CHIEF COMPLIANCE OFFICER

0001725547-22-000022.txt : 20220201 0001725547-22-000022.hdr.sgml : 20220201 20220201122938 ACCESSION NUMBER: 0001725547-22-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 EFFECTIVENESS DATE: 20220201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: XML Financial, LLC CENTRAL INDEX KEY: 0001800465 IRS NUMBER: 813654175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19740 FILM NUMBER: 22577781 BUSINESS ADDRESS: STREET 1: ONE PRESERVE PARKWAY STREET 2: SUITE 120 CITY: ROCKVILLE STATE: MD ZIP: 20852 BUSINESS PHONE: 866.451.1874 MAIL ADDRESS: STREET 1: ONE PRESERVE PARKWAY STREET 2: SUITE 120 CITY: ROCKVILLE STATE: MD ZIP: 20852 13F-HR 1 primary_doc.xml 13F-HR LIVE false false 0001800465 XXXXXXXX 12-31-2021 12-31-2021 false XML Financial, LLC

ONE PRESERVE PARKWAY SUITE 120 ROCKVILLE MD 20852

13F HOLDINGS REPORT 028-19740 N JENNIFER SZARO CHIEF COMPLIANCE OFFICER (301) 770-5234 /s/ Jennifer Szaro Falls Church VA 02-01-2022 0 318 830257 false INFORMATION TABLE 2 Form13fInfoTable.xml AGCO CORP COM 001084102 577 4970 SH SOLE 0 0 4970 AT&T INC COM 00206R102 2898 117819 SH SOLE 0 0 117818 ARK ETF TR INNOVATION ETF 00214Q104 6401 67675 SH SOLE 0 0 67674 ARK ETF TR GENOMIC REV ETF 00214Q302 441 7194 SH SOLE 0 0 7194 ABBOTT LABS COM 002824100 5176 36779 SH SOLE 0 0 36778 ABBVIE INC COM 00287Y109 6832 50455 SH SOLE 0 0 50454 ADVANCED MICRO DEVICES INC COM 007903107 2864 19905 SH SOLE 0 0 19905 AIRBNB INC COM CL A 009066101 265 1592 SH SOLE 0 0 1592 ALPHABET INC CAP STK CL C 02079K107 1382 478 SH SOLE 0 0 477 ALPHABET INC CAP STK CL A 02079K305 2376 820 SH SOLE 0 0 820 ALTRIA GROUP INC COM 02209S103 1039 21922 SH SOLE 0 0 21922 AMAZON COM INC COM 023135106 3998 1199 SH SOLE 0 0 1199 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 342 53250 SH SOLE 0 0 53250 AMERICAN EXPRESS CO COM 025816109 202 1233 SH SOLE 0 0 1232 AMERISOURCEBERGEN CORP COM 03073E105 670 5043 SH SOLE 0 0 5042 AMGEN INC COM 031162100 5328 23683 SH SOLE 0 0 23682 APPLE INC COM 037833100 27865 156926 SH SOLE 0 0 156926 APPLIED MATLS INC COM 038222105 1545 9818 SH SOLE 0 0 9818 ARCHER DANIELS MIDLAND CO COM 039483102 478 7076 SH SOLE 0 0 7075 ARES CAPITAL CORP COM 04010L103 328 15470 SH SOLE 0 0 15470 ARISTA NETWORKS INC COM 040413106 308 2140 SH SOLE 0 0 2140 ASTRAZENECA PLC SPONSORED ADR 046353108 306 5248 SH SOLE 0 0 5248 BCE INC COM NEW 05534B760 1522 29250 SH SOLE 0 0 29250 BP PLC SPONSORED ADR 055622104 241 9055 SH SOLE 0 0 9054 BNY MELLON STRATEGIC MUNS IN COM 05588W108 85 10000 SH SOLE 0 0 10000 BK OF AMERICA CORP COM 060505104 13394 301058 SH SOLE 0 0 301057 BATH & BODY WORKS INC COM 070830104 419 6000 SH SOLE 0 0 6000 BERKSHIRE GREY INC *W EXP 07/21/202 084656115 9 10000 SH