Chief Compliance Officer

0001800608-21-000002.txt : 20210216 0001800608-21-000002.hdr.sgml : 20210216 20210216125240 ACCESSION NUMBER: 0001800608-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laidlaw Wealth Management LLC CENTRAL INDEX KEY: 0001800608 IRS NUMBER: 262822137 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20083 FILM NUMBER: 21635153 BUSINESS ADDRESS: STREET 1: 521 5TH AVENUE, 12TH FLOOR CITY: NEW YORK CITY STATE: NY ZIP: 10175 BUSINESS PHONE: 212-697-5200 MAIL ADDRESS: STREET 1: 521 5TH AVENUE, 12TH FLOOR CITY: NEW YORK CITY STATE: NY ZIP: 10175 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001800608 XXXXXXXX 12-31-2020 12-31-2020 Laidlaw Wealth Management LLC

521 5TH AVENUE, 12TH FLOOR NEW YORK CITY NY 10175

13F HOLDINGS REPORT 028-20083 N Alex Shtaynberger Chief Compliance Officer 212-697-5200 Alex Shtaynberger New York City NY 02-16-2021 0 354 474818 false INFORMATION TABLE 2 laidlaw13fsubmissionq42020.xml APPLE INC COM 037833100 30522 230027 SH SOLE 0 0 230027 ABBVIE INC COM 00287Y109 1473 13744 SH SOLE 0 0 13744 ABBOTT LABS COM 002824100 396 3620 SH SOLE 0 0 3620 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1601 6128 SH SOLE 0 0 6128 ISHARES INC MSCI GBL MIN VOL 464286525 1068 11020 SH SOLE 0 0 11020 ADOBE SYSTEMS INCORPORATED COM 00724F101 11396 22787 SH SOLE 0 0 22787 AUTOMATIC DATA PROCESSING IN COM 053015103 254 1443 SH SOLE 0 0 1443 AUTODESK INC COM 052769106 251 821 SH SOLE 0 0 821 AMERICAN ELEC PWR CO INC COM 025537101 312 3748 SH SOLE 0 0 3748 FIRST MAJESTIC SILVER CORP COM 32076V103 140 10434 SH SOLE 0 0 10434 ISHARES TR CORE US AGGBD ET 464287226 1181 9996 SH SOLE 0 0 9996 APPLIED MATLS INC COM 038222105 380 4407 SH SOLE 0 0 4407 ADVANCED MICRO DEVICES INC COM 007903107 274 2986 SH SOLE 0 0 2986 AMGEN INC COM 031162100 2332 10143 SH SOLE 0 0 10143 ALPS ETF TR ALERIAN MLP 00162Q452 271 10546 SH SOLE 0 0 10546 AMERICAN TOWER CORP NEW COM 03027X100 784 3492 SH SOLE 0 0 3492 AMAZON COM INC COM 023135106 9807 3011 SH SOLE 0 0 3011 ARES CAPITAL CORP COM 04010L103 577 34143 SH SOLE 0 0 34143 ARK ETF TR FINTECH INNOVA 00214Q708 210 4226 SH SOLE 0 0 4226 ARK ETF TR GENOMIC REV ETF 00214Q302 421 4517 SH SOLE 0 0 4517 ARK ETF TR INNOVATION ETF 00214Q104 543 4363 SH SOLE 0 0 4363 ASPEN GROUP INC COM NEW 04530L203 9148 821942 SH SOLE 0 0 821942 ACTIVISION BLIZZARD INC COM 00507V109 205 2205 SH SOLE 0 0 2205 BROADCOM INC COM 11135F101 742 1695 SH SOLE 0 0 1695 AMERICAN EXPRESS CO COM 025816109 226 1871 SH SOLE 0 0 1871 AXSOME THERAPEUTICS INC COM 05464T104 202 2478 SH SOLE 0 0 2478 BOEING CO COM 097023105 1672 7809 SH SOLE 0 0 7809 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1084 4658 SH SOLE 0 0 4658 BK OF AMERICA CORP COM 060505104 1267 41786 SH SOLE 0 0 41786 BECTON DICKINSON & CO COM 075887109 2356 9414 SH SOLE 0 0 9414 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 452 10466 SH SOLE 0 0 10466 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1798 19370 SH SOLE 0 0 19370 BLACKROCK INC COM 09247X101 398 551 SH SOLE 0 0 551 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 