Operations Assistant

0001801241-23-000002.txt : 20230131 0001801241-23-000002.hdr.sgml : 20230131 20230131110114 ACCESSION NUMBER: 0001801241-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 EFFECTIVENESS DATE: 20230131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RE Dickinson Investment Advisors, LLC CENTRAL INDEX KEY: 0001801241 IRS NUMBER: 421481540 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21994 FILM NUMBER: 23570802 BUSINESS ADDRESS: STREET 1: 535 W BROADWAY, SUITE 301 CITY: COUNCIL BLUFFS STATE: IA ZIP: 51503 BUSINESS PHONE: 712-256-4856 MAIL ADDRESS: STREET 1: 535 W BROADWAY, SUITE 301 CITY: COUNCIL BLUFFS STATE: IA ZIP: 51503 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001801241 XXXXXXXX 12-31-2022 12-31-2022 RE Dickinson Investment Advisors, LLC

535 W BROADWAY, SUITE 301 COUNCIL BLUFFS IA 51503

13F HOLDINGS REPORT 028-21994 N Chris Adkins Operations Assistant 712-256-4856 Christopher L Adkins Council Bluffs IA 01-31-2023 0 417 242121 false INFORMATION TABLE 2 13FReportingSEC4Q22.xml 3M CO COM 88579Y101 4 30 SH SOLE 30 0 0 A T & T INC COM 00206R102 39 2102 SH SOLE 2102 0 0 A T Y R PHARMA INC COM 002120202 1 300 SH SOLE 300 0 0 ABBOTT LABORATORIES COM 002824100 76 692 SH OTR 0 0 692 ABBOTT LABORATORIES COM 002824100 12 105 SH SOLE 105 0 0 ABBVIE INC COM 00287Y109 156 964 SH SOLE 964 0 0 ADAMS DIVERSIFIED EQUITY CEM 006212104 4 288 SH SOLE 288 0 0 ADIENT PLC F FGO G0084W101 1 39 SH SOLE 39 0 0 ADVANCED DRAINAGE SY COM 00790R104 349 4257 SH SOLE 4257 0 0 ADVANCED MICRO DEVIC COM 007903107 2 35 SH SOLE 35 0 0 AEROJET ROCKETDYNE HOLDI COM 007800105 3 59 SH SOLE 59 0 0 ALAMOS GOLD INC FCLASS A FGC 011532108 0 30 SH SOLE 30 0 0 ALCOA CORP COM 013872106 1 23 SH OTR 0 0 23 ALCOA CORP COM 013872106 2 50 SH SOLE 50 0 0 ALLIANT ENERGY CORP COM 018802108 22 400 SH SOLE 400 0 0 ALLSPRING EMERGING MARKETS EQUITY A MFA 94984B389 91 4016 SH SOLE 4016 0 0 ALPHABET INC. CLASS A COM 02079K305 276 3132 SH SOLE 3132 0 0 ALPHABET INC. CLASS C COM 02079K107 12 140 SH OTR 0 0 140 ALPHABET INC. CLASS C COM 02079K107 193 2170 SH SOLE 2170 0 0 ALTRIA GROUP INC COM 02209S103 115 2520 SH SOLE 2520 0 0 AMAZON.COM INC COM 023135106 29 340 SH OTR 0 0 340 AMAZON.COM INC COM 023135106 64 759 SH SOLE 759 0 0 AMC ENTERTAINMEN PFDPFD PRE 00165C203 3 2446 SH SOLE 2446 0 0 AMC ENTERTAINMENT CLASS A COM 00165C104 5 1106 SH SOLE 1106 0 0 AMERICAN CENTURY ULTRA INV MFA 025083882 20 364 SH SOLE 364 0 0 AMERICAN FUNDS AMCAP A MPL 023375108 88 2911 SH SOLE 2911 0 0 AMERICAN FUNDS AMERICAN BALANCED A MPL 024071102 93 3230 SH SOLE 3230 0 0 AMERICAN FUNDS AMERICAN HIGH-INC A MPB 026547109 41 4498 SH SOLE 4498 0 0 AMERICAN FUNDS AMERICAN MUTUAL A MPL 027681105 12 255 SH SOLE 255 0 0 AMERICAN FUNDS CAPITAL INCOME BLDR A MPL 140193103 3 41 SH SOLE 41 0 0 AMERICAN FUNDS CAPITAL WORLD GR&INC A MPL 140543109 40 768 SH SOLE 768 0 0 AMERICAN FUNDS CAPITAL WORLD GR&INC F1 MFA 140543406 143 2786 SH SOLE 2786 0 0 AMERICAN FUNDS EUROPACIFIC GROWTH A MPL 298706102 32 651 SH SOLE 651 0 0 AMERICAN FUNDS FUNDAMENTAL INVS A MPL 360802102 24 396 SH SOLE 396 0 0 AMERICAN FUNDS FUNDAMENTAL INVS F2 MFC 360802821 0 0 SH SOLE 0 0 0 AMERICAN FUNDS GROWTH FUND OF AMER A MPL 399874106 87 1753 SH SOLE 1753 0 0 AMERICAN FUNDS GROWTH FUND OF AMER F1 MFA 399874403 19 378 SH SOLE 378 0 0 AMERICAN FUNDS INCOME FUND OF AMER A MPL 453320103 