Chief Compliance Officer

0001085146-23-001550.txt : 20230407 0001085146-23-001550.hdr.sgml : 20230407 20230407131758 ACCESSION NUMBER: 0001085146-23-001550 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230407 DATE AS OF CHANGE: 20230407 EFFECTIVENESS DATE: 20230407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Austin Private Wealth, LLC CENTRAL INDEX KEY: 0001800328 IRS NUMBER: 272194986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19892 FILM NUMBER: 23808429 BUSINESS ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 BUSINESS PHONE: 5128864114 MAIL ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001800328 XXXXXXXX 03-31-2023 03-31-2023 false Austin Private Wealth, LLC

3108 N LAMAR BOULEVARD SUITE B100 AUSTIN TX 78705

13F HOLDINGS REPORT 028-19892 N Dan Kraus Chief Compliance Officer 512-886-4114 /s/Dan Kraus Austin TX 04-06-2023 0 168 626656430 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 239176 2362 SH SOLE 2362 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 494622 3104 SH SOLE 3104 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 BBG001S5NCQ5 322169 836 SH SOLE 836 0 0 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 204547 2087 SH SOLE 2087 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 BBG009HT65S0 146393 11970 SH SOLE 11970 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1526283 14714 SH SOLE 14714 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2739256 26339 SH SOLE 26339 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 2299649 22264 SH SOLE 22264 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 21 200 SH Call SOLE 200 0 0 APPLE INC COM 037833100 BBG001S5N8V8 9468411 57419 SH SOLE 57419 0 0 APPLE INC COM 037833100 BBG001S5N8V8 82 500 SH Call SOLE 500 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 BBG001SCG0R3 200129 294 SH SOLE 294 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 327770 17027 SH SOLE 17027 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 328728 11494 SH SOLE 11494 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 151 5300 SH Call SOLE 5300 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 595000 1927 SH SOLE 1927 0 0 BLACKROCK ETF TRUST US CARBON TRANS 09290C509 BBG00ZS43SF2 760303 16806 SH SOLE 16806 0 0 BLUE APRON HLDGS INC CL A NEW 09523Q200 BBG00FPFJTC8 6836 10090 SH SOLE 10090 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 272231 3928 SH SOLE 3928 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 599198 934 SH SOLE 934 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 128 200 SH Call SOLE 200 0 0 CATERPILLAR INC COM 149123101 BBG001S5PJ06 222204 971 SH SOLE 971 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 1141242 6995 SH SOLE 6995 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 286833 5487 SH SOLE 5487 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 246383 3972 SH SOLE 3972 0 0 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 330126 8708 SH SOLE 8708 0 0 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 493867 4978 SH SOLE 4978 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 201752 406 SH SOLE 406 0 0 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 284553 1129 SH SOLE 1129 0 0 DISNEY WALT CO COM 254687106 BBG001S5QHF3 241514 2412 SH SOLE 2412 0 0 DOMINION ENERGY INC COM 25746U109 BBG001S5QCP3 220229 3939 SH SOLE 3939 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 319140 12322 SH SOLE 12322 0 0 EQUIFAX INC COM 294429105 BBG001S5QSK3 217039 1070 SH SOLE 1070 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 3978917 36284 SH SOLE 36284 0 0 FORTINET INC COM 34959E109 BBG001S77BL6 281990 4243 SH SOLE 4243 0 0 FORTINET INC COM 34959E109 BBG001S77BL6 66 1000 SH Call SOLE 1000 0 0 GENERAL DYNAMICS CORP COM 369550108 BBG001S5RHP1 216800 950 SH SOLE 950 0 0 HOME DEPOT INC COM 437076102 BBG001S5RTW7 372146 1261 SH SOLE 1261 0 0 ILLINOIS TOOL WKS INC COM 452308109 BBG001S5SDX0 283376 1164 SH SOLE 1164 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 382218 2916 SH SOLE 2916 0 0 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 BBG007HL81B6 304166 21390 SH SOLE 21390 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 BBG001V28DF5 438101 5136 SH SOLE 5136 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 927586 2890 SH SOLE 2890 0 0 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 1547043 41398 SH SOLE 41398 0 0 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 14272246 292524 SH SOLE 292524 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 385724 12253 SH SOLE 12253 0 0 ISHARES INC MSCI EM ASIA ETF 464286426 BBG002MYG936 1209157 18197 SH SOLE 18197 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 BBG001SSD830 3717854 32459 SH SOLE 32459 0 0 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 624650 2497 SH SOLE 2497 0 0 ISHARES TR CORE S&P US VLU 464287663 BBG001SFQL80 242884 3292 SH SOLE 3292 0 0 