COM 053015103 338 1660 SH SOLE 0 0 0 1660 EXXON MOBIL CORP COM 30231G102 205 3327 SH SOLE 0 0 0 3327 WEST PHARMACEUTICAL SVSC INC COM 955306105 5681 13740 SH SOLE 0 0 0 13740 TEXAS INSTRS INC COM 882508104 1477 7619 SH SOLE 0 0 0 7619 DOMINION ENERGY INC COM 25746U109 250 3441 SH SOLE 0 0 0 3441 MERCK & CO INC COM 58933Y105 386 4733 SH SOLE 0 0 0 4733 PROCTER AND GAMBLE CO COM 742718109 1465 10516 SH SOLE 0 0 0 10516 GENERAL ELECTRIC CO COM NEW 369604301 298 2837 SH SOLE 0 0 0 2837 HOME DEPOT INC COM 437076102 1235 3749 SH SOLE 0 0 0 3749 TRANE TECHNOLOGIES PLC SHS G8994E103 369 2080 SH SOLE 0 0 0 2080 MCDONALDS CORP COM 580135101 1087 4434 SH SOLE 0 0 0 4434 JPMORGAN CHASE & CO COM 46625H100 897 5316 SH SOLE 0 0 0 5316 ISHARES TR 1 3 YR TREAS BD 464287457 1591 18472 SH SOLE 0 0 0 18472 ISHARES TR BARCLAYS 7 10 YR 464287440 375 3257 SH SOLE 0 0 0 3257 ISHARES TR 20 YR TR BD ETF 464287432 247 1717 SH SOLE 0 0 0 1717 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2429 7471 SH SOLE 0 0 0 7471 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1227 13833 SH SOLE 0 0 0 13833 COMCAST CORP NEW CL A 20030N101 569 10012 SH SOLE 0 0 0 10012 VANGUARD INDEX FDS TOTAL STK MKT 922908769 33623 150238 SH SOLE 0 0 0 150238 APPLE INC COM 037833100 6720 47623 SH SOLE 0 0 0 47623 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 253 1382 SH SOLE 0 0 0 1382 ISHARES TR S&P 100 ETF 464287101 814 4084 SH SOLE 0 0 0 4084 GENERAL DYNAMICS CORP COM 369550108 6321 31897 SH SOLE 0 0 0 31897 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10548 211714 SH SOLE 0 0 0 211714 BERKSHIRE HATHAWAY INC DEL CL A 084670108 419 1 SH SOLE 0 0 0 1 NETFLIX INC COM 64110L106 380 598 SH SOLE 0 0 0 598 D R HORTON INC COM 23331A109 472 5695 SH SOLE 0 0 0 5695 ISHARES TR TIPS BD ETF 464287176 1534 11994 SH SOLE 0 0 0 11994 ISHARES TR MRGSTR MD CP ETF 464288208 775 11532 SH SOLE 0 0 0 11532 ALPHABET INC CAP STK CL A 02079K305 250 92 SH SOLE 0 0 0 92 VANGUARD INDEX FDS VALUE ETF 922908744 6334 46053 SH SOLE 0 0 0 46053 VANGUARD INDEX FDS MID CAP ETF 922908629 1944 8135 SH SOLE 0 0 0 8135 VANGUARD INDEX FDS SM CP VAL ETF 922908611 11992 69419 SH SOLE 0 0 0 69419 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1391 13566 SH SOLE 0 0 0 13566 VANGUARD INDEX FDS SMALL CP ETF 922908751 1876 8491 SH SOLE 0 0 0 8491 MCEWEN MNG INC COM 58039P107 11 10012 SH SOLE 0 0 0 10012 PARKER-HANNIFIN CORP COM 701094104 2394 8199 SH SOLE 0 0 0 8199 ASML HOLDING N V N Y REGISTRY SHS N07059210 251 342 SH SOLE 0 0 0 342 UNITED AIRLS HLDGS INC COM 910047109 1173 23050 SH SOLE 0 0 0 23050 ISHARES TR EAFE VALUE ETF 464288877 7428 145201 SH SOLE 0 0 0 145201 VANGUARD WORLD FDS INF TECH ETF 92204A702 264 656 SH SOLE 0 0 0 656 SPDR INDEX SHS FDS PORTFLO EURP ETF 78463X103 441 10725 SH SOLE 0 0 0 10725 SPDR SER TR NUVEEN BLMBRG SR 78468R739 3865 78349 SH SOLE 0 0 0 78349 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 645 9778 SH SOLE 0 0 0 9778 ISHARES TR CORE S&P TTL STK 464287150 399 4024 SH SOLE 0 0 0 4024 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1474 24210 SH SOLE 0 0 0 24210 ISHARES TR SHORT TREAS BD 464288679 1697 15366 SH SOLE 0 0 0 15366 ISHARES TR ISHS 1-5YR INVS 464288646 673 12335 SH SOLE 0 0 0 12335 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 19769 241441 SH SOLE 0 0 0 241441 SPDR SER TR PORTFOLIO S&P400 78464A847 978 20945 SH SOLE 0 0 0 20945 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 16820 197100 SH SOLE 0 0 0 197100 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2149 50742 SH SOLE 0 0 0 50742 BLACKSTONE INC COM 