Chief Compliance Officer

0001085146-22-001787.txt : 20220506 0001085146-22-001787.hdr.sgml : 20220506 20220505201542 ACCESSION NUMBER: 0001085146-22-001787 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220506 DATE AS OF CHANGE: 20220505 EFFECTIVENESS DATE: 20220506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Austin Private Wealth, LLC CENTRAL INDEX KEY: 0001800328 IRS NUMBER: 272194986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19892 FILM NUMBER: 22898434 BUSINESS ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 BUSINESS PHONE: 5128864114 MAIL ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001800328 XXXXXXXX 03-31-2022 03-31-2022 false Austin Private Wealth, LLC

3108 N LAMAR BOULEVARD SUITE B100 AUSTIN TX 78705

13F HOLDINGS REPORT 028-19892 N Dan Kraus Chief Compliance Officer 512-886-4114 /s/Dan Kraus Austin TX 05-03-2022 0 155 500857 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 399 2460 SH SOLE 2460 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 516 1132 SH SOLE 1132 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 91 200 SH Call SOLE 200 0 0 ALPHABET INC CAP STK CL A 02079K305 1549 557 SH SOLE 557 0 0 ALPHABET INC CAP STK CL A 02079K305 834 300 SH Call SOLE 300 0 0 ALPHABET INC CAP STK CL C 02079K107 1005 360 SH SOLE 360 0 0 AMAZON COM INC COM 023135106 3211 985 SH SOLE 985 0 0 AMPLITUDE INC COM CL A 03213A104 1180 64000 SH SOLE 64000 0 0 AON PLC SHS CL A G0403H108 209 643 SH SOLE 643 0 0 APPLE INC COM 037833100 10659 61044 SH SOLE 61044 0 0 APPLE INC COM 037833100 175 1000 SH Call SOLE 1000 0 0 APPLIED MATLS INC COM 038222105 178 1348 SH SOLE 1348 0 0 APPLIED MATLS INC COM 038222105 80 600 SH Call SOLE 600 0 0 ASPEN TECHNOLOGY INC COM 045327103 325 1966 SH SOLE 1966 0 0 AT&T INC COM 00206R102 409 17313 SH SOLE 17313 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 697 1974 SH SOLE 1974 0 0 BK OF AMERICA CORP COM 060505104 277 6712 SH SOLE 6712 0 0 BK OF AMERICA CORP COM 060505104 412 10000 SH Call SOLE 10000 0 0 BROADCOM INC COM 11135F101 489 777 SH SOLE 777 0 0 BROADCOM INC COM 11135F101 126 200 SH Call SOLE 200 0 0 CACI INTL INC CL A 127190304 202 671 SH SOLE 671 0 0 CHEVRON CORP NEW COM 166764100 1033 6342 SH SOLE 6342 0 0 COCA COLA CO COM 191216100 202 3261 SH SOLE 3261 0 0 COMCAST CORP NEW CL A 20030N101 316 6739 SH SOLE 6739 0 0 CONOCOPHILLIPS COM 20825C104 657 6569 SH SOLE 6569 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 351 1547 SH SOLE 1547 0 0 DANAHER CORPORATION COM 235851102 343 1168 SH SOLE 1168 0 0 DEERE & CO COM 244199105 131 316 SH SOLE 316 0 0 DEERE & CO COM 244199105 83 200 SH Call SOLE 200 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 208 4236 SH SOLE 4236 0 0 DISNEY WALT CO COM 254687106 489 3568 SH SOLE 3568 0 0 DOMINION ENERGY INC COM 25746U109 331 3891 SH SOLE 3891 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 310 12000 SH SOLE 12000 0 0 EQUIFAX INC COM 294429105 254 1070 SH SOLE 1070 0 0 EXXON MOBIL CORP COM 30231G102 2866 34707 SH SOLE 34707 0 0 FEDEX CORP COM 31428X106 114 493 SH SOLE 493 0 0 FEDEX CORP COM 31428X106 139 600 SH Call SOLE 600 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 407 5484 SH SOLE 5484 0 0 HECLA MNG CO COM 422704106 401 61000 SH SOLE 61000 0 0 HOME DEPOT INC COM 437076102 366 1224 SH SOLE 1224 0 0 ILLINOIS TOOL WKS INC COM 452308109 254 1212 SH SOLE 1212 0 0 INTEL CORP COM 458140100 304 6129 SH SOLE 6129 0 0 INTEL CORP COM 458140100 30 600 SH Call SOLE 600 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 320 2460 SH SOLE 2460 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1979 5459 SH SOLE 5459 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 363 1000 SH Put SOLE 1000 0 0 ISHARES GOLD TR