SOLE 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 901 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8350 27926 SH SOLE 0 0 27926 BLACKROCK MUN INCOME QUALITY COM 092479104 289 18483 SH SOLE 0 0 18482 BLACKROCK ENHANCED EQUITY DI COM 09251A104 255 25293 SH SOLE 0 0 25292 BLACKROCK MUNICIPAL INCOME COM 09253X102 482 31782 SH SOLE 0 0 31782 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 4836 186485 SH SOLE 0 0 186485 BLACKSTONE INC COM 09260D107 524 4052 SH SOLE 0 0 4051 BNY MELLON STRATEGIC MUN BD COM 09662E109 119 14250 SH SOLE 0 0 14250 BOEING CO COM 097023105 1041 5169 SH SOLE 0 0 5168 BOOKING HOLDINGS INC COM 09857L108 212 89 SH SOLE 0 0 88 BRISTOL-MYERS SQUIBB CO COM 110122108 6241 100102 SH SOLE 0 0 100100 BROADCOM INC COM 11135F101 699 1051 SH SOLE 0 0 1051 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 2458 66750 SH SOLE 0 0 66750 CSX CORP COM 126408103 1084 28834 SH SOLE 0 0 28834 CVS HEALTH CORP COM 126650100 10494 101730 SH SOLE 0 0 101729 CALAMOS GBL DYN INCOME FUND COM 12811L107 184 18450 SH SOLE 0 0 18450 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 513 26597 SH SOLE 0 0 26597 CANADIAN PAC RY LTD COM 13645T100 330 4582 SH SOLE 0 0 4581 CAPITAL ONE FINL CORP COM 14040H105 1398 9634 SH SOLE 0 0 9633 CARLISLE COS INC COM 142339100 244 985 SH SOLE 0 0 985 CARMAX INC COM 143130102 590 4528 SH SOLE 0 0 4528 CARNIVAL CORP COMMON STOCK 143658300 602 29904 SH SOLE 0 0 29903 CARPARTS COM INC COM 14427M107 134 12000 SH SOLE 0 0 12000 CATALYST PHARMACEUTICALS INC COM 14888U101 271 40000 SH SOLE 0 0 40000 CATERPILLAR INC COM 149123101 650 3142 SH SOLE 0 0 3142 CHEVRON CORP NEW COM 166764100 8957 76329 SH SOLE 0 0 76327 CHOICE HOTELS INTL INC COM 169905106 312 2000 SH SOLE 0 0 2000 CINCINNATI FINL CORP COM 172062101 410 3595 SH SOLE 0 0 3594 CISCO SYS INC COM 17275R102 12189 192342 SH SOLE 0 0 192341 CITIGROUP INC COM NEW 172967424 6640 109951 SH SOLE 0 0 109950 CLOROX CO DEL COM 189054109 201 1153 SH SOLE 0 0 1153 COCA COLA CO COM 191216100 1238 20903 SH SOLE 0 0 20903 COHEN & STEERS QUALITY INCOM COM 19247L106 226 12401 SH SOLE 0 0 12401 COHEN & STEERS REIT & PFD & COM 19247X100 605 21129 SH SOLE 0 0 21129 COMCAST CORP NEW CL A 20030N101 1260 25036 SH SOLE 0 0 25035 CONOCOPHILLIPS COM 20825C104 215 2978 SH SOLE 0 0 2977 CONSTELLATION BRANDS INC CL A 21036P108 408 1624 SH SOLE 0 0 1624 COSTCO WHSL CORP NEW COM 22160K105 1131 1993 SH SOLE 0 0 1993 CUMMINS INC COM 231021106 3149 14437 SH SOLE 0 0 14437 DNP SELECT INCOME FD INC COM 23325P104 137 12643 SH SOLE 0 0 12643 DTE ENERGY CO COM 233331107 239 2000 SH SOLE 0 0 2000 IRON MTN INC NEW COM 46284V101 276 5266 SH SOLE 0 0 5266 ISHARES TR S&P 100 ETF 464287101 1019 4648 SH SOLE 0 0 4648 ISHARES TR