453 12952 SH SOLE 0 0 12952 BRISTOL-MYERS SQUIBB CO COM 110122108 1168 18826 SH SOLE 0 0 18826 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2723 30872 SH SOLE 0 0 30872 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 597 10202 SH SOLE 0 0 10202 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4393 18947 SH SOLE 0 0 18947 BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 216 5935 SH SOLE 0 0 5935 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3874 46736 SH SOLE 0 0 46736 BOSTON SCIENTIFIC CORP COM 101137107 258 7180 SH SOLE 0 0 7180 BLACKSTONE GROUP INC COM CL A 09260D107 1811 27939 SH SOLE 0 0 27939 CITIGROUP INC COM NEW 172967424 245 3972 SH SOLE 0 0 3972 CATERPILLAR INC COM 149123101 1224 6724 SH SOLE 0 0 6724 CROWN CASTLE INTL CORP NEW COM 22822V101 461 2897 SH SOLE 0 0 2897 CARNIVAL CORP UNIT 99/99/9999 143658300 438 20218 SH SOLE 0 0 20218 CLEARBRIDGE MLP AND MIDSTRM COM 184692200 200 11930 SH SOLE 0 0 11930 CALAMOS GBL DYN INCOME FUND COM 12811L107 872 91252 SH SOLE 0 0 91252 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 553 38755 SH SOLE 0 0 38755 CLOROX CO DEL COM 189054109 313 1550 SH SOLE 0 0 1550 COMCAST CORP NEW CL A 20030N101 1830 34919 SH SOLE 0 0 34919 CONOCOPHILLIPS COM 20825C104 518 12959 SH SOLE 0 0 12959 COSTCO WHSL CORP NEW COM 22160K105 1021 2711 SH SOLE 0 0 2711 SALESFORCE COM INC COM 79466L302 1581 7106 SH SOLE 0 0 7106 CROWDSTRIKE HLDGS INC CL A 22788C105 287 1355 SH SOLE 0 0 1355 CISCO SYS INC COM 17275R102 1553 34709 SH SOLE 0 0 34709 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 1135 71879 SH SOLE 0 0 71879 CVS HEALTH CORP COM 126650100 973 14251 SH SOLE 0 0 14251 CHEVRON CORP NEW COM 166764100 1498 17740 SH SOLE 0 0 17740 DELTA AIR LINES INC DEL COM NEW 247361702 205 5097 SH SOLE 0 0 5097 DUPONT DE NEMOURS INC COM 26614N102 257 3614 SH SOLE 0 0 3614 DANAHER CORPORATION COM 235851102 1308 5889 SH SOLE 0 0 5889 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 322 1054 SH SOLE 0 0 1054 DISNEY WALT CO COM 254687106 3687 20350 SH SOLE 0 0 20350 DMY TECHNOLOGY GROUP INC II COM CL A 233277102 248 14100 SH SOLE 0 0 14100 DOW INC COM 260557103 411 7403 SH SOLE 0 0 7403 DUFF & PHELPS UTLITY AND INF COM 26433C105 866 70944 SH SOLE 0 0 70944 DUKE ENERGY CORP NEW COM NEW 26441C204 534 5833 SH SOLE 0 0 5833 ISHARES TR SELECT DIVID ETF 464287168 496 5158 SH SOLE 0 0 5158 ECOLAB INC COM 278865100 864 3992 SH SOLE 0 0 3992 CONSOLIDATED EDISON INC COM 209115104 1544 21364 SH SOLE 0 0 21364 ISHARES TR MSCI EMG MKT ETF 464287234 460 8908 SH SOLE 0 0 8908 ISHARES INC MSCI EMERG MRKT 464286533 951 15567 SH SOLE 0 0 15567 ISHARES TR MSCI EAFE ETF 464287465 597 8187 SH SOLE 0 0 8187 EMERSON ELEC CO COM 291011104 1128 14037 SH SOLE 0 0 14037 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 297 4248 SH SOLE 0 0 4248 EATON VANCE TAX-MANAGED GLOB COM 27829F108 128 14652 SH SOLE 0 0 14652 ISHARES TR GLOB INDSTRL ETF 464288729 644 6032 SH SOLE 0 0 6032 FORD MTR CO DEL COM 345370860 229 26083 SH SOLE 0 0 26083 FACEBOOK INC CL A 30303M102 3421 12523 SH SOLE 0 0 12523 FREEPORT-MCMORAN INC