Sarah Rapke

0001800369-21-000004.txt : 20210506 0001800369-21-000004.hdr.sgml : 20210506 20210506133226 ACCESSION NUMBER: 0001800369-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 EFFECTIVENESS DATE: 20210506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Atlas Private Wealth Management CENTRAL INDEX KEY: 0001800369 IRS NUMBER: 260806050 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19852 FILM NUMBER: 21896976 BUSINESS ADDRESS: STREET 1: 3 ATRIUM DRIVE, SUITE 265 CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 8004327447 MAIL ADDRESS: STREET 1: 3 ATRIUM DRIVE, SUITE 265 CITY: ALBANY STATE: NY ZIP: 12205 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001800369 XXXXXXXX 03-31-2021 03-31-2021 true 1 RESTATEMENT Atlas Private Wealth Management

3 ATRIUM DRIVE, SUITE 265 ALBANY NY 12205

13F HOLDINGS REPORT 028-19852 N Sarah Rapke Sarah Rapke CCO Sarah L. Rapke Albany NY 05-06-2021 0 416 156535 false INFORMATION TABLE 2 atlas13f_03312021-q1.v2.xml 3M CO COM Stock 88579Y101 96 496 SH SOLE 0 0 495 ABBOTT LABS COM Stock 002824100 111 928 SH SOLE 0 0 928 ABBVIE INC COM Stock 00287Y109 658 6085 SH SOLE 0 0 6084 ABERDEEN ASIA PACIFIC INCOME F COM CEF 003009107 175 42851 SH SOLE 0 0 42851 ACTIVISION BLIZZARD INC COM Stock 00507V109 138 1485 SH SOLE 0 0 1484 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 2128 4477 SH SOLE 0 0 4477 ADVANCED MICRO DEVICES INC COM Stock 007903107 108 1380 SH SOLE 0 0 1380 AGEAGLE AERIAL SYS INC NEW COM Stock 00848K101 3 500 SH SOLE 0 0 500 AGEX THERAPEUTICS INC COM Stock 00848H108 1 525 SH SOLE 0 0 525 AIR PRODS & CHEMS INC COM Stock 009158106 46 165 SH SOLE 0 0 165 ALCON AG ORD SHS Stock H01301128 3 39 SH SOLE 0 0 39 ALERIAN MLP ETF ETF 00162Q452 1 32 SH SOLE 0 0 32 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 218 962 SH SOLE 0 0 962 ALLEGION PLC ORD SHS Stock G0176J109 0 0 SH SOLE 0 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN Stock 01881G106 1 33 SH SOLE 0 0 33 ALPHABET INC CAP STK CL A Stock 02079K305 4036 1957 SH SOLE 0 0 1957 ALPHABET INC CAP STK CL C Stock 02079K107 137 66 SH SOLE 0 0 66 ALTRIA GROUP INC COM Stock 02209S103 381 7448 SH SOLE 0 0 7448 AMAZON COM INC COM Stock 023135106 774 250 SH SOLE 0 0 250 AMERICAN TOWER CORP NEW COM REIT 03027X100 1571 6570 SH SOLE 0 0 6570 AMGEN INC COM Stock 031162100 165 665 SH SOLE 0 0 664 AMPHENOL CORP NEW CL A Stock 032095101 28 428 SH SOLE 0 0 428 ANAVEX LIFE SCIENCES CORP COM NEW Stock 032797300 26 1746 SH SOLE 0 0 1746 ANTHEM INC COM Stock 036752103 84 235 SH SOLE 0 0 235 APPLE INC COM Stock 037833100 6322 51756 SH SOLE 0 0 51755 ASSURANT INC COM Stock 04621X108 27 188 SH SOLE 0 0 188 AT&T INC COM Stock 00206R102 210 6951 SH SOLE 0 0 6951 ATLANTIC UN BANKSHARES CORP COM Stock 04911A107 192 5009 SH SOLE 0 0 5009 ATLAS CORP SHARES Stock Y0436Q109 2 160 SH SOLE 0 0 160 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 77 408 SH SOLE 0 0 408 BALL CORP COM Stock 058498106 53 626 SH SOLE 0 0 626 BAXTER INTL INC COM Stock 071813109 26 311 SH SOLE 0 0 311 BCE INC COM NEW Stock 05534B760 2 50 SH SOLE 0 0 50 BECTON DICKINSON & CO COM Stock 075887109 451 1854 SH SOLE 0 0 1854 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 719 2813 SH SOLE 0 0 2813 BGC PARTNERS INC CL A Stock 05541T101 19 3940 SH SOLE 0 0 3939 BK OF AMERICA CORP COM Stock 060505104 109 2820 SH SOLE 0 0 2820 BLACKROCK CR ALLOCATION INCOME COM CEF 092508100 7 472 SH SOLE 0 0 472 BLACKROCK MUNI INCOME TR II COM CEF 09249N101 1 35 SH SOLE 0 0 35 BOEING CO COM Stock 097023105 508 1996 SH SOLE 0 0 1996 BOSTON OMAHA CORP COM Stock 101044105 9 300 SH SOLE 0 0 300 