0001799957-21-000005.txt : 20211104
0001799957-21-000005.hdr.sgml : 20211104
20211103192419
ACCESSION NUMBER: 0001799957-21-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211104
DATE AS OF CHANGE: 20211103
EFFECTIVENESS DATE: 20211104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PFG Private Wealth Management, LLC
CENTRAL INDEX KEY: 0001799957
IRS NUMBER: 810693395
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19666
FILM NUMBER: 211377237
BUSINESS ADDRESS:
STREET 1: 18572 N DALE MABRY HIGHWAY
CITY: LUTZ
STATE: FL
ZIP: 33548
BUSINESS PHONE: 8132867776
MAIL ADDRESS:
STREET 1: 18572 N DALE MABRY HIGHWAY
CITY: LUTZ
STATE: FL
ZIP: 33548
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001799957
XXXXXXXX
09-30-2021
09-30-2021
PFG Private Wealth Management, LLC
18572 N DALE MABRY HIGHWAY
LUTZ
FL
33548
13F HOLDINGS REPORT
028-19666
N
Jake Jacobsen
Compliance Consultant
7209304361
Jake Jacobsen
Westminster
CO
11-03-2021
0
310
170932
true
INFORMATION TABLE
2
pfgwealth2021q3.xml
ALPS ETF TR
CLEAN ENERGY
00162Q460
13
200
SH
SOLE
0
0
200
AT&T INC
COM
00206R102
38
1410
SH
SOLE
0
0
1410
ARK ETF TR
INNOVATION ETF
00214Q104
2
15
SH
SOLE
0
0
15
ARK ETF TR
AUTNMUS TECHNLGY
00214Q203
1
16
SH
SOLE
0
0
16
ABBOTT LABS
COM
002824100
122
1030
SH
SOLE
0
0
1030
ABBVIE INC
COM
00287Y109
1
12
SH
SOLE
0
0
12
ABERDEEN STD SILVER ETF TR
PHYSCL SILVR SHS
003264108
26
1194
SH
SOLE
0
0
1194
ADAPTIVE BIOTECHNOLOGIES COR
COM
00650F109
0
10
SH
SOLE
0
0
10
ADOBE SYSTEMS INCORPORATED
COM
00724F101
94
163
SH
SOLE
0
0
163
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
45
304
SH
SOLE
0
0
304
ALIGN TECHNOLOGY INC
COM
016255101
83
124
SH
SOLE
0
0
124
ALLETE INC
COM NEW
018522300
3
51
SH
SOLE
0
0
51
ALPHABET INC
CAP STK CL C
02079K107
354
133
SH
SOLE
0
0
133
ALPHABET INC
CAP STK CL A
02079K305
235
88
SH
SOLE
0
0
88
ALTRIA GROUP INC
COM
02209S103
1
20
SH
SOLE
0
0
20
AMAZON COM INC
COM
023135106
752
229
SH
SOLE
0
0
229
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
34
1908
SH
SOLE
0
0
1908
AMERICAN ELEC PWR CO INC
COM
025537101
3
42
SH
SOLE
0
0
42
AMERICAN EXPRESS CO
COM
025816109
9
54
SH
SOLE
0
0
54
AMERICAN TOWER CORP NEW
COM
03027X100
10
38
SH
SOLE
0
0
38
AMETEK INC
COM
031100100
73
585
SH
SOLE
0
0
585
ANALOG DEVICES INC
COM
032654105
84
500
SH
SOLE
0
0
500
APPLE INC
COM
037833100
1314
9283
SH
SOLE
0
0
9283
APPLIED MATLS INC
COM
038222105
76
594
SH
SOLE
0
0
594
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
22
20000
PRN
SOLE
0
0
20000
ARISTA NETWORKS INC
COM
040413106
81
236
SH
SOLE
0
0
236
ARTISAN PARTNERS ASSET MGMT
CL A
04316A108
72
1473
SH
SOLE