ISHARES NEW 464285204 2215 60139 SH SOLE 60139 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 297 8097 SH SOLE 8097 0 0 ISHARES INC MSCI EM ASIA ETF 464286426 1442 19520 SH SOLE 19520 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 1980 14710 SH SOLE 14710 0 0 ISHARES TR CORE S&P MCP ETF 464287507 670 2497 SH SOLE 2497 0 0 ISHARES TR CORE S&P500 ETF 464287200 2414 5320 SH SOLE 5320 0 0 ISHARES TR CORE TOTAL USD 46434V613 6317 127286 SH SOLE 127286 0 0 ISHARES TR EAFE GRWTH ETF 464288885 14682 152510 SH SOLE 152510 0 0 ISHARES TR EAFE SML CP ETF 464288273 14629 220511 SH SOLE 220511 0 0 ISHARES TR EAFE VALUE ETF 464288877 12796 254598 SH SOLE 254598 0 0 ISHARES TR ESG ADV TTL USD 46436E619 1965 42275 SH SOLE 42275 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 498 6749 SH SOLE 6749 0 0 ISHARES TR ESG AWARE MSCI 46435U663 794 20885 SH SOLE 20885 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 34996 345295 SH SOLE 345295 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 326 12983 SH SOLE 12983 0 0 ISHARES TR ESG EAFE ETF 46436E759 628 10300 SH SOLE 10300 0 0 ISHARES TR ESG MSCI USA ETF 46436E767 1343 37627 SH SOLE 37627 0 0 ISHARES TR FALN ANGLS USD 46435G474 2443 87992 SH SOLE 87992 0 0 ISHARES TR MBS ETF 464288588 1566 15369 SH SOLE 15369 0 0 ISHARES TR MSCI KLD400 SOC 464288570 461 5326 SH SOLE 5326 0 0 ISHARES TR MSCI USA ESG SLC 464288802 239 2464 SH SOLE 2464 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 2871 37012 SH SOLE 37012 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 219 1624 SH SOLE 1624 0 0 ISHARES TR MSCI USA VALUE 46432F388 2954 28246 SH SOLE 28246 0 0 ISHARES TR NATIONAL MUN ETF 464288414 20197 184216 SH SOLE 184216 0 0 ISHARES TR PFD AND INCM SEC 464288687 314 8623 SH SOLE 8623 0 0 ISHARES TR RUS 1000 ETF 464287622 19125 76477 SH SOLE 76477 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 261 1019 SH SOLE 1019 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 449 2783 SH SOLE 2783 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4291 20906 SH SOLE 20906 0 0 ISHARES TR U.S. TECH ETF 464287721 2919 28328 SH SOLE 28328 0 0 ISHARES TR US TREAS BD ETF 46429B267 9113 365825 SH SOLE 365825 0 0 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 2465 61554 SH SOLE 61554 0 0 JOHNSON & JOHNSON COM 478160104 721 4068 SH SOLE 4068 0 0 JPMORGAN CHASE & CO COM 46625H100 708 5193 SH SOLE 5193 0 0 JPMORGAN CHASE & CO COM 46625H100 41 300 SH Call SOLE 300 0 0 LAM RESEARCH CORP COM 512807108 158 293 SH SOLE 293 0 0 LAM RESEARCH CORP COM 512807108 54 100 SH Call SOLE 100 0 0 LOCKHEED MARTIN CORP COM 539830109 233 527 SH SOLE 527 0 0 MASTERCARD INCORPORATED CL A 57636Q104 275 769 SH SOLE 769 0 0 MCDONALDS CORP COM 580135101 432 1747 SH SOLE 1747 0 0 MEDTRONIC PLC SHS G5960L103 208 1876 SH SOLE 1876 0 0 MERCK & CO INC COM 58933Y105 401 4892 SH SOLE 4892 0 0 META PLATFORMS INC CL A 30303M102 797 3586 SH SOLE 3586 0 0 META PLATFORMS INC CL A 30303M102 111 500 SH Call SOLE 500 0 0 MICROSOFT CORP COM 594918104 4236 13739 SH SOLE 13739 0 0 MICROSOFT CORP COM 594918104 647 2100 SH Call SOLE 2100 0 0 NEW GOLD INC CDA COM 644535106 20 11000 SH SOLE 11000 0 0 NVIDIA CORPORATION COM 67066G104 1933 7083 SH SOLE 7083 0 0 NVIDIA CORPORATION COM 67066G104 627 2300 SH Call SOLE 2300 0 0 NXP SEMICONDUCTORS N V COM N6596X109 449 2426 SH SOLE 2426 0 0 NXP SEMICONDUCTORS N V COM N6596X109 37 200 SH Call SOLE 200 0 0 ORACLE CORP COM 68389X105 767 9274 SH SOLE 9274 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 217 14667 SH SOLE 14667 0 0 PALO ALTO NETWORKS INC COM 697435105 311 499 SH SOLE 499 0 0 PAYPAL HLDGS INC COM 70450Y103 411 3555 SH SOLE 3555 0 0 PAYPAL HLDGS INC COM 70450Y103 104 900 SH Call SOLE 900 