BRIGHTHOUSE FINL INC COM Stock 10922N103 0 4 SH SOLE 0 0 4 BRISTOL MYERS SQUIBB CO COM Stock 110122108 32 500 SH SOLE 0 0 500 BROADRIDGE FINL SOLUTIONS INC COM Stock 11133T103 660 4309 SH SOLE 0 0 4308 BROADSTONE NET LEASE INC COM REIT 11135E203 491 26844 SH SOLE 0 0 26844 BROOKFIELD ASSET MGMT INC CL A LTD VT SH Stock 112585104 10 225 SH SOLE 0 0 225 BROOKFIELD BUSINESS PARTNERS L UNIT LTD L P Stock G16234109 0 3 SH SOLE 0 0 3 BROWN FORMAN CORP CL B Stock 115637209 13 195 SH SOLE 0 0 194 CANADIAN PAC RY LTD COM Stock 13645T100 28 75 SH SOLE 0 0 75 CANOPY GROWTH CORP COM Stock 138035100 1 29 SH SOLE 0 0 29 CAPITAL ONE FINL CORP COM Stock 14040H105 2 18 SH SOLE 0 0 18 CARNIVAL CORP PAIRED CTF Stock 143658300 16 600 SH SOLE 0 0 600 CARRIER GLOBAL CORPORATION COM Stock 14448C104 4 100 SH SOLE 0 0 100 CARVANA CO CL A Stock 146869102 3 10 SH SOLE 0 0 10 CATERPILLAR INC COM Stock 149123101 40 174 SH SOLE 0 0 174 CHAMPIONX CORPORATION COM Stock 15872M104 21 986 SH SOLE 0 0 986 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 39 63 SH SOLE 0 0 63 CHEVRON CORP NEW COM Stock 166764100 67 636 SH SOLE 0 0 635 CHIPOTLE MEXICAN GRILL INC COM Stock 169656105 476 335 SH SOLE 0 0 335 CHUBB LIMITED COM Stock H1467J104 362 2289 SH SOLE 0 0 2289 CHURCH & DWIGHT INC COM Stock 171340102 53 606 SH SOLE 0 0 605 CINTAS CORP COM Stock 172908105 801 2348 SH SOLE 0 0 2348 CISCO SYS INC COM Stock 17275R102 991 19164 SH SOLE 0 0 19164 CITIGROUP INC COM NEW Stock 172967424 31 431 SH SOLE 0 0 431 CMS ENERGY CORP COM Stock 125896100 18 298 SH SOLE 0 0 298 COCA COLA CO COM Stock 191216100 201 3820 SH SOLE 0 0 3819 COHEN & STEERS QUALITY INCOME COM CEF 19247L106 7 514 SH SOLE 0 0 514 COLGATE PALMOLIVE CO COM Stock 194162103 2 30 SH SOLE 0 0 30 COMCAST CORP NEW CL A Stock 20030N101 1229 22704 SH SOLE 0 0 22704 COMPASS DIVERSIFIED SH BEN INT Stock 20451Q104 1 48 SH SOLE 0 0 48 CONSOLIDATED EDISON INC COM Stock 209115104 44 583 SH SOLE 0 0 582 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 10 58 SH SOLE 0 0 58 CORPORATE OFFICE PPTYS TR SH BEN INT REIT 22002T108 1 31 SH SOLE 0 0 31 CORTEVA INC COM Stock 22052L104 19 403 SH SOLE 0 0 402 COSTCO WHSL CORP NEW COM Stock 22160K105 48 137 SH SOLE 0 0 137 COTY INC COM CL A Stock 222070203 4 445 SH SOLE 0 0 445 COVANTA HLDG CORP COM Stock 22282E102 1 57 SH SOLE 0 0 57 CRACKER BARREL OLD CTRY STORE COM Stock 22410J106 199 1150 SH SOLE 0 0 1150 CVS HEALTH CORP COM Stock 126650100 503 6685 SH SOLE 0 0 6685 DANAHER CORPORATION COM Stock 235851102 43 191 SH SOLE 0 0 191 DELL TECHNOLOGIES INC CL C Stock 24703L202 15 169 SH SOLE 0 0 169 DELTA AIR LINES INC DEL COM NEW Stock 247361702 74 1538 SH SOLE 0 0 1538 DIAGEO PLC SPON ADR NEW ADR 25243Q205 561 3414 SH SOLE 0 0 3413 DIGITAL RLTY TR INC COM REIT 253868103 1089 7734 SH SOLE 0 0 7733 DISCOVER FINL SVCS COM Stock 254709108 3 34 SH SOLE 0 0 34 DISNEY WALT CO COM Stock 254687106 2183 11832 SH SOLE 0 0 11831 DOLLAR GEN CORP NEW COM Stock 256677105 9 43 SH SOLE 0 0 43 DOLLAR TREE INC COM Stock 256746108 758 6620 SH SOLE 0 0 6620 DOMINION ENERGY INC COM Stock 25746U109 22 286 SH SOLE 0 0 286 DOVER CORP COM Stock 260003108 1 10 SH SOLE 0 0 10 DOW INC COM Stock 260557103 37 579 SH SOLE 0 0 579 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 30 309 SH SOLE 0 0 309 DUKE REALTY CORP COM NEW REIT 264411505 22 528 SH SOLE 0 0 528 DUPONT DE NEMOURS INC COM Stock 26614N102 44 571 SH SOLE 0 0 571 EASTMAN KODAK CO COM NEW Stock 277461406 4 500 SH SOLE 0 0 500 ECOLAB INC COM Stock 278865100 1054 4923 SH SOLE 0 0 4923 ELECTRONIC ARTS INC COM Stock 285512109 7 50 SH SOLE 0 0 50 EMERSON ELEC CO COM Stock 