0001800369-21-000004.txt : 20210506
0001800369-21-000004.hdr.sgml : 20210506
20210506133226
ACCESSION NUMBER: 0001800369-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210506
DATE AS OF CHANGE: 20210506
EFFECTIVENESS DATE: 20210506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atlas Private Wealth Management
CENTRAL INDEX KEY: 0001800369
IRS NUMBER: 260806050
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19852
FILM NUMBER: 21896976
BUSINESS ADDRESS:
STREET 1: 3 ATRIUM DRIVE, SUITE 265
CITY: ALBANY
STATE: NY
ZIP: 12205
BUSINESS PHONE: 8004327447
MAIL ADDRESS:
STREET 1: 3 ATRIUM DRIVE, SUITE 265
CITY: ALBANY
STATE: NY
ZIP: 12205
13F-HR/A
1
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03-31-2021
03-31-2021
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RESTATEMENT
Atlas Private Wealth Management
3 ATRIUM DRIVE, SUITE 265
ALBANY
NY
12205
13F HOLDINGS REPORT
028-19852
N
Sarah Rapke
Sarah Rapke
CCO
Sarah L. Rapke
Albany
NY
05-06-2021
0
416
156535
false
INFORMATION TABLE
2
atlas13f_03312021-q1.v2.xml
3M CO COM
Stock
88579Y101
96
496
SH
SOLE
0
0
495
ABBOTT LABS COM
Stock
002824100
111
928
SH
SOLE
0
0
928
ABBVIE INC COM
Stock
00287Y109
658
6085
SH
SOLE
0
0
6084
ABERDEEN ASIA PACIFIC INCOME F COM
CEF
003009107
175
42851
SH
SOLE
0
0
42851
ACTIVISION BLIZZARD INC COM
Stock
00507V109
138
1485
SH
SOLE
0
0
1484
ADOBE SYSTEMS INCORPORATED COM
Stock
00724F101
2128
4477
SH
SOLE
0
0
4477
ADVANCED MICRO DEVICES INC COM
Stock
007903107
108
1380
SH
SOLE
0
0
1380
AGEAGLE AERIAL SYS INC NEW COM
Stock
00848K101
3
500
SH
SOLE
0
0
500
AGEX THERAPEUTICS INC COM
Stock
00848H108
1
525
SH
SOLE
0
0
525
AIR PRODS & CHEMS INC COM
Stock
009158106
46
165
SH
SOLE
0
0
165
ALCON AG ORD SHS
Stock
H01301128
3
39
SH
SOLE
0
0
39
ALERIAN MLP ETF
ETF
00162Q452
1
32
SH
SOLE
0
0
32
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR
01609W102
218
962
SH
SOLE
0
0
962
ALLEGION PLC ORD SHS
Stock
G0176J109
0
0
SH
SOLE
0
0
0
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN
Stock
01881G106
1
33
SH
SOLE
0
0
33
ALPHABET INC CAP STK CL A
Stock
02079K305
4036
1957
SH
SOLE
0
0
1957
ALPHABET INC CAP STK CL C
Stock
02079K107
137
66
SH
SOLE
0
0
66
ALTRIA GROUP INC COM
Stock
02209S103
381
7448
SH
SOLE
0
0
7448
AMAZON COM INC COM
Stock
023135106
774
250
SH
SOLE
0
0
250
AMERICAN TOWER CORP NEW COM
REIT
03027X100
1571
6570
SH
SOLE
0
0
6570
AMGEN INC COM
Stock
031162100
165
665
SH
SOLE
0
0
664
AMPHENOL CORP NEW CL A
Stock
032095101
28
428
SH
SOLE
0
0
428
ANAVEX LIFE SCIENCES CORP COM NEW
Stock
032797300
26
1746
SH
SOLE
0
0
1746
ANTHEM INC COM
Stock
036752103
84
235
SH
SOLE
0
0
235
APPLE INC COM
Stock
037833100
6322
51756
SH
SOLE
0
0
51755
ASSURANT INC COM
Stock
04621X108
27
188
SH
SOLE
0
0
188
AT&T INC COM
Stock
00206R102
210
6951
SH
SOLE
0
0
6951
ATLANTIC UN BANKSHARES CORP COM
Stock
04911A107
192
5009
SH
SOLE
0
0
5009
ATLAS CORP SHARES
Stock
Y0436Q109
2
160
SH
SOLE
0
0
160
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
77
408
SH
SOLE
0
0
408
BALL CORP COM
Stock
058498106
53
626
SH
SOLE
0
0
626
BAXTER INTL INC COM
Stock
071813109
26
311
SH
SOLE
0
0
311
BCE INC COM NEW
Stock
05534B760
2
50
SH
SOLE
0
0
50
BECTON DICKINSON & CO COM
Stock
075887109
451
1854
SH
SOLE
0
0
1854
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
719
2813
SH
SOLE
0
0
2813
BGC PARTNERS INC CL A
Stock
05541T101
19
3940
SH
SOLE
0
0
3939
BK OF AMERICA CORP COM
Stock
060505104
109
2820
SH
SOLE
0
0
2820
BLACKROCK CR ALLOCATION INCOME COM
CEF
092508100
7
472
SH
SOLE
0
0
472
BLACKROCK MUNI INCOME TR II COM
CEF
09249N101
1
35
SH
SOLE
0
0
35
BOEING CO COM
Stock
097023105
508
1996
SH
SOLE
0
0
1996
BOSTON OMAHA CORP COM
Stock
101044105
9
300
SH
SOLE
0
0
300
BRIGHTHOUSE FINL INC COM
Stock
10922N103
0
4
SH
SOLE
0
0
4
BRISTOL MYERS SQUIBB CO COM
Stock
110122108
32
500
SH
SOLE
0
0
500
BROADRIDGE FINL SOLUTIONS INC COM
Stock
11133T103
660
4309
SH
SOLE
0
0
4308
BROADSTONE NET LEASE INC COM
REIT
11135E203
491
26844
SH
SOLE
0
0
26844
BROOKFIELD ASSET MGMT INC CL A LTD VT SH
Stock
112585104
10
225
SH
SOLE
0
0
225
BROOKFIELD BUSINESS PARTNERS L UNIT LTD L P
Stock
G16234109
0
3
SH
SOLE
0
0
3
BROWN FORMAN CORP CL B
Stock
115637209
13
195
SH
SOLE
0
0
194
CANADIAN PAC RY LTD COM
Stock
13645T100
28
75
SH
SOLE
0
0
75
CANOPY GROWTH CORP COM
Stock
138035100
1
29
SH
SOLE
0
0
29
CAPITAL ONE FINL CORP COM
Stock
14040H105
2
18
SH
SOLE
0
0
18
CARNIVAL CORP PAIRED CTF
Stock
143658300
16
600
SH
SOLE
0
0
600
CARRIER GLOBAL CORPORATION COM
Stock
14448C104
4
100
SH
SOLE
0
0
100
CARVANA CO CL A
Stock
146869102
3
10
SH
SOLE
0
0
10
CATERPILLAR INC COM
Stock
149123101
40
174
SH
SOLE
0
0
174
CHAMPIONX CORPORATION COM
Stock
15872M104
21
986
SH
SOLE
0
0
986
CHARTER COMMUNICATIONS INC NEW CL A
Stock
16119P108
39
63
SH
SOLE
0
0
63
CHEVRON CORP NEW COM
Stock
166764100
67
636
SH
SOLE
0
0
635
CHIPOTLE MEXICAN GRILL INC COM
Stock
169656105
476
335
SH
SOLE
0
0
335
CHUBB LIMITED COM
Stock
H1467J104
362
2289
SH
SOLE
0
0
2289
CHURCH & DWIGHT INC COM
Stock
171340102
53
606
SH
SOLE
0
0
605
CINTAS CORP COM
Stock
172908105
801
2348
SH
SOLE
0
0
2348
CISCO SYS INC COM
Stock
17275R102
991
19164
SH
SOLE
0
0
19164
CITIGROUP INC COM NEW
Stock
172967424
31
431
SH
SOLE
0
0
431
CMS ENERGY CORP COM
Stock
125896100
18
298
SH
SOLE
0
0
298
COCA COLA CO COM
Stock
191216100
201
3820
SH
SOLE
0
0
3819
COHEN & STEERS QUALITY INCOME COM
CEF
19247L106
7
514
SH
SOLE
0
0
514
COLGATE PALMOLIVE CO COM
Stock
194162103
2
30
SH
SOLE
0
0
30
COMCAST CORP NEW CL A
Stock
20030N101
1229
22704
SH
SOLE
0
0
22704
COMPASS DIVERSIFIED SH BEN INT
Stock
20451Q104
1
48
SH
SOLE
0
0
48
CONSOLIDATED EDISON INC COM
Stock
209115104
44
583
SH
SOLE
0
0
582
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND
ETF
81369Y407
10
58
SH
SOLE
0
0
58
CORPORATE OFFICE PPTYS TR SH BEN INT
