Chief Compliance Officer

0001085146-23-000495.txt : 20230201 0001085146-23-000495.hdr.sgml : 20230201 20230131204324 ACCESSION NUMBER: 0001085146-23-000495 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230131 EFFECTIVENESS DATE: 20230201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Austin Private Wealth, LLC CENTRAL INDEX KEY: 0001800328 IRS NUMBER: 272194986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19892 FILM NUMBER: 23574470 BUSINESS ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 BUSINESS PHONE: 5128864114 MAIL ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001800328 XXXXXXXX 12-31-2022 12-31-2022 false Austin Private Wealth, LLC

3108 N LAMAR BOULEVARD SUITE B100 AUSTIN TX 78705

13F HOLDINGS REPORT 028-19892 N Dan Kraus Chief Compliance Officer 512-886-4114 /s/Dan Kraus Austin TX 01-31-2023 0 161 570675089 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 250321 2280 SH SOLE 2280 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 423355 2620 SH SOLE 2620 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 BBG001S5NCQ5 309944 921 SH SOLE 921 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 BBG009HT65S0 103122 10200 SH SOLE 10200 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 BBG009HT65S0 2 200 SH Call SOLE 200 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1310480 14853 SH SOLE 14853 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2275836 25649 SH SOLE 25649 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 1795080 21370 SH SOLE 21370 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 BBG005P7Q907 288858 22709 SH SOLE 22709 0 0 AMPLITUDE INC COM CL A 03213A104 BBG012CDTZZ5 386560 32000 SH SOLE 32000 0 0 APPLE INC COM 037833100 BBG001S5N8V8 7426999 57162 SH SOLE 57162 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 277641 15081 SH SOLE 15081 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 327060 9875 SH SOLE 9875 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 199 6000 SH Call SOLE 6000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 587528 1902 SH SOLE 1902 0 0 BLACKROCK ETF TRUST US CARBON TRANS 09290C509 BBG00ZS43SF2 666588 15714 SH SOLE 15714 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 560807 1003 SH SOLE 1003 0 0 CACI INTL INC CL A 127190304 BBG001SF9NK1 200193 666 SH SOLE 666 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 1176865 6557 SH SOLE 6557 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 232240 3651 SH SOLE 3651 0 0 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 244139 6981 SH SOLE 6981 0 0 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 517784 4388 SH SOLE 4388 0 0 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 306295 1154 SH SOLE 1154 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 289440 12000 SH SOLE 12000 0 0 EQUIFAX INC COM 294429105 BBG001S5QSK3 207965 1070 SH SOLE 1070 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 3570982 32375 SH SOLE 32375 0 0 FORTINET INC COM 34959E109 BBG001S77BL6 207440 4243 SH SOLE 4243 0 0 GENERAL DYNAMICS CORP COM 369550108 BBG001S5RHP1 202706 817 SH SOLE 817 0 0 HOME DEPOT INC COM 437076102 BBG001S5RTW7 403985 1279 SH SOLE 1279 0 0 ILLINOIS TOOL WKS INC COM 452308109 BBG001S5SDX0 265021 1203 SH SOLE 1203 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 355923 2526 SH SOLE 2526 0 0 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 BBG007HL81B6 352518 23851 SH SOLE 23851 0 0 INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 46138E297 BBG002DJ8H94 12536596 544832 SH SOLE 544832 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 BBG001V28DF5 424234 5136 SH SOLE 5136 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 760044 2854 SH SOLE 2854 0 0 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 1452642 41996 SH SOLE 41996 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 404832 13463 SH SOLE 13463 0 0 ISHARES INC MSCI EM ASIA ETF 464286426 BBG002MYG936 1091225 17234 SH SOLE 17234 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 BBG005DW06B7 5367549 131268 SH SOLE 131268 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 BBG001SSD830 4419261 40851 SH SOLE 40851 0 0 ISHARES TR CONV BD ETF 46435G102 BBG009BKDMM6 1785935 25708 SH SOLE 25708 0 0 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 603999 2497 SH SOLE 2497 0 0 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 3574087 37765 SH SOLE 37765 0 0 ISHARES TR CORE S&P US VLU 464287663 BBG001SFQL80 232514 3292 SH SOLE 3292 0 0 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 1757761 4575 SH SOLE 4575 0 0 ISHARES TR CORE TOTAL USD 46434V613 BBG006MJCSW0 14395931 320408 SH SOLE 320408 0 0 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 21876580 261182 SH SOLE 261182 0 0 