291011104 18 200 SH SOLE 0 0 200 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 42 850 SH SOLE 0 0 850 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 29 1325 SH SOLE 0 0 1325 EQUINIX INC COM REIT 29444U700 18 27 SH SOLE 0 0 26 EVEREST RE GROUP LTD COM Stock G3223R108 804 3244 SH SOLE 0 0 3244 EVI INDS INC COM Stock 26929N102 8 270 SH SOLE 0 0 270 EXPEDIA GROUP INC COM NEW Stock 30212P303 9 52 SH SOLE 0 0 52 EXXON MOBIL CORP COM Stock 30231G102 266 4770 SH SOLE 0 0 4769 FACEBOOK INC CL A Stock 30303M102 1424 4835 SH SOLE 0 0 4835 FEDEX CORP COM Stock 31428X106 273 960 SH SOLE 0 0 960 FERGUSON PLC NEW SHS Stock G3421J106 12 100 SH SOLE 0 0 100 FIDELITY MSCI COMMUNICATION SERVICES INDEX ETF ETF 316092873 493 9994 SH SOLE 0 0 9994 FIDELITY MSCI HEALTH CARE INDEX ETF ETF 316092600 1369 23223 SH SOLE 0 0 23222 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 1561 14748 SH SOLE 0 0 14748 FIDELITY TOTAL BOND ETF ETF 316188309 137 2621 SH SOLE 0 0 2621 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 292 8577 SH SOLE 0 0 8577 FIRST TRUST DOW JONES GLOBAL SELECT DIVIDEND INDEX FUND ETF 33734X200 10 400 SH SOLE 0 0 400 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 33 406 SH SOLE 0 0 406 FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND ETF 33735K108 73 743 SH SOLE 0 0 743 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 6030 118092 SH SOLE 0 0 118092 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 4494 79637 SH SOLE 0 0 79637 FIRST TRUST MUNICIPAL HIGH INCOME ETF ETF 33739P301 1399 25650 SH SOLE 0 0 25650 FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND ETF 33738D101 139 6115 SH SOLE 0 0 6115 FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND ETF 33733E203 18 110 SH SOLE 0 0 110 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 4440 220325 SH SOLE 0 0 220324 FIRST TRUST RIVERFRONT DYNAMIC EMERGING MARKETS ETF ETF 33739P707 955 13015 SH SOLE 0 0 13015 FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND ETF 33737M300 21 300 SH SOLE 0 0 300 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 2248 46215 SH SOLE 0 0 46214 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 33740F805 6949 131531 SH SOLE 0 0 131530 FIRST TRUST TECHNOLOGY ALPHADEX FUND ETF 33734X176 31 275 SH SOLE 0 0 275 FIRST TRUST ULTRA SHORT DURATION MUNICIPAL ETF ETF 33740J104 5576 276185 SH SOLE 0 0 276185 FIRST TRUST US EQUITY OPPORTUNITIES ETF ETF 336920103 12 100 SH SOLE 0 0 100 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 1803 47480 SH SOLE 0 0 47479 FIVERR INTL LTD ORD SHS Stock M4R82T106 0 2 SH SOLE 0 0 2 FLAHERTY & CRUMRINE PFD INCOME COM CEF 33848E106 1 86 SH SOLE 0 0 86 FORTINET INC COM Stock 34959E109 55 300 SH SOLE 0 0 300 FORTUNE BRANDS HOME & SEC INC COM Stock 34964C106 32 336 SH SOLE 0 0 336 FRANCO NEV CORP COM Stock 351858105 59 469 SH SOLE 0 0 469 FS KKR CAP CORP COM CEF 302635206 42 2098 SH SOLE 0 0 2098 GENERAL ELECTRIC CO COM Stock 369604103 22 1695 SH SOLE 0 0 1695 GENERAL MLS INC COM Stock 370334104 54 888 SH SOLE 0 0 888 GOLDMAN SACHS GROUP INC COM Stock 38141G104 8 25 SH SOLE 0 0 25 HANNON ARMSTRONG SUST INFR CAP COM REIT 41068X100 1 25 SH SOLE 0 0 25 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 11 96 SH SOLE 0 0 96 HEICO CORP NEW CL A Stock 422806208 8 66 SH SOLE 0 0 66 HEICO CORP NEW COM Stock 422806109 1 10 SH SOLE 0 0 10 HELMERICH & PAYNE INC COM Stock 423452101 3 125 SH SOLE 0 0 125 HERCULES CAPITAL INC COM CEF 427096508 1 70 SH SOLE 0 0 70 HERSHEY CO COM Stock 427866108 25 160 SH SOLE 0 0 160 HOME DEPOT INC COM Stock 437076102 2205 7223 SH SOLE 0 0 7223 HONEYWELL INTL INC COM