102 4492 SH SOLE 4492 0 0 AMERICAN FUNDS INTL GR AND INC F1 MFA 45956T402 13 395 SH SOLE 395 0 0 AMERICAN FUNDS INVMT CO OF AMER A MPL 461308108 63 1537 SH SOLE 1537 0 0 AMERICAN FUNDS NEW PERSPECTIVE A MPL 648018109 254 5375 SH SOLE 5375 0 0 AMERICAN FUNDS NEW WORLD A MPL 649280104 24 367 SH SOLE 367 0 0 AMERICAN FUNDS TAX-EXEMPT BOND A MPB 876902107 3 246 SH SOLE 246 0 0 AMERICAN FUNDS WASHINGTON MUTUAL A MPL 939330106 30 582 SH SOLE 582 0 0 AMERICAN OUTDOOR BRANDS COM 02875D109 1 75 SH SOLE 75 0 0 AMERN TOWER CORP REIT RET 03027X100 294 1388 SH SOLE 1388 0 0 AMG GW&K SMALL CAP VALUE N MFA 00170K208 3 114 SH SOLE 114 0 0 AMG YACKTMAN I MFC 00170K588 192 9100 SH SOLE 9100 0 0 AMGEN INC. COM 031162100 565 2152 SH SOLE 2152 0 0 ANALOG DEVICES INC COM 032654105 19 113 SH SOLE 113 0 0 APOLLO DIVERSIFIED CREDIT FD CL I MFC 39822Y307 152 7283 SH SOLE 7283 0 0 APOLLO DIVERSIFIED RE FD CL A MFA 39822J102 11492 411466 SH SOLE 411466 0 0 APPLE INC COM 037833100 15 119 SH OTR 0 0 119 APPLE INC COM 037833100 4103 31577 SH SOLE 31577 0 0 APPLIED MATERIALS COM 038222105 19 200 SH SOLE 200 0 0 ARCBEST CORP COM 03937C105 11 150 SH SOLE 150 0 0 ARCHER-DANIELS-MIDLN COM 039483102 0 1 SH SOLE 1 0 0 ARCONIC CORP COM 03966V107 0 17 SH OTR 0 0 17 AURORA CANNABIS INC F FGC 05156X884 0 4 SH SOLE 4 0 0 AUTO DATA PROCESSING COM 053015103 294 1230 SH SOLE 1230 0 0 AXON ENTERPRISE INC COM 05464C101 2 11 SH OTR 0 0 11 B&M EUROPEAN VALUE FSPONSORED ADR 1 ADR REPS 4 ORD SHS ADR 05590Y100 3 160 SH SOLE 160 0 0 BAIRD CORE PLUS BOND INST MFB 057071870 0 36 SH SOLE 36 0 0 BALANCED POOL MFO 808516306 177 2697 SH SOLE 2697 0 0 BANK AMERICA CORP COM 060505104 94 2845 SH SOLE 2845 0 0 BARON EMERGING MARKETS INSTITUTIONAL MFC 06828M876 4602 352950 SH SOLE 352950 0 0 BARON EMERGING MARKETS RETAIL MFA 06828M884 1808 139644 SH SOLE 139644 0 0 BARON GROWTH RETAIL MFA 068278209 171 2011 SH SOLE 2011 0 0 BARON HEALTH CARE RETAIL MFA 06828M678 9 519 SH SOLE 519 0 0 BARON INTERNATIONAL GROWTH INSTITUTIONAL MFC 06828M603 5841 240466 SH SOLE 240466 0 0 BARON INTERNATIONAL GROWTH RETAIL MFA 06828M306 2145 90137 SH SOLE 90137 0 0 BAXTER INTERNTNL COM 071813109 18 345 SH SOLE 345 0 0 BECTON DICKINSON&CO COM 075887109 21 84 SH SOLE 84 0 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 109 352 SH OTR 0 0 352 BERKSHIRE HATHAWAY CLASS B COM 084670702 6001 19426 SH SOLE 19426 0 0 BEST BUY INC COM 086516101 3 42 SH SOLE 42 0 0 BLACKSTONE INC COM 09260D107 2 33 SH SOLE 33 0 0 BLOCK INC CLASS A COM 852234103 6 100 SH SOLE 100 0 0 BLUEROCK TOTAL INCOME REAL ESTATE A MFA 09630D209 9765 277900 SH SOLE 277900 0 0 BLUEROCK TOTAL INCOME REAL ESTATE I MFC 09630D407 164 4549 SH SOLE 4549 0 0 BLUESTAR ISRAEL TECHNOLOGY ETF UIE 26924G870 9 200 SH SOLE 200 0 0 BOEING CO COM 097023105 22 116 SH SOLE 116 0 0 BOX INC CLASS A COM 10316T104 3 90 SH SOLE 90 0 0 BP PLC FSPONSORED ADR 1 ADR REPS 6 ORD SHS ADR 055622104 108 3104 SH SOLE 3104 0 0 BRISTOL-MYERS SQUIBB COM 110122108 25 350 SH SOLE 350 0 0 BROOKFIELD ASSET MANAG FCLASS A FGC 113004105 48 1676 SH SOLE 1676 0 0 BROOKFIELD BUSINESS P LP MLP G16234109 0 19 SH SOLE 19 0 0 BROOKFIELD CORP FCLASS A FGC 11271J107 209 6658 SH SOLE 6658 0 0 BROOKFIELD INFRASTRUC LP MLP G16252101 3402 109774 SH SOLE 109774 0 0 BROOKFIELD INFRASTRUCT FCLASS A FGC 11275Q107 674 17328 SH SOLE 17328 0 0 BROOKFIELD REINSURANCE F FGO G16250105 2 58 