CL B 35671D857 427 16424 SH SOLE 0 0 16424 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 410 1930 SH SOLE 0 0 1930 GLOBAL X FDS FINTECH ETF 37954Y814 285 6107 SH SOLE 0 0 6107 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 584 17385 SH SOLE 0 0 17385 ISHARES TR FLTG RATE NT ETF 46429B655 2680 52849 SH SOLE 0 0 52849 SPDR SER TR BLOMBERG BRC INV 78468R200 677 22146 SH SOLE 0 0 22146 FIRST TR INTER DUR PFD & IN COM 33718W103 242 10059 SH SOLE 0 0 10059 BLACKROCK FLOATING RATE INCO COM 09255X100 972 80231 SH SOLE 0 0 80231 FASTLY INC CL A 31188V100 270 3085 SH SOLE 0 0 3085 FARFETCH LTD ORD SH CL A 30744W107 262 4100 SH SOLE 0 0 4100 FRANKLIN ETF TR LIBERTY SHRT ETF 353506108 3464 36176 SH SOLE 0 0 36176 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 226 4503 SH SOLE 0 0 4503 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 2335 23325 SH SOLE 0 0 23325 GENERAL ELECTRIC CO COM 369604103 246 22735 SH SOLE 0 0 22735 GERON CORP COM 374163103 127 79975 SH SOLE 0 0 79975 GILEAD SCIENCES INC COM 375558103 215 3693 SH SOLE 0 0 3693 SPDR GOLD TR GOLD SHS 78463V107 3082 17281 SH SOLE 0 0 17281 BARRICK GOLD CORP COM 067901108 217 9510 SH SOLE 0 0 9510 ALPHABET INC CAP STK CL C 02079K107 4703 2684 SH SOLE 0 0 2684 ALPHABET INC CAP STK CL A 02079K305 3661 2089 SH SOLE 0 0 2089 GOLDMAN SACHS GROUP INC COM 38141G104 1582 5997 SH SOLE 0 0 5997 GOLDMAN SACHS BDC INC SHS 38147U107 330 17267 SH SOLE 0 0 17267 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 1554 30723 SH SOLE 0 0 30723 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 276 4802 SH SOLE 0 0 4802 HOME DEPOT INC COM 437076102 5735 21591 SH SOLE 0 0 21591 HONEYWELL INTL INC COM 438516106 2831 13308 SH SOLE 0 0 13308 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1803 75660 SH SOLE 0 0 75660 HERTZ GLOBAL HLDGS INC COM 42806J106 15 12078 SH SOLE 0 0 12078 HUMANA INC COM 444859102 283 689 SH SOLE 0 0 689 ISHARES TR IBOXX HI YD ETF 464288513 213 2435 SH SOLE 0 0 2435 DBX ETF TR XTRACK USD HIGH 233051432 771 15402 SH SOLE 0 0 15402 ISHARES TR CORE INTL AGGR 46435G672 477 8495 SH SOLE 0 0 8495 ISHARES GOLD TRUST ISHARES 464285105 3228 178041 SH SOLE 0 0 178041 ISHARES TR NASDAQ BIOTECH 464287556 927 6120 SH SOLE 0 0 6120 ISHARES TR IBONDS DEC21 ETF 46434VBK5 249 10000 SH SOLE 0 0 10000 ISHARES TR IBONDS DEC22 ETF 46434VBA7 350 13700 SH SOLE 0 0 13700 ISHARES TR IBONDS DEC23 ETF 46434VAX8 251 9550 SH SOLE 0 0 9550 ISHARES TR IBONDS DEC24 ETF 46434VBG4 253 9500 SH SOLE 0 0 9500 INTERNATIONAL BUSINESS MACHS COM 459200101 2114 16797 SH SOLE 0 0 16797 ISHARES TR IBONDS DEC2023 46435G318 315 12013 SH SOLE 0 0 12013 ISHARES TR BARCLAYS 7 10 YR 464287440 2289 19080 SH SOLE 0 0 19080 ISHARES TR CORE MSCI EAFE 46432F842 1337 19351 SH SOLE 0 0 19351 ISHARES TR 3 7 YR TREAS BD 464288661 575 4321 SH SOLE 0 0 4321 ISHARES INC CORE MSCI EMKT 46434G103 828 13345 SH SOLE 0 0 13345 ISHARES TR CORE S&P SCP ETF 464287804 271 2953 SH SOLE 0 0 2953 INTEL CORP COM 458140100 1330 26697 SH SOLE 0 0 26697 INTUITIVE SURGICAL INC COM NEW 46120E602 364 445 SH SOLE 0 0 445 