MORNINGSTAR GRWT 464287119 1288 17930 SH SOLE 0 0 17930 ISHARES TR CORE S&P TTL STK 464287150 509 4755 SH SOLE 0 0 4755 ISHARES TR SELECT DIVID ETF 464287168 1553 12665 SH SOLE 0 0 12665 ISHARES TR TIPS BD ETF 464287176 7117 55084 SH SOLE 0 0 55084 ISHARES TR CORE S&P500 ETF 464287200 6835 14330 SH SOLE 0 0 14329 ISHARES TR CORE US AGGBD ET 464287226 1973 17294 SH SOLE 0 0 17293 ISHARES TR MSCI EMG MKT ETF 464287234 1910 39098 SH SOLE 0 0 39097 ISHARES TR S&P 500 GRWT ETF 464287309 4018 48019 SH SOLE 0 0 48018 ISHARES TR NORTH AMERN NAT 464287374 458 14554 SH SOLE 0 0 14554 ISHARES TR S&P 500 VAL ETF 464287408 339 2163 SH SOLE 0 0 2162 ISHARES TR MSCI EAFE ETF 464287465 3335 42387 SH SOLE 0 0 42387 ISHARES TR RUS MDCP VAL ETF 464287473 8966 73260 SH SOLE 0 0 73260 ISHARES TR RUS MD CP GR ETF 464287481 6303 54703 SH SOLE 0 0 54702 ISHARES TR RUS MID CAP ETF 464287499 24388 293801 SH SOLE 0 0 293801 ISHARES TR CORE S&P MCP ETF 464287507 1598 5645 SH SOLE 0 0 5645 ISHARES TR ISHARES BIOTECH 464287556 307 2010 SH SOLE 0 0 2010 ISHARES TR RUS 1000 VAL ETF 464287598 9278 55248 SH SOLE 0 0 55248 ISHARES TR RUS 1000 GRW ETF 464287614 10811 35377 SH SOLE 0 0 35376 ISHARES TR RUS 1000 ETF 464287622 20431 77263 SH SOLE 0 0 77263 ISHARES TR RUS 2000 VAL ETF 464287630 4625 27856 SH SOLE 0 0 27855 ISHARES TR RUS 2000 GRW ETF 464287648 3694 12606 SH SOLE 0 0 12606 ISHARES TR RUSSELL 2000 ETF 464287655 10182 45772 SH SOLE 0 0 45771 ISHARES TR CORE S&P US GWT 464287671 956 8265 SH SOLE 0 0 8265 ISHARES TR RUSSELL 3000 ETF 464287689 985 3549 SH SOLE 0 0 3548 ISHARES TR U.S. TECH ETF 464287721 529 4608 SH SOLE 0 0 4607 ISHARES TR U.S. FINLS ETF 464287788 5011 57803 SH SOLE 0 0 57803 ISHARES TR CORE S&P SCP ETF 464287804 13821 120699 SH SOLE 0 0 120698 ISHARES TR MRGSTR MD CP ETF 464288208 272 3828 SH SOLE 0 0 3828 ISHARES TR JPMORGAN USD EMG 464288281 1953 17906 SH SOLE 0 0 17905 ISHARES TR NATIONAL MUN ETF 464288414 8076 69453 SH SOLE 0 0 69452 ISHARES TR IBOXX HI YD ETF 464288513 1289 14817 SH SOLE 0 0 14817 ISHARES TR PFD AND INCM SEC 464288687 2074 52588 SH SOLE 0 0 52587 ISHARES TR CORE MSCI TOTAL 46432F834 3509 49462 SH SOLE 0 0 49462 ISHARES TR CORE MSCI EAFE 46432F842 224 3002 SH SOLE 0 0 3002 ISHARES TR 0-5YR HI YL CP 46434V407 213 4705 SH SOLE 0 0 4705 ISHARES TR CORE DIV GRWTH 46434V621 19553 351798 SH SOLE 0 0 351798 ISHARES TR HDG MSCI EAFE 46434V803 3328 94203 SH SOLE 0 0 94203 ISHARES TR ESG AWR MSCI USA 46435G425 443 4103 SH SOLE 0 0 4103 ISHARES TR US SML CP VALUE 46436E536 475 14859 SH SOLE 0 0 14859 JPMORGAN CHASE & CO COM 46625H100 7237 45705 SH SOLE 0 0 45704 JOHNSON & JOHNSON COM 478160104 7292 42624 SH SOLE 0 0 42623 KKR REAL ESTATE FIN TR INC COM 48251K100 1133 54400 SH SOLE 0 0 54400 