SH SOLE 58 0 0 BROWN ADVISORY GROWTH EQUITY INV MFA 115233504 42 2003 SH SOLE 2003 0 0 CARNIVAL CORP F FGO 143658300 1 100 SH SOLE 100 0 0 CASEYS GEN STORES COM 147528103 7 30 SH SOLE 30 0 0 CATERPILLAR INC COM 149123101 539 2250 SH SOLE 2250 0 0 CHARGEPOINT HOLDINGS INCCLASS A COM 15961R105 0 35 SH SOLE 35 0 0 CHARLES SCHWAB US MC ETF UIE 808524508 8660 131985 SH SOLE 131985 0 0 CHARLOTTES WEB HLDGS I F FGC 16106R109 0 248 SH SOLE 248 0 0 CHEVRON CORP COM 166764100 238 1327 SH SOLE 1327 0 0 CHUBB LTD F FGO H1467J104 11 51 SH SOLE 51 0 0 CION ARES DIVERSIFIED CREDIT A MFF 17260G103 8617 361154 SH SOLE 361154 0 0 CISCO SYSTEMS INC COM 17275R102 26 555 SH SOLE 555 0 0 CLOROX CO COM 189054109 49 346 SH SOLE 346 0 0 CLOUDFLARE INC CLASS A COM 18915M107 2 51 SH OTR 0 0 51 COHEN & STEERS GLOBAL INFRASTRUCTURE A MFA 19248B107 8061 372344 SH SOLE 372344 0 0 COHEN & STEERS PREFERRED SEC & INC A MFF 19248X109 3817 325722 SH SOLE 325722 0 0 COHEN & STEERS REALTY SHARES L MFA 192476109 108 1848 SH SOLE 1848 0 0 COLUMBIA INTERNATIONAL DIV INC INST MFA 19765P166 8 496 SH SOLE 496 0 0 COLUMBIA LARGE CAP VALUE A MFA 19763P390 22 1450 SH SOLE 1450 0 0 COLUMBIA SELIGMAN GLOBAL TECH A MFA 19766H320 41 849 SH SOLE 849 0 0 COMCAST CORP NEW CLASS A COM 20030N101 12 350 SH SOLE 350 0 0 COMPASS MINERALS INT COM 20451N101 4 101 SH OTR 0 0 101 CONAGRA BRANDS INC COM 205887102 105 2702 SH SOLE 2702 0 0 CONSOLIDATED EDISON COM 209115104 19 200 SH SOLE 200 0 0 COSTCO WHOLESALE CO COM 22160K105 8 18 SH SOLE 18 0 0 CROWDSTRIKE HLDGS INC CLASS A COM 22788C105 3 24 SH OTR 0 0 24 CUMMINS INC COM 231021106 26 107 SH SOLE 107 0 0 CVS HEALTH CORP COM 126650100 5 50 SH SOLE 50 0 0 DANAHER CORP COM 235851102 27 100 SH SOLE 100 0 0 DEERE & CO COM 244199105 334 778 SH OTR 0 0 778 DEERE & CO COM 244199105 1 1 SH SOLE 1 0 0 DELAWARE IVY CORE EQUITY FUND CLASS A MFA 466000106 6 454 SH SOLE 454 0 0 DELEK US HOLDINGS INC NE COM 24665A103 3 126 SH OTR 0 0 126 DOCUSIGN INC COM 256163106 2 34 SH OTR 0 0 34 DODGE & COX INCOME I MFB 256210105 0 0 SH SOLE 0 0 0 DODGE & COX STOCK I MFC 256219106 77 356 SH SOLE 356 0 0 DOMINION ENERGY INC COM 25746U109 12 200 SH SOLE 200 0 0 DOUBLELINE LOW DUR EMERG MKTS FXD INC I MFB 258620772 2 221 SH SOLE 221 0 0 DOUBLELINE TOTAL RETURN BOND I MFB 258620103 1170 133359 SH SOLE 133359 0 0 DOUBLELINE TOTAL RETURN BOND N MFF 258620202 621 70838 SH SOLE 70838 0 0 DUKE ENERGY CORP COM 26441C204 73 709 SH SOLE 709 0 0 DUTCH BROS INC CLASS A COM 26701L100 1 50 SH OTR 0 0 50 DWS FLOATING RATE S MFF 25157W883 16 2130 SH SOLE 2130 0 0 EMERSON ELECTRIC CO COM 291011104 18 183 SH SOLE 183 0 0 ENBRIDGE INC F FGC 29250N105 8 206 SH SOLE 206 0 0 ENERGY RECOVERY INC COM 29270J100 20 1000 SH SOLE 1000 0 0 ENERGY SELECT SECTOR SPDR ETF UIE 81369Y506 14 160 SH SOLE 160 0 0 ENTERPRISE PRODS PART LP MLP 293792107 83 3430 SH SOLE 3430 0 0 EXTRA SPACE STORAGE REIT RET 30225T102 9 64 SH SOLE 64 0 0 EXXON MOBIL CORP COM 30231G102 59 533 SH SOLE 533 0 0 FEDERATED HERMES MDT SMALL CAP CORE A MFA 31421R817 135 7251 SH SOLE 7251 0 0 FEDEX CORP COM 31428X106 25 143 SH SOLE 143 0 0 FIDELITY BLUE CHIP GROWTH MFC 316389303 57 511 SH SOLE 511 0 0 FISERV INC COM 337738108 16 154 SH OTR 0 0 154 FISERV INC COM 337738108 5 50 SH SOLE 50 0 0 FIVERR INTERNTNL LTD F FGO M4R82T106 1 48 SH OTR 0 0 48 FORD MOTOR CO COM 345370860 2 135 SH OTR 0 0 135 FORTUNE BRANDS