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 11659088 206429 SH SOLE 206429 0 0 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 19418536 423246 SH SOLE 423246 0 0 ISHARES TR ESG ADV TTL USD 46436E619 BBG00VJ13GZ1 1112898 26372 SH SOLE 26372 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 BBG00D7BBRS7 548206 8339 SH SOLE 8339 0 0 ISHARES TR ESG AWARE MSCI 46435U663 BBG00KK87757 623010 18948 SH SOLE 18948 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 39585174 467082 SH SOLE 467082 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 BBG00H4BH3F2 470700 21110 SH SOLE 21110 0 0 ISHARES TR ESG EAFE ETF 46436E759 BBG00VHK1HS9 592194 10912 SH SOLE 10912 0 0 ISHARES TR ESG MSCI USA ETF 46436E767 BBG00VHK2B74 801698 26148 SH SOLE 26148 0 0 ISHARES TR FALN ANGLS USD 46435G474 BBG00D332C84 1069797 43470 SH SOLE 43470 0 0 ISHARES TR JPMORGAN USD EMG 464288281 BBG001SQS9Y2 254954 3014 SH SOLE 3014 0 0 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 10498094 113187 SH SOLE 113187 0 0 ISHARES TR MSCI KLD400 SOC 464288570 BBG001SRYH02 976272 13599 SH SOLE 13599 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 5501463 76303 SH SOLE 76303 0 0 ISHARES TR MSCI USA MMENTM 46432F396 BBG004FPV022 4880488 33444 SH SOLE 33444 0 0 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 30220189 286393 SH SOLE 286393 0 0 ISHARES TR RUS 1000 ETF 464287622 BBG001S562W9 14682986 69746 SH SOLE 69746 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 BBG001S562F8 218596 1019 SH SOLE 1019 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 BBG001S56277 384393 2772 SH SOLE 2772 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 2712373 15556 SH SOLE 15556 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 BBG001SLS4Q3 5206305 49931 SH SOLE 49931 0 0 ISHARES TR U.S. TECH ETF 464287721 BBG001SFB7Z7 6332178 85007 SH SOLE 85007 0 0 ISHARES TR US INFRASTRUC 46435U713 BBG00KHHFPF1 2214479 61072 SH SOLE 61072 0 0 ISHARES TR US TREAS BD ETF 46429B267 BBG002NCKPP8 8313918 365930 SH SOLE 365930 0 0 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 BBG0079TF237 1833866 65054 SH SOLE 65054 0 0 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 709331 4015 SH SOLE 4015 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 784619 5851 SH SOLE 5851 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 40 300 SH Call SOLE 300 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 290435 597 SH SOLE 597 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 195 400 SH Put SOLE 400 0 0 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 249917 719 SH SOLE 719 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 482636 1831 SH SOLE 1831 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 531779 4793 SH SOLE 4793 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 371249 3085 SH SOLE 3085 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 72 600 SH Call SOLE 600 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 4209035 17551 SH SOLE 17551 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 240 1000 SH Call SOLE 1000 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 921424 6305 SH SOLE 6305 0 0 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 368210 2330 SH SOLE 2330 0 0 ORACLE CORP COM 68389X105 BBG001S5SJG6 746453 9132 SH SOLE 9132 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 176740 15302 SH SOLE 15302 0 0 PALO ALTO NETWORKS INC COM 697435105 BBG001T9NWN5 207636 1488 SH SOLE 1488 0 0 PALO ALTO NETWORKS INC COM 697435105 BBG001T9NWN5 28 200 SH Call SOLE 200 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 624030 8762 SH SOLE 8762 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 36 500 SH Call SOLE 500 0 0 PEPSICO INC COM 713448108 BBG001S695T1 405040 2242 SH SOLE 2242 0 0 PFIZER INC COM 717081103 BBG001S5V466 468498 9143 SH SOLE 9143 0 0 PHILLIPS 66 COM 718546104 BBG00286S4P7 454413 4366 SH SOLE 4366 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 BBG005VLSHH1 6967228 73915 SH SOLE 73915 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 591593 3903 SH SOLE 3903 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 BBG001S5X5Q9 320320 3174 SH SOLE 3174 0 0 SALESFORCE INC COM 79466L302 BBG001SDLP09 248341 1873 SH SOLE 1873 0 0 SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 808515530 BBG00TCBL6Q3 950000 950000 SH SOLE 950000 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 BBG0051J0PJ9 2037913 38135 SH SOLE 38135 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 1087465 23276 SH SOLE 23276 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 BBG0051QPC87 882391 35609 SH SOLE 35609 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 14554224 318822 SH SOLE 318822 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 852657 11287 SH SOLE 11287 