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 1874936 4561 SH SOLE 4561 0 0 ISHARES TR CORE TOTAL USD 46434V613 BBG006MJCSW0 15985068 346372 SH SOLE 346372 0 0 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 33547812 358111 SH SOLE 358111 0 0 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 12588782 211541 SH SOLE 211541 0 0 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 15539850 320211 SH SOLE 320211 0 0 ISHARES TR ESG ADV TTL USD 46436E619 BBG00VJ13GZ1 407659 9430 SH SOLE 9430 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 BBG00D7BBRS7 642537 8944 SH SOLE 8944 0 0 ISHARES TR ESG AWARE MSCI 46435U663 BBG00KK87757 526539 15491 SH SOLE 15491 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 15112106 167077 SH SOLE 167077 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 BBG00MC0P0K7 520682 10834 SH SOLE 10834 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 BBG00H4BH3F2 691163 30031 SH SOLE 30031 0 0 ISHARES TR ESG EAFE ETF 46436E759 BBG00VHK1HS9 573375 9622 SH SOLE 9622 0 0 ISHARES TR ESG MSCI USA ETF 46436E767 BBG00VHK2B74 786636 23787 SH SOLE 23787 0 0 ISHARES TR FALN ANGLS USD 46435G474 BBG00D332C84 1075365 42555 SH SOLE 42555 0 0 ISHARES TR JPMORGAN USD EMG 464288281 BBG001SQS9Y2 1084712 12572 SH SOLE 12572 0 0 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 13512003 142637 SH SOLE 142637 0 0 ISHARES TR MSCI KLD400 SOC 464288570 BBG001SRYH02 816321 10467 SH SOLE 10467 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 7993058 109885 SH SOLE 109885 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 29624768 238784 SH SOLE 238784 0 0 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 31067491 288356 SH SOLE 288356 0 0 ISHARES TR RUS 1000 ETF 464287622 BBG001S562W9 15592320 69228 SH SOLE 69228 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 BBG001S562F8 231130 1019 SH SOLE 1019 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 BBG001S56277 379819 2772 SH SOLE 2772 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 2469089 13840 SH SOLE 13840 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 BBG001SLS4Q3 5448640 52050 SH SOLE 52050 0 0 ISHARES TR U.S. TECH ETF 464287721 BBG001SFB7Z7 11043936 118995 SH SOLE 118995 0 0 ISHARES TR US INFRASTRUC 46435U713 BBG00KHHFPF1 2333220 62519 SH SOLE 62519 0 0 ISHARES TR US TREAS BD ETF 46429B267 BBG002NCKPP8 12446846 532372 SH SOLE 532372 0 0 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 851963 5497 SH SOLE 5497 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 882329 6771 SH SOLE 6771 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 208 1600 SH Call SOLE 1600 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 330438 699 SH SOLE 699 0 0 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 233203 642 SH SOLE 642 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 514881 1841 SH SOLE 1841 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 581802 5469 SH SOLE 5469 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 650020 3067 SH SOLE 3067 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 5073652 17599 SH SOLE 17599 0 0 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 208437 2374 SH SOLE 2374 0 0 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 88 1000 SH Call SOLE 1000 0 0 NEW GOLD INC CDA COM 644535106 BBG001S5YM54 15785 14350 SH SOLE 14350 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 1765818 6357 SH SOLE 6357 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 56 200 SH Call SOLE 200 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 56 200 SH Put SOLE 200 0 0 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 418077 2242 SH SOLE 2242 0 0 ORACLE CORP COM 68389X105 BBG001S5SJG6 884088 9515 SH SOLE 9515 0 0 ORACLE CORP COM 68389X105 BBG001S5SJG6 46 500 SH Call SOLE 500 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 195265 15485 SH SOLE 15485 0 0 PALO ALTO NETWORKS INC COM 697435105 BBG001T9NWN5 348347 1744 SH SOLE 1744 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 688928 9072 SH SOLE 9072 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 38 500 SH Call SOLE 500 0 0 PEPSICO INC COM 713448108 BBG001S695T1 538596 2954 SH SOLE 2954 0 0 PFIZER INC COM 717081103 BBG001S5V466 470223 11525 SH SOLE 11525 0 0 PHILLIPS 66 COM 718546104 BBG00286S4P7 442625 4366 SH SOLE 4366 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 BBG005VLSHH1 7164577 75508 SH SOLE 75508 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 677325 4555 SH SOLE 4555 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 BBG001S5X5Q9 418945 4278 SH SOLE 4278 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 BBG001S5X5Q9 98 1000 SH Call SOLE 1000 0 0 SALESFORCE INC COM 79466L302 BBG001SDLP09 426730 2136 SH SOLE 2136 0 0 SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 808515530 BBG00TCBL6Q3 762302 762302 SH SOLE 762302 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 BBG0051J0PJ9 2081838 