0001801241-22-000001.txt : 20220214 0001801241-22-000001.hdr.sgml : 20220214 20220214122916 ACCESSION NUMBER: 0001801241-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RE Dickinson Investment Advisors, LLC CENTRAL INDEX KEY: 0001801241 IRS NUMBER: 421481540 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21994 FILM NUMBER: 22628095 BUSINESS ADDRESS: STREET 1: 535 W BROADWAY, SUITE 301 CITY: COUNCIL BLUFFS STATE: IA ZIP: 51503 BUSINESS PHONE: 712-256-4856 MAIL ADDRESS: STREET 1: 535 W BROADWAY, SUITE 301 CITY: COUNCIL BLUFFS STATE: IA ZIP: 51503 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801241 XXXXXXXX 12-31-2021 12-31-2021 RE Dickinson Investment Advisors, LLC

535 W BROADWAY, SUITE 301 COUNCIL BLUFFS IA 51503

13F HOLDINGS REPORT 028-21994 N Amy Miller 712-256-4856 Amy Miller Council Bluffs IA 02-14-2022 0 322 131841 false INFORMATION TABLE 2 13F20211231.xml ABBOTT LABORATORIES COMMON STOCK 002824100 15 105 SH SOLE 105 0 0 ABBOTT LABORATORIES COMMON STOCK 002824100 97 692 SH OTR 0 0 692 AMAZON.COM INC COMMON STOCK 023135106 53 16 SH OTR 0 0 16 BERKSHIRE HATHAWAY CLASS B COMMON STOCK 084670702 2 6 SH OTR 0 0 6 THE COCA-COLA CO COMMON STOCK 191216100 8 128 SH OTR 0 0 128 FORD MOTOR CO COMMON STOCK 345370860 4 130 SH OTR 0 0 130 UNION PACIFIC CORP COMMON STOCK 907818108 49 198 SH OTR 0 0 198 WABTEC COMMON STOCK 929740108 0 1 SH OTR 0 0 1 AMC ENTERTAINMENT CLASS A COMMON STOCK 00165C104 14 511 SH SOLE 511 0 0 A T & T INC COMMON STOCK 00206R102 51 2060 SH SOLE 2060 0 0 A T Y R PHARMA INC COMMON STOCK 002120202 2 300 SH SOLE 300 0 0 AVT INC XXXREGISTRATION REVOKED BY THE SEC EFF: 06/16/17 COMMON STOCK 002422301 0 5405 SH SOLE 5405 0 0 ABBVIE INC COMMON STOCK 00287Y109 123 905 SH OTR 0 0 905 ABERDEEN STANDARD PRCUS MTLS ETF IV UIT EXCHANGE TRADED 003263100 58 647 SH SOLE 647 0 0 ADAMS DIVERSIFIED EQUITY CLOSED END MUTL FUND 006212104 6 288 SH SOLE 288 0 0 AEROJET ROCKETDYNE HOLDI COMMON STOCK 007800105 3 59 SH SOLE 59 0 0 ALAMOS GOLD INC 00505 FCLASS A FOREIGN CANADIAN 011532108 0 30 SH SOLE 30 0 0 ALCOA CORP COMMON STOCK 013872106 3 50 SH SOLE 50 0 0 ALCOA CORP COMMON STOCK 013872107 1 23 SH OTR 23 0 23 ALLIANT ENERGY CORP COMMON STOCK 018802108 25 400 SH SOLE 400 0 0 ALPHABET INC. CLASS C COMMON STOCK 02079K107 284 98 SH SOLE 98 0 0 ALPHABET INC. CLASS C COMMON STOCK 02079K107 9 3 SH OTR 0 0 3 ALPHABET INC. CLASS A COMMON STOCK 02079K305 432 149 SH SOLE 149 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 119 2520 SH SOLE 2520 0 0 AMAZON.COM INC COMMON STOCK 023135106 87 26 SH SOLE 26 0 0 AMERICAN OUTDOOR BRANDS COMMON STOCK 02875D109 1 75 SH SOLE 75 0 0 AMERN TOWER CORP REIT REAL ESTATE INVESTME 03027X100 425 1452 SH SOLE 1452 0 0 AMGEN INC. COMMON STOCK 031162100 486 2162 SH SOLE 2162 0 0 APPLE INC COMMON STOCK 037833100 5681 31993 SH SOLE 31993 0 0 APPLIED MATERIALS COMMON STOCK 038222105 31 200 SH SOLE 200 0 0 ARCBEST CORP COMMON STOCK 03937C105 18 150 SH SOLE 150 0 0 ARCHER DANIELS MIDLAND C COMMON STOCK 039483102 0 1 SH SOLE 1 0 0 ARCONIC CORP