0001179110-17-002951.txt : 20170222 0001179110-17-002951.hdr.sgml : 20170222 20170222175734 ACCESSION NUMBER: 0001179110-17-002951 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES CENTRAL INDEX KEY: 0000001800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 360698440 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: D-322 AP6D CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: 8479376100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watkin Jared CENTRAL INDEX KEY: 0001645118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02189 FILM NUMBER: 17629899 MAIL ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: AP6A-2, D-032L CITY: ABBOTT PARK STATE: IL ZIP: 60064 4 1 edgar.xml FORM 4 - X0306 4 2017-02-17 0 0000001800 ABBOTT LABORATORIES ABT 0001645118 Watkin Jared 100 ABBOTT PARK ROAD ABBOTT PARK IL 60064 0 1 0 0 Senior Vice President Common shares without par value 2017-02-17 4 A 0 7393 0 A 53955 D Common shares without par value 2017-02-20 4 F 0 740 44.69 D 53215 D Common shares without par value 2017-02-21 4 F 0 683 44.69 D 52532 D Common shares without par value 2017-02-21 4 S 0 300 44.98 D 52232 D Common shares without par value 2017-02-21 4 S 0 100 44.981 D 52132 D Common shares without par value 2017-02-21 4 S 0 100 44.985 D 52032 D Common shares without par value 2017-02-21 4 S 0 55 44.987 D 51977 D Common shares without par value 444 I Profit Sharing Trust Option (right to buy) 44.40 2017-02-17 4 A 0 51129 0 A 2018-02-17 2027-02-16 Common shares 51129 51129 D These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes. Balance in the Abbott Laboratories Stock Retirement Trust as of February 17, 2017. Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 17,043 on 02/17/2018, 17,043 on 02/17/2019, and 17,043 on 02/17/2020. The sale transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c). John A. Berry, by power of attorney for Jared Watkin 2017-02-22