SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Alyeska Investment Group, L.P.

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/19/2020
3. Issuer Name and Ticker or Trading Symbol
CC Neuberger Principal Holdings I [ PCPL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares(1)(2)(3)(4) 4,284,001 D
Class A Ordinary Shares(1)(2)(3)(4) 4,250,001 D
Class A Ordinary Shares(1)(2)(3)(4) 34,000 D
Class A Ordinary Shares(1)(2)(3)(4) 4,250,001 I Footnotes(2)(3)
Class A Ordinary Shares(1)(2)(3)(4) 34,000 I Footnotes(2)(3)
Class A Ordinary Shares(1)(2)(3)(4) 4,284,001 I Footnotes(2)(3)
Class A Ordinary Shares(1)(2)(3)(4) 4,284,001 I Footnotes(2)(3)
Class A Ordinary Shares(1)(2)(3)(4) 4,284,001 I Footnotes(2)(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Alyeska Investment Group, L.P.

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Alyeska Master Fund, L.P.

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Alyeska Master Fund 3, L.P.

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ALYESKA FUND GP, LLC

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ALYESKA FUND 3 GP, LLC

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ALYESKA INVESTMENT GROUP, LLC

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ALYESKA INVESTMENTS, LLC

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
PAREKH ANAND

(Last) (First) (Middle)
77 WEST WACKER DRIVE, 7TH FLOOR

(Street)
CHICAGO IL 60601

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Alyeska Investment Group, L.P. (the "Investment Manager") is the investment manager of each of Alyeska Master Fund, L.P. ("Fund 1") and Alyeska Master Fund 3, L.P. ("Fund 3" and, together with Fund 1, the "Funds"). In that capacity, the Investment Manager directs the voting and disposition of securities held by the Funds. Fund 1 is the direct owner of 4,250,001 Class A Ordinary Shares, par value $0.0001 per share ("Class A Ordinary Shares"), of CC Neuberger Principal Holdings I. Fund 3 is the direct owner of 34,000 Class A Ordinary Shares. The Investment Manager receives an asset-based fee relating to the Class A Ordinary Shares directly held by the Funds, and does not hold a pecuniary interest in such Class A Ordinary Shares.
2. (i) Alyeska Fund GP, LLC is the general partner of Fund 1 and has an indirect profits interest in the Class A Ordinary Shares directly held by Fund 1; (ii) Alyeska Fund 3 GP, LLC is the general partner of Fund 3 and has an indirect profits interest in the Class A Ordinary Shares directly held by Fund 3; (iii) Alyeska Investment Group, LLC is the sole owner of Alyeska Fund GP, LLC and Alyeska Fund 3 GP, LLC, and has an indirect profits interest in the Class A Ordinary Shares directly held by the Funds; (iv) Alyeska Investments, LLC (together with Alyeska Fund GP, LLC, Alyeska Fund 3 GP, LLC and Alyeska Investment Group, LLC, the "Upper Tier Entities") is the managing member of Alyeska Investment Group, LLC and has an indirect profits interest in the Class A Ordinary Shares directly held by the Funds; and (v) Anand Parekh is the managing member of Alyeska Investments, LLC and has an indirect profits interest in the Class A Ordinary Shares directly held by the Funds.
3. The filing of this Form 3 shall not be construed as an admission that Mr. Parekh or any Upper Tier Entity is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any Class A Ordinary Shares. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of Mr. Parekh and the Upper Tier Entities disclaims such beneficial ownership, except to the extent of his or its pecuniary interest.
4. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16(a)-3(j) under the Exchange Act.
Remarks:
Alyeska Investment Group, L.P., By: /s/ Jason Bragg, Chief Financial Officer 08/31/2020
Alyeska Master Fund, L.P., By: Alyeska Fund GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer 08/31/2020
Alyeska Master Fund 3, L.P., By: Alyeska Fund 3 GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer 08/31/2020
Alyeska Fund GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer 08/31/2020
Alyeska Fund 3 GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer 08/31/2020
Alyeska Investment Group, LLC, By: /s/ Jason Bragg, Chief Financial Officer 08/31/2020
Alyeska Investments, LLC, By: /s/ Anand Parekh, Managing Member 08/31/2020
/s/ Anand Parekh 08/31/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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