0
0
1473
ASHFORD HOSPITALITY TR INC
COM SHS
044103869
0
23
SH
SOLE
0
0
23
AUTOHOME INC
SP ADS RP CL A
05278C107
54
1142
SH
SOLE
0
0
1142
AUTOMATIC DATA PROCESSING IN
COM
053015103
269
1344
SH
SOLE
0
0
1344
BCE INC
COM NEW
05534B760
4
71
SH
SOLE
0
0
71
BALL CORP
COM
058498106
309
3429
SH
SOLE
0
0
3429
BK OF AMERICA CORP
COM
060505104
11
260
SH
SOLE
0
0
260
BANK MONTREAL QUE
COM
063671101
3
34
SH
SOLE
0
0
34
BANK NOVA SCOTIA B C
COM
064149107
3
54
SH
SOLE
0
0
54
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1646
4
SH
SOLE
0
0
4
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
407
1493
SH
SOLE
0
0
1493
BHP GROUP LTD
SPONSORED ADS
088606108
56
1055
SH
SOLE
0
0
1055
BIO RAD LABS INC
CL A
090572207
96
129
SH
SOLE
0
0
129
BLACKROCK INC
COM
09247X101
335
400
SH
SOLE
0
0
400
BLACKROCK CAP INVT CORP
NOTE 5.000% 6/1
092533AC2
242
240000
PRN
SOLE
0
0
240000
BLACKSTONE INC
COM
09260D107
3
22
SH
SOLE
0
0
22
BOEING CO
COM
097023105
26
117
SH
SOLE
0
0
117
BRISTOL-MYERS SQUIBB CO
COM
110122108
27
453
SH
SOLE
0
0
453
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
41
246
SH
SOLE
0
0
246
CDK GLOBAL INC
COM
12508E101
14
329
SH
SOLE
0
0
329
CNA FINL CORP
COM
126117100
3
77
SH
SOLE
0
0
77
CSX CORP
COM
126408103
73
2457
SH
SOLE
0
0
2457
CVS HEALTH CORP
COM
126650100
386
4553
SH
SOLE
0
0
4553
CANADIAN IMP BK COMM
COM
136069101
3
29
SH
SOLE
0
0
29
CANADIAN NATL RY CO
COM
136375102
107
921
SH
SOLE
0
0
921
CANADIAN PAC RY LTD
COM
13645T100
68
1047
SH
SOLE
0
0
1047
CARNIVAL CORP
UNIT 99/99/9999
143658300
6
250
SH
SOLE
0
0
250
CELANESE CORP DEL
COM
150870103
75
495
SH
SOLE
0
0
495
CHEMED CORP NEW
COM
16359R103
73
158
SH
SOLE
0
0
158
CHURCH & DWIGHT INC
COM
171340102
74
896
SH
SOLE
0
0
896
CISCO SYS INC
COM
17275R102
9
162
SH
SOLE
0
0
162
CITIGROUP INC
COM NEW
172967424
9
125
SH
SOLE
0
0
125
CLOROX CO DEL
COM
189054109
68
413
SH
SOLE
0
0
413
COCA COLA CONS INC
COM
191098102
30
75
SH
SOLE
0
0
75
COCA COLA CO
COM
191216100
178
3388
SH
SOLE
0
0
3388
COINBASE GLOBAL INC
COM CL A
19260Q107
4
16
SH
SOLE
0
0
16
COMCAST CORP NEW
CL A
20030N101
327
5840
SH
SOLE
0
0
5840
COMERICA INC
COM
200340107
4
49
SH
SOLE
0
0
49
CONAGRA BRANDS INC
COM
205887102
10
285
SH
SOLE
0
0
285
COPART INC
COM
217204106
84
604
SH
SOLE
0
0
604
CORESITE RLTY CORP
COM
21870Q105
4
26
SH
SOLE
0
0
26
CORECIVIC INC
COM
21871N101
1
147
SH
SOLE
0
0
147
D R HORTON INC
COM
23331A109
6
68
SH
SOLE
0
0
68
DANAHER CORPORATION
COM
235851102
5
17
SH
SOLE
0
0
17
DECKERS OUTDOOR CORP
COM
243537107
86
239
SH
SOLE
0
0
239
DISNEY WALT CO
COM
254687106
454
2683
SH
SOLE
0
0
2683
DOLLAR GEN CORP NEW
COM
256677105