REIT
22002T108
1
31
SH
SOLE
0
0
31
CORTEVA INC COM
Stock
22052L104
19
403
SH
SOLE
0
0
402
COSTCO WHSL CORP NEW COM
Stock
22160K105
48
137
SH
SOLE
0
0
137
COTY INC COM CL A
Stock
222070203
4
445
SH
SOLE
0
0
445
COVANTA HLDG CORP COM
Stock
22282E102
1
57
SH
SOLE
0
0
57
CRACKER BARREL OLD CTRY STORE COM
Stock
22410J106
199
1150
SH
SOLE
0
0
1150
CVS HEALTH CORP COM
Stock
126650100
503
6685
SH
SOLE
0
0
6685
DANAHER CORPORATION COM
Stock
235851102
43
191
SH
SOLE
0
0
191
DELL TECHNOLOGIES INC CL C
Stock
24703L202
15
169
SH
SOLE
0
0
169
DELTA AIR LINES INC DEL COM NEW
Stock
247361702
74
1538
SH
SOLE
0
0
1538
DIAGEO PLC SPON ADR NEW
ADR
25243Q205
561
3414
SH
SOLE
0
0
3413
DIGITAL RLTY TR INC COM
REIT
253868103
1089
7734
SH
SOLE
0
0
7733
DISCOVER FINL SVCS COM
Stock
254709108
3
34
SH
SOLE
0
0
34
DISNEY WALT CO COM
Stock
254687106
2183
11832
SH
SOLE
0
0
11831
DOLLAR GEN CORP NEW COM
Stock
256677105
9
43
SH
SOLE
0
0
43
DOLLAR TREE INC COM
Stock
256746108
758
6620
SH
SOLE
0
0
6620
DOMINION ENERGY INC COM
Stock
25746U109
22
286
SH
SOLE
0
0
286
DOVER CORP COM
Stock
260003108
1
10
SH
SOLE
0
0
10
DOW INC COM
Stock
260557103
37
579
SH
SOLE
0
0
579
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
30
309
SH
SOLE
0
0
309
DUKE REALTY CORP COM NEW
REIT
264411505
22
528
SH
SOLE
0
0
528
DUPONT DE NEMOURS INC COM
Stock
26614N102
44
571
SH
SOLE
0
0
571
EASTMAN KODAK CO COM NEW
Stock
277461406
4
500
SH
SOLE
0
0
500
ECOLAB INC COM
Stock
278865100
1054
4923
SH
SOLE
0
0
4923
ELECTRONIC ARTS INC COM
Stock
285512109
7
50
SH
SOLE
0
0
50
EMERSON ELEC CO COM
Stock
291011104
18
200
SH
SOLE
0
0
200
ENERGY SELECT SECTOR SPDR FUND
ETF
81369Y506
42
850
SH
SOLE
0
0
850
ENTERPRISE PRODS PARTNERS L P COM
Stock
293792107
29
1325
SH
SOLE
0
0
1325
EQUINIX INC COM
REIT
29444U700
18
27
SH
SOLE
0
0
26
EVEREST RE GROUP LTD COM
Stock
G3223R108
804
3244
SH
SOLE
0
0
3244
EVI INDS INC COM
Stock
26929N102
8
270
SH
SOLE
0
0
270
EXPEDIA GROUP INC COM NEW
Stock
30212P303
9
52
SH
SOLE
0
0
52
EXXON MOBIL CORP COM
Stock
30231G102
266
4770
SH
SOLE
0
0
4769
FACEBOOK INC CL A
Stock
30303M102
1424
4835
SH
SOLE
0
0
4835
FEDEX CORP COM
Stock
31428X106
273
960
SH
SOLE
0
0
960
FERGUSON PLC NEW SHS
Stock
G3421J106
12
100
SH
SOLE
0
0
100
FIDELITY MSCI COMMUNICATION SERVICES INDEX ETF
ETF
316092873
493
9994
SH
SOLE
0
0
9994
FIDELITY MSCI HEALTH CARE INDEX ETF
ETF
316092600
1369
23223
SH
SOLE
0
0
23222
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF
ETF
316092808
1561
14748
SH
SOLE
0
0
14748
FIDELITY TOTAL BOND ETF
ETF
316188309
137
2621
SH
SOLE
0
0
2621
FINANCIAL SELECT SECTOR SPDR FUND
ETF
81369Y605
292
8577
SH
SOLE
0
0
8577
FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND
ETF
33734X200
10
400
SH
SOLE
0
0
400
FIRST TRUST LARGE CAP CORE ALPHADEX FUND
ETF
33734K109
33
406
SH
SOLE
0
0
406
FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND
ETF
33735K108
73
743
SH
SOLE
0
0
743
FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF
ETF
33739Q200
6030
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SH
SOLE
0
0
118092
FIRST TRUST MANAGED MUNICIPAL ETF
ETF
33739N108
4494
79637
SH
SOLE
0
0
79637
FIRST TRUST MUNICIPAL HIGH INCOME ETF
ETF
33739P301
1399
25650
SH
SOLE
0
0
25650
FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND
ETF
33738D101
139
6115
SH
SOLE
0
0
6115
FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND
ETF
33733E203
18
110
SH
SOLE
0
0
110
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF
ETF
33739E108
4440
220325
SH
SOLE
0
0
220324
FIRST TRUST RIVERFRONT DYNAMIC EMERGING MARKETS ETF
ETF
33739P707
955
13015
SH
SOLE
0
0
13015
FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND
ETF
33737M300
21
300
SH
SOLE
0
0
300
FIRST TRUST TACTICAL HIGH YIELD ETF
ETF
33738D408
2248
46215
SH
SOLE
0
0
46214
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
ETF
33740F805
6949
131531
SH
SOLE
0
0
131530
FIRST TRUST TECHNOLOGY ALPHADEX FUND
ETF
33734X176
31
275
SH
SOLE
0
0
275
FIRST TRUST ULTRA SHORT DURATION MUNICIPAL ETF
ETF
33740J104
5576
276185
SH
SOLE
0
0
276185
FIRST TRUST US EQUITY OPPORTUNITIES ETF
ETF
336920103
12
100
SH
SOLE
0
0
100
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
ETF
33734H106
1803
47480
SH
SOLE
0
0
47479
FIVERR INTL LTD ORD SHS
Stock
M4R82T106
0
2
SH
SOLE
0
0
2
FLAHERTY & CRUMRINE PFD INCOME COM
CEF
33848E106
1
86
SH
SOLE
0
0
86
FORTINET INC COM
Stock
34959E109
55
300
SH
SOLE
0
0
300
FORTUNE BRANDS HOME & SEC INC COM
Stock
34964C106
32
336
SH
SOLE
0
0
336
FRANCO NEV CORP COM
Stock
351858105
59
469
SH
SOLE
0
0
469
FS KKR CAP CORP COM
CEF
302635206
42
2098
SH
SOLE
0
0
2098
GENERAL ELECTRIC CO COM
Stock
369604103
22
1695
SH
SOLE
0
0
1695
GENERAL MLS INC COM
Stock
370334104
54
888
SH
SOLE
0
0
888
GOLDMAN SACHS GROUP INC COM
Stock
38141G104
8
25
SH
SOLE
0
0
25
HANNON ARMSTRONG SUST INFR CAP COM
REIT
41068X100
1
25
SH
SOLE
0
0
25
HEALTH CARE SELECT SECTOR SPDR FUND
ETF
81369Y209
11
96
SH
SOLE
0
0
96
HEICO CORP NEW CL A
Stock
422806208
8
66
SH
SOLE
0
0
66
HEICO CORP NEW COM
Stock
422806109
1
10
SH
SOLE
0
0
10
HELMERICH & PAYNE INC COM
Stock
423452101
3
125
SH
SOLE
0
0
125
HERCULES CAPITAL INC COM
CEF
427096508
1
70
SH
SOLE
0
0
70
HERSHEY CO COM
Stock
427866108
25
160
SH
SOLE
0
0
160
HOME DEPOT INC COM
Stock
437076102
2205
7223
SH
SOLE
0
0
7223
HONEYWELL INTL INC COM
Stock
438516106
1539
7089
SH
SOLE
0
0
7089
IAC INTERACTIVECORP NEW COM
Stock
44891N109
11
50
SH
SOLE
0
0
50
ICON PLC SHS
Stock
G4705A100
69
350
SH
SOLE
0
0
350
ILLINOIS TOOL WKS INC COM
Stock
452308109
520
2347
SH
SOLE
0
0
2347
INDUSTRIAL SELECT SECTOR SPDR FUND
ETF
81369Y704
87
884
SH
SOLE
0
0
884
INGERSOLL RAND INC COM
Stock
45687V106
11
220
SH
SOLE
0
0
219
INTEL CORP COM
Stock
458140100
158
2463
SH
SOLE
0
0
2463
INTERCONTINENTAL EXCHANGE INC COM
Stock
45866F104
422
3774