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 415 7971 SH SOLE 0 0 7971 INVESCO MORTGAGE CAPITAL INC COM 46131B100 55 16213 SH SOLE 0 0 16213 ISHARES TR CORE S&P500 ETF 464287200 4731 12603 SH SOLE 0 0 12603 ISHARES TR S&P 500 GRWT ETF 464287309 306 4796 SH SOLE 0 0 4796 ISHARES TR RUS 1000 VAL ETF 464287598 251 1835 SH SOLE 0 0 1835 ISHARES TR RUSSELL 2000 ETF 464287655 547 2789 SH SOLE 0 0 2789 ISHARES TR GBL COMM SVC ETF 464287275 1199 16146 SH SOLE 0 0 16146 ISHARES TR CORE MSCI TOTAL 46432F834 1014 15089 SH SOLE 0 0 15089 ISHARES TR U.S. CNSM SV ETF 464287580 567 8040 SH SOLE 0 0 8040 ISHARES TR U.S. REAL ES ETF 464287739 709 8278 SH SOLE 0 0 8278 ISHARES TR U.S. TECH ETF 464287721 3929 46179 SH SOLE 0 0 46179 JOHNSON CTLS INTL PLC SHS G51502105 259 5554 SH SOLE 0 0 5554 JOHN HANCOCK EXCHANGE TRADED MLTFACTR UTILS 47804J867 272 8818 SH SOLE 0 0 8818 JOHNSON & JOHNSON COM 478160104 3549 22549 SH SOLE 0 0 22549 JPMORGAN CHASE & CO COM 46625H100 3476 27358 SH SOLE 0 0 27358 SPDR SER TR S&P BK ETF 78464A797 208 4968 SH SOLE 0 0 4968 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 978 19409 SH SOLE 0 0 19409 SPDR SER TR S&P INS ETF 78464A789 255 7600 SH SOLE 0 0 7600 KINDER MORGAN INC DEL COM 49456B101 147 10775 SH SOLE 0 0 10775 COCA COLA CO COM 191216100 681 12413 SH SOLE 0 0 12413 LIBERTY BROADBAND CORP COM SER A 530307107 549 3485 SH SOLE 0 0 3485 LINEAGE CELL THERAPEUTICS IN COM 53566P109 300 170658 SH SOLE 0 0 170658 LONGVIEW ACQUISITION CORP COM CL A 543195101 344 17400 SH SOLE 0 0 17400 LOCKHEED MARTIN CORP COM 539830109 606 1708 SH SOLE 0 0 1708 LOWES COS INC COM 548661107 230 1435 SH SOLE 0 0 1435 ISHARES TR IBOXX INV CP ETF 464287242 903 6536 SH SOLE 0 0 6536 LUMEN TECHNOLOGIES INC COM 156700106 301 30919 SH SOLE 0 0 30919 SOUTHWEST AIRLS CO COM 844741108 238 5100 SH SOLE 0 0 5100 MASTERCARD INCORPORATED CL A 57636Q104 1831 5130 SH SOLE 0 0 5130 MAG SILVER CORP COM 55903Q104 468 22791 SH SOLE 0 0 22791 ISHARES TR MBS ETF 464288588 1565 14207 SH SOLE 0 0 14207 MCDONALDS CORP COM 580135101 1722 8026 SH SOLE 0 0 8026 MONDELEZ INTL INC CL A 609207105 259 4430 SH SOLE 0 0 4430 MEDTRONIC PLC SHS G5960L103 492 4204 SH SOLE 0 0 4204 SPDR SER TR S&P 400 MDCP GRW 78464A821 3036 43789 SH SOLE 0 0 43789 SPDR SER TR S&P 400 MDCP VAL 78464A839 1576 28394 SH SOLE 0 0 28394 VANGUARD WORLD FD MEGA GRWTH IND 921910816 233 1146 SH SOLE 0 0 1146 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4527 44362 SH SOLE 0 0 44362 3M CO COM 88579Y101 392 2244 SH SOLE 0 0 2244 ALTRIA GROUP INC COM 02209S103 363 8843 SH SOLE 0 0 8843 MERCK & CO. INC COM 58933Y105 1671 20423 SH SOLE 0 0 20423 MODERNA INC COM 60770K107 253 2425 SH SOLE 0 0 2425 MICROSOFT CORP COM 594918104 11994 53923 SH SOLE 0 0 53923 MICRON TECHNOLOGY INC COM 595112103 638 8490 SH SOLE 0 0 8490 ISHARES TR NATIONAL MUN ETF 464288414 1310 11181 SH SOLE 0 0 11181 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 1492 103186 SH SOLE 0 0 103186 BLACKROCK MUNIYIELD QUALITY COM 09254E103 502 34750 SH SOLE 0 0 34750 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 1491 103195 SH SOLE 0 0 103195 