37907 SH SOLE 37907 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 1117536 22961 SH SOLE 22961 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 BBG0051QPC87 906670 34805 SH SOLE 34805 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 21882436 466477 SH SOLE 466477 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 816903 11166 SH SOLE 11166 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 375303 7759 SH SOLE 7759 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 217239 5181 SH SOLE 5181 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 460127 3047 SH SOLE 3047 0 0 SOUTHERN CO COM 842587107 BBG001S5W777 203522 2925 SH SOLE 2925 0 0 SPDR INDEX SHS FDS PORTFLO EURP ETF 78463X103 BBG001SLBKJ3 613576 16134 SH SOLE 16134 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 BBG001SRXRJ1 2419471 75326 SH SOLE 75326 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 BBG001SRXRD7 1037074 30386 SH SOLE 30386 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 BBG001SRXRM7 216736 3979 SH SOLE 3979 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 BBG001SRXRK9 471890 15237 SH SOLE 15237 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 2300362 5619 SH SOLE 5619 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 409 1000 SH Put SOLE 1000 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 BBG001T2PMD1 235483 3511 SH SOLE 3511 0 0 SPDR SER TR BLOOMBERG 1 10 Y 78468R861 BBG004MKB438 355804 18697 SH SOLE 18697 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 BBG001STKCW9 345702 3765 SH SOLE 3765 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 BBG001V0JXM5 844386 39792 SH SOLE 39792 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 BBG001SQS7X7 588200 6337 SH SOLE 6337 0 0 SPDR SER TR BLOOMBERG INTL 78464A151 BBG001T8QLK1 253350 8877 SH SOLE 8877 0 0 SPDR SER TR DJ REIT ETF 78464A607 BBG001SHTRF2 218221 2458 SH SOLE 2458 0 0 SPDR SER TR ICE PFD SEC ETF 78464A292 BBG001T5L3N9 287302 8460 SH SOLE 8460 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 BBG001SRSPW6 1052607 22482 SH SOLE 22482 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 BBG001STKCY7 863127 27951 SH SOLE 27951 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 BBG001SPT9T9 468532 10663 SH SOLE 10663 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 BBG001SPTB87 66695816 1385168 SH SOLE 1385168 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 BBG004T58LZ5 587815 15563 SH SOLE 15563 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 BBG001T6B0P2 558940 18864 SH SOLE 18864 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 BBG004DF1DW8 672025 16209 SH SOLE 16209 0 0 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 BBG00NS9VV15 1561313 38887 SH SOLE 38887 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 3446948 16615 SH SOLE 16615 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 207 1000 SH Call SOLE 1000 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 695684 3740 SH SOLE 3740 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 338906 588 SH SOLE 588 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 208531 1036 SH SOLE 1036 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 466446 987 SH SOLE 987 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 47 100 SH Call SOLE 100 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 31623595 412088 SH SOLE 412088 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 BBG001SK3J43 375456 2678 SH SOLE 2678 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 274663 1101 SH SOLE 1101 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 343554 914 SH SOLE 914 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 370021 1952 SH SOLE 1952 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 1371348 6719 SH SOLE 6719 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 289479 2096 SH SOLE 2096 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 528850 9891 SH SOLE 9891 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 11993524 296869 SH SOLE 296869 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 BBG001TCHM11 73323058 393512 SH SOLE 393512 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 BBG001TCH7W0 46868042 650223 SH SOLE 650223 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 1341581 8711 SH SOLE 8711 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 561044 10162 SH SOLE 10162 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 24118823 533957 SH SOLE 533957 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 956627 4243 SH SOLE 4243 0 0 WALMART INC COM 931142103 BBG001S5XH92 773387 5245 SH SOLE 5245 0 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 BBG00XTV85M3 6708 10600 SH SOLE 10600 0 0 WORKDAY INC CL A 98138H101 BBG001T21KQ7 1927225 9331 SH SOLE 9331 0 0 WP CAREY INC COM 92936U109 BBG001S67MM3 1121244 14477 SH SOLE 14477 0 0 XCEL ENERGY INC COM 98389B100 BBG001S7F0X8 240019 3559 SH SOLE 3559 0 0