Stock 438516106 1539 7089 SH SOLE 0 0 7089 IAC INTERACTIVECORP NEW COM Stock 44891N109 11 50 SH SOLE 0 0 50 ICON PLC SHS Stock G4705A100 69 350 SH SOLE 0 0 350 ILLINOIS TOOL WKS INC COM Stock 452308109 520 2347 SH SOLE 0 0 2347 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 87 884 SH SOLE 0 0 884 INGERSOLL RAND INC COM Stock 45687V106 11 220 SH SOLE 0 0 219 INTEL CORP COM Stock 458140100 158 2463 SH SOLE 0 0 2463 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 422 3774 SH SOLE 0 0 3774 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 30 225 SH SOLE 0 0 225 INTUIT COM Stock 461202103 39 102 SH SOLE 0 0 102 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 45 61 SH SOLE 0 0 61 INVESCO CALIF VALUE MUN INCOME COM CEF 46132H106 5 370 SH SOLE 0 0 370 INVESCO CURRENCYSHARES JAPANESE YEN TRUST ETF 46138W107 94 1100 SH SOLE 0 0 1100 INVESCO CURRENCYSHARES SWISS FRANC TRUST ETF 46138R108 77 800 SH SOLE 0 0 800 INVESCO DYNAMIC BIOTECHNOLOGY & GENOME ETF ETF 46137V787 11 151 SH SOLE 0 0 151 INVESCO LTD SHS Stock G491BT108 3 100 SH SOLE 0 0 100 INVESCO MUN TR COM CEF 46131J103 12 941 SH SOLE 0 0 941 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K 1A ETF ETF 46090F100 23 1362 SH SOLE 0 0 1362 INVESCO QQQ TRUST ETF 46090E103 3289 10306 SH SOLE 0 0 10306 INVESCO RUSSELL 1000 EQUAL WEIGHT ETF ETF 46138E420 0 1 SH SOLE 0 0 1 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF ETF 46137V282 1 3 SH SOLE 0 0 3 INVESCO S&P 500 LOW VOLATILITY ETF ETF 46138E354 11 184 SH SOLE 0 0 184 INVESCO S&P MIDCAP 400 PURE GROWTH ETF ETF 46137V217 5 22 SH SOLE 0 0 22 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 22 475 SH SOLE 0 0 475 INVESCO WATER RESOURCES ETF ETF 46137V142 33 662 SH SOLE 0 0 662 INVITAE CORP COM Stock 46185L103 1 20 SH SOLE 0 0 20 IQVIA HLDGS INC COM Stock 46266C105 739 3825 SH SOLE 0 0 3825 ISHARES 1 to 3 YEAR TREASURY BOND ETF ETF 464287457 574 6653 SH SOLE 0 0 6652 ISHARES AGENCY BOND ETF ETF 464288166 12 104 SH SOLE 0 0 104 ISHARES ASIA 50 ETF ETF 464288430 549 5954 SH SOLE 0 0 5954 ISHARES COMEX GOLD TRUST ETF 464285105 135 8300 SH SOLE 0 0 8300 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 0 0 SH SOLE 0 0 0 ISHARES CORE INTERNATIONAL AGGREGATE BOND FUND ETF 46435G672 185 3365 SH SOLE 0 0 3364 ISHARES CORE MSCI EAFE ETF ETF 46432F842 425 5900 SH SOLE 0 0 5900 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 40 629 SH SOLE 0 0 629 ISHARES CORE S&P 500 ETF ETF 464287200 2005 5041 SH SOLE 0 0 5040 ISHARES CORE S&P US VALUE ETF ETF 464287663 1022 14839 SH SOLE 0 0 14839 ISHARES CORE US AGGREGATE BOND ETF ETF 464287226 2572 22599 SH SOLE 0 0 22598 ISHARES CURRENCY HEDGED MSCI EAFE SMALL CAP ETF ETF 46435G839 671 19101 SH SOLE 0 0 19101 ISHARES EUROPE ETF ETF 464287861 592 11789 SH SOLE 0 0 11789 ISHARES FLOATING RATE BOND ETF ETF 46429B655 673 13248 SH SOLE 0 0 13247 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 697 22129 SH SOLE 0 0 22128 ISHARES MSCI ACWI INDEX FUND ETF 464288257 71 749 SH SOLE 0 0 749 ISHARES MSCI EAFE ETF ETF 464287465 80 1049 SH SOLE 0 0 1049 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 505 5023 SH SOLE 0 0 5023 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 714 9933 SH SOLE 0 0 9933 ISHARES MSCI INDIA SMALL CAP INDEX FUND ETF 46429B614 14 290 SH SOLE 0 0 290 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 1789 25857 SH SOLE 0 0 25857 ISHARES MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 1 7 SH SOLE 0 0 7 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 1 5 SH SOLE 0 0 5 ISHARES MSCI USA SMALL CAP MIN VOL FACTOR ETF ETF 46435G433 942 25558 SH SOLE 