323
1522
SH
SOLE
0
0
1522
DUKE ENERGY CORP NEW
COM NEW
26441C204
36
367
SH
SOLE
0
0
367
EASTMAN KODAK CO
COM NEW
277461406
2
250
SH
SOLE
0
0
250
EDWARDS LIFESCIENCES CORP
COM
28176E108
94
827
SH
SOLE
0
0
827
ELECTRONIC ARTS INC
COM
285512109
14
99
SH
SOLE
0
0
99
EMERSON ELEC CO
COM
291011104
4
42
SH
SOLE
0
0
42
ENBRIDGE INC
COM
29250N105
19
483
SH
SOLE
0
0
483
ENTERPRISE PRODS PARTNERS L
COM
293792107
10
447
SH
SOLE
0
0
447
EVERGY INC
COM
30034W106
3
56
SH
SOLE
0
0
56
EXP WORLD HLDGS INC
COM
30212W100
34
850
SH
SOLE
0
0
850
EXXON MOBIL CORP
COM
30231G102
4
68
SH
SOLE
0
0
68
FACEBOOK INC
CL A
30303M102
188
555
SH
SOLE
0
0
555
FACTSET RESH SYS INC
COM
303075105
92
233
SH
SOLE
0
0
233
FAIR ISAAC CORP
COM
303250104
61
153
SH
SOLE
0
0
153
FASTENAL CO
COM
311900104
79
1527
SH
SOLE
0
0
1527
FEDERAL RLTY INVT TR
SH BEN INT NEW
313747206
3
29
SH
SOLE
0
0
29
FEDERATED HERMES INC
CL B
314211103
3
106
SH
SOLE
0
0
106
FIRST HORIZON CORPORATION
COM
320517105
3
205
SH
SOLE
0
0
205
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
10
60
SH
SOLE
0
0
60
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
12
50
SH
SOLE
0
0
50
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
16
255
SH
SOLE
0
0
255
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
14
114
SH
SOLE
0
0
114
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
1504
26482
SH
SOLE
0
0
26482
FLEETCOR TECHNOLOGIES INC
COM
339041105
73
280
SH
SOLE
0
0
280
FLOWERS FOODS INC
COM
343498101
3
145
SH
SOLE
0
0
145
FORTIS INC
COM
349553107
3
77
SH
SOLE
0
0
77
FREEPORT-MCMORAN INC
CL B
35671D857
1
45
SH
SOLE
0
0
45
FULTON FINL CORP PA
COM
360271100
3
219
SH
SOLE
0
0
219
GENERAL MLS INC
COM
370334104
322
5383
SH
SOLE
0
0
5383
GENTEX CORP
COM
371901109
75
2262
SH
SOLE
0
0
2262
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
1
30
SH
SOLE
0
0
30
GRACO INC
COM
384109104
72
1028
SH
SOLE
0
0
1028
HCA HEALTHCARE INC
COM
40412C101
48
199
SH
SOLE
0
0
199
HP INC
COM
40434L105
8
305
SH
SOLE
0
0
305
HALLIBURTON CO
COM
406216101
4
200
SH
SOLE
0
0
200
HENRY JACK & ASSOC INC
COM
426281101
79
480
SH
SOLE
0
0
480
HERSHEY CO
COM
427866108
79
465
SH
SOLE
0
0
465
HOME DEPOT INC
COM
437076102
20
60
SH
SOLE
0
0
60
HUNTINGTON BANCSHARES INC
COM
446150104
4
257
SH
SOLE
0
0
257
IDEX CORP
COM
45167R104
73
353
SH
SOLE
0
0
353
IDEXX LABS INC
COM
45168D104
84
135
SH
SOLE
0
0
135
ILLINOIS TOOL WKS INC
COM
452308109
71
343
SH
SOLE
0
0
343
INFOSYS LTD
SPONSORED ADR
456788108
92
4114
SH
SOLE
0
0
4114
INTEL CORP
COM
458140100
105
1972
SH
SOLE
0
0
1972
INTERNATIONAL BUSINESS MACHS
COM
459200101
17
124
SH
SOLE
0
0
124
INVESCO QQQ TR