SH
SOLE
0
0
3774
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
30
225
SH
SOLE
0
0
225
INTUIT COM
Stock
461202103
39
102
SH
SOLE
0
0
102
INTUITIVE SURGICAL INC COM NEW
Stock
46120E602
45
61
SH
SOLE
0
0
61
INVESCO CALIF VALUE MUN INCOME COM
CEF
46132H106
5
370
SH
SOLE
0
0
370
INVESCO CURRENCYSHARES JAPANESE YEN TRUST
ETF
46138W107
94
1100
SH
SOLE
0
0
1100
INVESCO CURRENCYSHARES SWISS FRANC TRUST
ETF
46138R108
77
800
SH
SOLE
0
0
800
INVESCO DYNAMIC BIOTECHNOLOGY & GENOME ETF
ETF
46137V787
11
151
SH
SOLE
0
0
151
INVESCO LTD SHS
Stock
G491BT108
3
100
SH
SOLE
0
0
100
INVESCO MUN TR COM
CEF
46131J103
12
941
SH
SOLE
0
0
941
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K 1A ETF
ETF
46090F100
23
1362
SH
SOLE
0
0
1362
INVESCO QQQ TRUST
ETF
46090E103
3289
10306
SH
SOLE
0
0
10306
INVESCO RUSSELL 1000 EQUAL WEIGHT ETF
ETF
46138E420
0
1
SH
SOLE
0
0
1
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF
ETF
46137V282
1
3
SH
SOLE
0
0
3
INVESCO S&P 500 LOW VOLATILITY ETF
ETF
46138E354
11
184
SH
SOLE
0
0
184
INVESCO S&P MIDCAP 400 PURE GROWTH ETF
ETF
46137V217
5
22
SH
SOLE
0
0
22
INVESCO S&P SMALLCAP LOW VOLATILITY ETF
ETF
46138G102
22
475
SH
SOLE
0
0
475
INVESCO WATER RESOURCES ETF
ETF
46137V142
33
662
SH
SOLE
0
0
662
INVITAE CORP COM
Stock
46185L103
1
20
SH
SOLE
0
0
20
IQVIA HLDGS INC COM
Stock
46266C105
739
3825
SH
SOLE
0
0
3825
ISHARES 1 to 3 YEAR TREASURY BOND ETF
ETF
464287457
574
6653
SH
SOLE
0
0
6652
ISHARES AGENCY BOND ETF
ETF
464288166
12
104
SH
SOLE
0
0
104
ISHARES ASIA 50 ETF
ETF
464288430
549
5954
SH
SOLE
0
0
5954
ISHARES COMEX GOLD TRUST
ETF
464285105
135
8300
SH
SOLE
0
0
8300
ISHARES CORE HIGH DIVIDEND ETF
ETF
46429B663
0
0
SH
SOLE
0
0
0
ISHARES CORE INTERNATIONAL AGGREGATE BOND FUND
ETF
46435G672
185
3365
SH
SOLE
0
0
3364
ISHARES CORE MSCI EAFE ETF
ETF
46432F842
425
5900
SH
SOLE
0
0
5900
ISHARES CORE MSCI EMERGING MARKETS ETF
ETF
46434G103
40
629
SH
SOLE
0
0
629
ISHARES CORE S&P 500 ETF
ETF
464287200
2005
5041
SH
SOLE
0
0
5040
ISHARES CORE S&P US VALUE ETF
ETF
464287663
1022
14839
SH
SOLE
0
0
14839
ISHARES CORE US AGGREGATE BOND ETF
ETF
464287226
2572
22599
SH
SOLE
0
0
22598
ISHARES CURRENCY HEDGED MSCI EAFE SMALL CAP ETF
ETF
46435G839
671
19101
SH
SOLE
0
0
19101
ISHARES EUROPE ETF
ETF
464287861
592
11789
SH
SOLE
0
0
11789
ISHARES FLOATING RATE BOND ETF
ETF
46429B655
673
13248
SH
SOLE
0
0
13247
ISHARES INTERNATIONAL SELECT DIVIDEND ETF
ETF
464288448
697
22129
SH
SOLE
0
0
22128
ISHARES MSCI ACWI INDEX FUND
ETF
464288257
71
749
SH
SOLE
0
0
749
ISHARES MSCI EAFE ETF
ETF
464287465
80
1049
SH
SOLE
0
0
1049
ISHARES MSCI EAFE GROWTH ETF
ETF
464288885
505
5023
SH
SOLE
0
0
5023
ISHARES MSCI EAFE SMALL CAP ETF
ETF
464288273
714
9933
SH
SOLE
0
0
9933
ISHARES MSCI INDIA SMALL CAP INDEX FUND
ETF
46429B614
14
290
SH
SOLE
0
0
290
ISHARES MSCI USA MIN VOL FACTOR ETF
ETF
46429B697
1789
25857
SH
SOLE
0
0
25857
ISHARES MSCI USA MOMENTUM FACTOR ETF
ETF
46432F396
1
7
SH
SOLE
0
0
7
ISHARES MSCI USA QUALITY FACTOR ETF
ETF
46432F339
1
5
SH
SOLE
0
0
5
ISHARES MSCI USA SMALL CAP MIN VOL FACTOR ETF
ETF
46435G433
942
25558
SH
SOLE
0
0
25557
ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND
ETF
464287556
4
24
SH
SOLE
0
0
24
ISHARES NATIONAL MUNI BOND ETF
ETF
464288414
560
4828
SH
SOLE
0
0
4828
ISHARES NEW YORK MUNI BOND ETF
ETF
464288323
155
2680
SH
SOLE
0
0
2680
ISHARES PREFERRED AND INCOME SECURITIES ETF
ETF
464288687
1
24
SH
SOLE
0
0
24
ISHARES RUSSELL 1000 ETF
ETF
464287622
101
450
SH
SOLE
0
0
450
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
57
236
SH
SOLE
0
0
236
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
146
964
SH
SOLE
0
0
963
ISHARES RUSSELL 2000 ETF
ETF
464287655
144
652
SH
SOLE
0
0
651
ISHARES RUSSELL 2000 GROWTH ETF
ETF
464287648
0
0
SH
SOLE
0
0
0
ISHARES RUSSELL 2000 VALUE ETF
ETF
464287630
136
853
SH
SOLE
0
0
852
ISHARES RUSSELL MID CAP GROWTH ETF
ETF
464287481
36
350
SH
SOLE
0
0
350
ISHARES S&P 500 GROWTH ETF
ETF
464287309
3325
51068
SH
SOLE
0
0
51067
ISHARES S&P MID CAP 400 GROWTH ETF
ETF
464287606
941
12010
SH
SOLE
0
0
12009
ISHARES S&P MIDCAP FUND
ETF
464287507
143
550
SH
SOLE
0
0
550
ISHARES S&P SMALL CAP 600 GROWTH ETF
ETF
464287887
621
4844
SH
SOLE
0
0
4844
ISHARES S&P SMALL CAP 600 VALUE ETF
ETF
464287879
824
8180
SH
SOLE
0
0
8179
ISHARES S&P SMALL CAP FUND
ETF
464287804
740
6816
SH
SOLE
0
0
6816
ISHARES SELECT DIVIDEND ETF
ETF
464287168
1624
14231
SH
SOLE
0
0
14231
ISHARES SILVER TRUST
ETF
46428Q109
36
1585
SH
SOLE
0
0
1585
ISHARES TIPS BOND ETF
ETF
464287176
14
113
SH
SOLE
0
0
113
ISHARES US AEROSPACE & DEFENSE ETF
ETF
464288760
138
1329
SH
SOLE
0
0
1329
ISHARES US CONSUMER GOODS ETF
ETF
464287812
151
854
SH
SOLE
0
0
853
ISHARES US HOME CONSTRUCTION ETF
ETF
464288752
29
421
SH
SOLE
0
0
421
ISHARES US MEDICAL DEVICES ETF
ETF
464288810
57
172
SH
SOLE
0
0
172
ISHARES US REAL ESTATE ETF
ETF
464287739
18
198
SH
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0
0
198
JOHNSON & JOHNSON COM
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478160104
2536
15428
SH
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0
0
15427
JOHNSON CTLS INTL PLC SHS
Stock
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0
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0
0
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JPMORGAN CHASE & CO COM
Stock
46625H100
2674
17564
SH
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0
0
17564
KIMBERLY CLARK CORP COM
Stock
494368103
17
125
SH
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0
0
125
KINDER MORGAN INC DEL COM
Stock
49456B101
112
6753
SH
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0
0
6752
KINROSS GOLD CORP COM
Stock
496902404
7
1000
SH
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0
0
1000
KNOWLES CORP COM
Stock
49926D109