COMMON STOCK 03966V107 1 17 SH OTR 0 0 17 AURORA CANNABIS INC F FOREIGN CANADIAN 05156X884 0 4 SH SOLE 4 0 0 AUTO DATA PROCESSING COMMON STOCK 053015103 303 1230 SH SOLE 1230 0 0 AXON ENTERPRISE INC COMMON STOCK 05464C101 2 10 SH SOLE 10 0 0 AXON ENTERPRISE INC COMMON STOCK 05464C101 2 10 SH OTR 0 0 10 BP PLC FSPONSORED ADR 1 ADR REPS 6 ORD SHS AMERICAN DEPOSITORY 055622104 83 3104 SH SOLE 3104 0 0 BANK OF AMERICA CORP COMMON STOCK 060505104 50 1120 SH SOLE 1120 0 0 BAXTER INTERNTNL COMMON STOCK 071813109 30 345 SH SOLE 345 0 0 BECTON DICKINSON&CO COMMON STOCK 075887109 21 82 SH SOLE 82 0 0 BERKSHIRE HATHAWAY CLASS B COMMON STOCK 084670702 5519 18458 SH SOLE 18458 0 0 1/100 BERKSHIRE HTWY CLA100 SHS=1 WHOLE SH BRK A COMMON STOCK 084990175 450 100 SH SOLE 100 0 0 BEST BUY INC COMMON STOCK 086516101 4 42 SH SOLE 42 0 0 BOEING CO COMMON STOCK 097023105 23 116 SH SOLE 116 0 0 BRISTOL-MYERS SQUIBB COMMON STOCK 110122108 22 350 SH SOLE 350 0 0 BROOKFIELD ASSET MGM FCLASS A FOREIGN CANADIAN 112585104 278 4608 SH SOLE 4608 0 0 BROOKFIELD INFRASTRUCT FCLASS A FOREIGN CANADIAN 11275Q107 660 9668 SH SOLE 9668 0 0 CDK GLOBAL INC COMMON STOCK 12508E101 17 410 SH SOLE 410 0 0 CVS HEALTH CORP COMMON STOCK 126650100 5 50 SH SOLE 50 0 0 CATERPILLAR INC COMMON STOCK 149123101 1352 6542 SH SOLE 6542 0 0 CHARLOTTES WEB HLDGS I F FOREIGN CANADIAN 16106R109 0 248 SH SOLE 248 0 0 CHEVRON CORP COMMON STOCK 166764100 192 1636 SH SOLE 1636 0 0 CHINA NORTH EAST PETEXXXREGISTRATION REVOKED BY SEC EFF 04/05/13 COMMON STOCK 16941G102 0 1375 SH SOLE 1375 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 51 811 SH SOLE 811 0 0 CLOROX CO COMMON STOCK 189054109 60 346 SH SOLE 346 0 0 CLOUDFLARE INC CLASS A COMMON STOCK 18915M107 6 47 SH OTR 0 0 47 THE COCA-COLA CO COMMON STOCK 191216100 12 200 SH SOLE 200 0 0 COINBASE GLOBAL INC COMMON STOCK 19260Q107 3 13 SH SOLE 13 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 17 342 SH SOLE 342 0 0 COMPASS MINERALS INT COMMON STOCK 20451N101 5 100 SH OTR 0 0 100 CONAGRA BRANDS INC COMMON STOCK 205887102 79 2327 SH SOLE 2327 0 0 CONSOLIDATED EDISON COMMON STOCK 209115104 17 200 SH SOLE 200 0 0 CONTINENTAL RESOURCE COMMON STOCK 212015101 4 86 SH SOLE 86 0 0 COSTCO WHOLESALE CO COMMON STOCK 22160K105 10 18 SH SOLE 18 0 0 CROWDSTRIKE HLDGS INC COMMON STOCK 22788C105 9 43 SH OTR 0 0 43 CUMMINS INC COMMON STOCK 231021106 23 107 SH SOLE 107 0 0 DANAHER CORP COMMON STOCK 235851102 47 144 SH SOLE 144 0 0 DEERE & CO COMMON STOCK 244199105 315 918 SH SOLE 918 0 0 DELEK US HOLDINGS INC NE COMMON STOCK 24665A103 2 124 SH SOLE 124 0 0 WALT DISNEY CO COMMON STOCK 254687106 13 87 SH SOLE 87 0 0 DOCUSIGN INC COMMON STOCK 256163106 5 34 SH OTR 0 0 34 DOMINION ENERGY INC COMMON STOCK 25746U109 16 200 SH SOLE 200 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 74 709 SH SOLE 709 0 0 BLUESTAR ISRAEL TECHNOLOGY ETF UIT EXCHANGE TRADED 26924G870 13 200 SH SOLE 200 0 0 ENBRIDGE INC F FOREIGN CANADIAN 29250N105 8 206 SH SOLE 206 0 0 ENERGY RECOVERY INC COMMON STOCK 29270J100 