UNIT SER 1
46090E103
4
12
SH
SOLE
0
0
12
INTUIT
COM
461202103
4
7
SH
SOLE
0
0
7
INVESCO EXCHANGE TRADED FD T
INVESCO MSCI
46137V407
15
230
SH
SOLE
0
0
230
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
12
145
SH
SOLE
0
0
145
ISHARES GOLD TR
ISHARES NEW
464285204
28
850
SH
SOLE
0
0
850
ISHARES INC
MSCI GBL MIN VOL
464286525
209
2035
SH
SOLE
0
0
2035
ISHARES TR
CORE S&P500 ETF
464287200
18087
41982
SH
SOLE
0
0
41982
ISHARES TR
CORE US AGGBD ET
464287226
49
428
SH
SOLE
0
0
428
ISHARES TR
S&P 500 GRWT ETF
464287309
3
47
SH
SOLE
0
0
47
ISHARES TR
MSCI EAFE ETF
464287465
42
533
SH
SOLE
0
0
533
ISHARES TR
RUS MD CP GR ETF
464287481
1681
14998
SH
SOLE
0
0
14998
ISHARES TR
ISHARES SEMICDTR
464287523
4
9
SH
SOLE
0
0
9
ISHARES TR
RUS 1000 GRW ETF
464287614
115
421
SH
SOLE
0
0
421
ISHARES TR
RUS 1000 ETF
464287622
105
434
SH
SOLE
0
0
434
ISHARES TR
CORE S&P SCP ETF
464287804
1120
10258
SH
SOLE
0
0
10258
ISHARES TR
S&P SML 600 GWT
464287887
230
1766
SH
SOLE
0
0
1766
ISHARES TR
NATIONAL MUN ETF
464288414
1515
13044
SH
SOLE
0
0
13044
ISHARES TR
U.S. MED DVC ETF
464288810
3
48
SH
SOLE
0
0
48
ISHARES TR
EAFE GRWTH ETF
464288885
6037
56699
SH
SOLE
0
0
56699
ISHARES SILVER TR
ISHARES
46428Q109
2
100
SH
SOLE
0
0
100
ISHARES TR
FLTG RATE NT ETF
46429B655
12287
241686
SH
SOLE
0
0
241686
ISHARES TR
MSCI USA MIN VOL
46429B697
475
6466
SH
SOLE
0
0
6466
ISHARES U S ETF TR
BLACKROCK ST MAT
46431W507
35
700
SH
SOLE
0
0
700
ISHARES TR
MSCI USA QLT FCT
46432F339
9256
70263
SH
SOLE
0
0
70263
ISHARES TR
MSCI USA MMENTM
46432F396
3985
22692
SH
SOLE
0
0
22692
ISHARES TR
EXPONENTIAL TECH
46434V381
303
4835
SH
SOLE
0
0
4835
ISHARES TR
CORE DIV GRWTH
46434V621
12471
248229
SH
SOLE
0
0
248229
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
7558
290688
SH
SOLE
0
0
290688
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
7308
288610
SH
SOLE
0
0
288610
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
6766
252028
SH
SOLE
0
0
252028
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
7149
271921
SH
SOLE
0
0
271921
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
168
6790
SH
SOLE
0
0
6790
ISHARES TR
ESG AWR MSCI USA
46435G425
0
5
SH
SOLE
0
0
5
ISHARES TR
MSCI USA SMCP MN
46435G433
68
1839
SH
SOLE
0
0
1839
ISHARES TR
IBONDS DEC2026
46435GAA0
6774
255622
SH
SOLE
0
0
255622
ISHARES TR
IBONDS 25 TRM HG
46435U168
25
1000
SH
SOLE
0
0
1000
ISHARES TR
IBDS DEC28 ETF
46435U515
6674
232947
SH
SOLE
0
0
232947
ISHARES TR
IBONDS 27 ETF
46435UAA9
6687
247848
SH
SOLE
0
0
247848
ISHARES TR
IBONDS DEC 29
46436E205
6553
246203
SH
SOLE
0
0
246203
JPMORGAN CHASE & CO
COM
46625H100