0 0 25557 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 4 24 SH SOLE 0 0 24 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 560 4828 SH SOLE 0 0 4828 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 155 2680 SH SOLE 0 0 2680 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 1 24 SH SOLE 0 0 24 ISHARES RUSSELL 1000 ETF ETF 464287622 101 450 SH SOLE 0 0 450 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 57 236 SH SOLE 0 0 236 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 146 964 SH SOLE 0 0 963 ISHARES RUSSELL 2000 ETF ETF 464287655 144 652 SH SOLE 0 0 651 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 0 0 SH SOLE 0 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 136 853 SH SOLE 0 0 852 ISHARES RUSSELL MID CAP GROWTH ETF ETF 464287481 36 350 SH SOLE 0 0 350 ISHARES S&P 500 GROWTH ETF ETF 464287309 3325 51068 SH SOLE 0 0 51067 ISHARES S&P MID CAP 400 GROWTH ETF ETF 464287606 941 12010 SH SOLE 0 0 12009 ISHARES S&P MIDCAP FUND ETF 464287507 143 550 SH SOLE 0 0 550 ISHARES S&P SMALL CAP 600 GROWTH ETF ETF 464287887 621 4844 SH SOLE 0 0 4844 ISHARES S&P SMALL CAP 600 VALUE ETF ETF 464287879 824 8180 SH SOLE 0 0 8179 ISHARES S&P SMALL CAP FUND ETF 464287804 740 6816 SH SOLE 0 0 6816 ISHARES SELECT DIVIDEND ETF ETF 464287168 1624 14231 SH SOLE 0 0 14231 ISHARES SILVER TRUST ETF 46428Q109 36 1585 SH SOLE 0 0 1585 ISHARES TIPS BOND ETF ETF 464287176 14 113 SH SOLE 0 0 113 ISHARES US AEROSPACE & DEFENSE ETF ETF 464288760 138 1329 SH SOLE 0 0 1329 ISHARES US CONSUMER GOODS ETF ETF 464287812 151 854 SH SOLE 0 0 853 ISHARES US HOME CONSTRUCTION ETF ETF 464288752 29 421 SH SOLE 0 0 421 ISHARES US MEDICAL DEVICES ETF ETF 464288810 57 172 SH SOLE 0 0 172 ISHARES US REAL ESTATE ETF ETF 464287739 18 198 SH SOLE 0 0 198 JOHNSON & JOHNSON COM Stock 478160104 2536 15428 SH SOLE 0 0 15427 JOHNSON CTLS INTL PLC SHS Stock G51502105 0 8 SH SOLE 0 0 8 JPMORGAN CHASE & CO COM Stock 46625H100 2674 17564 SH SOLE 0 0 17564 KIMBERLY CLARK CORP COM Stock 494368103 17 125 SH SOLE 0 0 125 KINDER MORGAN INC DEL COM Stock 49456B101 112 6753 SH SOLE 0 0 6752 KINROSS GOLD CORP COM Stock 496902404 7 1000 SH SOLE 0 0 1000 KNOWLES CORP COM Stock 49926D109 0 5 SH SOLE 0 0 5 LIBERTY MEDIA CORP DEL COM SER A FRMLA Stock 531229870 8 200 SH SOLE 0 0 200 LILLY ELI & CO COM Stock 532457108 29 155 SH SOLE 0 0 155 LINCOLN NATL CORP IND COM Stock 534187109 35 570 SH SOLE 0 0 570 LINDE PLC SHS Stock G5494J103 1387 4952 SH SOLE 0 0 4952 LOCKHEED MARTIN CORP COM Stock 539830109 52 141 SH SOLE 0 0 141 LULULEMON ATHLETICA INC COM Stock 550021109 12 39 SH SOLE 0 0 39 LUMEN TECHNOLOGIES INC COM Stock 550241103 0 18 SH SOLE 0 0 17 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 1 24 SH SOLE 0 0 24 MAIN STR CAP CORP COM CEF 56035L104 1 25 SH SOLE 0 0 25 MANULIFE FINL CORP COM Stock 56501R106 14 642 SH SOLE 0 0 642 MARATHON PETE CORP COM Stock 56585A102 34 633 SH SOLE 0 0 633 MARKETAXESS HLDGS INC COM Stock 57060D108 41 83 SH SOLE 0 0 83 MARSH & MCLENNAN COS INC COM Stock 571748102 179 1469 SH SOLE 0 0 1469 MASIMO CORP COM Stock 574795100 6 25 SH SOLE 0 0 25 MASTERCARD INCORPORATED CL A Stock 57636Q104 780 2192 SH SOLE 0 0 2192 MATCH GROUP INC NEW COM Stock 57667L107 15 107 SH SOLE 0 0 107 MCCORMICK & CO INC COM NON VTG Stock 579780206 1011 11335 SH SOLE 0 0 11335 MCDONALDS CORP COM Stock 580135101 322 1438 SH SOLE 0 0 1438 MEDTRONIC PLC SHS Stock G5960L103 0 0 SH SOLE 0 0 0 MERCK & CO INC COM Stock 58933Y105 91 1177 SH SOLE 0 0 1177 METLIFE INC COM Stock 59156R108 20 322 SH SOLE 0 0 322 MGM RESORTS INTERNATIONAL COM Stock 552953101 15 400 SH SOLE 0 0 400 