NEXTERA ENERGY INC COM 65339F101 3162 40979 SH SOLE 0 0 40979 NEWMONT CORP COM 651639106 421 7031 SH SOLE 0 0 7031 NETFLIX INC COM 64110L106 464 859 SH SOLE 0 0 859 NEW JERSEY RES CORP COM 646025106 344 9685 SH SOLE 0 0 9685 NIKE INC CL B 654106103 3123 22078 SH SOLE 0 0 22078 NVIDIA CORPORATION COM 67066G104 3062 5864 SH SOLE 0 0 5864 NOVARTIS AG SPONSORED ADR 66987V109 221 2344 SH SOLE 0 0 2344 ETF SER SOLUTIONS CLEARSHS ULTRA 26922A453 324 3234 SH SOLE 0 0 3234 ORACLE CORP COM 68389X105 242 3747 SH SOLE 0 0 3747 PALO ALTO NETWORKS INC COM 697435105 528 1487 SH SOLE 0 0 1487 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 250 8678 SH SOLE 0 0 8678 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 269 4611 SH SOLE 0 0 4611 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 314 7840 SH SOLE 0 0 7840 PEPSICO INC COM 713448108 2518 16981 SH SOLE 0 0 16981 PFIZER INC COM 717081103 1309 35560 SH SOLE 0 0 35560 ISHARES TR PFD AND INCM SEC 464288687 304 7890 SH SOLE 0 0 7890 PROCTER AND GAMBLE CO COM 742718109 2427 17440 SH SOLE 0 0 17440 POLARIS INC COM 731068102 213 2236 SH SOLE 0 0 2236 PINTEREST INC CL A 72352L106 278 4225 SH SOLE 0 0 4225 PHILIP MORRIS INTL INC COM 718172109 553 6679 SH SOLE 0 0 6679 PAYPAL HLDGS INC COM 70450Y103 1974 8430 SH SOLE 0 0 8430 QUALCOMM INC COM 747525103 828 5438 SH SOLE 0 0 5438 ISHARES TR A RATE CP BD ETF 46429B291 795 13588 SH SOLE 0 0 13588 ETF SER SOLUTIONS DEFIANCE QUANT 26922A420 623 15000 SH SOLE 0 0 15000 ISHARES TR MSCI USA QLT FCT 46432F339 465 4002 SH SOLE 0 0 4002 ROYAL CARIBBEAN GROUP COM V7780T103 646 8649 SH SOLE 0 0 8649 REGENERON PHARMACEUTICALS COM 75886F107 208 431 SH SOLE 0 0 431 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 685 4526 SH SOLE 0 0 4526 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 391 6414 SH SOLE 0 0 6414 ROKU INC COM CL A 77543R102 421 1267 SH SOLE 0 0 1267 COHEN & STEERS QUALITY INCOM COM 19247L106 124 10014 SH SOLE 0 0 10014 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 877 6873 SH SOLE 0 0 6873 RAYTHEON TECHNOLOGIES CORP COM 75513E101 957 13381 SH SOLE 0 0 13381 ISHARES TR GLB CNS DISC ETF 464288745 733 4714 SH SOLE 0 0 4714 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 1445 5525 SH SOLE 0 0 5525 STARBUCKS CORP COM 855244109 1769 16532 SH SOLE 0 0 16532 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1210 13601 SH SOLE 0 0 13601 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1259 13841 SH SOLE 0 0 13841 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 251 6675 SH SOLE 0 0 6675 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1835 59882 SH SOLE 0 0 59882 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3220 89428 SH SOLE 0 0 89428 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 8573 66763 SH SOLE 0 0 66763 SCHWAB STRATEGIC TR US REIT ETF 808524847 219 5760 SH SOLE 0 0 5760 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 5835 113541 SH SOLE 0 0 113541 SCHWAB STRATEGIC TR US TIPS ETF 808524870 407 6550 SH SOLE 0 0 6550 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2176 37367 SH SOLE 0 0 37367 