09260D107 610 5311 SH SOLE 0 0 0 5311 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 697 18320 SH SOLE 0 0 0 18320 ISHARES TR PFD AND INCM SEC 464288687 211 5511 SH SOLE 0 0 0 5511 BANK NEW YORK MELLON CORP COM 064058100 428 7868 SH SOLE 0 0 0 7868 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 417 3970 SH SOLE 0 0 0 3970 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 8940 177166 SH SOLE 0 0 0 177166 ISHARES TR NATIONAL MUN ETF 464288414 8418 72577 SH SOLE 0 0 0 72577 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 9318 69815 SH SOLE 0 0 0 69815 ISHARES TR JPMORGAN USD EMG 464288281 797 7301 SH SOLE 0 0 0 7301 SPDR SER TR PORTFLI TIPS ETF 78464A656 207 6654 SH SOLE 0 0 0 6654 SPDR SER TR SPDR BLOOMBERG 78468R663 244 2671 SH SOLE 0 0 0 2671 SPDR SER TR BLOOMBERG BRCLYS 78468R622 726 6673 SH SOLE 0 0 0 6673 ISHARES TR EAFE SML CP ETF 464288273 312 4208 SH SOLE 0 0 0 4208 ISHARES TR MSCI ACWI EX US 464288240 5986 108207 SH SOLE 0 0 0 108207 SPDR SER TR PORTFOLIO LN TSR 78464A664 232 5637 SH SOLE 0 0 0 5637 VANGUARD WORLD FD MEGA CAP INDEX 921910873 7016 45662 SH SOLE 0 0 0 45662 ISHARES TR CALIF MUN BD ETF 464288356 1021 16462 SH SOLE 0 0 0 16462 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3322 91845 SH SOLE 0 0 0 91845 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 2071 139370 SH SOLE 0 0 0 139370 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1195 20359 SH SOLE 0 0 0 20359 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 538 5266 SH SOLE 0 0 0 5266 ISHARES TR SHRT NAT MUN ETF 464288158 8458 78659 SH SOLE 0 0 0 78659 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 335 3233 SH SOLE 0 0 0 3233 SPDR SER TR PORTFOLIO LN COR 78464A367 476 15185 SH SOLE 0 0 0 15185 FS KKR CAP CORP COM 302635206 404 17965 SH SOLE 0 0 0 17965 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7897 83684 SH SOLE 0 0 0 83684 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7453 90531 SH SOLE 0 0 0 90531 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 816 13291 SH SOLE 0 0 0 13291 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 308 5775 SH SOLE 0 0 0 5775 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 282 4000 SH SOLE 0 0 0 4000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 999 2511 SH SOLE 0 0 0 2511 VANGUARD STAR FDS VG TL INTL STK F 921909768 13816 218745 SH SOLE 0 0 0 218745 SPDR SER TR BLOMBRG BRC EMRG 78464A391 283 11239 SH SOLE 0 0 0 11239 SPDR SER TR PORTFOLIO CRPORT 78464A144 301 8571 SH SOLE 0 0 0 8571 ISHARES TR MSCI USA MIN VOL 46429B697 4169 56541 SH SOLE 0 0 0 56541 ISHARES TR MSCI EAFE MIN VL 46429B689 1872 24949 SH SOLE 0 0 0 24949 ISHARES INC MSCI EMERG MRKT 464286533 2228 35711 SH SOLE 0 0 0 35711 PIMCO ETF TR ACTIVE BD ETF 72201R775 6432 58265 SH SOLE 0 0 0 58265 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 2023 83750 SH SOLE 0 0 0 83750 ISHARES INC CORE MSCI EMKT 46434G103 621 10131 SH SOLE 0 0 0 10131 ISHARES TR CORE MSCI EAFE 46432F842 667 9007 SH SOLE 0 0 0 9007 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 9917 191081 SH SOLE 0 0 0 191081 ABBVIE INC COM 00287Y109 797 7276 SH SOLE 0 0 0 7276 ISHARES TR MSCI USA MMENTM 46432F396 8487 47841 SH SOLE 0 0 0 47841 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 15290 269335 SH SOLE 0 0 0 269335 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 710 33694 SH SOLE 0 0 0 33694 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 709 32893 SH SOLE 0 0 0 32893 ISHARES TR MSCI USA QLT FCT 46432F339 4281 32329 SH SOLE 0 0 0 32329 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 