59
358
SH
SOLE
0
0
358
JACOBS ENGR GROUP INC
COM
469814107
2
15
SH
SOLE
0
0
15
KELLOGG CO
COM
487836108
3
54
SH
SOLE
0
0
54
KEYCORP
COM
493267108
4
171
SH
SOLE
0
0
171
KIMBERLY-CLARK CORP
COM
494368103
4
27
SH
SOLE
0
0
27
KRAFT HEINZ CO
COM
500754106
3
86
SH
SOLE
0
0
86
KROGER CO
COM
501044101
3
86
SH
SOLE
0
0
86
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
5
19
SH
SOLE
0
0
19
LAM RESEARCH CORP
COM
512807108
73
128
SH
SOLE
0
0
128
LENNAR CORP
CL A
526057104
18
191
SH
SOLE
0
0
191
LILLY ELI & CO
COM
532457108
100
432
SH
SOLE
0
0
432
LOCKHEED MARTIN CORP
COM
539830109
12
34
SH
SOLE
0
0
34
LUMENTUM HLDGS INC
COM
55024U109
0
2
SH
SOLE
0
0
2
MANULIFE FINL CORP
COM
56501R106
4
182
SH
SOLE
0
0
182
MARATHON PETE CORP
COM
56585A102
8
126
SH
SOLE
0
0
126
MARKETAXESS HLDGS INC
COM
57060D108
68
161
SH
SOLE
0
0
161
MASTERCARD INCORPORATED
CL A
57636Q104
77
222
SH
SOLE
0
0
222
MCDONALDS CORP
COM
580135101
34
143
SH
SOLE
0
0
143
METLIFE INC
COM
59156R108
1
11
SH
SOLE
0
0
11
METTLER TOLEDO INTERNATIONAL
COM
592688105
79
57
SH
SOLE
0
0
57
MICROSOFT CORP
COM
594918104
532
1887
SH
SOLE
0
0
1887
MONSTER BEVERAGE CORP NEW
COM
61174X109
74
828
SH
SOLE
0
0
828
MOODYS CORP
COM
615369105
83
233
SH
SOLE
0
0
233
NATIONAL RETAIL PROPERTIES I
COM
637417106
3
73
SH
SOLE
0
0
73
NETFLIX INC
COM
64110L106
1
2
SH
SOLE
0
0
2
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
20
1859
SH
SOLE
0
0
1859
NEXTERA ENERGY INC
COM
65339F101
31
400
SH
SOLE
0
0
400
NIKE INC
CL B
654106103
4
25
SH
SOLE
0
0
25
NORTHERN TR CORP
COM
665859104
3
30
SH
SOLE
0
0
30
NORTHROP GRUMMAN CORP
COM
666807102
352
976
SH
SOLE
0
0
976
NOVARTIS AG
SPONSORED ADR
66987V109
8
100
SH
SOLE
0
0
100
NOVO-NORDISK A S
ADR
670100205
96
999
SH
SOLE
0
0
999
NVIDIA CORPORATION
COM
67066G104
99
477
SH
SOLE
0
0
477
OGE ENERGY CORP
COM
670837103
3
102
SH
SOLE
0
0
102
OLD DOMINION FREIGHT LINE IN
COM
679580100
88
307
SH
SOLE
0
0
307
OMNICOM GROUP INC
COM
681919106
3
44
SH
SOLE
0
0
44
ONEOK INC NEW
COM
682680103
4
63
SH
SOLE
0
0
63
PPL CORP
COM
69351T106
3
125
SH
SOLE
0
0
125
PAYCHEX INC
COM
704326107
91
811
SH
SOLE
0
0
811
PAYPAL HLDGS INC
COM
70450Y103
75
290
SH
SOLE
0
0
290
PEOPLES UNITED FINANCIAL INC
COM
712704105
4
203
SH
SOLE
0
0
203
PEPSICO INC
COM
713448108
39
258
SH
SOLE
0
0
258
PFIZER INC
COM
717081103
115
2682
SH
SOLE
0
0
2682
PHILIP MORRIS INTL INC
COM
718172109
3
35
SH
SOLE
0
0
35
PHILLIPS 66
COM
718546104
9
125
SH
SOLE
0
0
125
PINNACLE WEST CAP CORP
COM
723484101
3
42
SH
SOLE
0
0
42
PORTLAND GEN ELEC CO
COM NEW
736508847
3
73
SH
SOLE
0
0
73
PRICE T ROWE GROUP INC
COM
74144T108
89
455
SH
SOLE
0
0
455