21 1000 SH SOLE 1000 0 0 ENTERPRISE PRODS PART LP LIMITED PARTNERSHP 293792107 75 3430 SH SOLE 3430 0 0 ENVESTNET INC COMMON STOCK 29404K106 79 1000 SH SOLE 1000 0 0 EMQQ EMRNG MKT INTRNT ECMRC ETF UIT EXCHANGE TRADED 301505889 1 30 SH SOLE 30 0 0 EXTRA SPACE STORAGE REIT REAL ESTATE INVESTME 30225T102 15 64 SH SOLE 64 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 30 495 SH SOLE 495 0 0 FS KKR CAPITAL CORP COMMON STOCK 302635206 70 3334 SH SOLE 3334 0 0 F COMMON STOCK 30303M102 67 199 SH SOLE 199 0 0 FEDEX CORP COMMON STOCK 31428X106 37 143 SH SOLE 143 0 0 FIRST TRUST MANAGED MUNICIPAL ETF IV UIT EXCHANGE TRADED 33739N108 4 66 SH SOLE 66 0 0 FRST TRT LOW DRTN OPPRNTS ETF UIT EXCHANGE TRADED 33739Q200 46 917 SH SOLE 917 0 0 FISERV INC COMMON STOCK 337738108 21 204 SH SOLE 204 0 0 FORD MOTOR CO COMMON STOCK 345370860 3 199 SH SOLE 199 0 0 FORTUNE BRANDS HM&S COMMON STOCK 34964C106 34 322 SH SOLE 322 0 0 FULGENT GENETICS INC COMMON STOCK 359664109 3 30 SH OTR 0 0 30 G M C HOLDING CORP NEXXXREGISTRATION REVOKED BY THE SEC EFF 04/05/06 COMMON STOCK 361880305 0 5000 SH SOLE 5000 0 0 GABRIEL TECHNOLOGIES XXXREGISTRATION REVOKED BY THE SEC EFF 01/29/14 COMMON STOCK 362447104 0 2000 SH SOLE 2000 0 0 GENERAL DYNAMICS CO COMMON STOCK 369550108 3 14 SH SOLE 14 0 0 GENERAL ELECTRIC CO COMMON STOCK 369604301 33 347 SH SOLE 347 0 0 GENESIS ENERGY L P LP LIMITED PARTNERSHP 371927104 1 100 SH OTR 0 0 100 GREENSKY INC CLASS A COMMON STOCK 39572G100 6 500 SH SOLE 500 0 0 GUARDANT HEALTH INC COMMON STOCK 40131M109 3 30 SH SOLE 30 0 0 GUARDANT HEALTH INC COMMON STOCK 40131M109 2 15 SH OTR 0 0 15 HLTHCARE TR OF AMER REIT REAL ESTATE INVESTME 42225P501 33 980 SH SOLE 980 0 0 HOME DEPOT INC COMMON STOCK 437076102 11 26 SH SOLE 26 0 0 HOWMET AEROSPACE INC COMMON STOCK 443201108 2 71 SH OTR 0 0 71 HUBSPOT INC COMMON STOCK 443573100 4 6 SH OTR 0 0 6 HUNTINGTON BANCSHS COMMON STOCK 446150104 6 376 SH SOLE 376 0 0 INTEL CORP COMMON STOCK 458140100 232 4500 SH SOLE 4500 0 0 INTERCONTINENTAL EXC COMMON STOCK 45866F104 3 22 SH OTR 0 0 22 IBM CORP COMMON STOCK 459200101 37 275 SH SOLE 275 0 0 INVESCO QQQ TRUST UIT EXCHANGE TRADED 46090E103 327 821 SH SOLE 821 0 0 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF UIT EXCHANGE TRADED 46137V282 138 427 SH SOLE 427 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF UIT EXCHANGE TRADED 46137V357 5 32 SH SOLE 32 0 0 INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF UIT EXCHANGE TRADED 46137V381 48 305 SH SOLE 305 0 0 INVESCO FTSE RAFI US 1000 ETF UIT EXCHANGE TRADED 46137V613 47 272 SH SOLE 272 0 0 INVESCO ZACKS MULTI-ASSET INCOME ETF UIT EXCHANGE TRADED 46137Y500 2 99 SH SOLE 99 0 0 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF UIT EXCHANGE TRADED 46138E362 744 16429 SH SOLE 16429 0 0 INVESCO FUNDAMENTAL HIGHYIELD CORPORATE BOND ETF UIT EXCHANGE TRADED 46138E719 1 60 SH SOLE 60 0 0 INVESCO EMERGING MARKETSSOVEREIGN DEBT ETF UIT EXCHANGE TRADED 46138E784 9 337 SH SOLE 337 0 0 INVESCO TAXABLE MUNICIPAL BOND ETF UIT EXCHANGE TRADED 