0001799900-21-000001.txt : 20210113
0001799900-21-000001.hdr.sgml : 20210113
20210112190052
ACCESSION NUMBER: 0001799900-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210113
DATE AS OF CHANGE: 20210112
EFFECTIVENESS DATE: 20210113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pacifica Partners Inc.
CENTRAL INDEX KEY: 0001799900
IRS NUMBER: 000000000
STATE OF INCORPORATION: Z4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19747
FILM NUMBER: 21524562
BUSINESS ADDRESS:
STREET 1: 5455 152 STREET
STREET 2: SUITE 213
CITY: SURREY
STATE: Z4
ZIP: V3S 5A5
BUSINESS PHONE: 604-576-8908
MAIL ADDRESS:
STREET 1: 5455 152 STREET
STREET 2: SUITE 213
CITY: SURREY
STATE: Z4
ZIP: V3S 5A5
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001799900
XXXXXXXX
12-31-2020
12-31-2020
Pacifica Partners Inc.
5455 152 STREET
SUITE 213
SURREY
Z4
V3S 5A5
13F HOLDINGS REPORT
028-19747
N
Aman Bhangu
Chief Compliance Officer
604-576-8908
Aman Bhangu
Surrey
A1
01-12-2021
0
391
103733
false
INFORMATION TABLE
2
13F_PP_20201231.xml
2U INC
COM
90214J101
2
50
SH
DFND
50
0
0
ABB LTD
SPONSORED ADR
000375204
3
115
SH
DFND
115
0
0
ABBOTT LABS
COM
002824100
42
392
SH
DFND
392
0
0
ABBVIE INC
COM
00287Y109
82
789
SH
DFND
789
0
0
ABCELLERA BIOLOGICS INC
COM
00288U106
2
45
SH
DFND
45
0
0
ADVANSIX INC
COM
00773T101
1
33
SH
DFND
33
0
0
AES CORP
COM
00130H105
232
9835
SH
DFND
9835
0
0
AFLAC INC
COM
001055102
9
200
SH
DFND
200
0
0
AGEX THERAPEUTICS INC
COM
00848H108
0
292
SH
DFND
292
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
13
110
SH
DFND
110
0
0
AGNICO EAGLE MINES LTD
COM
008474108
7
100
SH
DFND
100
0
0
AIR PRODS & CHEMS INC
COM
009158106
2
7
SH
DFND
7
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
62
580
SH
DFND
580
0
0
ALASKA AIR GROUP INC
COM
011659109
8
145
SH
DFND
145
0
0
ALBEMARLE CORP
COM
012653101
53
350
SH
DFND
350
0
0
ALCON AG
ORD SHS
H01301128
40
610
SH
DFND
610
0
0
ALGONQUIN PWR UTILS CORP
COM
015857105
14
866
SH
DFND
866
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
30
117
SH
DFND
117
0
0
ALLIANCEBERNSTEIN NATL MUN I
COM
01864U106
4
254
SH
DFND
254
0
0
ALPHABET INC
CAP STK CL C
02079K107
4044
2329
SH
DFND
2329
0
0
ALPHABET INC
CAP STK CL A
02079K305
133
77
SH
DFND
77
0
0
ALTRIA GROUP INC
COM
02209S103
18
426
SH
DFND
426
0
0
AMAZON COM INC
COM
023135106
3117
976
SH
DFND
976
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
11
280
SH
DFND
280
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
47
214
SH
DFND
214
0
0
AMERICAS GOLD AND SILVER COR
COM
03062D100
2
800
SH
DFND
800
0
0
AMETEK INC
COM
031100100
3
23
SH
DFND
23
0
0
AMGEN INC
COM
031162100
117
524
SH
DFND
524
0
0
APACHE CORP
COM
037411105
10
700
SH
DFND
700
0
0
APHRIA INC
COM
03765K104
28
3785
SH
DFND
3785
0
0
APPLE INC
COM
037833100
6146
46815
SH
DFND
46815
0
0
APPLIED MATLS INC
COM
038222105
1734
20580
SH
DFND
20580
0
0
APTIV PLC
SHS
G6095L109
3
25
SH
DFND
25
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
62
1262
SH
DFND
1262
0
0
ARRAY TECHNOLOGIES INC
COM SHS
04271T100
5
100
SH
DFND
100
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
59
750
SH
DFND
750
0
0
AT&T INC
COM
00206R102
346
12018
SH
DFND
12018
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
35
2650
SH
DFND
2650
0
0
AURORA CANNABIS INC
COM
05156X884
7
786
SH
DFND
786
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
15
85
SH
DFND
85
0
0
B2GOLD CORP
COM
11777Q209
31
5575
SH
DFND
5575
0
0
BAIDU INC
SPON ADR REP A
056752108
9
48
SH
DFND
48
0
0
BANCO SANTANDER S.A.