INNOVATIO COM 34964C106 18 322 SH SOLE 322 0 0 FRANKLIN DYNATECH A MFA 353496201 9 93 SH SOLE 93 0 0 FRANKLIN FEDERAL TAX FREE INCOME A MFF 353519804 73 6950 SH SOLE 6950 0 0 FRANKLIN FEDERAL TAX FREE INCOME ADV MFF 353519408 11 1075 SH SOLE 1075 0 0 FRANKLIN GOLD AND PRECIOUS METALS A MFA 353535107 5 273 SH SOLE 273 0 0 FRANKLIN MULTI-ASSET GROWTH A MFA 52467P762 13 920 SH SOLE 920 0 0 FREEPORT-MCMORAN INC COM 35671D857 4 101 SH OTR 0 0 101 FS KKR CAPITAL CORP COM 302635206 38 2168 SH SOLE 2168 0 0 FULGENT GENETICS INC COM 359664109 1 31 SH OTR 0 0 31 GENERAL DYNAMICS CO COM 369550108 3 14 SH SOLE 14 0 0 GENERAL ELECTRIC CO TRADES WITH DUE BILLS COM 369604301 40 477 SH SOLE 477 0 0 GENESIS ENERGY L P LP MLP 371927104 1 106 SH OTR 0 0 106 GILDAN ACTIVEWEAR F FGC 375916103 7 252 SH SOLE 252 0 0 GOLDMAN SACHS GROUP COM 38141G104 5 15 SH SOLE 15 0 0 GROWTH POOL MFO 808516207 3 60 SH SOLE 60 0 0 GUGGENHEIM MACRO OPPORTUNITIES A MFF 40168W616 174 7356 SH SOLE 7356 0 0 GUGGENHEIM TOTAL RETURN BOND P MFF 40169J879 1153 49781 SH SOLE 49781 0 0 HARBOR CAPITAL APPRECIATION INSTL MFC 411511504 4472 71258 SH SOLE 71258 0 0 HARBOR CAPITAL APPRECIATION INV MFA 411511819 2245 38697 SH SOLE 38697 0 0 HARBOR CORE PLUS INSTITUTIONAL MFB 411511108 140 14012 SH SOLE 14012 0 0 HARLEY DAVIDSON INC COM 412822108 12 300 SH SOLE 300 0 0 HEALTHCARE REALTY TRUST CLASS A COM 42226K105 19 980 SH SOLE 980 0 0 HENNESSY GAS UTILITY INVESTOR MFA 42588P833 39 1597 SH SOLE 1597 0 0 HORMEL FOODS CORP COM 440452100 1 12 SH SOLE 12 0 0 HOWMET AEROSPACE INC COM 443201108 3 71 SH OTR 0 0 71 HUBSPOT INC COM 443573100 3 12 SH OTR 0 0 12 HUNTINGTON BANCSHS COM 446150104 5 376 SH SOLE 376 0 0 IBM CORP COM 459200101 44 315 SH SOLE 315 0 0 INTEL CORP COM 458140100 119 4500 SH SOLE 4500 0 0 INTERCONTINENTAL EXC COM 45866F104 2 22 SH OTR 0 0 22 INVESCO DEVELOPING MARKETS A MFA 00143W701 50 1408 SH SOLE 1408 0 0 INVESCO FTSE RAFI US 1000 ETF UIE 46137V613 28 183 SH SOLE 183 0 0 INVESCO MAIN STREET A MFA 00141B725 22 518 SH SOLE 518 0 0 INVESCO MAIN STREET Y MFA 00141B683 202 4696 SH SOLE 4696 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF UIE 46137V357 5 32 SH SOLE 32 0 0 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF UIE 46138E362 773 17627 SH SOLE 17627 0 0 INVSC QQQ TRUST SRS 1 ETF UIE 46090E103 204 765 SH SOLE 765 0 0 ISHARES CORE S&P 500 ETF UIE 464287200 5873 15285 SH SOLE 15285 0 0 ISHARES CORE S&P MID-CAPETF UIE 464287507 16 68 SH SOLE 68 0 0 ISHARES CORE S&P SMALL CAP ETF UIE 464287804 142 1496 SH SOLE 1496 0 0 ISHARES MSCI EAFE ETF UIE 464287465 18 280 SH SOLE 280 0 0 ISHARES MSCI EAFE SMALL CAP ETF UIE 464288273 8 136 SH SOLE 136 0 0 ISHARES RUSSELL 1000 GROWTH ETF UIE 464287614 43 202 SH SOLE 202 0 0 ISHARES RUSSELL 1000 VALUE ETF UIE 464287598 4129 27230 SH SOLE 27230 0 0 ISHARES RUSSELL 2000 ETF UIE 464287655 303 1736 SH SOLE 1736 0 0 ISHARES RUSSELL 2000 GROWTH ETF UIE 464287648 14 64 SH SOLE 64 0 0 ISHARES RUSSELL 2000 VALUE ETF UIE 464287630 27 192 SH SOLE 192 0 0 ISHARES RUSSELL MID CAP ETF UIE 464287499 29 435 SH SOLE 435 0 0 ISHARES RUSSELL MID CAP GROWTH ETF UIE 464287481 11 130 SH SOLE 130 0 0 ISHARES RUSSELL MID CAP VALUE ETF UIE 464287473 21 203 SH SOLE 203 0 0 ISHARES S&P 500 VALUE ETF UIE 464287408 15 101 SH SOLE 101 0 0 ISHARES S&P MID CAP 400 VALUE ETF UIE 464287705 52 515 SH SOLE 515 0 0 ISHARES S&P SMLL