46138G805 45 1370 SH SOLE 1370 0 0 ISHARES MSCI GERMANY ETF IV UIT EXCHANGE TRADED 464286806 22 684 SH SOLE 684 0 0 ISHARES TOTAL US STOCK MARKET ETF IV UIT EXCHANGE TRADED 464287150 27 248 SH SOLE 248 0 0 ISHARES SELECT DIVIDEND ETF UIT EXCHANGE TRADED 464287168 38 314 SH SOLE 314 0 0 ISHARES CORE S&P 500 ETF UIT EXCHANGE TRADED 464287200 12595 26406 SH SOLE 26406 0 0 ISHARES CORE US AGGREGATE BOND ETF UIT EXCHANGE TRADED 464287226 19 164 SH SOLE 164 0 0 ISHARES 7-10 YEAR TRSURYBOND ETF UIT EXCHANGE TRADED 464287440 26 223 SH SOLE 223 0 0 ISHARES 1-3 YEAR TREASRYBOND ETF UIT EXCHANGE TRADED 464287457 3 33 SH SOLE 33 0 0 ISHARES MSCI EAFE ETF UIT EXCHANGE TRADED 464287465 25 318 SH SOLE 318 0 0 ISHARES RUSSELL MID CAP VALUE ETF IV UIT EXCHANGE TRADED 464287473 25 203 SH SOLE 203 0 0 ISHARES RUSSELL MID CAP GRW ETF IV UIT EXCHANGE TRADED 464287481 19 161 SH SOLE 161 0 0 ISHARES RUSSELL MID CAP ETF IV UIT EXCHANGE TRADED 464287499 47 566 SH SOLE 566 0 0 ISHARES CORE S&P MID CAPETF IV UIT EXCHANGE TRADED 464287507 25 89 SH SOLE 89 0 0 ISHARES RUSSELL 1000 VALUE ETF IV UIT EXCHANGE TRADED 464287598 3348 19935 SH SOLE 19935 0 0 ISHARES RUSSELL 1000 GROWTH ETF IV UIT EXCHANGE TRADED 464287614 62 202 SH SOLE 202 0 0 ISHARES RUSSELL 2000 VALUE ETF IV UIT EXCHANGE TRADED 464287630 51 307 SH SOLE 307 0 0 ISHARES RUSSELL 2000 GROWTH ETF IV UIT EXCHANGE TRADED 464287648 2469 8424 SH SOLE 8424 0 0 ISHARES RUSSELL 2000 ETF UIT EXCHANGE TRADED 464287655 2560 11507 SH SOLE 11507 0 0 ISHARES CORE S&P SMALL CAP ETF IV UIT EXCHANGE TRADED 464287804 77 672 SH SOLE 672 0 0 ISHARES MSCI EAFE SMALL CAP ETF UIT EXCHANGE TRADED 464288273 9 119 SH SOLE 119 0 0 ISHARES JPMORGAN USD MTSBOND ETF UIT EXCHANGE TRADED 464288281 3 24 SH SOLE 24 0 0 ISHARES 3-7 YEAR TRERY BOND ETF UIT EXCHANGE TRADED 464288661 25 197 SH SOLE 197 0 0 ISHARES MSCI EAFE GROWTHETF UIT EXCHANGE TRADED 464288885 2 18 SH SOLE 18 0 0 ISHARES SILVER TRUST ETF IV UIT EXCHANGE TRADED 46428Q109 71 3310 SH SOLE 3310 0 0 ISHARES BROAD USD HG YLDCRP BND ETF UIT EXCHANGE TRADED 46435U853 4 102 SH SOLE 102 0 0 JPMORGAN CHASE & CO COMMON STOCK 46625H100 97 613 SH SOLE 613 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 10 60 SH SOLE 60 0 0 KELLOGG CO COMMON STOCK 487836108 27 424 SH SOLE 424 0 0 KINDER MORGAN INC COMMON STOCK 49456B101 2 133 SH SOLE 133 0 0 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 1 54 SH SOLE 54 0 0 LAM RESEARCH CORP COMMON STOCK 512807108 3 4 SH OTR 0 0 4 LAMB WESTON HOLDINGS INC COMMON STOCK 513272104 47 738 SH SOLE 738 0 0 LAUDUS US LARGE CAP GROWTH LAUDUS EQUITY FUNDS 51855Q549 3374 109328 SH SOLE 109328 0 0 LEMONADE INC COMMON STOCK 52567D107 3 80 SH OTR 0 0 80 LILLY ELI & CO COMMON STOCK 532457108 80 288 SH SOLE 288 0 0 LITHIUM AMERS CORP NEW F FOREIGN CANADIAN 53680Q207 3 100 SH OTR 0 0 100 LOCKHEED MARTIN CORP COMMON STOCK 539830109 3 9 SH SOLE 9 0 0 LUCID GROUP INC COMMON STOCK 549498103 4 100 SH SOLE 100 0 0 LULULEMON ATHLETICA COMMON STOCK 550021109 7 18 SH OTR 0 0 18 LUMEN TECHNOLOGIES INC