0001213900-23-081870.txt : 20231031
0001213900-23-081870.hdr.sgml : 20231031
20231031171701
ACCESSION NUMBER: 0001213900-23-081870
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231027
FILED AS OF DATE: 20231031
DATE AS OF CHANGE: 20231031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Raymond Nobu
CENTRAL INDEX KEY: 0001831402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39946
FILM NUMBER: 231365730
MAIL ADDRESS:
STREET 1: C/O AGRIFY CORPORATION
STREET 2: 101 MIDDLESEX TURNPIKE, SUITE 6, PMB 326
CITY: BURLINGTON
STATE: MA
ZIP: 01803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Agrify Corp
CENTRAL INDEX KEY: 0001800637
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 300943453
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 76 TREBLE COVE ROAD
STREET 2: BUILDING 3
CITY: BILLERICA
STATE: MA
ZIP: 01862
BUSINESS PHONE: 617-896-5243
MAIL ADDRESS:
STREET 1: 76 TREBLE COVE ROAD
STREET 2: BUILDING 3
CITY: BILLERICA
STATE: MA
ZIP: 01862
4
1
ownership.xml
X0508
4
2023-10-27
0
0001800637
Agrify Corp
AGFY
0001831402
Chang Raymond Nobu
C/O AGRIFY CORPORATION
2468 INDUSTRIAL DRIVE
TROY
MI
48084
1
1
0
0
CEO and Chairman
0
Convertible Note
2023-10-27
4
P
0
0
A
2025-09-19
Common Stock
0
I
By CP Acquisitions, LLC
On October 27, 2023, CP Acquisitions, LLC ("CP Acquisitions") and an institutional investor (the "Existing Lender") entered into a Note Purchase and Sale Agreement, in which CP Acquisitions acquired from the Existing Lender a Senior Secured Convertible Note due 2025 (the "Note") issued by Agrify Corporation (the "Issuer") with an outstanding principal amount of $8,840,000.00, which as of the date of this Amendment No. 1 is convertible, subject to stockholder approval and a 4.99% beneficial ownership limitation, into shares of common stock of the Issuer at a current conversion price of $7.64 per share, as may be adjusted per the Note from time to time.
CP Acquisitions is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Raymond Nobu Chang
2023-10-31