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 362013 8018 SH SOLE 8018 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 220496 5443 SH SOLE 5443 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 BBG001T9F777 1453995 28075 SH SOLE 28075 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 1124118 12851 SH SOLE 12851 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 297 3400 SH Call SOLE 3400 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 385888 3101 SH SOLE 3101 0 0 SPDR INDEX SHS FDS PORTFLO EURP ETF 78463X103 BBG001SLBKJ3 313702 9043 SH SOLE 9043 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 BBG001SRXRJ1 1674011 56383 SH SOLE 56383 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 BBG001SRXRD7 708376 21492 SH SOLE 21492 0 0 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 BBG001SRXRM7 203809 3888 SH SOLE 3888 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 BBG001SRXRK9 301747 10260 SH SOLE 10260 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 1640242 4289 SH SOLE 4289 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 BBG001T2PMD1 227892 3542 SH SOLE 3542 0 0 SPDR SER TR BLOOMBERG 1 10 Y 78468R861 BBG004MKB438 219647 11905 SH SOLE 11905 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 BBG001STKCW9 202972 2219 SH SOLE 2219 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 BBG001V0JXM5 728688 35442 SH SOLE 35442 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 BBG001SQS7X7 556740 6186 SH SOLE 6186 0 0 SPDR SER TR BLOOMBERG INTL 78464A151 BBG001T8QLK1 243382 8780 SH SOLE 8780 0 0 SPDR SER TR DJ REIT ETF 78464A607 BBG001SHTRF2 201839 2316 SH SOLE 2316 0 0 SPDR SER TR ICE PFD SEC ETF 78464A292 BBG001T5L3N9 283335 8633 SH SOLE 8633 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 BBG001SRSPW6 929462 20374 SH SOLE 20374 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 BBG001STKCY7 710306 24468 SH SOLE 24468 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 BBG001SPT9T9 306043 7201 SH SOLE 7201 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 BBG001SPTB87 60011715 1334187 SH SOLE 1334187 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 BBG004T58LZ5 243484 6586 SH SOLE 6586 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 BBG001T6B0P2 552579 18808 SH SOLE 18808 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 BBG004DF1DW8 658899 16110 SH SOLE 16110 0 0 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 BBG00NS9VV15 1220179 31359 SH SOLE 31359 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 1850287 15021 SH SOLE 15021 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 620289 3754 SH SOLE 3754 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 326559 593 SH SOLE 593 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 271495 1311 SH SOLE 1311 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 565172 1066 SH SOLE 1066 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 53 100 SH Call SOLE 100 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 29854604 401704 SH SOLE 401704 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 BBG001SK3J43 353673 2662 SH SOLE 2662 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 239981 1126 SH SOLE 1126 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 325373 926 SH SOLE 926 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 359738 1960 SH SOLE 1960 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 1332403 6969 SH SOLE 6969 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 313306 2232 SH SOLE 2232 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 527954 10530 SH SOLE 10530 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 10368574 265997 SH SOLE 265997 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 BBG001SHTV36 355341 5522 SH SOLE 5522 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 BBG001T2YZG9 2211463 25658 SH SOLE 25658 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 BBG001TCHM11 66206548 379930 SH SOLE 379930 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 BBG001TCH7W0 44037307 625797 SH SOLE 625797 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 1306214 8602 SH SOLE 8602 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 665947 12876 SH SOLE 12876 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 21575414 514068 SH SOLE 514068 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 850154 4092 SH SOLE 4092 0 0 WALMART INC COM 931142103 BBG001S5XH92 683667 4822 SH SOLE 4822 0 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 BBG00XTV85M3 10918 10600 SH SOLE 10600 0 0 WORKDAY INC CL A 98138H101 BBG001T21KQ7 1520193 9085 SH SOLE 9085 0 0 WP CAREY INC COM 92936U109 BBG001S67MM3 1193976 15278 SH SOLE 15278 0 0 XCEL ENERGY INC COM 98389B100 BBG001S7F0X8 249521 3559 SH SOLE 3559 0 0