CAP 600GRTH ETF UIE 464287887 2354 21778 SH SOLE 21778 0 0 ISHARES SILVER TRUST ETF UIE 46428Q109 87 3969 SH SOLE 3969 0 0 JANUS HENDERSON FLEXIBLE BOND T MFF 471023606 4492 482020 SH SOLE 482020 0 0 JANUS HENDERSON GLOBAL RESEARCH T MFA 471023309 57 726 SH SOLE 726 0 0 JERVOIS GLOBAL LTD ORDF CANADIAN SHARES FGO Q5058P361 0 1650 SH SOLE 1650 0 0 JOHNSON & JOHNSON COM 478160104 28 158 SH SOLE 158 0 0 JOHNSON CONTROLS INTER F FGO G51502105 26 403 SH SOLE 403 0 0 JPMORGAN CHASE & CO COM 46625H100 128 955 SH SOLE 955 0 0 KELLOGG CO COM 487836108 30 424 SH SOLE 424 0 0 KEYCORP INC COM 493267108 32 1830 SH SOLE 1830 0 0 KINDER MORGAN INC COM 49456B101 2 133 SH SOLE 133 0 0 LAM RESEARCH CORP COM 512807108 2 4 SH OTR 0 0 4 LAMB WESTON HOLDINGS INC COM 513272104 77 862 SH SOLE 862 0 0 LARGE CAP EQUITY MANAGED POOL MFO 808516108 5 69 SH SOLE 69 0 0 LAZARD GLOBAL LISTED INFRASTRUCTURE INST MFC 52106N459 304 21398 SH SOLE 21398 0 0 LAZARD GLOBAL LISTED INFRASTRUCTURE OPEN MFA 52106N442 183 12913 SH SOLE 12913 0 0 LEMONADE INC COM 52567D107 1 90 SH OTR 0 0 90 LILLY ELI & CO COM 532457108 105 288 SH SOLE 288 0 0 LITHIUM AMERS CORP F FGC 53680Q207 2 100 SH OTR 0 0 100 LOCKHEED MARTIN CORP COM 539830109 4 9 SH SOLE 9 0 0 LUCID GROUP INC COM 549498103 1 100 SH SOLE 100 0 0 LULULEMON ATHLETICA COM 550021109 8 24 SH OTR 0 0 24 LUMEN TECHNOLOGIES INC COM 550241103 1 140 SH OTR 0 0 140 LUMEN TECHNOLOGIES INC COM 550241103 1 229 SH SOLE 229 0 0 MANULIFE FINL F FGC 56501R106 3 144 SH SOLE 144 0 0 MARVELL TECHNOLOGY INC COM 573874104 7 201 SH SOLE 201 0 0 MASIMO CORP COM 574795100 5 32 SH OTR 0 0 32 MASTERBRAND INC COM 57638P104 2 322 SH SOLE 322 0 0 MASTERCARD INC CLASS A COM 57636Q104 209 600 SH SOLE 600 0 0 MATCH GROUP INC NEW COM 57667L107 2 39 SH OTR 0 0 39 MATTHEWS ASIA DIVIDEND INSTL MFC 577130750 3 228 SH SOLE 228 0 0 MATTHEWS ASIA GROWTH INVESTOR MFA 577130867 20 957 SH SOLE 957 0 0 MCDONALDS CORP COM 580135101 41 157 SH SOLE 157 0 0 MCKESSON CORP COM 58155Q103 118 315 SH SOLE 315 0 0 MEDICAL PROPERTIES REIT RET 58463J304 8 700 SH SOLE 700 0 0 META PLATFORMS INC CLASS A COM 30303M102 12 102 SH SOLE 102 0 0 METLIFE INC COM 59156R108 3 36 SH SOLE 36 0 0 MICROSOFT CORP COM 594918104 437 1822 SH SOLE 1822 0 0 MONDELEZ INTL CLASS A COM 609207105 9 138 SH SOLE 138 0 0 MP MATERIALS CORP CLASS A COM 553368101 1 50 SH OTR 0 0 50 NANO X IMAGING LTD F FGO M70700105 1 100 SH SOLE 100 0 0 NEWMONT CORP COM 651639106 17 363 SH SOLE 363 0 0 NIOCORP DEVELOPMENTS F FGC 654484104 1 750 SH SOLE 750 0 0 NORDSON CORP COM 655663102 485 2042 SH SOLE 2042 0 0 NORTHERN DYN MINERL F FGC 66510M204 0 175 SH SOLE 175 0 0 NORTHROP GRUMMAN CORP COM 666807102 44 80 SH SOLE 80 0 0 NOVOCURE LTD F FGO G6674U108 2 34 SH OTR 0 0 34 NUVEEN PREF AND INCM SEC CEM 67072C105 42 6103 SH SOLE 6103 0 0 NUVEEN PREFERRED SECS & INC A MFF 670700103 3395 226055 SH SOLE 226055 0 0 OAKMARK EQUITY AND INCOME INVESTOR MFA 413838400 34 1151 SH SOLE 1151 0 0 OAKMARK INTERNATIONAL ADVISOR MFC 413838731 531 23142 SH SOLE 23142 0 0 OAKMARK INTERNATIONAL INVESTOR MFA 413838202 622 27033 SH SOLE 27033 0 0 OCCIDENTAL PETROL 27 WTSWARRANTS EXP 08/03/27 WAR 674599162 1 15 SH OTR 0 0 15 OCCIDENTAL PETROL CO COM 674599105 8 123 SH OTR 0 0 123 OKTA INC CLASS A COM 679295105 5 80 SH OTR 0 0 80 ORACLE CORP COM 68389X105 19 232 SH SOLE 232 0 0 PACWEST BANCORP COM 695263103 1 48 SH SOLE 