0001213900-23-085418.txt : 20231109 0001213900-23-085418.hdr.sgml : 20231109 20231109213744 ACCESSION NUMBER: 0001213900-23-085418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231107 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bigney Nicholas J. CENTRAL INDEX KEY: 0001801480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40611 FILM NUMBER: 231394423 MAIL ADDRESS: STREET 1: 15710 ELKINS CREEK COURT CITY: HOUSTON STATE: TX ZIP: 77044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nauticus Robotics, Inc. CENTRAL INDEX KEY: 0001849820 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 BUSINESS PHONE: 281-942-9069 MAIL ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 FORMER COMPANY: FORMER CONFORMED NAME: cleantech Acquisition Corp. DATE OF NAME CHANGE: 20210308 4 1 ownership.xml OWNERSHIP DOCUMENT X0508 4 2023-11-07 0 0001849820 Nauticus Robotics, Inc. KITT 0001801480 Bigney Nicholas J. C/O NAUTICUS ROBOTICS, INC. 17146 FEATHERCRAFT LANE SUITE 450 WEBSTER TX 77598 0 1 0 0 General Counsel 0 RSU 2023-11-07 4 A 0 412847 0.00 A Common Stock 412847 412847 D Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. The RSUs will vest in five annual installments commencing on November 7, 2024. /s/ Nicholas J. Bigney 2023-11-09