0001213900-23-081870.txt : 20231031 0001213900-23-081870.hdr.sgml : 20231031 20231031171701 ACCESSION NUMBER: 0001213900-23-081870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231027 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Raymond Nobu CENTRAL INDEX KEY: 0001831402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39946 FILM NUMBER: 231365730 MAIL ADDRESS: STREET 1: C/O AGRIFY CORPORATION STREET 2: 101 MIDDLESEX TURNPIKE, SUITE 6, PMB 326 CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Agrify Corp CENTRAL INDEX KEY: 0001800637 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 300943453 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 76 TREBLE COVE ROAD STREET 2: BUILDING 3 CITY: BILLERICA STATE: MA ZIP: 01862 BUSINESS PHONE: 617-896-5243 MAIL ADDRESS: STREET 1: 76 TREBLE COVE ROAD STREET 2: BUILDING 3 CITY: BILLERICA STATE: MA ZIP: 01862 4 1 ownership.xml X0508 4 2023-10-27 0 0001800637 Agrify Corp AGFY 0001831402 Chang Raymond Nobu C/O AGRIFY CORPORATION 2468 INDUSTRIAL DRIVE TROY MI 48084 1 1 0 0 CEO and Chairman 0 Convertible Note 2023-10-27 4 P 0 0 A 2025-09-19 Common Stock 0 I By CP Acquisitions, LLC On October 27, 2023, CP Acquisitions, LLC ("CP Acquisitions") and an institutional investor (the "Existing Lender") entered into a Note Purchase and Sale Agreement, in which CP Acquisitions acquired from the Existing Lender a Senior Secured Convertible Note due 2025 (the "Note") issued by Agrify Corporation (the "Issuer") with an outstanding principal amount of $8,840,000.00, which as of the date of this Amendment No. 1 is convertible, subject to stockholder approval and a 4.99% beneficial ownership limitation, into shares of common stock of the Issuer at a current conversion price of $7.64 per share, as may be adjusted per the Note from time to time. CP Acquisitions is an entity controlled by the reporting person, and the reported securities may be deemed to be indirectly beneficially owned by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Raymond Nobu Chang 2023-10-31