COMMON STOCK 550241103 5 367 SH SOLE 367 0 0 MANULIFE FINL F FOREIGN CANADIAN 56501R106 3 144 SH SOLE 144 0 0 MARVELL TECHNOLOGY INC COMMON STOCK 573874104 18 201 SH SOLE 201 0 0 MASIMO CORP COMMON STOCK 574795100 9 32 SH OTR 0 0 32 MASTERCARD INC CLASS A COMMON STOCK 57636Q104 216 600 SH SOLE 600 0 0 MATCH GROUP INC NEW COMMON STOCK 57667L107 6 45 SH OTR 0 0 45 MCDONALDS CORP COMMON STOCK 580135101 41 152 SH SOLE 152 0 0 MCKESSON CORP COMMON STOCK 58155Q103 78 315 SH SOLE 315 0 0 MICROSOFT CORP COMMON STOCK 594918104 465 1381 SH SOLE 1381 0 0 MONDELEZ INTL CLASS A COMMON STOCK 609207105 9 138 SH SOLE 138 0 0 NETFLIX INC COMMON STOCK 64110L106 18 30 SH SOLE 30 0 0 NEWMONT CORP COMMON STOCK 651639106 23 363 SH SOLE 363 0 0 NIOCORP DEVELOPMENTS F FOREIGN CANADIAN 654484104 1 750 SH SOLE 750 0 0 NORFOLK SOUTHERN CO COMMON STOCK 655844108 13 43 SH SOLE 43 0 0 NORTHERN DYN MINERL F FOREIGN CANADIAN 66510M204 0 175 SH SOLE 175 0 0 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 31 80 SH SOLE 80 0 0 NUVEEN PREF AND INCM SEC CLOSED END MUTL FUND 67072C105 56 5810 SH SOLE 5810 0 0 OASYS MOBILE INC XXXBANKRUPT EFF 12/08/06 COMMON STOCK 67421G104 0 400 SH SOLE 400 0 0 OCCIDENTAL PETROL CO COMMON STOCK 674599105 4 122 SH OTR 0 0 122 OKTA INC CLASS A COMMON STOCK 679295105 18 80 SH OTR 0 0 80 ORACLE CORP COMMON STOCK 68389X105 20 232 SH SOLE 232 0 0 ORION OFFICE REIT INC COMMON STOCK 68629Y103 3 171 SH SOLE 171 0 0 P G & E CORP COMMON STOCK 69331C108 1 100 SH SOLE 100 0 0 PACWEST BANCORP COMMON STOCK 695263103 3 57 SH SOLE 57 0 0 PEPSICO INC COMMON STOCK 713448108 20 114 SH SOLE 114 0 0 PFIZER INC COMMON STOCK 717081103 111 1874 SH SOLE 1874 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 19 200 SH SOLE 200 0 0 PHILLIPS 66 COMMON STOCK 718546104 3 43 SH SOLE 43 0 0 PIMCO INVEST GRADE CORP BND IDX ETF UIT EXCHANGE TRADED 72201R817 13 111 SH SOLE 111 0 0 POP N GO INC XXXREGISTRATION REVOKED BY THE SEC EFF 06/28/12 COMMON STOCK 732816103 0 5000 SH SOLE 5000 0 0 PRINCIPAL FINL COMMON STOCK 74251V102 47 651 SH SOLE 651 0 0 PROCTER & GAMBLE COMMON STOCK 742718109 197 1205 SH SOLE 1205 0 0 PROSHARES K-1 FREE CRUDEOIL STRATEGY ETF UIT EXCHANGE TRADED 74347G804 4 100 SH SOLE 100 0 0 PROSPECT CAPITAL CO COMMON STOCK 74348T102 3 320 SH SOLE 320 0 0 PRUDENTIAL FINL COMMON STOCK 744320102 15 138 SH SOLE 138 0 0 QUALCOMM INC COMMON STOCK 747525103 4 20 SH SOLE 20 0 0 QUICKLOGIC CORP COMMON STOCK 74837P405 0 57 SH SOLE 57 0 0 RAYTHEON TECHNOLOGIES CO COMMON STOCK 75513E101 133 1540 SH SOLE 1540 0 0 REALTY INCM CORP REIT REAL ESTATE INVESTME 756109104 130 1818 SH SOLE 1818 0 0 REGENERON PHARMS INC COMMON STOCK 75886F107 3 5 SH SOLE 5 0 0 ROCHE HLDG AG FSPONSORED ADR 1 ADR RE 0.125 ORD SHS AMERICAN DEPOSITORY 771195104 139 2690 SH SOLE 2690 0 0 ROKU I N C CLASS A COMMON STOCK 77543R102 7 30 SH OTR 0 0 30 SPDR S&P 500 ETF UIT EXCHANGE TRADED 78462F103 49 104 SH SOLE 104 0 0 SPDR GOLD SHARES ETF UIT EXCHANGE TRADED 78463V107 25 148 SH SOLE 148 0 0 SPDR PORTFOLIO EUROPE ETF UIT EXCHANGE TRADED 