ADR
05964H105
5
1488
SH
DFND
1488
0
0
BANK MONTREAL QUE
COM
063671101
62
824
SH
DFND
824
0
0
BANK NOVA SCOTIA B C
COM
064149107
1530
28605
SH
DFND
28605
0
0
BARCLAYS PLC
ADR
06738E204
11
1300
SH
DFND
1300
0
0
BARRICK GOLD CORP
COM
067901108
1645
71806
SH
DFND
71806
0
0
BAYTEX ENERGY CORP
COM
07317Q105
15
27442
SH
DFND
27442
0
0
BCE INC
COM NEW
05534B760
1136
26663
SH
DFND
26663
0
0
BECTON DICKINSON & CO
COM
075887109
8
34
SH
DFND
34
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3251
14465
SH
DFND
14465
0
0
BHP GROUP LTD
SPONSORED ADS
088606108
247
3758
SH
DFND
3758
0
0
BK OF AMERICA CORP
COM
060505104
2923
97010
SH
DFND
97010
0
0
BLACKBERRY LTD
COM
09228F103
126
17680
SH
DFND
17680
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
11
748
SH
DFND
748
0
0
BOEING CO
COM
097023105
73
330
SH
DFND
330
0
0
BP PLC
SPONSORED ADR
055622104
3
120
SH
DFND
120
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
2312
37805
SH
DFND
37805
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
1360
33642
SH
DFND
33642
0
0
BROOKFIELD BUSINESS PARTNERS
UNIT LTD LP
G16234109
67
1814
SH
DFND
1814
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
8
150
SH
DFND
150
0
0
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
1
16
SH
DFND
16
0
0
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
1
100
SH
DFND
100
0
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
162
2785
SH
DFND
2785
0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
487
11810
SH
DFND
11810
0
0
CAE INC
COM
124765108
99
3675
SH
DFND
3675
0
0
CAMECO CORP
COM
13321L108
67
4920
SH
DFND
4920
0
0
CANADIAN IMP BK COMM
COM
136069101
22
255
SH
DFND
255
0
0
CANADIAN NAT RES LTD
COM
136385101
1231
51200
SH
DFND
51200
0
0
CANADIAN NATL RY CO
COM
136375102
269
2448
SH
DFND
2448
0
0
CANADIAN PAC RY LTD
COM
13645T100
10
30
SH
DFND
30
0
0
CANOPY GROWTH CORP
COM
138035100
98
3620
SH
DFND
3620
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
3
150
SH
DFND
150
0
0
CARRIER GLOBAL CORPORATION
COM
14448C104
0
13
SH
DFND
13
0
0
CATERPILLAR INC
COM
149123101
114
640
SH
DFND
640
0
0
CBRE GROUP INC
CL A
12504L109
2
29
SH
DFND
29
0
0
CENTENE CORP DEL
COM
15135B101
2
38
SH
DFND
38
0
0
CERNER CORP
COM
156782104
174
2235
SH
DFND
2235
0
0
CF INDS HLDGS INC
COM
125269100
998
27077
SH
DFND
27077
0
0
CGI INC
CL A SUB VTG
12532H104
24
300
SH
DFND
300
0
0
CHEMOURS CO
COM
163851108
24
900
SH
DFND
900
0
0
CHEVRON CORP NEW
COM
166764100
267
3110
SH
DFND
3110
0
0
CHUBB LIMITED
COM
H1467J104
89
590
SH
DFND
590
0
0
CISCO SYS INC
COM
17275R102
1490
33494
SH
DFND
33494
0
0
CITIGROUP INC
COM NEW
172967424
1246
20446
SH
DFND
20446
0
0
CITRIX SYS INC
COM
177376100
26
200
SH
DFND
200
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
4
288
SH
DFND
288
0
0
CNH INDL N V
SHS
N20944109
2
168
SH
DFND
168
0
0
COCA COLA CO
COM
191216100
1815
34106
SH
DFND
34106
0
0
COHBAR INC
COM
19249J109
1
1052
SH
DFND
1052
0
0
COLGATE PALMOLIVE CO
COM
194162103
68
802
SH
DFND
802
0
0