MICROSOFT CORP COM Stock 594918104 836 3547 SH SOLE 0 0 3546 MODERNA INC COM Stock 60770K107 10 75 SH SOLE 0 0 75 MONDELEZ INTL INC CL A Stock 609207105 106 1810 SH SOLE 0 0 1810 MOODYS CORP COM Stock 615369105 15 51 SH SOLE 0 0 51 MORGAN STANLEY COM NEW Stock 617446448 1013 13048 SH SOLE 0 0 13047 NATIONAL GRID PLC SPONSORED ADR NE ADR 636274409 8 140 SH SOLE 0 0 140 NCR CORP NEW COM Stock 62886E108 1 19 SH SOLE 0 0 19 NETFLIX INC COM Stock 64110L106 49 93 SH SOLE 0 0 93 NEW YORK MTG TR INC COM PAR 02 REIT 649604501 4 891 SH SOLE 0 0 891 NEWMARK GROUP INC CL A Stock 65158N102 16 1576 SH SOLE 0 0 1576 NEWMONT CORP COM Stock 651639106 90 1494 SH SOLE 0 0 1494 NEXTERA ENERGY INC COM Stock 65339F101 62 824 SH SOLE 0 0 824 NICE LTD SPONSORED ADR ADR 653656108 1 5 SH SOLE 0 0 5 NIKE INC CL B Stock 654106103 271 2038 SH SOLE 0 0 2038 NIO INC SPON ADS ADR 62914V106 39 1000 SH SOLE 0 0 1000 NOMAD FOODS LTD USD ORD SHS Stock G6564A105 15 560 SH SOLE 0 0 560 NORTHROP GRUMMAN CORP COM Stock 666807102 3 8 SH SOLE 0 0 8 NOV INC COM Stock 637071101 1 60 SH SOLE 0 0 60 NOVARTIS AG SPONSORED ADR ADR 66987V109 17 195 SH SOLE 0 0 195 NOVAVAX INC COM NEW Stock 670002401 15 85 SH SOLE 0 0 85 NUVEEN AMT FREE MUN CR INC FD COM CEF 67071L106 47 2755 SH SOLE 0 0 2755 NUVEEN AMT FREE QLTY MUN INCME COM CEF 670657105 23 1527 SH SOLE 0 0 1527 NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT CEF 67070X101 0 25 SH SOLE 0 0 25 NUVEEN N Y MUN VALUE FD COM CEF 67062M105 163 16739 SH SOLE 0 0 16739 NUVEEN N Y SELECT TAX FREE INC SH BEN INT CEF 67063V104 155 10677 SH SOLE 0 0 10677 NUVEEN NEW YORK AMT QLT MUNICP COM CEF 670656107 28 2022 SH SOLE 0 0 2022 NVIDIA CORPORATION COM Stock 67066G104 13 25 SH SOLE 0 0 25 ONEOK INC NEW COM Stock 682680103 392 7746 SH SOLE 0 0 7745 ORACLE CORP COM Stock 68389X105 49 701 SH SOLE 0 0 700 OTIS WORLDWIDE CORP COM Stock 68902V107 75 1094 SH SOLE 0 0 1094 PAR TECHNOLOGY CORP COM Stock 698884103 13 200 SH SOLE 0 0 200 PARKER HANNIFIN CORP COM Stock 701094104 205 649 SH SOLE 0 0 649 PAYPAL HLDGS INC COM Stock 70450Y103 12 48 SH SOLE 0 0 48 PEABODY ENERGY CORP NEW COM Stock 704551100 0 15 SH SOLE 0 0 15 PEMBINA PIPELINE CORP COM Stock 706327103 2 74 SH SOLE 0 0 74 PEOPLES UNITED FINANCIAL INC COM Stock 712704105 13 730 SH SOLE 0 0 730 PEPSICO INC COM Stock 713448108 486 3437 SH SOLE 0 0 3436 PFIZER INC COM Stock 717081103 134 3685 SH SOLE 0 0 3685 PHILIP MORRIS INTL INC COM Stock 718172109 573 6459 SH SOLE 0 0 6458 PHILLIPS 66 COM Stock 718546104 319 3913 SH SOLE 0 0 3913 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE TRADED FUND ETF 72201R833 1327 13019 SH SOLE 0 0 13019 PLAINS GP HLDGS L P LTD PARTNR INT A Stock 72651A207 1 79 SH SOLE 0 0 79 PPL CORP COM Stock 69351T106 1 22 SH SOLE 0 0 22 PROCTER AND GAMBLE CO COM Stock 742718109 1739 12841 SH SOLE 0 0 12841 PTC INC COM Stock 69370C100 28 200 SH SOLE 0 0 200 PUBLIC SVC ENTERPRISE GRP INC COM Stock 744573106 2 33 SH SOLE 0 0 33 RAMBUS INC DEL COM Stock 750917106 10 500 SH SOLE 0 0 500 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 301 3894 SH SOLE 0 0 3894 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 41 1041 SH SOLE 0 0 1040 REALTY INCOME CORP COM REIT 756109104 58 907 SH SOLE 0 0 907 REPUBLIC SVCS INC COM Stock 760759100 34 339 SH SOLE 0 0 339 ROCKET COS INC COM CL A Stock 77311W101 7 300 SH SOLE 0 0 300 ROLLINS INC COM Stock 775711104 9 252 SH SOLE 0 0 251 ROPER TECHNOLOGIES INC COM Stock 776696106 44 110 SH SOLE 0 0 110 ROYAL CARIBBEAN GROUP COM Stock V7780T103 8 95 SH SOLE 0 0 95 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 269 7294 SH SOLE 0 0 7294 