48 0 0 PARAMETRIC COMMODITY STRATEGY A MFA 277923132 740 116218 SH SOLE 116218 0 0 PARAMETRIC COMMODITY STRATEGY I MFC 277923223 2660 413054 SH SOLE 413054 0 0 PARNASSUS CORE EQUITY INSTITUTIONAL MFC 701769408 4 92 SH SOLE 92 0 0 PELOTON INTERACTIVE INC COM 70614W100 0 59 SH SOLE 59 0 0 PEPSICO INC COM 713448108 57 317 SH SOLE 317 0 0 PFIZER INC COM 717081103 110 2143 SH SOLE 2143 0 0 PGIM HIGH YIELD Z MFF 74440Y801 2388 524925 SH SOLE 524925 0 0 PHILIP MORRIS INTL COM 718172109 20 200 SH SOLE 200 0 0 PHILLIPS 66 COM 718546104 4 43 SH SOLE 43 0 0 PHILLIPS EDISON & CO INC COM 71844V201 248 7781 SH SOLE 7781 0 0 PIMCO GNMA AND GOVERNMENT SECS A MFF 693391476 28 2990 SH SOLE 2990 0 0 PIMCO INVEST GRADE CORP BND IDX ETF UIE 72201R817 10 111 SH SOLE 111 0 0 PIMCO REAL RETURN A MFF 693391120 72 7232 SH SOLE 7232 0 0 PIONEER A MFA 723682100 27 933 SH SOLE 933 0 0 PLUG POWER INC COM 72919P202 0 30 SH SOLE 30 0 0 PRINCIPAL FINL COM 74251V102 30 361 SH OTR 0 0 361 PRINCIPAL FINL COM 74251V102 25 301 SH SOLE 301 0 0 PROCTER & GAMBLE COM 742718109 294 1938 SH SOLE 1938 0 0 PROSH K-1 FREE CRUDE OILSTGY ETF UIE 74347G804 4 100 SH SOLE 100 0 0 PROSPECT CAPITAL CO COM 74348T102 2 320 SH SOLE 320 0 0 PRUDENTIAL FINL COM 744320102 15 147 SH SOLE 147 0 0 QUALCOMM INC COM 747525103 2 20 SH SOLE 20 0 0 QUANTUMSCAPE CORP CLASS A COM 74767V109 0 64 SH SOLE 64 0 0 RAYTHEON TECHNOLOGIES CO COM 75513E101 155 1540 SH SOLE 1540 0 0 REALTY INCOME CORP REIT RET 756109104 6 100 SH SOLE 100 0 0 REGENERON PHARMS INC COM 75886F107 4 5 SH SOLE 5 0 0 REGIONS FINL CO COM 7591EP100 44 2026 SH SOLE 2026 0 0 ROCHE HLDG AG FSPONSORED ADR 1 ADR RE 0.125 ORD SHS ADR 771195104 105 2690 SH SOLE 2690 0 0 ROKU I N C CLASS A COM 77543R102 1 31 SH OTR 0 0 31 SALESFORCE INC COM 79466L302 1 8 SH OTR 0 0 8 SANDSTORM GOLD LTD F FGC 80013R206 2 300 SH SOLE 300 0 0 SCHWAB US LARGE-CAP VALUE INDEX MFS 80850L734 2 47 SH SOLE 47 0 0 SCHWAB 1000 INDEX MFS 808517106 12276 149528 SH SOLE 149528 0 0 SCHWAB 1000 INDEX ETF UIE 808524722 69 1867 SH SOLE 1867 0 0 SCHWAB EMERGING MARKETS EQUITY ETF UIE 808524706 2556 107971 SH SOLE 107971 0 0 SCHWAB FUNDAMENTAL INTL SMAL COM ETF UIE 808524748 1 43 SH SOLE 43 0 0 SCHWAB FUNDAMENTAL US BROAD MKT ETF UIE 808524789 2 31 SH SOLE 31 0 0 SCHWAB INTERNATIONAL EQUITY ETF UIE 808524805 3023 93849 SH SOLE 93849 0 0 SCHWAB MARKETTRACK ALL EQUITY MFS 808509814 269 14389 SH SOLE 14389 0 0 SCHWAB MARKETTRACK BALANCED MFS 808509400 257 15070 SH SOLE 15070 0 0 SCHWAB MARKETTRACK CONSERVATIVE MFS 808509509 29 1986 SH SOLE 1986 0 0 SCHWAB MARKETTRACK GROWTH MFS 808509301 571 26090 SH SOLE 26090 0 0 SCHWAB S&P 500 INDEX MFS 808509855 884 15046 SH SOLE 15046 0 0 SCHWAB SELECT LARGE CAP GROWTH MFS 51855Q549 1376 81113 SH SOLE 81113 0 0 SCHWAB US AGGREGATE BONDETF UIE 808524839 256 5611 SH SOLE 5611 0 0 SCHWAB US BROAD MARKET ETF UIE 808524102 20 445 SH SOLE 445 0 0 SCHWAB US DIVIDEND EQUITY ETF UIE 808524797 202 2676 SH SOLE 2676 0 0 SCHWAB US LARGE CAP GROWTH ETF UIE 808524300 6979 125608 SH SOLE 125608 0 0 SCHWAB US LARGE CAP VALUE ETF UIE 808524409 8847 134000 SH SOLE 134000 0 0 SCHWAB US LARGE CAP ETF UIE 808524201 1454 32203 SH SOLE 32203 0 0 SCHWAB US SMALL CAP ETF UIE 808524607 1353 33400 SH SOLE 33400 0 0 SCHWAB US TIPS ETF UIE 808524870 12766 246504 SH SOLE 246504 0 0 SCHWAB VALUE ADVANTAGE MONEY INV MMN 808515605 1754 1753726 SH