0 0 PEPSICO INC COM 713448108 360 2152 SH SOLE 2152 0 0 PFIZER INC COM 717081103 721 13931 SH SOLE 13931 0 0 PHILLIPS 66 COM 718546104 377 4366 SH SOLE 4366 0 0 PROCTER AND GAMBLE CO COM 742718109 556 3640 SH SOLE 3640 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 287 2901 SH SOLE 2901 0 0 SALESFORCE COM INC COM 79466L302 367 1727 SH SOLE 1727 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 2069 35372 SH SOLE 35372 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 267 4994 SH SOLE 4994 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 8625 170551 SH SOLE 170551 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 841 10662 SH SOLE 10662 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 242 3238 SH SOLE 3238 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 650 12070 SH SOLE 12070 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4877 102971 SH SOLE 102971 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3080 50738 SH SOLE 50738 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 4395 57496 SH SOLE 57496 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 153 2000 SH Call SOLE 2000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 76 1000 SH Put SOLE 1000 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 30 777 SH SOLE 777 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 191 5000 SH Call SOLE 5000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 36 348 SH SOLE 348 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 257 2500 SH Call SOLE 2500 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 436 2745 SH SOLE 2745 0 0 SERVICENOW INC COM 81762P102 218 392 SH SOLE 392 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 745 1650 SH SOLE 1650 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 38491 724461 SH SOLE 724461 0 0 TESLA INC COM 88160R101 5340 4955 SH SOLE 4955 0 0 TEXAS INSTRS INC COM 882508104 702 3824 SH SOLE 3824 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 371 628 SH SOLE 628 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 59 100 SH Call SOLE 100 0 0 UNION PAC CORP COM 907818108 351 1283 SH SOLE 1283 0 0 UNITEDHEALTH GROUP INC COM 91324P102 496 972 SH SOLE 972 0 0 UNITEDHEALTH GROUP INC COM 91324P102 51 100 SH Call SOLE 100 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 209 2554 SH SOLE 2554 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 447 2696 SH SOLE 2696 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 368 1278 SH SOLE 1278 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 369 888 SH SOLE 888 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1452 6376 SH SOLE 6376 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 249 1686 SH SOLE 1686 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1079 18729 SH SOLE 18729 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10747 232981 SH SOLE 232981 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 102085 492689 SH SOLE 492689 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 59676 720288 SH SOLE 720288 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2081 12830 SH SOLE 12830 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 221 3695 SH SOLE 3695 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 21145 440237 SH SOLE 440237 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 217 4265 SH SOLE 4265 0 0 VISA INC COM CL A 92826C839 770 3473 SH SOLE 3473 0 0 WALMART INC COM 931142103 696 4672 SH SOLE 4672 0 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 33 10600 SH SOLE 10600 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 5633 172473 SH SOLE 172473 0 0 WP CAREY INC COM 92936U109 355 4388 SH SOLE 4388 0 0 XCEL ENERGY INC COM 98389B100 257 3559 SH SOLE 3559 0 0