176 17206 SH SOLE 0 0 0 17206 SPDR SER TR PORTFOLIO S&P600 78468R853 1595 36820 SH SOLE 0 0 0 36820 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 269 12217 SH SOLE 0 0 0 12217 ISHARES TR GLOBAL REIT ETF 46434V647 2322 84006 SH SOLE 0 0 0 84006 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 708 32635 SH SOLE 0 0 0 32635 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 717 32410 SH SOLE 0 0 0 32410 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 1320 60034 SH SOLE 0 0 0 60034 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 4432 73482 SH SOLE 0 0 0 73482 FLEXSHARES TR CR SCD US BD 33939L761 226 4206 SH SOLE 0 0 0 4206 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 3600 65815 SH SOLE 0 0 0 65815 ISHARES TR CORE INTL AGGR 46435G672 1368 24910 SH SOLE 0 0 0 24910 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 2318 63071 SH SOLE 0 0 0 63071 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 704 31694 SH SOLE 0 0 0 31694 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 292 5846 SH SOLE 0 0 0 5846 J P MORGAN EXCHANGE-TRADED F JPMORGAN DIVER 46641Q407 349 3584 SH SOLE 0 0 0 3584 ISHARES INC ESG AWR MSCI EM 46434G863 1238 30201 SH SOLE 0 0 0 30201 ISHARES TR ESG AW MSCI EAFE 46435G516 3133 40044 SH SOLE 0 0 0 40044 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 686 31986 SH SOLE 0 0 0 31986 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 4550 51343 SH SOLE 0 0 0 51343 ISHARES TR ESG AWR MSCI USA 46435G425 5580 56227 SH SOLE 0 0 0 56227 VICTORY PORTFOLIOS II VICSHS DV AC ETF 92647N667 2910 66796 SH SOLE 0 0 0 66796 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 626 9777 SH SOLE 0 0 0 9777 ISHARES TR ESG AWRE 1 5 YR 46435G243 3000 115594 SH SOLE 0 0 0 115594 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 679 31035 SH SOLE 0 0 0 31035 INVESCO EXCH TRD SLF IDX FD RUSL 2000 DYNM 46138J593 3426 84321 SH SOLE 0 0 0 84321 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 5283 112277 SH SOLE 0 0 0 112277 ISHARES TR ESG AWARE MSCI 46435U663 1165 29498 SH SOLE 0 0 0 29498 FIDELITY COVINGTON TRUST HIGH YILD ETF 316092618 1402 25104 SH SOLE 0 0 0 25104 VANGUARD WORLD FD ESG US STK ETF 921910733 5918 73488 SH SOLE 0 0 0 73488 VANGUARD WORLD FD ESG INTL STK ETF 921910725 2734 44465 SH SOLE 0 0 0 44465 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 693 30195 SH SOLE 0 0 0 30195 ISHARES TR ESG AWR US AGRGT 46435U549 6752 122543 SH SOLE 0 0 0 122543 J P MORGAN EXCHANGE-TRADED F US AGGREGATE ETF 46641Q241 253 4659 SH SOLE 0 0 0 4659 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 550 17677 SH SOLE 0 0 0 17677 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 3959 88762 SH SOLE 0 0 0 88762 GLOBAL X FDS RUSSELL 2000 37954Y459 279 11109 SH SOLE 0 0 0 11109 INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 46138J577 597 28244 SH SOLE 0 0 0 28244 INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 46138J460 375 19217 SH SOLE 0 0 0 19217 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 362 13332 SH SOLE 0 0 0 13332 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 20673 434945 SH SOLE 0 0 0 434945 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 34492 1283188 SH SOLE 0 0 0 1283188 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 3848 65803 SH SOLE 0 0 0 65803 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 8653 190303 SH SOLE 0 0 0 190303 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 1383 41833 SH SOLE 0 0 0 41833 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 8628 333950 SH SOLE 0 0 0 333950