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
4
56
SH
SOLE
0
0
56
PROGRESSIVE CORP
COM
743315103
3
36
SH
SOLE
0
0
36
PROSPECT CAP CORP
NOTE 4.950% 7/1
74348TAR3
41
40000
PRN
SOLE
0
0
40000
PULTE GROUP INC
COM
745867101
6
126
SH
SOLE
0
0
126
QUALCOMM INC
COM
747525103
74
570
SH
SOLE
0
0
570
QUEST DIAGNOSTICS INC
COM
74834L100
87
600
SH
SOLE
0
0
600
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
346
4026
SH
SOLE
0
0
4026
REALTY INCOME CORP
COM
756109104
3
51
SH
SOLE
0
0
51
REGENERON PHARMACEUTICALS
COM
75886F107
89
147
SH
SOLE
0
0
147
RESMED INC
COM
761152107
90
343
SH
SOLE
0
0
343
ROBINHOOD MKTS INC
COM CL A
770700102
1
30
SH
SOLE
0
0
30
ROCKWELL AUTOMATION INC
COM
773903109
83
282
SH
SOLE
0
0
282
ROYAL BK CDA
COM
780087102
3
26
SH
SOLE
0
0
26
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
11
250
SH
SOLE
0
0
250
S&P GLOBAL INC
COM
78409V104
86
203
SH
SOLE
0
0
203
SEI INVTS CO
COM
784117103
74
1254
SH
SOLE
0
0
1254
SPDR S&P 500 ETF TR
TR UNIT
78462F103
683
1592
SH
SOLE
0
0
1592
SPDR GOLD TR
GOLD SHS
78463V107
403
2451
SH
SOLE
0
0
2451
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
3680
86529
SH
SOLE
0
0
86529
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
5462
150846
SH
SOLE
0
0
150846
SPDR SER TR
S&P 600 SMCP GRW
78464A201
1003
11517
SH
SOLE
0
0
11517
SPDR SER TR
S&P 600 SMCP VAL
78464A300
7
85
SH
SOLE
0
0
85
SPDR SER TR
PRTFLO S&P500 GW
78464A409
4824
75353
SH
SOLE
0
0
75353
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
356
11932
SH
SOLE
0
0
11932
SPDR SER TR
S&P DIVID ETF
78464A763
112
950
SH
SOLE
0
0
950
SPDR SER TR
S&P 400 MDCP GRW
78464A821
14
185
SH
SOLE
0
0
185
SPDR SER TR
PORTFOLIO S&P500
78464A854
294
5821
SH
SOLE
0
0
5821
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
96
199
SH
SOLE
0
0
199
SPDR SER TR
PRTFLO S&P500 HI
78468R788
275
7035
SH
SOLE
0
0
7035
SVB FINANCIAL GROUP
COM
78486Q101
102
157
SH
SOLE
0
0
157
SCHWAB CHARLES CORP
COM
808513105
359
4922
SH
SOLE
0
0
4922
SERVICENOW INC
COM
81762P102
31
50
SH
SOLE
0
0
50
SIMON PPTY GROUP INC NEW
COM
828806109
3
20
SH
SOLE
0
0
20
SKYWORKS SOLUTIONS INC
COM
83088M102
71
433
SH
SOLE
0
0
433
SNAP ON INC
COM
833034101
69
332
SH
SOLE
0
0
332
SOUTH JERSEY INDS INC
COM
838518108
2
99
SH
SOLE
0
0
99
SOUTHERN CO
COM
842587107
3
42
SH
SOLE
0
0
42
SOUTHERN COPPER CORP
COM
84265V105
63
1130
SH
SOLE
0
0
1130
SOUTHWEST AIRLS CO
COM
844741108
13
250
SH
SOLE
0
0
250
SOUTHWEST GAS HLDGS INC
COM
844895102
3
41
SH
SOLE
0
0
41
SPIRE INC
COM
84857L101
2
35
SH
SOLE
0
0
35
STMICROELECTRONICS N V
NY REGISTRY
861012102
142
3250
SH
SOLE
0
0
3250
SUN LIFE FINANCIAL INC.
