Chief Compliance Officer

0001085146-22-003643.txt : 20221028 0001085146-22-003643.hdr.sgml : 20221028 20221028063354 ACCESSION NUMBER: 0001085146-22-003643 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221028 DATE AS OF CHANGE: 20221028 EFFECTIVENESS DATE: 20221028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Austin Private Wealth, LLC CENTRAL INDEX KEY: 0001800328 IRS NUMBER: 272194986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19892 FILM NUMBER: 221338938 BUSINESS ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 BUSINESS PHONE: 5128864114 MAIL ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001800328 XXXXXXXX 09-30-2022 09-30-2022 false Austin Private Wealth, LLC

3108 N LAMAR BOULEVARD SUITE B100 AUSTIN TX 78705

13F HOLDINGS REPORT 028-19892 N Dan Kraus Chief Compliance Officer 512-886-4114 /s/Dan Kraus Austin TX 10-28-2022 0 135 476429 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 288 2148 SH SOLE 2148 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 247 896 SH SOLE 896 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 76 10200 SH SOLE 10200 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 1 200 SH Call SOLE 200 0 0 ALPHABET INC CAP STK CL A 02079K305 1225 12803 SH SOLE 12803 0 0 ALPHABET INC CAP STK CL A 02079K305 335 3500 SH Call SOLE 3500 0 0 ALPHABET INC CAP STK CL C 02079K107 2079 21622 SH SOLE 21622 0 0 AMAZON COM INC COM 023135106 2199 19459 SH SOLE 19459 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 358 29695 SH SOLE 29695 0 0 AMPLITUDE INC COM CL A 03213A104 990 64000 SH SOLE 64000 0 0 APPLE INC COM 037833100 8029 58097 SH SOLE 58097 0 0 APPLE INC COM 037833100 276 2000 SH Call SOLE 2000 0 0 APPLIED MATLS INC COM 038222105 135 1648 SH SOLE 1648 0 0 APPLIED MATLS INC COM 038222105 66 800 SH Call SOLE 800 0 0 AT&T INC COM 00206R102 256 16691 SH SOLE 16691 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 513 1923 SH SOLE 1923 0 0 BK OF AMERICA CORP COM 060505104 209 6925 SH SOLE 6925 0 0 BK OF AMERICA CORP COM 060505104 151 5000 SH Call SOLE 5000 0 0 BLACKROCK ETF TRUST US CARBON TRANS 09290C509 424 10626 SH SOLE 10626 0 0 BROADCOM INC COM 11135F101 342 770 SH SOLE 770 0 0 CHEVRON CORP NEW COM 166764100 905 6298 SH SOLE 6298 0 0 COCA COLA CO COM 191216100 207 3704 SH SOLE 3704 0 0 CONOCOPHILLIPS COM 20825C104 700 6842 SH SOLE 6842 0 0 DANAHER CORPORATION COM 235851102 264 1023 SH SOLE 1023 0 0 DISNEY WALT CO COM 254687106 260 2754 SH SOLE 2754 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 285 12000 SH SOLE 12000 0 0 EXXON MOBIL CORP COM 30231G102 2850 32640 SH SOLE 32640 0 0 HOME DEPOT INC COM 437076102 350 1267 SH SOLE 1267 0 0 ILLINOIS TOOL WKS INC COM 452308109 219 1210 SH SOLE 1210 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 324 2726 SH SOLE 2726 0 0 INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 46138E297 7416 353327 SH SOLE 353327 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 384 5136 SH SOLE 5136 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 706 2642 SH SOLE 2642 0 0 ISHARES GOLD TR ISHARES NEW 464285204 1451 46006 SH SOLE 46006 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 2029 73321 SH SOLE 73321 0 0 ISHARES INC MSCI EM ASIA ETF 464286426 1047 18246 SH SOLE 18246 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 2989 27432 SH SOLE 27432 0 0 ISHARES TR CONV BD ETF 46435G102 1613 23417 SH SOLE 23417 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 4138 45323 SH SOLE 45323 0 0 ISHARES TR CORE S&P MCP ETF 464287507 547 2497 SH SOLE 2497 0 0 ISHARES TR CORE S&P SCP ETF 464287804 4109 47127 SH SOLE 47127 0 0 ISHARES TR CORE S&P US VLU 464287663 206 3292 SH SOLE 3292 0 0 ISHARES TR CORE S&P500 ETF 464287200 1641 4575 SH SOLE 4575 0 0 ISHARES TR CORE TOTAL USD 46434V613 9339 209866 SH SOLE 209866 0 0 ISHARES TR EAFE GRWTH ETF 464288885 19319 266249 SH SOLE 266249 0 0 ISHARES TR EAFE SML CP ETF 464288273 10339 211959 SH SOLE 211959 0 0 ISHARES TR EAFE VALUE ETF 464288877 12769 331414 SH SOLE 331414 0 0 ISHARES TR ESG ADV TTL USD 46436E619 1180 28214 SH SOLE 28214 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 468 8341 SH SOLE 8341 0 0 ISHARES TR ESG AWARE MSCI 46435U663 641 20893 SH SOLE 20893 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 37585 473299 SH SOLE 473299 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 474 21784 SH SOLE 21784 0 0 ISHARES TR ESG EAFE ETF 46436E759 500 10737 SH SOLE 10737 0 0 ISHARES TR ESG MSCI USA ETF 46436E767 738 26328 SH SOLE 26328 0 0 ISHARES TR FALN ANGLS USD 46435G474 2330 97491 SH SOLE 97491 0 0 ISHARES TR JPMORGAN USD EMG 464288281 218 2750 SH SOLE 2750 0 0 ISHARES TR MBS ETF 464288588 2331 25453 SH SOLE 25453 0 0 ISHARES TR MSCI KLD400 SOC 464288570 914 13642 SH SOLE 13642 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 4527 68485 SH SOLE 68485 0 0 ISHARES TR NATIONAL MUN ETF 464288414 14657 142879 SH SOLE 142879 0 0 ISHARES TR RUS 1000 ETF 464287622 14338 72659 SH SOLE 72659 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 211 1019 SH SOLE 1019 