0
5
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0
0
5
LIBERTY MEDIA CORP DEL COM SER A FRMLA
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531229870
8
200
SH
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0
0
200
LILLY ELI & CO COM
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532457108
29
155
SH
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0
0
155
LINCOLN NATL CORP IND COM
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534187109
35
570
SH
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0
0
570
LINDE PLC SHS
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G5494J103
1387
4952
SH
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0
0
4952
LOCKHEED MARTIN CORP COM
Stock
539830109
52
141
SH
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0
0
141
LULULEMON ATHLETICA INC COM
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550021109
12
39
SH
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0
0
39
LUMEN TECHNOLOGIES INC COM
Stock
550241103
0
18
SH
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0
0
17
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
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1
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SH
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0
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24
MAIN STR CAP CORP COM
CEF
56035L104
1
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SH
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0
0
25
MANULIFE FINL CORP COM
Stock
56501R106
14
642
SH
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0
0
642
MARATHON PETE CORP COM
Stock
56585A102
34
633
SH
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0
0
633
MARKETAXESS HLDGS INC COM
Stock
57060D108
41
83
SH
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0
0
83
MARSH & MCLENNAN COS INC COM
Stock
571748102
179
1469
SH
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0
0
1469
MASIMO CORP COM
Stock
574795100
6
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SH
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0
0
25
MASTERCARD INCORPORATED CL A
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57636Q104
780
2192
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0
0
2192
MATCH GROUP INC NEW COM
Stock
57667L107
15
107
SH
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0
0
107
MCCORMICK & CO INC COM NON VTG
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579780206
1011
11335
SH
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0
0
11335
MCDONALDS CORP COM
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580135101
322
1438
SH
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0
0
1438
MEDTRONIC PLC SHS
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0
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MERCK & CO INC COM
Stock
58933Y105
91
1177
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0
1177
METLIFE INC COM
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20
322
SH
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322
MGM RESORTS INTERNATIONAL COM
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15
400
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0
400
MICROSOFT CORP COM
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594918104
836
3547
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0
0
3546
MODERNA INC COM
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10
75
SH
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0
0
75
MONDELEZ INTL INC CL A
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106
1810
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0
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MOODYS CORP COM
Stock
615369105
15
51
SH
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0
0
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MORGAN STANLEY COM NEW
Stock
617446448
1013
13048
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0
0
13047
NATIONAL GRID PLC SPONSORED ADR NE
ADR
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8
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0
140
NCR CORP NEW COM
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1
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SH
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0
0
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NETFLIX INC COM
Stock
64110L106
49
93
SH
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0
0
93
NEW YORK MTG TR INC COM PAR 02
REIT
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4
891
SH
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0
0
891
NEWMARK GROUP INC CL A
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16
1576
SH
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0
0
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NEWMONT CORP COM
Stock
651639106
90
1494
SH
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0
0
1494
NEXTERA ENERGY INC COM
Stock
65339F101
62
824
SH
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0
0
824
NICE LTD SPONSORED ADR
ADR
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1
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SH
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0
0
5
NIKE INC CL B
Stock
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271
2038
SH
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0
0
2038
NIO INC SPON ADS
ADR
62914V106
39
1000
SH
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0
0
1000
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15
560
SH
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0
560
NORTHROP GRUMMAN CORP COM
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3
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SH