KELLOGG CO COM 487836108 6923 107459 SH SOLE 0 0 107459 KINDER MORGAN INC DEL COM 49456B101 3501 220762 SH SOLE 0 0 220761 LMP CAP & INCOME FD INC COM 50208A102 451 29647 SH SOLE 0 0 29647 L3HARRIS TECHNOLOGIES INC COM 502431109 479 2247 SH SOLE 0 0 2246 LEGG MASON ETF INVT TR L VOL H DIV ETF 52468L406 10503 262322 SH SOLE 0 0 262321 LILLY ELI & CO COM 532457108 328 1187 SH SOLE 0 0 1186 LISTED FD TR HORIZON KINETICS 53656F623 5386 172566 SH SOLE 0 0 172566 LOCKHEED MARTIN CORP COM 539830109 3013 8477 SH SOLE 0 0 8477 LOWES COS INC COM 548661107 322 1248 SH SOLE 0 0 1247 M & T BK CORP COM 55261F104 392 2553 SH SOLE 0 0 2552 MGM RESORTS INTERNATIONAL COM 552953101 1380 30751 SH SOLE 0 0 30750 MACROGENICS INC COM 556099109 252 15672 SH SOLE 0 0 15672 MAINSTAY MACKAY DEFINEDTERM COM 56064K100 2997 137625 SH SOLE 0 0 137625 MARATHON PETE CORP COM 56585A102 3985 62280 SH SOLE 0 0 62280 MARRIOTT INTL INC NEW CL A 571903202 1324 8014 SH SOLE 0 0 8014 MCDONALDS CORP COM 580135101 1486 5542 SH SOLE 0 0 5542 MERCK & CO INC COM 58933Y105 5535 72215 SH SOLE 0 0 72214 MICROSOFT CORP COM 594918104 25207 74948 SH SOLE 0 0 74948 MONDELEZ INTL INC CL A 609207105 772 11646 SH SOLE 0 0 11645 MONOLITHIC PWR SYS INC COM 609839105 360 729 SH SOLE 0 0 729 NETFLIX INC COM 64110L106 261 433 SH SOLE 0 0 433 NEUBERGER BERMAN MUN FD INC COM 64124P101 188 12250 SH SOLE 0 0 12250 NEW YORK CMNTY BANCORP INC COM 649445103 777 63613 SH SOLE 0 0 63613 NEWMONT CORP COM 651639106 3866 62340 SH SOLE 0 0 62339 NEXTERA ENERGY INC COM 65339F101 856 9168 SH SOLE 0 0 9168 NIKE INC CL B 654106103 219 1311 SH SOLE 0 0 1311 NORFOLK SOUTHN CORP COM 655844108 889 2986 SH SOLE 0 0 2985 NOVARTIS AG SPONSORED ADR 66987V109 1115 12746 SH SOLE 0 0 12745 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 429 25212 SH SOLE 0 0 25212 NUVEEN MUN CR OPPORTUNITIES COM 670663103 485 30950 SH SOLE 0 0 30950 NVIDIA CORPORATION COM 67066G104 1199 4077 SH SOLE 0 0 4076 NUVEEN QUALITY MUNCP INCOME COM 67066V101 2922 181369 SH SOLE 0 0 181368 NUVEEN INTER DURATION MUN TE COM 670671106 533 35736 SH SOLE 0 0 35736 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 538 31466 SH SOLE 0 0 31466 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 174 17797 SH SOLE 0 0 17797 NUVEEN MUN VALUE FD INC COM 670928100 155 14889 SH SOLE 0 0 14889 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 763 51230 SH SOLE 0 0 51230 OMNICOM GROUP INC COM 681919106 375 5117 SH SOLE 0 0 5117 OMEGA HEALTHCARE INVS INC COM 681936100 3235 109332 SH SOLE 0 0 109332 DANAHER CORPORATION COM 235851102 1336 4061 SH SOLE 0 0 4061 DIGITAL RLTY TR INC COM 253868103 446 2523 SH SOLE 0 0 2523 DISNEY WALT CO COM 254687106 2975 19209 SH SOLE 0 0 19208 DOMINION ENERGY INC COM 