Chief Compliance Officer

0001801467-23-000005.txt : 20230810 0001801467-23-000005.hdr.sgml : 20230810 20230810111629 ACCESSION NUMBER: 0001801467-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXS Investments LLC CENTRAL INDEX KEY: 0001801467 IRS NUMBER: 842804667 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21176 FILM NUMBER: 231157875 BUSINESS ADDRESS: STREET 1: 181 WESTCHESTER AVE STREET 2: SUITE 402 CITY: PORT CHESTER STATE: NY ZIP: 10573 BUSINESS PHONE: 833-297-2587 MAIL ADDRESS: STREET 1: 181 WESTCHESTER AVE STREET 2: SUITE 402 CITY: PORT CHESTER STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001801467 XXXXXXXX 06-30-2023 06-30-2023 AXS Investments LLC

181 WESTCHESTER AVE SUITE 402 PORT CHESTER NY 10573

13F HOLDINGS REPORT 028-21176 000305714 801-117457 N Russell Tencer Chief Compliance Officer 919-639-2902 Russell Tencer Port Chester NY 08-10-2023 0 417 374761507 false INFORMATION TABLE 2 axs_13f06302023.xml 3M CO COMMON 88579Y101 144230 1441 SH SOLE 1441 0 0 ABBOTT LABORATORIES EQUITY 002824100 1965849 18032 SH SOLE 18032 0 0 ABBVIE INC COMMON 00287Y109 149281 1108 SH SOLE 1108 0 0 ACCENTURE PLC COMMON G1151C101 5796058 18783 SH SOLE 18783 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 1357652 16105 SH SOLE 16105 0 0 ADOBE INC EQUITY 00724F101 6332909 12951 SH SOLE 12951 0 0 ADVANCED MICRO DEVICES COMMON 007903107 2541446 22311 SH SOLE 22311 0 0 AFC GAMMA INC EQUITY 00109K105 1158186 93027 SH SOLE 93027 0 0 AFLAC INC COMMON 001055102 84458 1210 SH SOLE 1210 0 0 AGF US MARKET NTRL ANTI BETA FUND ETF 00110G408 784918 41840 SH SOLE 41840 0 0 AGILENT TECHNOLOGIES INC COMMON 00846U101 127104 1057 SH SOLE 1057 0 0 AGNC INVESTMENT CORP REIT 00123Q104 253250 25000 SH SOLE 25000 0 0 AGRIFY 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COM COMMON 833445109 1262832 7176 SH SOLE 7176 0 0 SOUTHERN CO COM COMMON 842587107 29013 413 SH SOLE 413 0 0 SPDR BLOOMBERG BARCLAYS 1-3MO TBILL ETF 78468R663 2754600 30000 SH SOLE 30000 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD ETF 78468R622 1978645 21500 SH SOLE 21500 0 0 SPDR BLOOMBERG CONV SECURITIES ETF ETF 78464A359 489650 7000 SH SOLE 7000 0 0 SPDR DJIA ETF ETF 78467X109 814925 2370 SH SOLE 2370 0 0 SPDR SERIES TRUST S&P HOMEBUILD ETF 78464A888 120450 1500 SH SOLE 1500 0 0 SPLUNK INC COM COMMON 848637104 297052 2800 SH SOLE 2800 0 0 SPY 08/18/23 C440 08/23 440.0 CAL OPTC_EQY 78462F903 309375 275 SH Call SOLE 275 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 78467V608 2386590 57000 SH SOLE 57000 0 0 STANLEY BLACK & DECKER INC EQUITY 854502101 1445008 15420 SH SOLE 15420 0 0 STARBUCKS CORP COMMON 855244109 38832 392 SH SOLE 392 0 0 STARWOOD PPTY TR INC COM REIT 85571B105 194000 10000 SH SOLE 10000 0 0 STERIS PLC SHS USD COMMON G8473T100 899920 4000 SH SOLE 4000 0 0 STRYKER CORP EQUITY 863667101 1725589 5656 SH SOLE 5656 0 0 SUNPOWER CORP COMMON 867652406 26607 2715 SH SOLE 2715 0 0 SUNRUN INC EQUITY 86771W105 1170491 65537 SH SOLE 65537 0 0 SYNOPSYS INC EQUITY 871607107 2497512 5736 SH SOLE 5736 0 0 SYSCO CORP EQUITY 871829107 1243592 16760 SH SOLE 16760 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 162986 1615 SH SOLE 1615 0 0 TARGET CORP COM COMMON 87612E106 