0001179110-20-002272.txt : 20200225 0001179110-20-002272.hdr.sgml : 20200225 20200225172058 ACCESSION NUMBER: 0001179110-20-002272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Contreras Jaime CENTRAL INDEX KEY: 0001587070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02189 FILM NUMBER: 20652187 MAIL ADDRESS: STREET 1: 100 ABBOTT PARK ROAD, AP6A-2 CITY: ABBOTT PARK STATE: IL ZIP: 60064-6011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES CENTRAL INDEX KEY: 0000001800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 360698440 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 ABBOTT PARK ROAD CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: 2246676100 MAIL ADDRESS: STREET 1: 100 ABBOTT PARK ROAD CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 4 1 edgar.xml FORM 4 - X0306 4 2020-02-21 0 0000001800 ABBOTT LABORATORIES ABT 0001587070 Contreras Jaime 100 ABBOTT PARK ROAD ABBOTT PARK IL 60064 0 1 0 0 Senior Vice President Common shares without par value 2020-02-21 4 A 0 11250 0 A 45956 D Common shares without par value 22 I Profit Sharing Trust Common shares without par value 176217 I Jaime Contreras Marvan 2006 Living Trust Common shares without par value 2227 I By Spouse Common shares without par value 12081 I Living Trust (by spouse) Option (right to buy) 87.72 2020-02-21 4 A 0 68578 0 A 2021-02-21 2030-02-20 Common shares 68578 68578 D These shares represent performance-based restricted stock awards under the Abbott Laboratories 2017 Incentive Stock Program. The awards have a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes. On May 10, 2019, the reporting person transferred 22,898 directly owned shares to the Jaime Contreras Marvan 2006 Living Trust. Balance in the Abbott Laboratories Stock Retirement Trust as of February 21, 2020. Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of all securities held by his spouse. Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The Trust is revocable. The reporting person disclaims beneficial ownership of these securities. Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 22,859 on February 21, 2021, 22,859 on February 21, 2022, and 22,860 on February 21, 2023. Jessica H. Paik, by power of attorney for Jaime Contreras 2020-02-25