25746U109 4031 51314 SH SOLE 0 0 51313 DOW INC COM 260557103 4599 81089 SH SOLE 0 0 81089 DUKE ENERGY CORP NEW COM NEW 26441C204 616 5869 SH SOLE 0 0 5869 EAGLE BANCORP INC MD COM 268948106 1062 18204 SH SOLE 0 0 18204 EATON VANCE RISK-MANAGED DIV COM 27829G106 167 15578 SH SOLE 0 0 15578 EATON VANCE MUN INCOME 2028 SHS 27829U105 3256 151436 SH SOLE 0 0 151435 EMERSON ELEC CO COM 291011104 2860 30766 SH SOLE 0 0 30765 ENBRIDGE INC COM 29250N105 518 13266 SH SOLE 0 0 13266 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 292 35431 SH SOLE 0 0 35430 ENTERPRISE PRODS PARTNERS L COM 293792107 2034 92641 SH SOLE 0 0 92640 EXXON MOBIL CORP COM 30231G102 3047 49788 SH SOLE 0 0 49788 META PLATFORMS INC CL A 30303M102 396 1177 SH SOLE 0 0 1177 FEDERATED HERMES PREM MUNI I COM 31423P108 1717 114206 SH SOLE 0 0 114206 FEDEX CORP COM 31428X106 4432 17138 SH SOLE 0 0 17137 FIRST TR EXCHANGE-TRADED FD CBOE VEST GOLD 33733E856 1905 93535 SH SOLE 0 0 93535 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 6283 110271 SH SOLE 0 0 110271 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 300 14989 SH SOLE 0 0 14989 FLEXSHARES TR INTL QLTDV IDX 33939L837 1551 60676 SH SOLE 0 0 60676 FOCUS FINL PARTNERS INC COM CL A 34417P100 704 11782 SH SOLE 0 0 11781 FORD MTR CO DEL COM 345370860 357 17206 SH SOLE 0 0 17205 FUNKO INC COM CL A 361008105 188 10000 SH SOLE 0 0 10000 GENERAL DYNAMICS CORP COM 369550108 2307 11069 SH SOLE 0 0 11068 GENERAL ELECTRIC CO COM NEW 369604301 336 3561 SH SOLE 0 0 3561 GENERAL MLS INC COM 370334104 2076 30817 SH SOLE 0 0 30817 GENERAL MTRS CO COM 37045V100 247 4213 SH SOLE 0 0 4213 GLADSTONE CAPITAL CORP COM 376535100 132 11385 SH SOLE 0 0 11384 GLADSTONE COMMERCIAL CORP COM 376536108 8601 333756 SH SOLE 0 0 333755 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1606 36414 SH SOLE 0 0 36413 GLOBAL PMTS INC COM 37940X102 468 3465 SH SOLE 0 0 3465 GLOBAL X FDS E COMMERCE ETF 37954Y467 417 15191 SH SOLE 0 0 15191 GLOBAL X FDS S&P 500 COVERED 37954Y475 4878 96583 SH SOLE 0 0 96583 GOLDMAN SACHS GROUP INC COM 38141G104 1239 3239 SH SOLE 0 0 3239 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 10180 107000 SH SOLE 0 0 106999 GRAINGER W W INC COM 384802104 221 426 SH SOLE 0 0 425 HOME DEPOT INC COM 437076102 2646 6376 SH SOLE 0 0 6375 HONEYWELL INTL INC COM 438516106 632 3032 SH SOLE 0 0 3031 ILLINOIS TOOL WKS INC COM 452308109 571 2314 SH SOLE 0 0 2314 INNOVATOR ETFS TR US EQT ULTRA BF 45782C300 318 10073 SH SOLE 0 0 10073 INNOVATOR ETFS TR EMRGNG MKT JAN 45782C516 718 24261 SH SOLE 0 0 24261 INNOVATOR ETFS TR US EQTY PWR BUF 45782C540 283 8907 SH SOLE 0 0 8907 INNOVATOR ETFS TR US EQTY PWR BUF 45782C797 263 8626 SH SOLE 0 0 8626 INNOVATOR ETFS TR US EQT BUFR APR 