COMCAST CORP NEW
CL A
20030N101
51
1013
SH
DFND
1013
0
0
CONOCOPHILLIPS
COM
20825C104
141
3515
SH
DFND
3515
0
0
CONSOLIDATED EDISON INC
COM
209115104
4
60
SH
DFND
60
0
0
CORTEVA INC
COM
22052L104
105
2674
SH
DFND
2674
0
0
COSTCO WHSL CORP NEW
COM
22160K105
220
607
SH
DFND
607
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
20
8300
SH
DFND
8300
0
0
CRH MED CORP
COM
12626F105
4
2000
SH
DFND
2000
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
16
103
SH
DFND
103
0
0
CSX CORP
COM
126408103
45
500
SH
DFND
500
0
0
CVS HEALTH CORP
COM
126650100
67
989
SH
DFND
989
0
0
DANAHER CORPORATION
COM
235851102
18
80
SH
DFND
80
0
0
DEERE & CO
COM
244199105
3
12
SH
DFND
12
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
8
200
SH
DFND
200
0
0
DENISON MINES CORP
COM
248356107
62
101800
SH
DFND
101800
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
16
100
SH
DFND
100
0
0
DISNEY WALT CO
COM
254687106
76
435
SH
DFND
435
0
0
DOCUSIGN INC
COM
256163106
12
50
SH
DFND
50
0
0
DOLBY LABORATORIES INC
COM CL A
25659T107
19
200
SH
DFND
200
0
0
DOLLAR TREE INC
COM
256746108
7
65
SH
DFND
65
0
0
DOMINION ENERGY INC
COM
25746U109
10
140
SH
DFND
140
0
0
DOW INC
COM
260557103
9
166
SH
DFND
166
0
0
DRAFTKINGS INC
COM CL A
26142R104
2
30
SH
DFND
30
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
20
228
SH
DFND
228
0
0
DUPONT DE NEMOURS INC
COM
26614N102
2029
29251
SH
DFND
29251
0
0
ELDORADO GOLD CORP NEW
COM
284902509
7
545
SH
DFND
545
0
0
ENBRIDGE INC
COM
29250N105
874
27024
SH
DFND
27024
0
0
ENERGY FUELS INC
COM NEW
292671708
3
700
SH
DFND
700
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
22
1100
SH
DFND
1100
0
0
EQUINIX INC
COM
29444U700
18
25
SH
DFND
25
0
0
ERICSSON
ADR B SEK 10
294821608
1
125
SH
DFND
125
0
0
ETF MANAGERS TR
PRIME MOBILE PAY
26924G409
3
40
SH
DFND
40
0
0
EURONAV NV
SHS
B38564108
0
13
SH
DFND
13
0
0
EVERSOURCE ENERGY
COM
30040W108
2
20
SH
DFND
20
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
10
158
SH
DFND
158
0
0
EXELIXIS INC
COM
30161Q104
0
7
SH
DFND
7
0
0
EXXON MOBIL CORP
COM
30231G102
845
20180
SH
DFND
20180
0
0
FEDEX CORP
COM
31428X106
1191
4387
SH
DFND
4387
0
0
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
5
96
SH
DFND
96
0
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
46
1310
SH
DFND
1310
0
0
FIRSTENERGY CORP
COM
337932107
1
50
SH
DFND
50
0
0
FORD MTR CO DEL
COM
345370860
25
2800
SH
DFND
2800
0
0
FORTIS INC
COM
349553107
728
17826
SH
DFND
17826
0
0
FORTIVE CORP
COM
34959J108
1
20
SH
DFND
20
0
0
FORTUNA SILVER MINES INC
COM
349915108
4
600
SH
DFND
600
0
0
FOX CORP
CL B COM
35137L204
2
54
SH
DFND
54
0
0
FRANCO NEV CORP
COM
351858105
65
502
SH
DFND
502
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
31
1245
SH
DFND
1245
0
0
FREQUENCY THERAPEUTICS INC
COM
35803L108
7
210
SH
DFND
210
0
0
GARTNER INC
COM
366651107
16
100
SH
DFND
100
0
0
GENERAL DYNAMICS CORP
COM
369550108
1187
7989
SH
DFND
7989
0
0
GENERAL ELECTRIC CO
COM
369604103
39
3537
SH
DFND
3537
0
0