78463X103 26 602 SH SOLE 602 0 0 SPDR DOW JONE GLOBAL REAL EST ETF IV UIT EXCHANGE TRADED 78463X749 1 10 SH SOLE 10 0 0 SPDR MSCI ACWI EX-US ETF UIT EXCHANGE TRADED 78463X848 21 720 SH SOLE 720 0 0 SPDR PORTFOLIO DVLPD WRLD EX-US ETF UIT EXCHANGE TRADED 78463X889 2 47 SH SOLE 47 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF UIT EXCHANGE TRADED 78464A201 9 97 SH SOLE 97 0 0 SPDR S&P 600 SMALL CAP VALUE ETF UIT EXCHANGE TRADED 78464A300 6 69 SH SOLE 69 0 0 SPDR INTRMDT TRM CRPRATEBND ETF IV UIT EXCHANGE TRADED 78464A375 5 127 SH SOLE 127 0 0 SPDR S&P 500 GROWTH ETF UIT EXCHANGE TRADED 78464A409 2 31 SH SOLE 31 0 0 SPDR SHORT TERM CORPORATE BND ETF UIT EXCHANGE TRADED 78464A474 10 331 SH SOLE 331 0 0 SPDR BLOOMBG INTL TRY BDETF UIT EXCHANGE TRADED 78464A516 1 34 SH SOLE 34 0 0 SPDR S&P DIVIDEND ETF IV UIT EXCHANGE TRADED 78464A763 40 306 SH SOLE 306 0 0 SPDR S&P 400 MID CAP GROWTH ETF UIT EXCHANGE TRADED 78464A821 7 91 SH SOLE 91 0 0 SPDR S&P 400 MID CAP VALUE ETF UIT EXCHANGE TRADED 78464A839 6 82 SH SOLE 82 0 0 SPDR PORTFOLIO S&P 500 ETF IV UIT EXCHANGE TRADED 78464A854 2 42 SH SOLE 42 0 0 SPDR S&P MIDCAP 400 ETF IV UIT EXCHANGE TRADED 78467Y107 10 20 SH SOLE 20 0 0 SALESFORCE COM COMMON STOCK 79466L302 2 8 SH SOLE 8 0 0 SCHWAB US BROAD MARKET ETF UIT EXCHANGE TRADED 808524102 21 185 SH SOLE 185 0 0 SCHWAB US LARGE CAP ETF UIT EXCHANGE TRADED 808524201 3069 26961 SH SOLE 26961 0 0 SCHWAB US LARGE CAP GROWTH ETF UIT EXCHANGE TRADED 808524300 978 5973 SH SOLE 5973 0 0 SCHWAB US LARGE CAP VALUE ETF UIT EXCHANGE TRADED 808524409 77 1055 SH SOLE 1055 0 0 CHARLES SCHWAB US MC ETF UIT EXCHANGE TRADED 808524508 11154 138684 SH SOLE 138684 0 0 SCHWAB US SMALL CAP ETF UIT EXCHANGE TRADED 808524607 3310 32328 SH SOLE 32328 0 0 SCHWAB EMERGING MARKETS EQUITY ETF UIT EXCHANGE TRADED 808524706 1642 55429 SH SOLE 55429 0 0 SCHWAB 1000 INDEX ETF UIT EXCHANGE TRADED 808524722 230 4932 SH SOLE 4932 0 0 SCHWAB US DIVIDEND EQUITY ETF UIT EXCHANGE TRADED 808524797 13 159 SH SOLE 159 0 0 SCHWAB INTERNATIONAL EQUITY ETF UIT EXCHANGE TRADED 808524805 2525 64955 SH SOLE 64955 0 0 SCHWAB US AGGREGATE BONDETF UIT EXCHANGE TRADED 808524839 6292 116728 SH SOLE 116728 0 0 CHARLES SCHWAB US REIT ETF UIT EXCHANGE TRADED 808524847 8 151 SH SOLE 151 0 0 SCHWAB INTERMEDIATE TERMUS TRS ETF UIT EXCHANGE TRADED 808524854 1 20 SH SOLE 20 0 0 SCHWAB US TIPS ETF UIT EXCHANGE TRADED 808524870 13818 219717 SH SOLE 219717 0 0 SCHWAB INTERNATNAL SMALLCAP EQY ETF UIT EXCHANGE TRADED 808524888 1 36 SH SOLE 36 0 0 SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS AMERICAN DEPOSITORY 81141R100 7 32 SH OTR 0 0 32 SPDR FUND MATERIALS SELECT SECTR ETF UIT EXCHANGE TRADED 81369Y100 21 230 SH SOLE 230 0 0 SELECT SECTOR HEALTH CARE SPD ETF IV UIT EXCHANGE TRADED 81369Y209 16 113 SH SOLE 113 0 0 SPDR FUND CONSUMER STAPLES ETF IV UIT EXCHANGE TRADED 81369Y308 16 212 SH SOLE 212 0 0 ENERGY SELECT SECTOR SPDR ETF IV UIT EXCHANGE TRADED 81369Y506 9 160 SH SOLE 160 0 0 SELECT STR FINANCIAL SELECT S ETF IV UIT EXCHANGE