19257 146 SH SOLE 146 0 0 TELEFLEX INC COM COMMON 879369106 79870 330 SH SOLE 330 0 0 TESLA INC COMMON 88160R101 1139485 4353 SH SOLE 4353 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 1542771 8570 SH SOLE 8570 0 0 THE TRADE DESK INC COM CL A COMMON 88339J105 1411118 18274 SH SOLE 18274 0 0 THE WALT DISNEY CO COMMON 254687106 55621 623 SH SOLE 623 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 2002998 3839 SH SOLE 3839 0 0 TILRAY BRANDS INC EQUITY 88688T100 546674 350432 SH SOLE 350432 0 0 TJX COMPANIES INC EQUITY 872540109 1309751 15447 SH SOLE 15447 0 0 T-MOBILE US INC COMMON 872590104 106397 766 SH SOLE 766 0 0 TPI COMPOSITES INC COM COMMON 87266J104 40599 3915 SH SOLE 3915 0 0 TRANSDIGM GROUP INC COMMON 893641100 129655 145 SH SOLE 145 0 0 TRAVELERS COS INC/THE EQUITY 89417E109 1186271 6831 SH SOLE 6831 0 0 UBER TECHNOLOGIES INC COMMON 90353T100 1804463 41799 SH SOLE 41799 0 0 ULTA BEAUTY INC EQUITY 90384S303 1430609 3040 SH SOLE 3040 0 0 UNION PACIFIC CORP COMMON 907818108 650896 3181 SH SOLE 3181 0 0 UNITED PARCEL SERVICE-CL B COMMON 911312106 640460 3573 SH SOLE 3573 0 0 UNITED RENTALS INC COM COMMON 911363109 534444 1200 SH SOLE 1200 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 1818742 3784 SH SOLE 3784 0 0 VALERO ENERGY CORP COMMON 91913Y100 48680 415 SH SOLE 415 0 0 VANECK ETF TRUST BDC INCOME ETF ETF 92189F411 1190400 77500 SH SOLE 77500 0 0 VANECK ETF TRUST EMERGING MRKT HI ETF 92189F353 1226100 67000 SH SOLE 67000 0 0 VANECK FALLEN ANGEL HIGH YIELD BOND ETF OTHREQTY 92189F437 1985555 71500 SH SOLE 71500 0 0 VANECK HIGH YIELD MUNI ETF ETF 92189H409 2387310 46500 SH SOLE 46500 0 0 VANGUARD CHARLOTTE F TOTAL INT BD ETF ETF 92203J407 1661920 34000 SH SOLE 34000 0 0 VANGUARD WHITEHALL F HIGH DIV YLD ETF 921946406 1750155 16500 SH SOLE 16500 0 0 VERISK ANALYTICS INC EQUITY 92345Y106 1926228 8522 SH SOLE 8522 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 186396 5012 SH SOLE 5012 0 0 VILLAGE FARMS INTERNATIONAL EQUITY 92707Y108 627735 1048322 SH SOLE 1048322 0 0 VISA INC CLASS A COMMON 92826C839 7458772 31408 SH SOLE 31408 0 0 VISTA ENERGY COMMON 92837L109 578880 24000 SH SOLE 24000 0 0 VITESSE ENERGY INC COMMON STOCK COMMON 92852X103 8243 368 SH SOLE 368 0 0 VMWARE INC CL A COM COMMON 928563402 734112 5109 SH SOLE 5109 0 0 VORNADO REALTY TRUST REIT 929042109 1680671 92650 SH SOLE 92650 0 0 VULCAN MATERIALS CO COMMON 929160109 17584 78 SH SOLE 78 0 0 WALMART INC COMMON 931142103 567420 3610 SH SOLE 3610 0 0 WASTE MANAGEMENT INC COMMON 94106L109 29655 171 SH SOLE 171 0 0 WATERS CORP EQUITY 941848103 629567 2362 SH SOLE 2362 0 0 WELLS FARGO & COMPANY COMMON 949746101 452195 10595 SH SOLE 10595 0 0 WEST PHARMACEUTICAL COM COMMON 955306105 101355 265 SH SOLE 265 0 0 WESTAMERICA BANCORPORATION COMMON 957090103 153200 4000 SH SOLE 4000 0 0 WESTERN DIGITAL CORP COMMON 958102105 329612 8690 SH SOLE 8690 0 0 WILLIAMS COS INC COMMON 969457100 16282 499 SH SOLE 499 0 0 WM TECHNOLOGY INC EQUITY 92971A109 592261 707177 SH SOLE 707177 0 0 WORKDAY INC CL A COMMON 98138H101 1017409 4504 SH SOLE 4504 0 0 XCEL ENERGY INC COM COMMON 98389B100 10320 166 SH SOLE 166 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 103522 711 SH SOLE 711 0 0