GENERAL MTRS CO
COM
37045V100
21
500
SH
DFND
500
0
0
GFL ENVIRONMENTAL INC
SUB VTG SHS
36168Q104
4
150
SH
DFND
150
0
0
GILEAD SCIENCES INC
COM
375558103
9
148
SH
DFND
148
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
8
220
SH
DFND
220
0
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
9
284
SH
DFND
284
0
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
6
100
SH
DFND
100
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
1
10
SH
DFND
10
0
0
HERSHEY CO
COM
427866108
25
170
SH
DFND
170
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
6
533
SH
DFND
533
0
0
HEXO CORP
COM
428304109
1
900
SH
DFND
900
0
0
HILL ROM HLDGS INC
COM
431475102
2
24
SH
DFND
24
0
0
HOME DEPOT INC
COM
437076102
145
536
SH
DFND
536
0
0
HP INC
COM
40434L105
12
500
SH
DFND
500
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
10
60
SH
DFND
60
0
0
IMPERIAL OIL LTD
COM NEW
453038408
5
240
SH
DFND
240
0
0
INFLARX NV
COM
N44821101
19
3625
SH
DFND
3625
0
0
INPIXON
COM
45790J800
0
7
SH
DFND
7
0
0
INTEGRA RES CORP
COM NEW
45826T301
5
1200
SH
DFND
1200
0
0
INTEL CORP
COM
458140100
25
545
SH
DFND
545
0
0
INTERNATIONAL PAPER CO
COM
460146103
2
35
SH
DFND
35
0
0
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
21
200
SH
DFND
200
0
0
INVESCO EXCH TRADED FD TR II
INTL CORP BD
46138E636
60
2020
SH
DFND
2020
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
19
875
SH
DFND
875
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
9
416
SH
DFND
416
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
9
402
SH
DFND
402
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
9
404
SH
DFND
404
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
9
413
SH
DFND
413
0
0
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
9
201
SH
DFND
201
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
14
44
SH
DFND
44
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
9
150
SH
DFND
150
0
0
ISHARES INC
MSCI CDA ETF
464286509
54
1740
SH
DFND
1740
0
0
ISHARES INC
MSCI GERMANY ET
464286806
6
187
SH
DFND
187
0
0
ISHARES INC
JP MRG EM CRP BD
464286251
2
45
SH
DFND
45
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
11
180
SH
DFND
180
0
0
ISHARES INC
MSCI GBL MIN VOL
464286525
9
93
SH
DFND
93
0
0
ISHARES INC
MSCI EMERG MRKT
464286533
14
228
SH
DFND
228
0
0
ISHARES SILVER TR
ISHARES
46428Q109
5
200
SH
DFND
200
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1046
2828
SH
DFND
2828
0
0
ISHARES TR
CORE US AGGBD E
464287226
29
249
SH
DFND
249
0
0
ISHARES TR
MSCI EMG MKT ET
464287234
60
1188
SH
DFND
1188
0
0
ISHARES TR
IBOXX INV CP ET
464287242
1866
13558
SH
DFND
13558
0
0
ISHARES TR
GBL COMM SVC ET
464287275
5
70
SH
DFND
70
0
0
ISHARES TR
GLOB HLTHCRE ET
464287325
21
280
SH
DFND
280
0
0
ISHARES TR
GLOBAL ENERG ET
464287341
3
151
SH
DFND
151
0
0
ISHARES TR
20 YR TR BD ETF
464287432
218
1387
SH
DFND
1387
0
0
ISHARES TR
MSCI EAFE ETF
464287465
99
1360
SH
DFND
1360
0
0
ISHARES TR
U.S. TECH ETF
464287721
30
356
SH
DFND
356
0
0
ISHARES TR