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 357 2772 SH SOLE 2772 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 3025 18343 SH SOLE 18343 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 4518 44009 SH SOLE 44009 0 0 ISHARES TR U.S. TECH ETF 464287721 819 11167 SH SOLE 11167 0 0 ISHARES TR US INFRASTRUC 46435U713 1703 52824 SH SOLE 52824 0 0 ISHARES TR US TREAS BD ETF 46429B267 18365 806902 SH SOLE 806902 0 0 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 2006 56152 SH SOLE 56152 0 0 JOHNSON & JOHNSON COM 478160104 662 4053 SH SOLE 4053 0 0 JPMORGAN CHASE & CO COM 46625H100 540 5169 SH SOLE 5169 0 0 MASTERCARD INCORPORATED CL A 57636Q104 204 719 SH SOLE 719 0 0 MCDONALDS CORP COM 580135101 424 1837 SH SOLE 1837 0 0 MERCK & CO INC COM 58933Y105 434 5039 SH SOLE 5039 0 0 META PLATFORMS INC CL A 30303M102 447 3291 SH SOLE 3291 0 0 META PLATFORMS INC CL A 30303M102 41 300 SH Call SOLE 300 0 0 MICROSOFT CORP COM 594918104 3829 16441 SH SOLE 16441 0 0 MICROSOFT CORP COM 594918104 116 500 SH Call SOLE 500 0 0 NVIDIA CORPORATION COM 67066G104 735 6058 SH SOLE 6058 0 0 NXP SEMICONDUCTORS N V COM N6596X109 342 2321 SH SOLE 2321 0 0 ORACLE CORP COM 68389X105 567 9277 SH SOLE 9277 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 157 15140 SH SOLE 15140 0 0 PALO ALTO NETWORKS INC COM 697435105 258 1575 SH SOLE 1575 0 0 PAYPAL HLDGS INC COM 70450Y103 281 3265 SH SOLE 3265 0 0 PAYPAL HLDGS INC COM 70450Y103 26 300 SH Call SOLE 300 0 0 PEPSICO INC COM 713448108 370 2267 SH SOLE 2267 0 0 PFIZER INC COM 717081103 474 10839 SH SOLE 10839 0 0 PHILLIPS 66 COM 718546104 352 4366 SH SOLE 4366 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 7449 78654 SH SOLE 78654 0 0 PROCTER AND GAMBLE CO COM 742718109 497 3934 SH SOLE 3934 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 259 3165 SH SOLE 3165 0 0 SALESFORCE INC COM 79466L302 278 1935 SH SOLE 1935 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 594 14140 SH SOLE 14140 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 1290 27004 SH SOLE 27004 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 351 8244 SH SOLE 8244 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 13149 290195 SH SOLE 290195 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 616 9274 SH SOLE 9274 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 317 7488 SH SOLE 7488 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 273 7225 SH SOLE 7225 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 5150 99426 SH SOLE 99426 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1065 14790 SH SOLE 14790 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 252 3500 SH Call SOLE 3500 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 326 2745 SH SOLE 2745 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 244 9456 SH SOLE 9456 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 715 2003 SH SOLE 2003 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 357 1000 SH Put SOLE 1000 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 49992 1190572 SH SOLE 1190572 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 550 18808 SH SOLE 18808 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 220 5395 SH SOLE 5395 0 0 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 218 6076 SH SOLE 6076 0 0 TESLA INC COM 88160R101 3759 14170 SH SOLE 14170 0 0 TESLA INC COM 88160R101 159 600 SH Call SOLE 600 0 0 TEXAS INSTRS INC COM 882508104 589 3804 SH SOLE 3804 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 303 598 SH SOLE 598 0 0 UNION PAC CORP COM 907818108 241 1235 SH SOLE 1235 0 0 UNITEDHEALTH GROUP INC COM 91324P102 542 1073 SH SOLE 1073 0 0 UNITEDHEALTH GROUP INC COM 91324P102 51 100 SH Call SOLE 100 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 13781 187546 SH SOLE 187546 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 312 2455 SH SOLE 2455 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 241 1125 SH SOLE 1125 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 301 915 SH SOLE 915 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 205 1202 SH SOLE 1202 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1132 6305 SH SOLE 6305 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 277 2247 SH SOLE 2247 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 475 10711 SH SOLE 10711 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10275 281583 SH SOLE 281583 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 64590 395337 SH SOLE 395337 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 43651 655123 SH SOLE 655123 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1740 12871 SH SOLE 12871 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 19938 548359 SH SOLE 548359 0 0 VISA INC COM CL A 92826C839 621 3495 SH SOLE 3495 0 0 WALMART INC COM 931142103 624 4809 SH SOLE 4809 0 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 12 10600 SH SOLE 10600 0 0 WP CAREY INC COM 92936U109 1451 20793 SH SOLE 20793 0 0 XCEL ENERGY INC COM 98389B100 228 3559 SH SOLE 3559 0 0