45782C888 1950 58407 SH SOLE 0 0 58407 INTEL CORP COM 458140100 7437 144407 SH SOLE 0 0 144407 INTERNATIONAL BUSINESS MACHS COM 459200101 5286 39549 SH SOLE 0 0 39548 INTERNATIONAL PAPER CO COM 460146103 2741 58350 SH SOLE 0 0 58349 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 731 14528 SH SOLE 0 0 14528 INVESCO QQQ TR UNIT SER 1 46090E103 1093 2748 SH SOLE 0 0 2748 INVESCO MUN TR COM 46131J103 221 16477 SH SOLE 0 0 16477 INVESCO MUN OPPORTUNITY TR COM 46132C107 320 23206 SH SOLE 0 0 23206 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 3294 15627 SH SOLE 0 0 15627 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 901 5533 SH SOLE 0 0 5533 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 209 5261 SH SOLE 0 0 5261 INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 46138E149 208 1157 SH SOLE 0 0 1157 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 5324 77570 SH SOLE 0 0 77570 ORACLE CORP COM 68389X105 2899 33238 SH SOLE 0 0 33237 PPG INDS INC COM 693506107 251 1455 SH SOLE 0 0 1454 PACER FDS TR TRENDP 100 ETF 69374H303 921 15623 SH SOLE 0 0 15622 PAVMED INC COM 70387R106 254 103200 SH SOLE 0 0 103200 PEPSICO INC COM 713448108 1818 10468 SH SOLE 0 0 10467 PFIZER INC COM 717081103 9783 165665 SH SOLE 0 0 165664 PHILIP MORRIS INTL INC COM 718172109 1392 14652 SH SOLE 0 0 14651 PHILLIPS 66 COM 718546104 1497 20657 SH SOLE 0 0 20656 PIMCO CORPORATE & INCOME OPP COM 72201B101 322 19470 SH SOLE 0 0 19469 PIMCO ETF TR ACTIVE BD ETF 72201R775 316 2885 SH SOLE 0 0 2885 PIMCO ETF TR INTER MUN BD ACT 72201R866 311 5532 SH SOLE 0 0 5531 PIONEER MUNICIPAL HIGH INCOM COM 723762100 2026 175400 SH SOLE 0 0 175400 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 901 73658 SH SOLE 0 0 73657 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 544 26813 SH SOLE 0 0 26813 PROCTER AND GAMBLE CO COM 742718109 1731 10579 SH SOLE 0 0 10579 PROSHARES TR S&P 500 DV ARIST 74348A467 298 3039 SH SOLE 0 0 3038 PROSPECT CAP CORP COM 74348T102 1861 221328 SH SOLE 0 0 221328 PRUDENTIAL FINL INC COM 744320102 3443 31811 SH SOLE 0 0 31811 QUALCOMM INC COM 747525103 16918 92514 SH SOLE 0 0 92514 RPM INTL INC COM 749685103 354 3501 SH SOLE 0 0 3500 RAYTHEON TECHNOLOGIES CORP COM 75513E101 6048 70274 SH SOLE 0 0 70272 REGENERON PHARMACEUTICALS COM 75886F107 621 983 SH SOLE 0 0 983 REGIONS FINANCIAL CORP NEW COM 7591EP100 1339 61400 SH SOLE 0 0 61400 REPLIGEN CORP COM 759916109 4045 68178 SH SOLE 0 0 68178 REPUBLIC SVCS INC COM 760759100 474 3400 SH SOLE 0 0 3400 RIVERNORTH MANAGED DUR MUN I COM 76882H105 410 20350 SH SOLE 0 0 20350 RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 201 9000 SH SOLE 0 0 9000 RIVERNORTH FLEXIBLE MUN INCO COM 76883H104 258 11780 SH SOLE 0 0 11780 