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0
0
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1
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SH
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0
0
60
NOVARTIS AG SPONSORED ADR
ADR
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17
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SH
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0
0
195
NOVAVAX INC COM NEW
Stock
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15
85
SH
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0
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NUVEEN AMT FREE MUN CR INC FD COM
CEF
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47
2755
SH
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0
0
2755
NUVEEN AMT FREE QLTY MUN INCME COM
CEF
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23
1527
SH
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0
0
1527
NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT
CEF
67070X101
0
25
SH
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0
0
25
NUVEEN N Y MUN VALUE FD COM
CEF
67062M105
163
16739
SH
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0
0
16739
NUVEEN N Y SELECT TAX FREE INC SH BEN INT
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67063V104
155
10677
SH
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0
0
10677
NUVEEN NEW YORK AMT QLT MUNICP COM
CEF
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28
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0
2022
NVIDIA CORPORATION COM
Stock
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13
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SH
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0
25
ONEOK INC NEW COM
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392
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SH
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ORACLE CORP COM
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49
701
SH
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0
700
OTIS WORLDWIDE CORP COM
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75
1094
SH
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PAR TECHNOLOGY CORP COM
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13
200
SH
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PARKER HANNIFIN CORP COM
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205
649
SH
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PAYPAL HLDGS INC COM
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12
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SH
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PEABODY ENERGY CORP NEW COM
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0
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PEMBINA PIPELINE CORP COM
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2
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SH
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PEOPLES UNITED FINANCIAL INC COM
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13
730
SH
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0
730
PEPSICO INC COM
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486
3437
SH
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PFIZER INC COM
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134
3685
SH
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3685
PHILIP MORRIS INTL INC COM
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573
6459
SH
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0
0
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PHILLIPS 66 COM
Stock
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319
3913
SH
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0
0
3913
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE TRADED FUND
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1327
13019
SH
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0
0
13019
PLAINS GP HLDGS L P LTD PARTNR INT A
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1
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SH
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0
0
79
PPL CORP COM
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1
22
SH
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0
0
22
PROCTER AND GAMBLE CO COM
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1739
12841
SH
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0
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12841
PTC INC COM
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28
200
SH
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200
PUBLIC SVC ENTERPRISE GRP INC COM
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2
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SH
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33
RAMBUS INC DEL COM
Stock
750917106
10
500
SH
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0
0
500
RAYTHEON TECHNOLOGIES CORP COM
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301
3894
SH
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0
0
3894
REAL ESTATE SELECT SECTOR SPDR FUND
ETF
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41
1041
SH
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0
1040
REALTY INCOME CORP COM
REIT
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58
907
SH
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0
0
907
REPUBLIC SVCS INC COM
Stock
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34
339
SH
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0
0
339
ROCKET COS INC COM CL A
Stock
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7
300
SH
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0
