Chief Compliance Officer

0001085146-22-000434.txt : 20220202 0001085146-22-000434.hdr.sgml : 20220202 20220201212341 ACCESSION NUMBER: 0001085146-22-000434 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220201 EFFECTIVENESS DATE: 20220202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Austin Private Wealth, LLC CENTRAL INDEX KEY: 0001800328 IRS NUMBER: 272194986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19892 FILM NUMBER: 22581338 BUSINESS ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 BUSINESS PHONE: 5128864114 MAIL ADDRESS: STREET 1: 3108 N LAMAR BOULEVARD STREET 2: SUITE B100 CITY: AUSTIN STATE: TX ZIP: 78705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001800328 XXXXXXXX 12-31-2021 12-31-2021 false Austin Private Wealth, LLC

3108 N LAMAR BOULEVARD SUITE B100 AUSTIN TX 78705

13F HOLDINGS REPORT 028-19892 N Dan Kraus Chief Compliance Officer 512-886-4114 /s/Dan Kraus Austin TX 02-01-2022 0 165 501814 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 228 1623 SH SOLE 1623 0 0 ABBVIE INC COM 00287Y109 326 2407 SH SOLE 2407 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 631 1113 SH SOLE 1113 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 284 500 SH Call SOLE 500 0 0 AIRBNB INC COM CL A 009066101 72 430 SH SOLE 430 0 0 AIRBNB INC COM CL A 009066101 333 2000 SH Call SOLE 2000 0 0 ALPHABET INC CAP STK CL A 02079K305 1614 557 SH SOLE 557 0 0 ALPHABET INC CAP STK CL A 02079K305 290 100 SH Call SOLE 100 0 0 ALPHABET INC CAP STK CL C 02079K107 981 339 SH SOLE 339 0 0 AMAZON COM INC COM 023135106 3201 960 SH SOLE 960 0 0 AMAZON COM INC COM 023135106 333 100 SH Call SOLE 100 0 0 AMPLITUDE INC COM CL A 03213A104 3388 64000 SH SOLE 64000 0 0 APPLE INC COM 037833100 10411 58630 SH SOLE 58630 0 0 APPLE INC COM 037833100 533 3000 SH Call SOLE 3000 0 0 APPLE INC COM 037833100 18 100 SH Put SOLE 100 0 0 APPLIED MATLS INC COM 038222105 244 1548 SH SOLE 1548 0 0 ASPEN TECHNOLOGY INC COM 045327103 303 1988 SH SOLE 1988 0 0 AT&T INC COM 00206R102 404 16429 SH SOLE 16429 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 584 1953 SH SOLE 1953 0 0 BK OF AMERICA CORP COM 060505104 374 8397 SH SOLE 8397 0 0 BK OF AMERICA CORP COM 060505104 400 9000 SH Call SOLE 9000 0 0 BROADCOM INC COM 11135F101 524 787 SH SOLE 787 0 0 BROADCOM INC COM 11135F101 266 400 SH Call SOLE 400 0 0 CATERPILLAR INC COM 149123101 152 738 SH SOLE 738 0 0 CATERPILLAR INC COM 149123101 62 300 SH Call SOLE 300 0 0 CHEVRON CORP NEW COM 166764100 522 4447 SH SOLE 4447 0 0 COMCAST CORP NEW CL A 20030N101 314 6235 SH SOLE 6235 0 0 CONOCOPHILLIPS COM 20825C104 876 12135 SH SOLE 12135 0 0 CORMEDIX INC COM 21900C308 48 10480 SH SOLE 10480 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 346 1692 SH SOLE 1692 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 102 500 SH Call SOLE 500 0 0 DANAHER CORPORATION COM 235851102 384 1168 SH SOLE 1168 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 219 4236 SH SOLE 4236 0 0 DISNEY WALT CO COM 254687106 561 3622 SH SOLE 3622 0 0 DISNEY WALT CO COM 254687106 77 500 SH Call SOLE 500 0 0 DOMINION ENERGY INC COM 25746U109 307 3909 SH SOLE 3909 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 264 12000 SH SOLE 12000 0 0 EQUIFAX INC COM 294429105 313 1070 SH SOLE 1070 0 0 EXXON MOBIL CORP COM 30231G102 2745 44865 SH SOLE 44865 0 0 FEDEX CORP COM 31428X106 128 493 SH SOLE 493 0 0 FEDEX CORP COM 31428X106 155 600 SH Call SOLE 600 0 0 FORTINET INC COM 34959E109 295 821 SH SOLE 821 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 586 5484 SH SOLE 5484 0 0 HECLA MNG CO COM 422704106 339 65000 SH SOLE 65000 0 0 HOME DEPOT INC COM 437076102 592 1426 SH SOLE 1426 0 0 ILLINOIS TOOL WKS INC COM 452308109 312 1263 SH SOLE 1263 0 0 INTEL CORP COM 458140100 303 5887 SH SOLE 5887 0 0 INTEL CORP COM 458140100 31 600 SH Call SOLE 600 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 361 2704 SH SOLE 2704 0 