TRADED 81369Y605 20 500 SH SOLE 500 0 0 SELECT SECTOR INDUSTRIALSPDR ETF IV UIT EXCHANGE TRADED 81369Y704 14 130 SH SOLE 130 0 0 SELECT SECTOR UTI SELECTSPDR ETF UIT EXCHANGE TRADED 81369Y886 33 460 SH SOLE 460 0 0 SHOPIFY INC FCLASS A FOREIGN CANADIAN 82509L107 44 32 SH OTR 0 0 32 SMITH & WESSON BRANDS IN COMMON STOCK 831754106 5 300 SH SOLE 300 0 0 SLR INVESTMENT CORP COMMON STOCK 83413U100 0 4 SH SOLE 4 0 0 SOUTHMARK CORP NEW XXXREGISTRATION REVOKED BY THE SEC EFF 12/01/11 COMMON STOCK 844544809 0 9 SH SOLE 9 0 0 BLOCK INC CLASS A COMMON STOCK 852234103 25 154 SH SOLE 154 0 0 TAKE TWO INTERACTV COMMON STOCK 874054109 89 500 SH SOLE 500 0 0 TARGET CORP COMMON STOCK 87612E106 11 49 SH SOLE 49 0 0 TESLA INC COMMON STOCK 88160R101 88 93 SH SOLE 93 0 0 TESLA INC COMMON STOCK 88160R101 44 32 SH OTR 0 0 32 TEXAS INSTRUMENTS COMMON STOCK 882508104 93 494 SH SOLE 494 0 0 THERMO FISHER SCNTFC COMMON STOCK 883556102 16 24 SH SOLE 24 0 0 TILRAY INC COMMON STOCK 88688T100 4 586 SH SOLE 586 0 0 TORO CO COMMON STOCK 891092108 2 23 SH OTR 0 0 23 TRANSDIGM GROUP INC COMMON STOCK 893641100 4 7 SH SOLE 7 0 0 TRAVELERS COMPANIES COMMON STOCK 89417E109 51 325 SH SOLE 325 0 0 TYSON FOODS INC CLASS A COMMON STOCK 902494103 25 288 SH SOLE 288 0 0 U S BANCORP COMMON STOCK 902973304 9 158 SH SOLE 158 0 0 UBER TECHNOLOGIES INC COMMON STOCK 90353T100 14 340 SH SOLE 340 0 0 UNION PACIFIC CORP COMMON STOCK 907818108 8244 32722 SH SOLE 32722 0 0 UNITED PARCEL SRVC CLASS B COMMON STOCK 911312106 107 500 SH SOLE 500 0 0 UNITEDHEALTH GRP INC COMMON STOCK 91324P102 7 14 SH SOLE 14 0 0 UNITY SOFTWARE INC COMMON STOCK 91332U101 7 49 SH OTR 0 0 49 UPSTART HLDGS INC COMMON STOCK 91680M107 7 43 SH OTR 0 0 43 VALMONT INDUSTRIES COMMON STOCK 920253101 62 248 SH SOLE 248 0 0 VANECK MORNINGSTAR WIDE MOAT ETF UIT EXCHANGE TRADED 92189F643 78 1022 SH SOLE 1022 0 0 VANECK J.P. MORGAN EM LOCAL CURRENCY BOND ETF UIT EXCHANGE TRADED 92189H300 1 42 SH SOLE 42 0 0 VANGUARD MEGA CAP ETF UIT EXCHANGE TRADED 921910873 17 100 SH SOLE 100 0 0 VANGUARD LONG TERM BOND ETF IV UIT EXCHANGE TRADED 921937793 2 15 SH SOLE 15 0 0 VANGUARD FTSE DEVELOPED MKTS ETF IV UIT EXCHANGE TRADED 921943858 6867 134496 SH SOLE 134496 0 0 VGRD FTSE ALL WRLD EX USSML ETF IV UIT EXCHANGE TRADED 922042718 4 29 SH SOLE 29 0 0 VANGUARD TOTAL WORLD STOCK ET ETF IV UIT EXCHANGE TRADED 922042742 4 40 SH SOLE 40 0 0 VANGUARD FTSE ALL WORLD EX US ETF IV UIT EXCHANGE TRADED 922042775 7325 119534 SH SOLE 119534 0 0 VANGUARD FTSE EMERGING MARK ETF IV UIT EXCHANGE TRADED 922042858 9589 193879 SH SOLE 193879 0 0 VANGUARD FTSE EUROPE ETF UIT EXCHANGE TRADED 922042874 65 956 SH SOLE 956 0 0 VANGUARD CONSUMER STAPLES ETF IV UIT EXCHANGE TRADED 92204A207 38 191 SH SOLE 191 0 0 VANGUARD HEALTH CARE ETF IV UIT EXCHANGE TRADED 92204A504 5 20 SH SOLE 20 0 0 VANGUARD INFORMATION TECHNOLO ETF IV UIT EXCHANGE TRADED 92204A702 166 363 SH SOLE 363 0 0 VANGUARD SHORT TERM COR BD ETF UIT EXCHANGE TRADED 92206C409 6 77 SH SOLE 77 0 0 VANGUARD RUSSELL 2000 ETF IV UIT EXCHANGE