Compliance Consultant

0001765380-21-000108.txt : 20211103 0001765380-21-000108.hdr.sgml : 20211103 20211103140240 ACCESSION NUMBER: 0001765380-21-000108 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 EFFECTIVENESS DATE: 20211103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: One Charles Private Wealth Services, LLC CENTRAL INDEX KEY: 0001800938 IRS NUMBER: 814753725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19841 FILM NUMBER: 211374766 BUSINESS ADDRESS: STREET 1: 99 DERBY STREET STREET 2: SUITE 101 CITY: HINGHAM STATE: MA ZIP: 02043 BUSINESS PHONE: 6173374208 MAIL ADDRESS: STREET 1: 99 DERBY STREET STREET 2: SUITE 101 CITY: HINGHAM STATE: MA ZIP: 02043 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001800938 XXXXXXXX 09-30-2021 09-30-2021 One Charles Private Wealth Services, LLC

99 DERBY STREET SUITE 101 HINGHAM MA 02043

13F HOLDINGS REPORT 028-19841 N Andy Warning Compliance Consultant 513-832-5463 Andy Warning Cincinnati OH 11-03-2021 0 682 194749 false INFORMATION TABLE 2 ocpwq3202113f.xml ACV AUCTIONS INC COM CL A 00091G104 27561 1540609 SH SOLE 0 0 0 1540609 DISNEY WALT CO COM 254687106 514 3036 SH SOLE 0 0 0 3036 PFIZER INC COM 717081103 308 7162 SH SOLE 0 0 0 7162 AMERICAN TOWER CORP NEW COM 03027X100 311 1170 SH SOLE 0 0 0 1170 SPDR S&P 500 ETF TR TR UNIT 78462F103 490 1142 SH SOLE 0 0 0 1142 ARK ETF TR NEXT GNRTN INTER 00214Q401 2369 17059 SH SOLE 0 0 0 17059 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 256 17235 SH SOLE 0 0 0 17235 ABBOTT LABS COM 002824100 451 3820 SH SOLE 0 0 0 3820 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2523 31491 SH SOLE 0 0 0 31491 PEPSICO INC COM 713448108 268 1784 SH SOLE 0 0 0 1784 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 253 3852 SH SOLE 0 0 0 3852 BK OF AMERICA CORP COM 060505104 2026 47725 SH SOLE 0 0 0 47725 ISHARES TR SELECT DIVID ETF 464287168 251 2186 SH SOLE 0 0 0 2186 ISHARES TR TIPS BD ETF 464287176 1176 9206 SH SOLE 0 0 0 9206 J P MORGAN EXCHANGE-TRADED F BETABULDRS JAPAN 46641Q217 403 6859 SH SOLE 0 0 0 6859 SELECT SECTOR SPDR TR ENERGY 81369Y506 509 9773 SH SOLE 0 0 0 9773 FIRST TR EXCH TRD ALPHDX FD LATIN AMER ALP 33737J125 337 18649 SH SOLE 0 0 0 18649 COSTCO WHSL CORP NEW COM 22160K105 560 1246 SH SOLE 0 0 0 1246 NEXTERA ENERGY INC COM 65339F101 214 2719 SH SOLE 0 0 0 2719 UNION PAC CORP COM 907818108 314 1600 SH SOLE 0 0 0 1600 PRUDENTIAL FINL INC COM 744320102 248 2359 SH SOLE 0 0 0 2359 MESABI TR CTF BEN INT 590672101 537 18089 SH SOLE 0 0 0 18089 APPLE INC COM 037833100 4379 30945 SH SOLE 0 0 0 30945 ARK ETF TR INNOVATION ETF 00214Q104 13089 118421 SH SOLE 0 0 0 118421 AMAZON COM INC COM 023135106 1478 450 SH SOLE 0 0 0 450 PAYCHEX INC COM 704326107 348 3097 SH SOLE 0 0 0 3097 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2 1000 SH Put SOLE 0 0 0 1000 AT&T INC COM 00206R102 264 9767 SH SOLE 0 0 0 9767 QUALCOMM INC COM 747525103 409 3169 SH SOLE 0 0 0 3169 LOWES COS INC COM 548661107 242 1195 SH SOLE 0 0 0 1195 TEXAS INSTRS INC COM 882508104 272 1415 SH SOLE 0 0 0 1415 ORACLE CORP COM 68389X105 296 3394 SH SOLE 0 0 0 3394 PROCTER AND GAMBLE CO COM 742718109 618 4418 SH SOLE 0 0 0 