0 INVENTRUST PPTYS CORP COM NEW 46124J201 212 7787 SH SOLE 7787 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 805 2024 SH SOLE 2024 0 0 ISHARES GOLD TR ISHARES NEW 464285204 2098 60283 SH SOLE 60283 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 271 6827 SH SOLE 6827 0 0 ISHARES INC MSCI EM ASIA ETF 464286426 1642 20015 SH SOLE 20015 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 1694 11418 SH SOLE 11418 0 0 ISHARES TR CORE S&P MCP ETF 464287507 707 2497 SH SOLE 2497 0 0 ISHARES TR CORE S&P500 ETF 464287200 2537 5319 SH SOLE 5319 0 0 ISHARES TR CORE TOTAL USD 46434V613 5561 105055 SH SOLE 105055 0 0 ISHARES TR EAFE GRWTH ETF 464288885 18917 171517 SH SOLE 171517 0 0 ISHARES TR EAFE SML CP ETF 464288273 15922 217843 SH SOLE 217843 0 0 ISHARES TR EAFE VALUE ETF 464288877 11322 224678 SH SOLE 224678 0 0 ISHARES TR ESG ADV TTL USD 46436E619 1886 38146 SH SOLE 38146 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 941 11840 SH SOLE 11840 0 0 ISHARES TR ESG AWARE MSCI 46435U663 834 20692 SH SOLE 20692 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 26130 242165 SH SOLE 242165 0 0 ISHARES TR ESG AWRE 1 5 YR 46435G243 229 8933 SH SOLE 8933 0 0 ISHARES TR ESG EAFE ETF 46436E759 611 8878 SH SOLE 8878 0 0 ISHARES TR ESG MSCI USA ETF 46436E767 1339 33950 SH SOLE 33950 0 0 ISHARES TR FALN ANGLS USD 46435G474 4065 135650 SH SOLE 135650 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 2781 34738 SH SOLE 34738 0 0 ISHARES TR MBS ETF 464288588 2017 18771 SH SOLE 18771 0 0 ISHARES TR MSCI USA ESG SLC 464288802 262 2464 SH SOLE 2464 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 3364 41584 SH SOLE 41584 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 407 2795 SH SOLE 2795 0 0 ISHARES TR MSCI USA VALUE 46432F388 4713 43051 SH SOLE 43051 0 0 ISHARES TR NATIONAL MUN ETF 464288414 19896 171108 SH SOLE 171108 0 0 ISHARES TR PFD AND INCM SEC 464288687 340 8623 SH SOLE 8623 0 0 ISHARES TR RUS 1000 ETF 464287622 20525 77621 SH SOLE 77621 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 299 1019 SH SOLE 1019 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 462 2783 SH SOLE 2783 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 247 1112 SH SOLE 1112 0 0 ISHARES TR U.S. TECH ETF 464287721 3497 30456 SH SOLE 30456 0 0 ISHARES TR US TREAS BD ETF 46429B267 7723 289470 SH SOLE 289470 0 0 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 1126 36453 SH SOLE 36453 0 0 JOHNSON & JOHNSON COM 478160104 689 4027 SH SOLE 4027 0 0 JPMORGAN CHASE & CO COM 46625H100 796 5024 SH SOLE 5024 0 0 JPMORGAN CHASE & CO COM 46625H100 507 3200 SH Call SOLE 3200 0 0 LAM RESEARCH CORP COM 512807108 204 283 SH SOLE 283 0 0 LAM RESEARCH CORP COM 512807108 72 100 SH Call SOLE 100 0 0 MARVELL TECHNOLOGY INC COM 573874104 209 2389 SH SOLE 2389 0 0 MASTERCARD INCORPORATED CL A 57636Q104 287 798 SH SOLE 798 0 0 MCDONALDS CORP COM 580135101 455 1699 SH SOLE 1699 0 0 MEDTRONIC PLC SHS G5960L103 261 2519 SH SOLE 2519 0 0 MERCK & CO INC COM 58933Y105 368 4796 SH SOLE 4796 0 0 META PLATFORMS INC CL A 30303M102 1306 3884 SH SOLE 3884 0 0 META PLATFORMS INC CL A 30303M102 101 300 SH Call SOLE 300 0 0 MICROSOFT CORP COM 594918104 4689 13943 SH SOLE 13943 0 0 MICROSOFT CORP COM 594918104 538 1600 SH Call SOLE 1600 0 0 MORGAN STANLEY COM NEW 617446448 181 1843 SH SOLE 1843 0 0 MORGAN STANLEY COM NEW 617446448 98 1000 SH Call SOLE 1000 0 0 NETFLIX INC COM 64110L106 225 374 SH SOLE 374 0 0 NEW GOLD INC CDA COM 644535106 35 23600 SH SOLE 23600 0 0 NEW GOLD INC CDA COM 644535106 5 3000 SH Call SOLE 3000 0 0 NVIDIA CORPORATION COM 67066G104 2225 7565 SH SOLE 7565 0 0 NVIDIA CORPORATION COM 67066G104 353 1200 SH Call SOLE 1200 0 0 NXP SEMICONDUCTORS N V COM N6596X109 560 2458 SH SOLE 2458 0 0 ORACLE CORP COM 68389X105 809 9274 SH SOLE 9274 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 208 14667 SH SOLE 14667 0 0 PALO ALTO NETWORKS INC COM 697435105 291 