TRADED 92206C664 7 81 SH SOLE 81 0 0 VANGUARD INTRMDIAT TRM TRSRY ETF UIT EXCHANGE TRADED 92206C706 3 45 SH SOLE 45 0 0 VANGUARD S&P 500 ETF UIT EXCHANGE TRADED 922908363 14 32 SH SOLE 32 0 0 VANGUARD MID CAP VALUE ETF IV UIT EXCHANGE TRADED 922908512 6 40 SH SOLE 40 0 0 VANGUARD SMALL CAP GROWTH ETF IV UIT EXCHANGE TRADED 922908595 2327 8257 SH SOLE 8257 0 0 VANGUARD MID CAP ETF UIT EXCHANGE TRADED 922908629 79 311 SH SOLE 311 0 0 VANGUARD LARGE CAP ETF UIT EXCHANGE TRADED 922908637 23 103 SH SOLE 103 0 0 VANGUARD GROWTH ETF UIT EXCHANGE TRADED 922908736 147 459 SH SOLE 459 0 0 VANGUARD VALUE ETF IV UIT EXCHANGE TRADED 922908744 46 312 SH SOLE 312 0 0 VERIZON COMMUNICATN COMMON STOCK 92343V104 11 204 SH SOLE 204 0 0 VISA INC CLASS A COMMON STOCK 92826C839 62 285 SH SOLE 285 0 0 WABTEC COMMON STOCK 929740108 0 2 SH SOLE 2 0 0 WALMART INC COMMON STOCK 931142103 117 806 SH SOLE 806 0 0 WALGREENS BOOTS ALLI COMMON STOCK 931427108 327 6263 SH SOLE 6263 0 0 WASTE MANAGEMENT INC COMMON STOCK 94106L109 50 300 SH SOLE 300 0 0 WELLS FARGO & CO COMMON STOCK 949746101 25 520 SH SOLE 520 0 0 WELLTOWER INC REIT REAL ESTATE INVESTME 95040Q104 9 100 SH SOLE 100 0 0 WESTERN ASSET MORTGA REIT REAL ESTATE INVESTME 95790D105 2 1000 SH SOLE 1000 0 0 WINNEBAGO INDUSTRIES COMMON STOCK 974637100 15 200 SH SOLE 200 0 0 WISDOMTREE US TOTAL DIVIDEND ETF UIT EXCHANGE TRADED 97717W109 77 1192 SH SOLE 1192 0 0 WSDMTREE EMRG MKTS SMALLCAP DVD ETF UIT EXCHANGE TRADED 97717W281 2 31 SH SOLE 31 0 0 WISDOMTREE US DIV EX FINANCAL ETF UIT EXCHANGE TRADED 97717W406 24 234 SH SOLE 234 0 0 WISDOMTREE US MIDCAP DIVIDEND ETF UIT EXCHANGE TRADED 97717W505 1 31 SH SOLE 31 0 0 WISDOMTREE US SMALLCAP ETF UIT EXCHANGE TRADED 97717W562 2 31 SH SOLE 31 0 0 WISDOMTREE US MIDCAP ETF UIT EXCHANGE TRADED 97717W570 2 35 SH SOLE 35 0 0 WISDOMTREE US SMALLCAP DIVIDEND ETF UIT EXCHANGE TRADED 97717W604 2 49 SH SOLE 49 0 0 WISDOMTREE INTERNATIONALEQY ETF UIT EXCHANGE TRADED 97717W703 1 27 SH SOLE 27 0 0 WISDOMTREE INTL SMALLCP DIVIDEND ETF UIT EXCHANGE TRADED 97717W760 2 21 SH SOLE 21 0 0 WOLFSPEED INC COMMON STOCK 977852102 11 100 SH SOLE 100 0 0 ZOOM VIDEO COMMUNICATION COMMON STOCK 98980L101 9 50 SH SOLE 50 0 0 ZOOM VIDEO COMMUNICATION COMMON STOCK 98980L101 2 11 SH OTR 0 0 11 ADIENT PLC F FOREIGN ORDINARIES G0084W101 2 39 SH SOLE 39 0 0 BROOKFIELD ASSET MANAG FCLASS A FOREIGN ORDINARIES G16169107 2 27 SH SOLE 27 0 0 BROOKFIELD BUSINESS P LP LIMITED PARTNERSHP G16234109 1 19 SH SOLE 19 0 0 BROOKFIELD INFRASTRUC LP LIMITED PARTNERSHP G16252101 4487 73785 SH SOLE 73785 0 0 JOHNSON CONTROLS INTER F FOREIGN ORDINARIES G51502105 33 403 SH SOLE 403 0 0 NOVOCURE LTD F FOREIGN ORDINARIES G6674U108 1 16 SH SOLE 16 0 0 NOVOCURE LTD F FOREIGN ORDINARIES G6674U108 2 33 SH OTR 0 0 33 SFL CORP LTD F FOREIGN ORDINARIES G7738W106 8 978 SH SOLE 978 0 0 CHUBB LTD F FOREIGN ORDINARIES H1467J104 10 51 SH SOLE 51 0 0 FIVERR INTERNTNL LTD F FOREIGN ORDINARIES M4R82T106 5 41 SH OTR 0 0 41 STRATASYS LTD F FOREIGN ORDINARIES M85548101 0 7 SH SOLE 7 0 0