4418 NORFOLK SOUTHN CORP COM 655844108 378 1581 SH SOLE 0 0 0 1581 SPDR S&P 500 ETF TR TR UNIT 78462F103 173 6500 SH Put SOLE 0 0 0 6500 BOEING CO COM 097023105 211 959 SH SOLE 0 0 0 959 VANGUARD INDEX FDS GROWTH ETF 922908736 3798 13087 SH SOLE 0 0 0 13087 NIKE INC CL B 654106103 380 2619 SH SOLE 0 0 0 2619 WALMART INC COM 931142103 421 3020 SH SOLE 0 0 0 3020 TEXAS PACIFIC LAND CORPORATI COM 88262P102 3227 2668 SH SOLE 0 0 0 2668 INTEL CORP COM 458140100 438 8229 SH SOLE 0 0 0 8229 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 418 9229 SH SOLE 0 0 0 9229 COMCAST CORP NEW CL A 20030N101 265 4736 SH SOLE 0 0 0 4736 GENERAL ELECTRIC CO COM NEW 369604301 287 2783 SH SOLE 0 0 0 2783 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 880 8998 SH SOLE 0 0 0 8998 JPMORGAN CHASE & CO COM 46625H100 1951 11920 SH SOLE 0 0 0 11920 CISCO SYS INC COM 17275R102 308 5665 SH SOLE 0 0 0 5665 BRISTOL-MYERS SQUIBB CO COM 110122108 754 12751 SH SOLE 0 0 0 12751 ISHARES TR RUSSELL 3000 ETF 464287689 280 1099 SH SOLE 0 0 0 1099 EXXON MOBIL CORP COM 30231G102 744 12645 SH SOLE 0 0 0 12645 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4240 69555 SH SOLE 0 0 0 69555 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 281 3433 SH SOLE 0 0 0 3433 ABBVIE INC COM 00287Y109 309 2862 SH SOLE 0 0 0 2862 ISHARES TR PFD AND INCM SEC 464288687 368 9482 SH SOLE 0 0 0 9482 AIKIDO PHARMA INC COM 008875106 8 10000 SH SOLE 0 0 0 10000 VANGUARD INDEX FDS VALUE ETF 922908744 5930 43805 SH SOLE 0 0 0 43805 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 277 895 SH SOLE 0 0 0 895 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 652 2388 SH SOLE 0 0 0 2388 SQUARE INC CL A 852234103 289 1205 SH SOLE 0 0 0 1205 ISHARES TR U.S. FIN SVC ETF 464287770 852 4528 SH SOLE 0 0 0 4528 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 549 3577 SH SOLE 0 0 0 3577 VANGUARD INDEX FDS SML CP GRW ETF 922908595 854 3048 SH SOLE 0 0 0 3048 ISHARES TR 3 7 YR TREAS BD 464288661 1383 10626 SH SOLE 0 0 0 10626 HOLOGIC INC COM 436440101 487 6600 SH SOLE 0 0 0 6600 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 202 4141 SH SOLE 0 0 0 4141 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4535 30370 SH SOLE 0 0 0 30370 ISHARES TR BLACKROCK ULTRA 46434V878 2935 58110 SH SOLE 0 0 0 58110 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 0 1000 SH Put SOLE 0 0 0 1000 AUTOMATIC DATA PROCESSING IN COM 053015103 452 2259 SH SOLE 0 0 0 2259 ISHARES INC MSCI EURZONE ETF 464286608 238 4953 SH SOLE 0 0 0 4953 FACEBOOK INC CL A 30303M102 806 2376 SH SOLE 0 0 0 2376 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 3728 43787 SH SOLE 0 0 0 43787 ISHARES TR MSCI AC ASIA ETF 464288182 1418 16699 SH SOLE 0 0 0 16699 ISHARES TR LATN AMER 40 ETF 464287390 208 7842 SH SOLE 0 0 0 7842 ALTRIA GROUP INC COM 02209S103 293 6440 SH SOLE 0 0 0 6440 HOME DEPOT INC COM 437076102 370 1126 SH SOLE 0 0 0 1126 BK OF AMERICA CORP COM 060505104 9 11900 SH Put SOLE 0 0 0 11900 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1262 5683 SH SOLE 0 0 0 5683 NETFLIX INC COM 64110L106 215 353 SH SOLE 0 0 0 353 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1828 