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3399 57101 SH SOLE 0 0 57101 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3884 42706 SH SOLE 0 0 42706 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4097 73116 SH SOLE 0 0 73116 SPDR SER TR S&P DIVID ETF 78464A763 313 2951 SH SOLE 0 0 2951 SEA LTD SPONSORD ADS 81141R100 429 2154 SH SOLE 0 0 2154 SPDR SER TR NUVEEN BLMBRG SR 78468R739 631 12680 SH SOLE 0 0 12680 SHOPIFY INC CL A 82509L107 501 443 SH SOLE 0 0 443 ISHARES TR 1 3 YR TREAS BD 464287457 966 11180 SH SOLE 0 0 11180 SILVERCREST METALS INC COM 828363101 291 26007 SH SOLE 0 0 26007 SKILLZ INC COM 83067L109 400 19975 SH SOLE 0 0 19975 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 329 3467 SH SOLE 0 0 3467 ISHARES SILVER TR ISHARES 46428Q109 793 32279 SH SOLE 0 0 32279 SPDR SER TR S&P 600 SMCP GRW 78464A201 2991 39167 SH SOLE 0 0 39167 SPDR SER TR S&P 600 SMCP VAL 78464A300 2551 38541 SH SOLE 0 0 38541 SOUTHERN CO COM 842587107 292 4753 SH SOLE 0 0 4753 SQUARE INC CL A 852234103 498 2287 SH SOLE 0 0 2287 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1535 33635 SH SOLE 0 0 33635 SORRENTO THERAPEUTICS INC COM NEW 83587F202 110 16180 SH SOLE 0 0 16180 STARWOOD PPTY TR INC COM 85571B105 236 12211 SH SOLE 0 0 12211 SEAGATE TECHNOLOGY PLC SHS G7945M107 418 6729 SH SOLE 0 0 6729 CONSTELLATION BRANDS INC CL A 21036P108 521 2377 SH SOLE 0 0 2377 STRYKER CORPORATION COM 863667101 450 1835 SH SOLE 0 0 1835 AT&T INC COM 00206R102 2984 103741 SH SOLE 0 0 103741 TARGET CORP COM 87612E106 843 4776 SH SOLE 0 0 4776 ISHARES TR TIPS BD ETF 464287176 3576 28016 SH SOLE 0 0 28016 PIMCO ETF TR BROAD US TIPS 72201R403 1420 21692 SH SOLE 0 0 21692 TJX COS INC NEW COM 872540109 432 6330 SH SOLE 0 0 6330 THERMO FISHER SCIENTIFIC INC COM 883556102 2370 5088 SH SOLE 0 0 5088 TESLA INC COM 88160R101 1891 2680 SH SOLE 0 0 2680 THE TRADE DESK INC COM CL A 88339J105 376 470 SH SOLE 0 0 470 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 271 1306 SH SOLE 0 0 1306 TWILIO INC CL A 90138F102 457 1350 SH SOLE 0 0 1350 TEXAS INSTRS INC COM 882508104 392 2391 SH SOLE 0 0 2391 UBER TECHNOLOGIES INC COM 90353T100 505 9893 SH SOLE 0 0 9893 UNILEVER PLC SPON ADR NEW 904767704 359 5947 SH SOLE 0 0 5947 UNITEDHEALTH GROUP INC COM 91324P102 2832 8076 SH SOLE 0 0 8076 UNION PAC CORP COM 907818108 24676 118510 SH SOLE 0 0 118510 UNITED PARCEL SERVICE INC CL B 911312106 269 1599 SH SOLE 0 0 1599 UNITED RENTALS INC COM 911363109 469 2023 SH SOLE 0 0 2023 ISHARES TR MSCI USA MIN VOL 46429B697 2552 37594 SH SOLE 0 0 37594 VISA INC COM CL A 92826C839 4933 22551 SH SOLE 0 0 22551 VANGUARD WORLD FDS MATERIALS ETF 92204A801 317 2023 SH SOLE 0 0 2023 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2601 9719 SH SOLE 0 0 9719 VANGUARD INDEX FDS SM CP VAL ETF 922908611 334 2347 SH SOLE 0 0 2347 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 612 2225 SH SOLE 0 0 2225 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 878 10546 SH SOLE 0 0 10546 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 519 2982 SH SOLE 0 0 2982 