US HLTHCARE ETF
464287762
8
32
SH
DFND
32
0
0
ISHARES TR
JPMORGAN USD EM
464288281
51
441
SH
DFND
441
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
12
141
SH
DFND
141
0
0
ISHARES TR
CRE U S REIT ET
464288521
9
200
SH
DFND
200
0
0
ISHARES TR
ISHS 5-10YR INV
464288638
12
200
SH
DFND
200
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
33
600
SH
DFND
600
0
0
ISHARES TR
SHORT TREAS BD
464288679
1092
9858
SH
DFND
9858
0
0
ISHARES TR
PFD AND INCM SE
464288687
38
998
SH
DFND
998
0
0
ISHARES TR
HDG MSCI JAPAN
46434V886
10
280
SH
DFND
280
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
33
643
SH
DFND
643
0
0
ISHARES TR
RUSSELL 2000 ET
464287655
64
320
SH
DFND
320
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
13
194
SH
DFND
194
0
0
ISHARES TR
NATIONAL MUN ET
464288414
12
100
SH
DFND
100
0
0
ISHARES TR
ESG AWR US AGRG
46435U549
7
124
SH
DFND
124
0
0
ISHARES TR
MSCI USA ESG SL
464288802
11
134
SH
DFND
134
0
0
ISHARES TR
US TREAS BD ETF
46429B267
11
404
SH
DFND
404
0
0
ISHARES TR
BARCLAYS 7 10 Y
464287440
29
241
SH
DFND
241
0
0
ISHARES TR
RUS 1000 ETF
464287622
22
103
SH
DFND
103
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
11
70
SH
DFND
70
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
91
1045
SH
DFND
1045
0
0
ISHARES TR
CORE S&P SCP ET
464287804
14
148
SH
DFND
148
0
0
ISHARES TR
EAFE SML CP ETF
464288273
2
36
SH
DFND
36
0
0
ISHARES TR
SP SMCP600VL ET
464287879
3
32
SH
DFND
32
0
0
JOHNSON & JOHNSON
COM
478160104
2837
18623
SH
DFND
18623
0
0
JPMORGAN CHASE & CO
COM
46625H100
2400
19140
SH
DFND
19140
0
0
KINDER MORGAN INC DEL
COM
49456B101
1422
102609
SH
DFND
102609
0
0
KINROSS GOLD CORP
COM
496902404
416
56260
SH
DFND
56260
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
27
637
SH
DFND
637
0
0
KRAFT HEINZ CO
COM
500754106
85
2447
SH
DFND
2447
0
0
LEMONADE INC
COM
52567D107
34
250
SH
DFND
250
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
1
50
SH
DFND
50
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
5
2926
SH
DFND
2926
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
24
12175
SH
DFND
12175
0
0
LOCKHEED MARTIN CORP
COM
539830109
580
1644
SH
DFND
1644
0
0
MAGNA INTL INC
COM
559222401
13
185
SH
DFND
185
0
0
MANULIFE FINL CORP
COM
56501R106
1635
93254
SH
DFND
93254
0
0
MARRIOTT INTL INC NEW
CL A
571903202
13
100
SH
DFND
100
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
112
339
SH
DFND
339
0
0
MAXAR TECHNOLOGIES INC
COM
57778K105
4
100
SH
DFND
100
0
0
MCDONALDS CORP
COM
580135101
74
349
SH
DFND
349
0
0
MEDTRONIC PLC
SHS
G5960L103
276
2419
SH
DFND
2419
0
0
MERCK & CO. INC
COM
58933Y105
6
80
SH
DFND
80
0
0
MICRO FOCUS INTL PLC
SPON ADR NEW
594837403
0
60
SH
DFND
60
0
0
MICRON TECHNOLOGY INC
COM
595112103
15
215
SH
DFND
215
0
0
MICROSOFT CORP
COM
594918104
3874
17483
SH
DFND
17483
0
0
MID-AMER APT CMNTYS INC
COM
59522J103
858
6973
SH
DFND
6973
0
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
1
15
SH
DFND
15
0
0
MONDELEZ INTL INC
CL A
609207105