300
ROLLINS INC COM
Stock
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9
252
SH
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251
ROPER TECHNOLOGIES INC COM
Stock
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44
110
SH
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0
110
ROYAL CARIBBEAN GROUP COM
Stock
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8
95
SH
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0
0
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ROYAL DUTCH SHELL PLC SPON ADR B
ADR
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269
7294
SH
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0
0
7294
ROYAL DUTCH SHELL PLC SPONS ADR A
ADR
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14
347
SH
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0
347
ROYAL GOLD INC COM
Stock
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512
4759
SH
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0
0
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S&P GLOBAL INC COM
Stock
78409V104
297
842
SH
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0
0
842
SCHLUMBERGER LTD COM
Stock
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130
4783
SH
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0
0
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SCHWAB CHARLES CORP COM
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259
3976
SH
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0
0
3975
SCHWAB US SMALL CAP ETF
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808524607
272
2728
SH
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0
0
2728
SCHWAB US TIPS ETF
ETF
808524870
4
71
SH
SOLE
0
0
71
SCHWAB US DIVIDEND EQUITY ETF
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18
250
SH
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0
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250
SEMPRA ENERGY COM
Stock
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33
246
SH
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0
246
SHERWIN WILLIAMS CO COM
Stock
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331
448
SH
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0
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448
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Stock
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16
2560
SH
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0
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2560
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CEF
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1
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SH
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0
0
30
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Stock
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29
533
SH
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0
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533
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11
176
SH
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176
SOUTHWEST AIRLS CO COM
Stock
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12
200
SH
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0
200
SPDR BLACKSTONE SENIOR LOAN ETF
ETF
78467V608
50
1092
SH
SOLE
0
0
1092
SPDR DOUBLELINE EMERGING MARKETS FIXED INCOME ETF
ETF
78470P309
6
129
SH
SOLE
0
0
129
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF
ETF
78467V848
15
306
SH
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0
0
306
SPDR DOW JONES INDUSTRIAL AVERAGE ETF
ETF
78467X109
98
298
SH
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0
0
298
SPDR DOW JONES REIT ETF
ETF
78464A607
18
191
SH
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0
0
191
SPDR GOLD MINISHARES TRUST
ETF
98149E204
6
348
SH
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0
0
348
SPDR GOLD SHARES
ETF
78463V107
2042
12763
SH
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0
0
12763
SPDR S&P 500 ETF
ETF
78462F103
220
556
SH
SOLE
0
0
556
SPDR S&P 600 SMALL CAP GROWTH ETF
ETF
78464A201
713
8305
SH
SOLE
0
0
8305
SPDR S&P 600 SMALL CAP VALUE ETF
ETF
78464A300
550
6705
SH
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0
0
6705
SPDR S&P DIVIDEND ETF
ETF
78464A763
208
1766
SH
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0
0
1765
SPDR S&P MIDCAP 400 ETF
ETF
78467Y107
24
50
SH
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0
0
50
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ETF
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11
113
SH
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113
STANLEY BLACK & DECKER INC COM
Stock
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109
544
SH
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0
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544
STARBUCKS CORP COM
Stock
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1563
14300
SH
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14299
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN
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17
1164
SH
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0
0
1163
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3
78
SH
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0
78
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS
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94
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SH
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0
0
795
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1
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SH
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0
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TECHNOLOGY SELECT SECTOR SPDR FUND
