0001179110-16-019924.txt : 20160223 0001179110-16-019924.hdr.sgml : 20160223 20160223180824 ACCESSION NUMBER: 0001179110-16-019924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABBOTT LABORATORIES CENTRAL INDEX KEY: 0000001800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 360698440 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: D-322 AP6D CITY: ABBOTT PARK STATE: IL ZIP: 60064-3500 BUSINESS PHONE: 8479376100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREYMAN THOMAS C CENTRAL INDEX KEY: 0001239126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02189 FILM NUMBER: 161449848 4 1 edgar.xml FORM 4 - X0306 4 2016-02-19 0 0000001800 ABBOTT LABORATORIES ABT 0001239126 FREYMAN THOMAS C 100 ABBOTT PARK ROAD ABBOTT PARK IL 60064-6400 0 1 0 0 Executive Vice President Common shares without par value 2016-02-19 4 A 0 55338 0 A 402590 D Common shares without par value 1123 I Profit Sharing Trust Common shares without par value 4000 I Annette Newton-Freyman 1994 Trust Common shares without par value 76000 I Annette Newton-Freyman 2012 Irrevocable Trust Common shares without par value 76000 I Thomas C. Freyman 2012 Irrevocable Trust Common shares without par value 1941 I By spouse as trustee for son Common shares without par value 1941 I By spouse as trustee for son Option (right to buy) 38.40 2016-02-19 4 A 0 485159 0 A 2017-02-19 2026-02-18 Common shares 485159 485159 D These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes. Balance in the Abbott Laboratories Stock Retirement Trust as of February 19, 2016. Held in the Annette Newton-Freyman 1994 Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities. Held in the Annette Newton-Freyman 2012 Irrevocable Trust. The reporting person is trustee of the trust. The trust is irrevocable. The reporting person disclaims beneficial ownership of these securities. Held in the Thomas C. Freyman 2012 Irrevocable Trust. The reporting person's spouse is trustee of the trust. The trust is irrevocable. The reporting person disclaims beneficial ownership of all securities held by his son. Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 161,720 on 02/19/2017, 161,719 on 02/19/2018, and 161,720 on 02/19/2019. John A. Berry, by power of attorney for Thomas C. Freyman 2016-02-23