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 14 347 SH SOLE 0 0 347 ROYAL GOLD INC COM Stock 780287108 512 4759 SH SOLE 0 0 4758 S&P GLOBAL INC COM Stock 78409V104 297 842 SH SOLE 0 0 842 SCHLUMBERGER LTD COM Stock 806857108 130 4783 SH SOLE 0 0 4783 SCHWAB CHARLES CORP COM Stock 808513105 259 3976 SH SOLE 0 0 3975 SCHWAB US SMALL CAP ETF ETF 808524607 272 2728 SH SOLE 0 0 2728 SCHWAB US TIPS ETF ETF 808524870 4 71 SH SOLE 0 0 71 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 18 250 SH SOLE 0 0 250 SEMPRA ENERGY COM Stock 816851109 33 246 SH SOLE 0 0 246 SHERWIN WILLIAMS CO COM Stock 824348106 331 448 SH SOLE 0 0 448 SIRIUS XM HOLDINGS INC COM Stock 82968B103 16 2560 SH SOLE 0 0 2560 SIXTH STREET SPECIALTY LENDNIN COM CEF 83012A109 1 30 SH SOLE 0 0 30 SKYWEST INC COM Stock 830879102 29 533 SH SOLE 0 0 533 SOUTHERN CO COM Stock 842587107 11 176 SH SOLE 0 0 176 SOUTHWEST AIRLS CO COM Stock 844741108 12 200 SH SOLE 0 0 200 SPDR BLACKSTONE SENIOR LOAN ETF ETF 78467V608 50 1092 SH SOLE 0 0 1092 SPDR DOUBLELINE EMERGING MARKETS FIXED INCOME ETF ETF 78470P309 6 129 SH SOLE 0 0 129 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 15 306 SH SOLE 0 0 306 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 98 298 SH SOLE 0 0 298 SPDR DOW JONES REIT ETF ETF 78464A607 18 191 SH SOLE 0 0 191 SPDR GOLD MINISHARES TRUST ETF 98149E204 6 348 SH SOLE 0 0 348 SPDR GOLD SHARES ETF 78463V107 2042 12763 SH SOLE 0 0 12763 SPDR S&P 500 ETF ETF 78462F103 220 556 SH SOLE 0 0 556 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 713 8305 SH SOLE 0 0 8305 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 550 6705 SH SOLE 0 0 6705 SPDR S&P DIVIDEND ETF ETF 78464A763 208 1766 SH SOLE 0 0 1765 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 24 50 SH SOLE 0 0 50 SPDR S&P TELECOM ETF ETF 78464A540 11 113 SH SOLE 0 0 113 STANLEY BLACK & DECKER INC COM Stock 854502101 109 544 SH SOLE 0 0 544 STARBUCKS CORP COM Stock 855244109 1563 14300 SH SOLE 0 0 14299 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN Stock 864482104 17 1164 SH SOLE 0 0 1163 SYNCHRONY FINANCIAL COM Stock 87165B103 3 78 SH SOLE 0 0 78 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 94 795 SH SOLE 0 0 795 TE CONNECTIVITY LTD REG SHS Stock H84989104 1 8 SH SOLE 0 0 8 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 49 366 SH SOLE 0 0 366 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Stock Y8564M105 2 114 SH SOLE 0 0 114 TEGNA INC COM Stock 87901J105 0 20 SH SOLE 0 0 20 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 149 28044 SH SOLE 0 0 28043 TERADATA CORP DEL COM Stock 88076W103 1 19 SH SOLE 0 0 19 TESLA INC COM Stock 88160R101 2 3 SH SOLE 0 0 3 TEXAS INSTRS INC COM Stock 882508104 309 1635 SH SOLE 0 0 1635 THERAPEUTICSMD INC COM Stock 88338N107 1 650 SH SOLE 0 0 650 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 2937 6435 SH SOLE 0 0 6435 TORONTO DOMINION BK ONT COM NEW Stock 891160509 49 752 SH SOLE 0 0 752 TRANE TECHNOLOGIES PLC SHS Stock G8994E103 36 215 SH SOLE 0 0 215 TRAVELERS COMPANIES INC COM Stock 89417E109 316 2100 SH SOLE 0 0 2099 TWITTER INC COM Stock 90184L102 13 200 SH SOLE 0 0 200 ULTA BEAUTY INC COM Stock 90384S303 0 1 SH SOLE 0 0 1 UNILEVER PLC SPON ADR NEW ADR 904767704 22 399 SH SOLE 0 0 399 UNION PAC CORP COM Stock 907818108 9 41 SH SOLE 0 0 41 UNITED AIRLS HLDGS INC COM Stock 910047109 2 27 SH SOLE 0 0 27 UNITED PARCEL SERVICE INC CL B Stock 911312106 290 1707 SH SOLE 0 0 1706 UNITED THERAPEUTICS CORP DEL COM Stock 91307C102 47 278 SH SOLE 0 0 278 UNITEDHEALTH GROUP INC COM Stock 91324P102 2257 6065 SH SOLE 0 0 6065 UNIVERSAL DISPLAY