SOLE 1753726 0 0 SCHWAB VALUE ADVANTAGE MONEY ULTRA MMN 808515696 1278 1277702 SH SOLE 1277702 0 0 SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 81141R100 2 29 SH SOLE 29 0 0 SELECT STR FINANCIAL SELECT SPDR ETF UIE 81369Y605 17 500 SH SOLE 500 0 0 SFL CORP LTD F FGO G7738W106 9 978 SH SOLE 978 0 0 SHOPIFY INC FCLASS A FGC 82509L107 14 410 SH OTR 0 0 410 SLR INVESTMENT CORP COM 83413U100 0 4 SH SOLE 4 0 0 SMALL CAP EQUITY POOL MFO 808516876 4 116 SH SOLE 116 0 0 SMITH & WESSON BRANDS IN COM 831754106 3 300 SH SOLE 300 0 0 SPDR GOLD SHARES ETF UIE 78463V107 49 286 SH SOLE 286 0 0 SPDR PORTFOLIO EUROPE ETF UIE 78463X103 7 203 SH SOLE 203 0 0 SPDR S&P 400 MID CAP VALUE ETF UIE 78464A839 5 82 SH SOLE 82 0 0 SPDR S&P 500 ETF UIE 78462F103 29 76 SH SOLE 76 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF UIE 78464A201 6 81 SH SOLE 81 0 0 SPDR S&P 600 SMALL CAP VALUE ETF UIE 78464A300 5 69 SH SOLE 69 0 0 SPDR S&P DIVIDEND ETF UIE 78464A763 38 306 SH SOLE 306 0 0 SPDR S&P GLOBAL NATURAL RESOURCS ETF UIE 78463X541 42 740 SH SOLE 740 0 0 SPDR S&P MIDCAP 400 ETF UIE 78467Y107 9 20 SH SOLE 20 0 0 STERLING CAPITAL REAL ESTATE I MFC 85917K553 110 3190 SH SOLE 3190 0 0 STERLING COMMERCE INC COM 81141R100 2 29 SH OTR 0 0 29 STRATASYS LTD F FGO M85548101 0 7 SH SOLE 7 0 0 T. ROWE PRICE FLOATING RATE MFF 87279B106 5303 589228 SH SOLE 589228 0 0 T. ROWE PRICE INSTL FLOATING RATE MFF 77958B402 21 2253 SH SOLE 2253 0 0 T. ROWE PRICE INTL DISCIPLINED EQ I MFA 77956H336 3 370 SH SOLE 370 0 0 T. ROWE PRICE SMALL-CAP VALUE MFA 77957Q103 65 1364 SH SOLE 1364 0 0 T. ROWE PRICE VALUE MFA 779578103 22 579 SH SOLE 579 0 0 TAKE TWO INTERACTV COM 874054109 52 500 SH SOLE 500 0 0 TARGET CORP COM 87612E106 20 134 SH SOLE 134 0 0 TERRA FIRMA US CONCENTRATED REALTY EQTY MFA 89833X707 26 1569 SH SOLE 1569 0 0 TESLA INC COM 88160R101 6 45 SH OTR 0 0 45 TESLA INC COM 88160R101 41 330 SH SOLE 330 0 0 TEXAS INSTRUMENTS COM 882508104 67 402 SH OTR 0 0 402 TEXAS INSTRUMENTS COM 882508104 17 103 SH SOLE 103 0 0 THE COCA-COLA CO COM 191216100 8 132 SH OTR 0 0 132 THE COCA-COLA CO COM 191216100 16 250 SH SOLE 250 0 0 TIAA-CREF CORE PLUS BOND RETAIL MFF 886315407 9 1036 SH SOLE 1036 0 0 TILRAY BRANDS INC CLASS 2 COM 88688T100 2 586 SH SOLE 586 0 0 TJX COMPANIES INC COM 872540109 1 15 SH OTR 0 0 15 TORO CO COM 891092108 3 25 SH OTR 0 0 25 TOUCHSTONE SANDS CAPITAL SELECT GROWTH Z MFA 89155H819 31 3717 SH SOLE 3717 0 0 TRACTOR SUPPLY COMP COM 892356106 7 30 SH SOLE 30 0 0 TRAVELERS COMPANIES COM 89417E109 61 325 SH SOLE 325 0 0 TVA PRD 880591300 12 550 SH SOLE 550 0 0 TYSON FOODS INC CLASS A COM 902494103 18 288 SH SOLE 288 0 0 U S BANCORP COM 902973304 7 164 SH SOLE 164 0 0 UBER TECHNOLOGIES INC COM 90353T100 8 340 SH SOLE 340 0 0 UNION PACIFIC CORP COM 907818108 36 172 SH OTR 0 0 172 UNION PACIFIC CORP COM 907818108 6620 31970 SH SOLE 31970 0 0 UNITED PARCEL SRVC CLASS B COM 911312106 87 500 SH SOLE 500 0 0 UNITY SOFTWARE INC COM 91332U101 2 53 SH OTR 0 0 53 UPSTART HLDGS INC COM 91680M107 1 51 SH OTR 0 0 51 USAA CORNERSTONE MODERATE MFC 903287886 2 113 SH SOLE 113 0 0 USAA TARGET RETIREMENT INCOME MFC 903288694 2 206 SH SOLE 206 0 0 VALMONT INDUSTRIES COM 920253101 82 248 SH SOLE 248 0 0 VANGUARD 500 INDEX ADMIRAL MFC 922908710 52 148 SH SOLE 148 0 0 VANGUARD CONSUMER STAPLES ETF UIE 92204A207 37 191 SH SOLE 191 0 0 VANGUARD FTSE ALL