ETF
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49
366
SH
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0
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366
TEEKAY LNG PARTNERS L P PRTNRSP UNITS
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2
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SH
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114
TEGNA INC COM
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SH
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TEMPLETON GLOBAL INCOME FD COM
CEF
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149
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28043
TERADATA CORP DEL COM
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SH
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2
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SH
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309
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1
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SH
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650
THERMO FISHER SCIENTIFIC INC COM
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TORONTO DOMINION BK ONT COM NEW
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49
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TRAVELERS COMPANIES INC COM
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316
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SH
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TWITTER INC COM
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200
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ADR
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22
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SH
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399
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SH
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0
41
UNITED AIRLS HLDGS INC COM
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2
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27
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290
1707
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0
1706
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278
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278
UNITEDHEALTH GROUP INC COM
Stock
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2257
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SH
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0
6065
UNIVERSAL DISPLAY CORP COM
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100
SH
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100
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Stock
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197
2463
SH
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0
2463
VALE S A SPONSORED ADS
ADR
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150
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Stock
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18
255
SH
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0
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255
VALLEY NATL BANCORP COM
Stock
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8
556
SH
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0
0
555
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ETF
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18
100
SH
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0
0
100
VANECK VECTORS GOLD MINERS ETF
ETF
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458
14096
SH
SOLE
0
0
14096
VANECK VECTORS LOW CARBON ENERGY ETF
ETF
92189F502
1351
8597
SH
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0
0
8596
VANGUARD COMMUNICATION SERVICES ETF
ETF
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13
100
SH
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0
0
100
VANGUARD CONSUMER STAPLES INDEX FUND
ETF
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8
45
SH
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0
0
45
VANGUARD DIVIDEND APPRECIATION INDEX FUND
ETF
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981
6670
SH
SOLE
0
0
6669
VANGUARD FINANCIALS INDEX FUND
ETF
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441
5218
SH
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0
0
5218
VANGUARD FTSE DEVELOPED MARKETS ETF
ETF
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40
810
SH
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0
0
810
VANGUARD GROWTH INDEX FUND
ETF
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209
813
SH
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0
0
813
VANGUARD HEALTH CARE INDEX FUND
ETF
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45
196
SH
SOLE
0
0
196
VANGUARD HIGH DIVIDEND YIELD ETF
ETF
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6
60
SH
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0
0
60
VANGUARD INDUSTRIALS INDEX FUND
ETF
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28
150
SH
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0
0
150
VANGUARD MID CAP INDEX FUND
ETF
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2983
13478
SH
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0
0
13477
VANGUARD MID CAP VALUE INDEX FUND
ETF
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32
235
SH
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0
0
235
VANGUARD MORTGAGE BACKED SECURITIES ETF
ETF
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65
1224
SH
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0
0
1224
VANGUARD REAL ESTATE ETF
ETF
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7
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SH