7
125
SH
DFND
125
0
0
NATIONAL INSTRS CORP
COM
636518102
9
200
SH
DFND
200
0
0
NATURA &CO HLDG S A
ADS
63884N108
0
12
SH
DFND
12
0
0
NETFLIX INC
COM
64110L106
5
10
SH
DFND
10
0
0
NEWMONT CORP
COM
651639106
161
2692
SH
DFND
2692
0
0
NEXGEN ENERGY LTD
COM
65340P106
62
22600
SH
DFND
22600
0
0
NEXTERA ENERGY INC
COM
65339F101
19
260
SH
DFND
260
0
0
NIKE INC
CL B
654106103
33
234
SH
DFND
234
0
0
NOKIA CORP
SPONSORED ADR
654902204
32
8210
SH
DFND
8210
0
0
NORBORD INC
COM NEW
65548P403
3
75
SH
DFND
75
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
3
1100
SH
DFND
1100
0
0
NORTHROP GRUMMAN CORP
COM
666807102
47
155
SH
DFND
155
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
1
37
SH
DFND
37
0
0
NOVAGOLD RES INC
COM NEW
66987E206
3
300
SH
DFND
300
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
250
2818
SH
DFND
2818
0
0
NUTRIEN LTD
COM
67077M108
777
16527
SH
DFND
16527
0
0
NVIDIA CORPORATION
COM
67066G104
86
165
SH
DFND
165
0
0
OCCIDENTAL PETE CORP
COM
674599105
34
1906
SH
DFND
1906
0
0
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
1
185
SH
DFND
185
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
3
73
SH
DFND
73
0
0
ONEOK INC NEW
COM
682680103
1
15
SH
DFND
15
0
0
ORACLE CORP
COM
68389X105
907
13852
SH
DFND
13852
0
0
ORGANIGRAM HLDGS INC
COM
68620P101
1
400
SH
DFND
400
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
3
100
SH
DFND
100
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
4
4800
SH
DFND
4800
0
0
PAN AMERN SILVER CORP
COM
697900108
4
110
SH
DFND
110
0
0
PAYPAL HLDGS INC
COM
70450Y103
192
800
SH
DFND
800
0
0
PEMBINA PIPELINE CORP
COM
706327103
1
55
SH
DFND
55
0
0
PENNYMAC FINL SVCS INC NEW
COM
70932M107
17
250
SH
DFND
250
0
0
PEPSICO INC
COM
713448108
1456
10058
SH
DFND
10058
0
0
PFIZER INC
COM
717081103
92
2445
SH
DFND
2445
0
0
PHILIP MORRIS INTL INC
COM
718172109
8
100
SH
DFND
100
0
0
PHILLIPS 66
COM
718546104
48
686
SH
DFND
686
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
4682
41361
SH
DFND
41361
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
16
159
SH
DFND
159
0
0
PIMCO ETF TR
25YR+ ZERO U S
72201R882
20
125
SH
DFND
125
0
0
PPG INDS INC
COM
693506107
8
53
SH
DFND
53
0
0
PRECISION DRILLING CORP
COM NEW
74022D407
2
140
SH
DFND
140
0
0
PROCTER AND GAMBLE CO
COM
742718109
45
332
SH
DFND
332
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
27
300
SH
DFND
300
0
0
PROSHARES TR
PSHS ULTRA DOW30
74347R305
25
450
SH
DFND
450
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
2
100
SH
DFND
100
0
0
PROSHARES TR
ULTSHT REAL EST
74348A244
1
100
SH
DFND
100
0
0
QORVO INC
COM
74736K101
3
19
SH
DFND
19
0
0
QUANTA SVCS INC
COM
74762E102
222
3130
SH
DFND
3130
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1201
16935
SH
DFND
16935
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
2035
43731
SH
DFND
43731
0
0
ROKU INC
COM CL A
77543R102
72
200
SH
DFND
200
0
0
ROYAL BK CDA
COM
780087102
1892
23134
SH
DFND
23134
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