523 SH SOLE 523 0 0 PAYPAL HLDGS INC COM 70450Y103 685 3631 SH SOLE 3631 0 0 PAYPAL HLDGS INC COM 70450Y103 151 800 SH Call SOLE 800 0 0 PEPSICO INC COM 713448108 365 2104 SH SOLE 2104 0 0 PFIZER INC COM 717081103 837 14180 SH SOLE 14180 0 0 PHILLIPS 66 COM 718546104 316 4366 SH SOLE 4366 0 0 PROCTER AND GAMBLE CO COM 742718109 589 3600 SH SOLE 3600 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 214 2492 SH SOLE 2492 0 0 SALESFORCE COM INC COM 79466L302 428 1683 SH SOLE 1683 0 0 SALESFORCE COM INC COM 79466L302 280 1100 SH Call SOLE 1100 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 3998 79091 SH SOLE 79091 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 2199 37514 SH SOLE 37514 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 360 6481 SH SOLE 6481 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 223 6871 SH SOLE 6871 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2299 28441 SH SOLE 28441 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 771 4711 SH SOLE 4711 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4873 47590 SH SOLE 47590 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 5375 85468 SH SOLE 85468 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2916 52537 SH SOLE 52537 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 37 348 SH SOLE 348 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 265 2500 SH Call SOLE 2500 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 477 2745 SH SOLE 2745 0 0 SERVICENOW INC COM 81762P102 317 489 SH SOLE 489 0 0 SERVICENOW INC COM 81762P102 65 100 SH Call SOLE 100 0 0 SHOPIFY INC CL A 82509L107 328 238 SH SOLE 238 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 210 1356 SH SOLE 1356 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 670 1411 SH SOLE 1411 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 24777 443801 SH SOLE 443801 0 0 TESLA INC COM 88160R101 4958 4692 SH SOLE 4692 0 0 TEXAS INSTRS INC COM 882508104 711 3775 SH SOLE 3775 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 412 618 SH SOLE 618 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 67 100 SH Call SOLE 100 0 0 UNION PAC CORP COM 907818108 338 1342 SH SOLE 1342 0 0 UNITED STS OIL FD LP UNITS 91232N207 20 375 SH SOLE 375 0 0 UNITED STS OIL FD LP UNITS 91232N207 647 11900 SH Call SOLE 11900 0 0 UNITEDHEALTH GROUP INC COM 91324P102 478 951 SH SOLE 951 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 224 2554 SH SOLE 2554 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 705 3856 SH SOLE 3856 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 409 1275 SH SOLE 1275 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 386 885 SH SOLE 885 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 203 900 SH SOLE 900 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1326 5492 SH SOLE 5492 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 223 1513 SH SOLE 1513 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1579 25759 SH SOLE 25759 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7435 150333 SH SOLE 150333 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 111538 509657 SH SOLE 509657 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 68274 760205 SH SOLE 760205 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2208 12856 SH SOLE 12856 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 249 3915 SH SOLE 3915 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 22210 434973 SH SOLE 434973 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 212 4082 SH SOLE 4082 0 0 VISA INC COM CL A 92826C839 756 3488 SH SOLE 3488 0 0 WALMART INC COM 931142103 686 4740 SH SOLE 4740 0 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 49 10600 SH SOLE 10600 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 3876 105196 SH SOLE 105196 0 0 WP CAREY INC COM 92936U109 379 4616 SH SOLE 4616 0 0 XCEL ENERGY INC COM 98389B100 241 3559 SH SOLE 3559 0 0