RIVERNORTH FLEXIBLE MUNI INC COM 76883Y107 372 18750 SH SOLE 0 0 18750 ROPER TECHNOLOGIES INC COM 776696106 409 831 SH SOLE 0 0 831 SPDR S&P 500 ETF TR TR UNIT 78462F103 1686 3550 SH SOLE 0 0 3549 SPDR GOLD TR GOLD SHS 78463V107 4376 25596 SH SOLE 0 0 25596 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 5483 96999 SH SOLE 0 0 96998 SPDR SER TR ICE PFD SEC ETF 78464A292 1383 32239 SH SOLE 0 0 32239 SPDR SER TR BLOOMBERG CONV 78464A359 12718 153301 SH SOLE 0 0 153300 SPDR SER TR PORTFOLI S&P1500 78464A805 4698 80380 SH SOLE 0 0 80380 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 263 724 SH SOLE 0 0 723 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1918 3705 SH SOLE 0 0 3705 SPDR SER TR RUSSELL YIELD 78468R770 2508 24990 SH SOLE 0 0 24990 SPDR SER TR PRTFLO S&P500 HI 78468R788 3284 78091 SH SOLE 0 0 78091 SALESFORCE COM INC COM 79466L302 636 2502 SH SOLE 0 0 2502 SANOFI SPONSORED ADR 80105N105 412 8231 SH SOLE 0 0 8231 SAUL CTRS INC COM 804395101 471 8889 SH SOLE 0 0 8889 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 20578 125667 SH SOLE 0 0 125666 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 14756 201535 SH SOLE 0 0 201534 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3010 37244 SH SOLE 0 0 37244 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1442 22934 SH SOLE 0 0 22934 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4270 55376 SH SOLE 0 0 55375 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1701 9783 SH SOLE 0 0 9783 SIRIUS XM HOLDINGS INC COM 82968B103 94 14800 SH SOLE 0 0 14800 SOUTHERN CO COM 842587107 391 5699 SH SOLE 0 0 5699 SOUTHWEST AIRLS CO COM 844741108 404 9431 SH SOLE 0 0 9431 SPIRIT AIRLS INC COM 848577102 410 18765 SH SOLE 0 0 18765 STARBUCKS CORP COM 855244109 758 6482 SH SOLE 0 0 6482 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 1281 31365 SH SOLE 0 0 31364 SYSCO CORP COM 871829107 394 5019 SH SOLE 0 0 5019 TARGET CORP COM 87612E106 446 1928 SH SOLE 0 0 1928 TESLA INC COM 88160R101 1665 1576 SH SOLE 0 0 1576 TEXAS INSTRS INC COM 882508104 253 1345 SH SOLE 0 0 1344 THERMO FISHER SCIENTIFIC INC COM 883556102 275 412 SH SOLE 0 0 412 3M CO COM 88579Y101 534 3008 SH SOLE 0 0 3008 TOWNEBANK PORTSMOUTH VA COM 89214P109 410 12964 SH SOLE 0 0 12964 TRUIST FINL CORP COM 89832Q109 6321 107966 SH SOLE 0 0 107965 US BANCORP DEL COM NEW 902973304 1513 26934 SH SOLE 0 0 26933 UNDER ARMOUR INC CL C 904311206 255 14154 SH SOLE 0 0 14154 UNION PAC CORP COM 907818108 1932 7670 SH SOLE 0 0 7670 UNITED AIRLS HLDGS INC COM 910047109 428 9770 SH SOLE 0 0 9770 UNITED PARCEL SERVICE INC CL B 911312106 8596 40104 SH SOLE 0 0 40104 UNITED RENTALS INC COM 911363109 228 685 SH SOLE 0 0 685 UNITEDHEALTH GROUP INC COM 91324P102 