19
535
SH
DFND
535
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
5
400
SH
DFND
400
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
22
3000
SH
DFND
3000
0
0
SANMINA CORPORATION
COM
801056102
1066
33340
SH
DFND
33340
0
0
SANOFI
SPONSORED ADR
80105N105
2
49
SH
DFND
49
0
0
SAP SE
SPON ADR
803054204
5
36
SH
DFND
36
0
0
SCHLUMBERGER LTD
COM
806857108
7
316
SH
DFND
316
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
4
136
SH
DFND
136
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
488
4385
SH
DFND
4385
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
42
625
SH
DFND
625
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
16
100
SH
DFND
100
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1
30
SH
DFND
30
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
17
595
SH
DFND
595
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1
27
SH
DFND
27
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
6
80
SH
DFND
80
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
181
2965
SH
DFND
2965
0
0
SERVICENOW INC
COM
81762P102
14
25
SH
DFND
25
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
10
590
SH
DFND
590
0
0
SHERWIN WILLIAMS CO
COM
824348106
4
5
SH
DFND
5
0
0
SHOPIFY INC
CL A
82509L107
48
40
SH
DFND
40
0
0
SPDR GOLD TR
GOLD SHS
78463V107
144
815
SH
DFND
815
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
528
12721
SH
DFND
12721
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
517
15465
SH
DFND
15465
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
41
112
SH
DFND
112
0
0
SPDR SER TR
BLOMBERG INTL TR
78464A516
3
105
SH
DFND
105
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
28
267
SH
DFND
267
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
2
60
SH
DFND
60
0
0
SPDR SER TR
PORTFOLIO SH TSR
78468R101
12
384
SH
DFND
384
0
0
SPDR SER TR
S&P BIOTECH
78464A870
15
100
SH
DFND
100
0
0
SPDR SER TR
S&P REGL BKG
78464A698
26
500
SH
DFND
500
0
0
SPROTT INC
COM NEW
852066208
10
360
SH
DFND
360
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
19
1000
SH
DFND
1000
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
179
3633
SH
DFND
3633
0
0
STARBUCKS CORP
COM
855244109
521
5090
SH
DFND
5090
0
0
STRYKER CORPORATION
COM
863667101
3
11
SH
DFND
11
0
0
SUN LIFE FINANCIAL INC.
COM
866796105
11
258
SH
DFND
258
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1836
106519
SH
DFND
106519
0
0
SYSCO CORP
COM
871829107
15
200
SH
DFND
200
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
4
37
SH
DFND
37
0
0
TASEKO MINES LTD
COM
876511106
1
1000
SH
DFND
1000
0
0
TC ENERGY CORP
COM
87807B107
1167
28349
SH
DFND
28349
0
0
TECK RESOURCES LTD
CL B
878742204
314
17539
SH
DFND
17539
0
0
TELEFONICA S A
SPONSORED ADR
879382208
4
1000
SH
DFND
1000
0
0
TELUS CORPORATION
COM
87971M103
444
22258
SH
DFND
22258
0
0
TESLA INC
COM
88160R101
188
290
SH
DFND
290
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5
10
SH
DFND
10
0
0
THOMSON REUTERS CORP.