WORLD EX US ETF UIE 922042775 20 408 SH SOLE 408 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF UIE 921943858 14377 342555 SH SOLE 342555 0 0 VANGUARD FTSE EMERGING MARKETS ETF UIE 922042858 10224 262287 SH SOLE 262287 0 0 VANGUARD GROWTH ETF UIE 922908736 6 30 SH SOLE 30 0 0 VANGUARD GROWTH INDEX ADMIRAL MFC 922908660 153 1393 SH SOLE 1393 0 0 VANGUARD HEALTH CARE ETF UIE 92204A504 15 61 SH SOLE 61 0 0 VANGUARD HEALTH CARE ADM MFC 921908885 145 1611 SH SOLE 1611 0 0 VANGUARD INFORMATION TECHNOLOGY ETF UIE 92204A702 118 370 SH SOLE 370 0 0 VANGUARD INTERNATIONAL GROWTH ADM MFC 921910501 3 29 SH SOLE 29 0 0 VANGUARD MEGA CAP ETF UIE 921910873 5 41 SH SOLE 41 0 0 VANGUARD MID CAP ETF UIE 922908629 1273 6246 SH SOLE 6246 0 0 VANGUARD REAL ESTATE INDEX ADMIRAL MFC 921908877 36 308 SH SOLE 308 0 0 VANGUARD RUSSELL 2000 ETF IV UIE 92206C664 2330 33106 SH SOLE 33106 0 0 VANGUARD S&P 500 ETF UIE 922908363 4 11 SH SOLE 11 0 0 VANGUARD SMALL CAP GROWTH ETF UIE 922908595 2733 13630 SH SOLE 13630 0 0 VANGUARD SMALL CAP GROWTH INDEX ADMIRAL MFC 921937710 15 212 SH SOLE 212 0 0 VANGUARD SMALL CAP INDEX ADM MFC 922908686 97 1099 SH SOLE 1099 0 0 VANGUARD STAR INV MFC 921909107 36 1503 SH SOLE 1503 0 0 VANGUARD TOTAL INTERNATIONAL STOCK E UIE 921909768 11 207 SH SOLE 207 0 0 VANGUARD TOTAL BOND MARKET ETF UIE 921937835 4572 63640 SH SOLE 63640 0 0 VANGUARD TOTAL BOND MARKET INDEX ADM MFB 921937603 104 11013 SH SOLE 11013 0 0 VANGUARD TOTAL STOCK MARKET ETF UIE 922908769 15 79 SH SOLE 79 0 0 VANGUARD TOTAL WORLD STOCK ETF UIE 922042742 3 40 SH SOLE 40 0 0 VANGUARD US GROWTH ADMIRAL MFC 921910600 59 582 SH SOLE 582 0 0 VANGUARD US GROWTH INVESTOR MFC 921910105 12 314 SH SOLE 314 0 0 VANGUARD WELLESLEY INCOME ADMIRAL MFC 921938205 35 595 SH SOLE 595 0 0 VANGUARD WELLESLEY INCOME INV MFC 921938106 66 2712 SH SOLE 2712 0 0 VANGUARD WELLINGTON ADMIRAL MFC 921935201 196 2960 SH SOLE 2960 0 0 VANGUARD WELLINGTON INV MFC 921935102 230 5976 SH SOLE 5976 0 0 VERIZON COMMUNICATN COM 92343V104 8 204 SH SOLE 204 0 0 VIRTUS SEIX FLOATING RATE HIGH INC I MFF 92837F763 1962 253447 SH SOLE 253447 0 0 VIRTUS SEIX HIGH YIELD I MFF 92837F672 2162 289773 SH SOLE 289773 0 0 VIRTUS VONTOBEL EMERGING MARKETS OPPS A MFA 92828W387 16 2192 SH SOLE 2192 0 0 VISA INC CLASS A COM 92826C839 43 207 SH SOLE 207 0 0 VOYA CORPORATE LEADERS TRUST B MFA 92912M105 1115 20543 SH SOLE 20543 0 0 VOYAGER DIGITAL LTD F FGC 92919V405 0 100 SH SOLE 100 0 0 WABTEC COM 929740108 0 1 SH OTR 0 0 1 WABTEC COM 929740108 1 7 SH SOLE 7 0 0 WALGREENS BOOTS ALLI COM 931427108 230 6163 SH OTR 0 0 6163 WALMART INC COM 931142103 114 806 SH SOLE 806 0 0 WALT DISNEY CO COM 254687106 3 40 SH OTR 0 0 40 WALT DISNEY CO COM 254687106 8 97 SH SOLE 97 0 0 WARNER BROTHERS DISCOVER COM 934423104 0 2 SH SOLE 2 0 0 WASTE MANAGEMENT INC COM 94106L109 45 290 SH SOLE 290 0 0 WATSCO INC COM 942622200 21 84 SH SOLE 84 0 0 WEITZ VALUE INVESTOR MFA 94904P203 7 160 SH SOLE 160 0 0 WELLS FARGO & CO COM 949746101 21 520 SH SOLE 520 0 0 WELLTOWER INC REIT RET 95040Q104 7 100 SH SOLE 100 0 0 WESTERN ASSET CORE BOND IS MFB 957663677 6 604 SH SOLE 604 0 0 WINNEBAGO INDUSTRIES COM 974637100 11 200 SH SOLE 200 0 0 WISDOMTREE US TOTAL DIVIDEND ETF UIE 97717W109 13 213 SH SOLE 213 0 0 WOLFSPEED INC COM 977852102 7 100 SH SOLE 100 0 0 ZOOM VIDEO COMMUNICATIONCLASS A COM 98980L101 1 12 SH OTR 0 0 12