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0
0
74
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ETF
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36
100
SH
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0
0
99
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ETF
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62
289
SH
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288
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ETF
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8
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162
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622
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REIT
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12
232
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231
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Stock
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1257
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SH
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7114
VERIZON COMMUNICATIONS INC COM
Stock
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1288
22148
SH
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0
0
22147
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25
564
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564
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Stock
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7
472
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472
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Stock
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2
111
SH
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111
VIRTUS GLOBAL DIVID & INCOME F COM
CEF
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0
53
SH
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53
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Stock
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1829
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SH
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8637
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ADR
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1
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SH
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71
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Stock
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0
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Stock
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1
15
SH
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0
0
15
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Stock
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14
100
SH
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100
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Stock
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13
100
SH
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100
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Stock
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6
22
SH
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21
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Stock
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47
152
SH
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152
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Stock
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39
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SH
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994
WEST PHARMACEUTICAL SVSC INC COM
Stock
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1022
3628
SH
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0
0
3628
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REIT
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10
280
SH
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0
280
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Stock
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50
1306
SH
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0
0
1306
WISDOMTREE JAPAN HEDGED EQUITY FUND
ETF
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28
461
SH
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0
0
461
WP CAREY INC COM
REIT
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65
920
SH
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0
0
920
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Stock
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13
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100
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Stock
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43
350
SH
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0
0
350
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ETF
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2844
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SH
SOLE
0
0
78328
X TRACKERS MSCI EUROPE HEDGED EQUITY ETF
ETF
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452
13951
SH
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0
0
13951
X TRACKERS MSCI JAPAN HEDGED EQUITY ETF
ETF
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342
6865
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0
6865
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Stock
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32
300
SH
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300
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46
288
SH
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0
0
288
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Stock
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66
421
SH
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0
0
421