CORP COM Stock 91347P105 24 100 SH SOLE 0 0 100 V F CORP COM Stock 918204108 197 2463 SH SOLE 0 0 2463 VALE S A SPONSORED ADS ADR 91912E105 3 150 SH SOLE 0 0 150 VALERO ENERGY CORP COM Stock 91913Y100 18 255 SH SOLE 0 0 255 VALLEY NATL BANCORP COM Stock 919794107 8 556 SH SOLE 0 0 555 VANECK VECTORS BIOTECH ETF ETF 92189F726 18 100 SH SOLE 0 0 100 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 458 14096 SH SOLE 0 0 14096 VANECK VECTORS LOW CARBON ENERGY ETF ETF 92189F502 1351 8597 SH SOLE 0 0 8596 VANGUARD COMMUNICATION SERVICES ETF ETF 92204A884 13 100 SH SOLE 0 0 100 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 8 45 SH SOLE 0 0 45 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 981 6670 SH SOLE 0 0 6669 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 441 5218 SH SOLE 0 0 5218 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 40 810 SH SOLE 0 0 810 VANGUARD GROWTH INDEX FUND ETF 922908736 209 813 SH SOLE 0 0 813 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 45 196 SH SOLE 0 0 196 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 6 60 SH SOLE 0 0 60 VANGUARD INDUSTRIALS INDEX FUND ETF 92204A603 28 150 SH SOLE 0 0 150 VANGUARD MID CAP INDEX FUND ETF 922908629 2983 13478 SH SOLE 0 0 13477 VANGUARD MID CAP VALUE INDEX FUND ETF 922908512 32 235 SH SOLE 0 0 235 VANGUARD MORTGAGE BACKED SECURITIES ETF ETF 92206C771 65 1224 SH SOLE 0 0 1224 VANGUARD REAL ESTATE ETF ETF 922908553 7 74 SH SOLE 0 0 74 VANGUARD S&P 500 ETF ETF 922908363 36 100 SH SOLE 0 0 99 VANGUARD SMALL CAP INDEX FUND ETF 922908751 62 289 SH SOLE 0 0 288 VANGUARD UTILITIES INDEX FUND ETF 92204A876 8 56 SH SOLE 0 0 56 VEEVA SYS INC CL A COM Stock 922475108 162 622 SH SOLE 0 0 622 VENTAS INC COM REIT 92276F100 12 232 SH SOLE 0 0 231 VERISK ANALYTICS INC COM Stock 92345Y106 1257 7114 SH SOLE 0 0 7114 VERIZON COMMUNICATIONS INC COM Stock 92343V104 1288 22148 SH SOLE 0 0 22147 VIACOMCBS INC CL B Stock 92556H206 25 564 SH SOLE 0 0 564 VIATRIS INC COM Stock 92556V106 7 472 SH SOLE 0 0 472 VIPER ENERGY PARTNERS LP COM UNT RP INT Stock 92763M105 2 111 SH SOLE 0 0 111 VIRTUS GLOBAL DIVID & INCOME F COM CEF 92835W107 0 53 SH SOLE 0 0 53 VISA INC COM CL A Stock 92826C839 1829 8638 SH SOLE 0 0 8637 VODAFONE GROUP PLC NEW SPONSORED ADR ADR 92857W308 1 71 SH SOLE 0 0 71 WABTEC COM Stock 929740108 0 1 SH SOLE 0 0 1 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 1 15 SH SOLE 0 0 15 WALMART INC COM Stock 931142103 14 100 SH SOLE 0 0 100 WASTE MGMT INC DEL COM Stock 94106L109 13 100 SH SOLE 0 0 100 WATSCO INC COM Stock 942622200 6 22 SH SOLE 0 0 21 WD 40 CO COM Stock 929236107 47 152 SH SOLE 0 0 152 WELLS FARGO CO NEW COM Stock 949746101 39 995 SH SOLE 0 0 994 WEST PHARMACEUTICAL SVSC INC COM Stock 955306105 1022 3628 SH SOLE 0 0 3628 WEYERHAEUSER CO MTN BE COM NEW REIT 962166104 10 280 SH SOLE 0 0 280 WHEATON PRECIOUS METALS CORP COM Stock 962879102 50 1306 SH SOLE 0 0 1306 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF 97717W851 28 461 SH SOLE 0 0 461 WP CAREY INC COM REIT 92936U109 65 920 SH SOLE 0 0 920 WYNN RESORTS LTD COM Stock 983134107 13 100 SH SOLE 0 0 100 XPO LOGISTICS INC COM Stock 983793100 43 350 SH SOLE 0 0 350 X TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 2844 78329 SH SOLE 0 0 78328 X TRACKERS MSCI EUROPE HEDGED EQUITY ETF ETF 233051853 452 13951 SH SOLE 0 0 13951 X TRACKERS MSCI JAPAN HEDGED EQUITY ETF ETF 233051507 342 6865 SH SOLE 0 0 6865 YUM BRANDS INC COM Stock 988498101 32 300 SH SOLE 0 0 300 ZIMMER BIOMET HOLDINGS INC COM Stock 98956P102 46 288 SH SOLE 0 0 288 ZOETIS INC CL A Stock 98978V103 66 421 SH SOLE 0 0 421