COM NEW
884903709
17
207
SH
DFND
207
0
0
TILRAY INC
COM CL 2
88688T100
11
1206
SH
DFND
1206
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
2349
41986
SH
DFND
41986
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
30
200
SH
DFND
200
0
0
TWITTER INC
COM
90184L102
16
295
SH
DFND
295
0
0
UNION PAC CORP
COM
907818108
276
1370
SH
DFND
1370
0
0
UNITED STATES STL CORP NEW
COM
912909108
8
500
SH
DFND
500
0
0
VALERO ENERGY CORP
COM
91913Y100
282
5048
SH
DFND
5048
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
175
4860
SH
DFND
4860
0
0
VANECK VECTORS ETF TR
INDIA GRWTH LDR
92189F767
1
40
SH
DFND
40
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
106
678
SH
DFND
678
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
58
703
SH
DFND
703
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
85
963
SH
DFND
963
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
13
145
SH
DFND
145
0
0
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
14
130
SH
DFND
130
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
36
617
SH
DFND
617
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
111
328
SH
DFND
328
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
0
3
SH
DFND
3
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
40
472
SH
DFND
472
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
0
2
SH
DFND
2
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
48
228
SH
DFND
228
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
166
663
SH
DFND
663
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
69
586
SH
DFND
586
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
633
3266
SH
DFND
3266
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
16
75
SH
DFND
75
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
7
34
SH
DFND
34
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
6
33
SH
DFND
33
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
76
1311
SH
DFND
1311
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
51
1031
SH
DFND
1031
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
13
215
SH
DFND
215
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
814
9768
SH
DFND
9768
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1162
11984
SH
DFND
11984
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
38
610
SH
DFND
610
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
15
281
SH
DFND
281
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
163
1176
SH
DFND
1176
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
34
573
SH
DFND
573
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
14
292
SH
DFND
292
0
0
VANGUARD WORLD FD
ESG US STK ETF
921910733
18
255
SH
DFND
255
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
2
30
SH
DFND
30
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
55
156
SH
DFND
156
0
0
VENTAS INC
COM
92276F100
5
100
SH
DFND
100
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1236
20908
SH
DFND
20908
0
0
VERMILION ENERGY INC
COM
923725105
2
400
SH
DFND
400
0
0
VIATRIS INC
COM
92556V106
5
299
SH
DFND
299
0
0
VIEMED HEALTHCARE INC
COM
92663R105
4
500
SH
DFND
500
0
0
VISA INC
COM CL A
92826C839
1888
9173
SH
DFND
9173
0
0
VMWARE INC
CL A COM
928563402
10
70
SH
DFND
70
0
0
VONTIER CORPORATION
COM
928881101
0
8
SH
DFND
8
0
0
VOYA FINANCIAL INC
COM
929089100
4
76
SH
DFND
76
0
0
WABTEC
COM
929740108
1
11
SH
DFND
11
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
25
620
SH
DFND
620
0
0
WALMART INC
COM
931142103
1849
12878
SH
DFND
12878
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
9
400
SH
DFND
400
0
0
WASTE MGMT INC DEL
COM
94106L109
47
400
SH
DFND
400
0
0
WELLS FARGO CO NEW
COM
949746101
63
2083
SH
DFND
2083
0
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
6
180
SH
DFND
180
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
235
5585
SH
DFND
5585
0
0
WILLIAMS COS INC
COM
969457100
253
12177
SH
DFND
12177
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
8
142
SH
DFND
142
0
0
WORLD GOLD TR
SPDR GLD MINIS
98149E204
2
101
SH
DFND
101
0
0