COM
866796105
3
52
SH
SOLE
0
0
52
SYSCO CORP
COM
871829107
2
21
SH
SOLE
0
0
21
BLACKROCK TCP CAPITAL CORP
NOTE 4.625% 3/0
87238QAD5
39
39000
PRN
SOLE
0
0
39000
TJX COS INC NEW
COM
872540109
5
82
SH
SOLE
0
0
82
TARGET CORP
COM
87612E106
4
17
SH
SOLE
0
0
17
TC ENERGY CORP
COM
87807B107
2
51
SH
SOLE
0
0
51
TELUS CORPORATION
COM
87971M103
3
118
SH
SOLE
0
0
118
TERADYNE INC
COM
880770102
68
620
SH
SOLE
0
0
620
TESLA INC
COM
88160R101
63
81
SH
SOLE
0
0
81
TEXAS INSTRS INC
COM
882508104
80
414
SH
SOLE
0
0
414
THERMO FISHER SCIENTIFIC INC
COM
883556102
339
594
SH
SOLE
0
0
594
3M CO
COM
88579Y101
69
393
SH
SOLE
0
0
393
TORONTO DOMINION BK ONT
COM NEW
891160509
2
37
SH
SOLE
0
0
37
TRACTOR SUPPLY CO
COM
892356106
46
227
SH
SOLE
0
0
227
TYLER TECHNOLOGIES INC
COM
902252105
3
7
SH
SOLE
0
0
7
US BANCORP DEL
COM NEW
902973304
8
131
SH
SOLE
0
0
131
UBER TECHNOLOGIES INC
COM
90353T100
0
10
SH
SOLE
0
0
10
ULTA BEAUTY INC
COM
90384S303
4
12
SH
SOLE
0
0
12
UNION PAC CORP
COM
907818108
68
347
SH
SOLE
0
0
347
UNITED PARCEL SERVICE INC
CL B
911312106
1
5
SH
SOLE
0
0
5
UNITEDHEALTH GROUP INC
COM
91324P102
354
906
SH
SOLE
0
0
906
UNUM GROUP
COM
91529Y106
2
94
SH
SOLE
0
0
94
URANIUM ENERGY CORP
COM
916896103
15
5000
SH
SOLE
0
0
5000
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
9
40
SH
SOLE
0
0
40
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1
8
SH
SOLE
0
0
8
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
2761
54689
SH
SOLE
0
0
54689
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
1
10
SH
SOLE
0
0
10
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
1
5
SH
SOLE
0
0
5
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1
10
SH
SOLE
0
0
10
VEEVA SYS INC
CL A COM
922475108
76
264
SH
SOLE
0
0
264
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
22
57
SH
SOLE
0
0
57
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
1
7
SH
SOLE
0
0
7
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
1
5
SH
SOLE
0
0
5
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
0
4
SH
SOLE
0
0
4
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1
4
SH
SOLE
0
0
4
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
13
80
SH
SOLE
0
0
80
VANGUARD INDEX FDS
MID CAP ETF
922908629
3644
15390
SH
SOLE
0
0
15390
VANGUARD INDEX FDS
GROWTH ETF
922908736
2
7
SH
SOLE
0
0
7
VANGUARD INDEX FDS
VALUE ETF
922908744
1
10
SH
SOLE
0
0
10
VANGUARD INDEX FDS
SMALL CP ETF
922908751
3420
15641
SH
SOLE
0
0
15641
VERIZON COMMUNICATIONS INC
COM
92343V104
2
42
SH
SOLE
0
0
42
VERISK ANALYTICS INC
COM
92345Y106
84
417
SH
SOLE
0
0
417
VIAVI SOLUTIONS INC
COM
925550105
0
12
SH
SOLE
0
0
12
VIATRIS INC
COM
92556V106
3
238
SH
SOLE
0
0
238
VISA INC
COM CL A
92826C839
409
1834
SH
SOLE
0
0
1834
VMWARE INC
CL A COM
928563402
69
461
SH
SOLE
0
0
461
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2
50
SH
SOLE
0
0
50
WATERS CORP
COM
941848103
86
242
SH
SOLE
0
0
242
WEST PHARMACEUTICAL SVSC INC
COM
955306105
103
242
SH
SOLE
0
0
242
WESTERN ALLIANCE BANCORP
COM
957638109
86
786
SH
SOLE
0
0
786
WHIRLPOOL CORP
COM
963320106
66
324
SH
SOLE
0
0
324
WIPRO LTD
SPON ADR 1 SH
97651M109
91
10352
SH
SOLE
0
0
10352
XILINX INC
COM
983919101
90
594
SH
SOLE
0
0
594
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
15
104
SH
SOLE
0
0
104
ZOETIS INC
CL A
98978V103
84
433
SH
SOLE
0
0
433
AMCOR PLC
ORD
G0250X107
4
304
SH
SOLE
0
0
304
AON PLC
SHS CL A
G0403H108
94
329
SH
SOLE
0
0
329
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
45
142
SH
SOLE
0
0
142
LAZARD LTD
SHS A
G54050102
4
80
SH
SOLE
0
0
80
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
3
120
SH
SOLE
0
0
120
GARMIN LTD
SHS
H2906T109
85
548
SH
SOLE
0
0
548
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
83
112
SH
SOLE
0
0
112
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
3
34
SH
SOLE
0
0
34
NXP SEMICONDUCTORS N V
COM
N6596X109
5
28
SH
SOLE
0
0
28