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1389 29428 SH SOLE 0 0 29428 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 419 7176 SH SOLE 0 0 7176 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 849 11656 SH SOLE 0 0 11656 VANGUARD WORLD FDS INF TECH ETF 92204A702 2710 7661 SH SOLE 0 0 7661 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1718 7677 SH SOLE 0 0 7677 VIACOMCBS INC CL B 92556H206 231 6200 SH SOLE 0 0 6200 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 601 4257 SH SOLE 0 0 4257 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 526 3096 SH SOLE 0 0 3096 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 711 43169 SH SOLE 0 0 43169 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4742 13796 SH SOLE 0 0 13796 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 575 2711 SH SOLE 0 0 2711 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 465 3870 SH SOLE 0 0 3870 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 3986 159511 SH SOLE 0 0 159511 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1128 20442 SH SOLE 0 0 20442 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7295 37480 SH SOLE 0 0 37480 VANGUARD INDEX FDS VALUE ETF 922908744 1460 12272 SH SOLE 0 0 12272 VANGUARD INDEX FDS GROWTH ETF 922908736 2639 10416 SH SOLE 0 0 10416 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 921 18383 SH SOLE 0 0 18383 VANGUARD STAR FDS VG TL INTL STK F 921909768 536 8915 SH SOLE 0 0 8915 VERIZON COMMUNICATIONS INC COM 92343V104 3510 59747 SH SOLE 0 0 59747 WALMART INC COM 931142103 1891 13117 SH SOLE 0 0 13117 WHEATON PRECIOUS METALS CORP COM 962879102 216 5170 SH SOLE 0 0 5170 SPDR SER TR S&P BIOTECH 78464A870 1776 12613 SH SOLE 0 0 12613 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 358 4950 SH SOLE 0 0 4950 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1161 17204 SH SOLE 0 0 17204 SELECT SECTOR SPDR TR ENERGY 81369Y506 344 9088 SH SOLE 0 0 9088 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 617 20946 SH SOLE 0 0 20946 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2499 28223 SH SOLE 0 0 28223 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2764 21258 SH SOLE 0 0 21258 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 769 11405 SH SOLE 0 0 11405 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 380 10382 SH SOLE 0 0 10382 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 316 5042 SH SOLE 0 0 5042 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1520 13396 SH SOLE 0 0 13396 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1996 12417 SH SOLE 0 0 12417 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 1297 26956 SH SOLE 0 0 26956 EXXON MOBIL CORP COM 30231G102 882 21408 SH SOLE 0 0 21408 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 1190 29206 SH SOLE 0 0 29206 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 943 2795 SH SOLE 0 0 2795 ZOETIS INC CL A 98978V103 280 1689 SH SOLE 0 0 1689 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 397 11423 SH SOLE 0 0 11423 ISHARES TR CORE TOTAL USD 46434V613 294 5384 SH SOLE 0 0 5384 