22553 SH SOLE 0 0 0 22553 VERIZON COMMUNICATIONS INC COM 92343V104 213 3935 SH SOLE 0 0 0 3935 UNITEDHEALTH GROUP INC COM 91324P102 262 670 SH SOLE 0 0 0 670 NVIDIA CORPORATION COM 67066G104 322 1556 SH SOLE 0 0 0 1556 ETF SER SOLUTIONS NETLEASE CORP 26922A248 9723 328559 SH SOLE 0 0 0 328559 J P MORGAN EXCHANGE-TRADED F BETABUILDERS EUR 46641Q191 332 5814 SH SOLE 0 0 0 5814 INTERNATIONAL BUSINESS MACHS COM 459200101 375 2701 SH SOLE 0 0 0 2701 ISHARES TR S&P 500 GRWT ETF 464287309 203 2743 SH SOLE 0 0 0 2743 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1508 17538 SH SOLE 0 0 0 17538 LISTED FD TR HORIZON KINETICS 53656F623 9265 317283 SH SOLE 0 0 0 317283 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 253 1799 SH SOLE 0 0 0 1799 NORTHROP GRUMMAN CORP COM 666807102 223 618 SH SOLE 0 0 0 618 STARBUCKS CORP COM 855244109 306 2775 SH SOLE 0 0 0 2775 AMERICAN WTR WKS CO INC NEW COM 030420103 948 5609 SH SOLE 0 0 0 5609 VANGUARD WORLD FDS INF TECH ETF 92204A702 240 598 SH SOLE 0 0 0 598 MERCK & CO INC COM 58933Y105 254 3387 SH SOLE 0 0 0 3387 ISHARES TR RUS 1000 GRW ETF 464287614 265 968 SH SOLE 0 0 0 968 GLOBAL X FDS RENEWABLE ENERGY 37954Y707 170 10854 SH SOLE 0 0 0 10854 MICROSOFT CORP COM 594918104 1386 4915 SH SOLE 0 0 0 4915 ISHARES TR RUSSELL 2000 ETF 464287655 410 1876 SH SOLE 0 0 0 1876 ISHARES TR S&P 500 VAL ETF 464287408 331 2277 SH SOLE 0 0 0 2277 SPDR GOLD TR GOLD SHS 78463V107 237 1445 SH SOLE 0 0 0 1445 ADOBE SYSTEMS INCORPORATED COM 00724F101 572 994 SH SOLE 0 0 0 994 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2641 20749 SH SOLE 0 0 0 20749 MCDONALDS CORP COM 580135101 509 2110 SH SOLE 0 0 0 2110 SPDR SER TR PRTFLO S&P500 GW 78464A409 616 9629 SH SOLE 0 0 0 9629 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2 1800 SH Put SOLE 0 0 0 1800 ALPHABET INC CAP STK CL A 02079K305 813 304 SH SOLE 0 0 0 304 SPDR SER TR PORTFOLIO SHORT 78464A474 2987 95571 SH SOLE 0 0 0 95571 ALPHABET INC CAP STK CL C 02079K107 637 239 SH SOLE 0 0 0 239 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 3113 61384 SH SOLE 0 0 0 61384 HONEYWELL INTL INC COM 438516106 292 1376 SH SOLE 0 0 0 1376 ISHARES TR CORE S&P500 ETF 464287200 255 591 SH SOLE 0 0 0 591 ARK ETF TR GENOMIC REV ETF 00214Q302 4059 54325 SH SOLE 0 0 0 54325 LAM RESEARCH CORP COM 512807108 263 462 SH SOLE 0 0 0 462 THERMO FISHER SCIENTIFIC INC COM 883556102 276 482 SH SOLE 0 0 0 482 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 503 4052 SH SOLE 0 0 0 4052 PAYPAL HLDGS INC COM 70450Y103 399 1535 SH SOLE 0 0 0 1535 JOHNSON & JOHNSON COM 478160104 659 4080 SH SOLE 0 0 0 4080 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 2697 71867 SH SOLE 0 0 0 71867 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 6025 63819 SH SOLE 0 0 0 63819 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2553 14225 SH SOLE 0 0 0 14225 ISHARES TR CORE MSCI EURO 46434V738 1196 21332 SH SOLE 0 0 0 21332 VANGUARD INDEX FDS SM CP VAL ETF 922908611 825 4875 SH SOLE 0 0 0 4875 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 391 5795 SH SOLE 0 0 0 5795 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 902 24676 SH SOLE 0 0 0 24676