1159 2309 SH SOLE 0 0 2309 UNIVERSAL DISPLAY CORP COM 91347P105 427 2587 SH SOLE 0 0 2587 UNUM GROUP COM 91529Y106 458 18650 SH SOLE 0 0 18650 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 228 1330 SH SOLE 0 0 1330 VANGUARD WORLD FD MEGA GRWTH IND 921910816 282 1083 SH SOLE 0 0 1083 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 11640 137343 SH SOLE 0 0 137343 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 7226 64455 SH SOLE 0 0 64454 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 212 4126 SH SOLE 0 0 4125 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 305 4981 SH SOLE 0 0 4980 VANGUARD WORLD FDS INF TECH ETF 92204A702 6668 14554 SH SOLE 0 0 14554 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 362 6592 SH SOLE 0 0 6591 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 470 1077 SH SOLE 0 0 1077 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 6013 23616 SH SOLE 0 0 23615 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2567 22128 SH SOLE 0 0 22128 VANGUARD INDEX FDS SML CP GRW ETF 922908595 348 1235 SH SOLE 0 0 1235 VANGUARD INDEX FDS GROWTH ETF 922908736 594 1850 SH SOLE 0 0 1850 VANGUARD INDEX FDS SMALL CP ETF 922908751 956 4229 SH SOLE 0 0 4229 VANGUARD INDEX FDS TOTAL STK MKT 922908769 902 3737 SH SOLE 0 0 3737 VERIZON COMMUNICATIONS INC COM 92343V104 10614 204275 SH SOLE 0 0 204273 VISA INC COM CL A 92826C839 1567 7229 SH SOLE 0 0 7228 VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 678 22493 SH SOLE 0 0 22493 VOYA ASIA PAC HIGH DIV EQT I COM 92912J102 218 26836 SH SOLE 0 0 26836 WP CAREY INC COM 92936U109 2734 33320 SH SOLE 0 0 33320 WALMART INC COM 931142103 733 5064 SH SOLE 0 0 5063 WALGREENS BOOTS ALLIANCE INC COM 931427108 749 14368 SH SOLE 0 0 14368 WASTE MGMT INC DEL COM 94106L109 767 4595 SH SOLE 0 0 4595 WELLS FARGO CO NEW COM 949746101 823 17149 SH SOLE 0 0 17147 WELLTOWER INC COM 95040Q104 2050 23907 SH SOLE 0 0 23906 WESCO INTL INC COM 95082P105 815 6190 SH SOLE 0 0 6190 WESTERN ASSET MUN HIGH INCOM COM 95766N103 124 15499 SH SOLE 0 0 15499 WILLIAMS COS INC COM 969457100 405 15551 SH SOLE 0 0 15551 WISDOMTREE TR US SMALLCAP DIVD 97717W604 226 6891 SH SOLE 0 0 6891 WISDOMTREE TR INTL DIV EX FINL 97717W786 2350 56143 SH SOLE 0 0 56143 WISDOMTREE TR EM EX ST-OWNED 97717X578 992 26919 SH SOLE 0 0 26918 WISDOMTREE TR US S CAP QTY DIV 97717X651 2398 50380 SH SOLE 0 0 50380 WYNN RESORTS LTD COM 983134107 591 6953 SH SOLE 0 0 6953 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1190 2870 SH SOLE 0 0 2870 GATES INDUSTRIAL CORPRATIN P ORD SHS G39108108 371 23342 SH SOLE 0 0 23342 MEDTRONIC PLC SHS G5960L103 1037 10020 SH SOLE 0 0 10020 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 214 2320 SH SOLE 0 0 2320