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 677 9003 SH SOLE 0 0 9003 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1647 25674 SH SOLE 0 0 25674 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1544 22653 SH SOLE 0 0 22653 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 941 16738 SH SOLE 0 0 16738 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 3617 110592 SH SOLE 0 0 110592 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 262 623 SH SOLE 0 0 623 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 336 8984 SH SOLE 0 0 8984 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 80 11646 SH SOLE 0 0 11646 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 748 29110 SH SOLE 0 0 29110 JANUS DETROIT STR TR HENDERSON MTG 47103U852 391 7305 SH SOLE 0 0 7305 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 342 6654 SH SOLE 0 0 6654 OSI ETF TR OSHS GBL INTER 67110P704 2906 53535 SH SOLE 0 0 53535 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 225 4460 SH SOLE 0 0 4460 ELECTRONIC ARTS INC COM 285512109 203 1417 SH SOLE 0 0 1417 INTERCONTINENTAL EXCHANGE IN COM 45866F104 801 6948 SH SOLE 0 0 6948 GABELLI EQUITY TR INC COM 362397101 353 56359 SH SOLE 0 0 56359 ILLUMINA INC COM 452327109 298 805 SH SOLE 0 0 805 ISHARES TR CORE S&P TTL STK 464287150 952 11046 SH SOLE 0 0 11046 PROSHARES TR S&P 500 DV ARIST 74348A467 1173 14684 SH SOLE 0 0 14684 CENOVUS ENERGY INC COM 15135U109 60 10000 SH SOLE 0 0 10000 WESCO INTL INC COM 95082P105 255 3250 SH SOLE 0 0 3250 FORTUNA SILVER MINES INC COM 349915108 301 36500 SH SOLE 0 0 36500 KIRKLAND LAKE GOLD LTD COM 49741E100 314 7600 SH SOLE 0 0 7600 PAN AMERN SILVER CORP COM 697900108 311 9000 SH SOLE 0 0 9000 SEABRIDGE GOLD INC COM 811916105 316 15000 SH SOLE 0 0 15000 SILVERCORP METALS INC COM 82835P103 124 18500 SH SOLE 0 0 18500 VANGUARD INDEX FDS MID CAP ETF 922908629 1004 4858 SH SOLE 0 0 4858 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 674 7367 SH SOLE 0 0 7367 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 413 8930 SH SOLE 0 0 8930 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 525 18652 SH SOLE 0 0 18652 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 300 20425 SH SOLE 0 0 20425 DUN & BRADSTREET HLDGS INC COM 26484T106 202 8100 SH SOLE 0 0 8100 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 274 8000 SH SOLE 0 0 8000 NUVEEN PFD & INCM SECURTIES COM 67072C105 141 14450 SH SOLE 0 0 14450 NORTHERN TR CORP COM 665859104 479 5138 SH SOLE 0 0 5138 ORGANIGRAM HLDGS INC COM 68620P101 40 30000 SH SOLE 0 0 30000 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 120 28400 SH SOLE 0 0 28400 AMESITE INC COM 031094105 243 50200 SH SOLE 0 0 50200 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 136 15500 SH SOLE 0 0 15500 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 226 5600 SH SOLE 0 0 5600 MOHAWK GROUP HLDGS INC COM 608189106 208 12100 SH SOLE 0 0 12100 PAVMED INC COM 70387R106 32 15000 SH SOLE 0 0 15000 SHIFT4 PMTS INC CL A 82452J109 309 4100 SH SOLE 0 0 4100 TPG PACE BEN FIN CORP CL A COM G8990D125 254 9800 SH SOLE 0 0 9800