Chief Compliance Officer

0001799900-21-000001.txt : 20210113 0001799900-21-000001.hdr.sgml : 20210113 20210112190052 ACCESSION NUMBER: 0001799900-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210113 DATE AS OF CHANGE: 20210112 EFFECTIVENESS DATE: 20210113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacifica Partners Inc. CENTRAL INDEX KEY: 0001799900 IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19747 FILM NUMBER: 21524562 BUSINESS ADDRESS: STREET 1: 5455 152 STREET STREET 2: SUITE 213 CITY: SURREY STATE: Z4 ZIP: V3S 5A5 BUSINESS PHONE: 604-576-8908 MAIL ADDRESS: STREET 1: 5455 152 STREET STREET 2: SUITE 213 CITY: SURREY STATE: Z4 ZIP: V3S 5A5 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001799900 XXXXXXXX 12-31-2020 12-31-2020 Pacifica Partners Inc.

5455 152 STREET SUITE 213 SURREY Z4 V3S 5A5

13F HOLDINGS REPORT 028-19747 N Aman Bhangu Chief Compliance Officer 604-576-8908 Aman Bhangu Surrey A1 01-12-2021 0 391 103733 false INFORMATION TABLE 2 13F_PP_20201231.xml 2U INC COM 90214J101 2 50 SH DFND 50 0 0 ABB LTD SPONSORED ADR 000375204 3 115 SH DFND 115 0 0 ABBOTT LABS COM 002824100 42 392 SH DFND 392 0 0 ABBVIE INC COM 00287Y109 82 789 SH DFND 789 0 0 ABCELLERA BIOLOGICS INC COM 00288U106 2 45 SH DFND 45 0 0 ADVANSIX INC COM 00773T101 1 33 SH DFND 33 0 0 AES CORP COM 00130H105 232 9835 SH DFND 9835 0 0 AFLAC INC COM 001055102 9 200 SH DFND 200 0 0 AGEX THERAPEUTICS INC COM 00848H108 0 292 SH DFND 292 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 13 110 SH DFND 110 0 0 AGNICO EAGLE MINES LTD COM 008474108 7 100 SH DFND 100 0 0 AIR PRODS & CHEMS INC COM 009158106 2 7 SH DFND 7 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 62 580 SH DFND 580 0 0 ALASKA AIR GROUP INC COM 011659109 8 145 SH DFND 145 0 0 ALBEMARLE CORP COM 012653101 53 350 SH DFND 350 0 0 ALCON AG ORD SHS H01301128 40 610 SH DFND 610 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 14 866 SH DFND 866 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 30 117 SH DFND 117 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 4 254 SH DFND 254 0 0 ALPHABET INC CAP STK CL C 02079K107 4044 2329 SH DFND 2329 0 0 ALPHABET INC CAP STK CL A 02079K305 133 77 SH DFND 77 0 0 ALTRIA GROUP INC COM 02209S103 18 426 SH DFND 426 0 0 AMAZON COM INC COM 023135106 3117 976 SH DFND 976 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 11 280 SH DFND 280 0 0 AMERICAN TOWER CORP NEW COM 03027X100 47 214 SH DFND 214 0 0 AMERICAS GOLD AND SILVER COR COM 03062D100 2 800 SH DFND 800 0 0 AMETEK INC COM 031100100 3 23 SH DFND 23 0 0 AMGEN INC COM 031162100 117 524 SH DFND 524 0 0 APACHE CORP COM 037411105 10 700 SH DFND 700 0 0 APHRIA INC COM 03765K104 28 3785 SH DFND 3785 0 0 APPLE INC COM 037833100 6146 46815 SH DFND 46815 0 0 APPLIED MATLS INC COM 038222105 1734 20580 SH DFND 20580 0 0 APTIV PLC SHS G6095L109 3 25 SH DFND 25 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 62 1262 SH DFND 1262 0 0 ARRAY TECHNOLOGIES INC COM SHS 04271T100 5 100 SH DFND 100 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 59 750 SH DFND 750 0 0 AT&T INC COM 00206R102 346 12018 SH DFND 12018 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 35 2650 SH DFND 2650 0 0 AURORA CANNABIS INC COM 05156X884 7 786 SH DFND 786 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 15 85 SH DFND 85 0 0 B2GOLD CORP COM 11777Q209 31 5575 SH DFND 5575 0 0 BAIDU INC SPON ADR REP A 056752108 9 48 SH DFND 48 0 0 BANCO SANTANDER S.A. ADR 05964H105 5 1488 SH DFND 1488 0 0 BANK MONTREAL QUE COM 063671101 62 824 SH DFND 824 0 0 BANK NOVA SCOTIA B C COM 064149107 1530 28605 SH DFND 28605 0 0 BARCLAYS PLC ADR 06738E204 11 1300 SH DFND 1300 0 0 BARRICK GOLD CORP COM 067901108 1645 71806 SH DFND 71806 0 0 BAYTEX ENERGY CORP COM 07317Q105 15 27442 SH DFND 27442 0 0 BCE INC COM NEW 05534B760 1136 26663 SH DFND 26663 0 0 BECTON DICKINSON & CO COM 075887109 8 34 SH DFND 34 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3251 14465 SH DFND 14465 0 0 BHP GROUP LTD SPONSORED ADS 088606108 247 3758 SH DFND 3758 0 0 BK OF AMERICA CORP COM 060505104 2923 97010 SH DFND 97010 0 0 BLACKBERRY LTD COM 09228F103 126 17680 SH DFND 17680 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 11 748 SH DFND 748 0 0 BOEING CO COM 097023105 73 330 SH DFND 330 0 0 BP PLC SPONSORED ADR 055622104 3 120 SH DFND 120 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2312 37805 SH DFND 37805 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1360 33642 SH DFND 33642 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 67 1814 SH DFND 1814 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 8 150 SH DFND 150 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 1 16 SH DFND 16 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 1 100 SH DFND 100 0 0 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 162 2785 SH DFND 2785 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 487 11810 SH DFND 11810 0 0 CAE INC COM 124765108 99 3675 SH DFND 3675 0 0 CAMECO CORP COM 13321L108 67 4920 SH DFND 4920 0 0 CANADIAN IMP BK COMM COM 136069101 22 255 SH DFND 255 0 0 CANADIAN NAT RES LTD COM 136385101 1231 51200 SH DFND 51200 0 0 CANADIAN NATL RY CO COM 136375102 269 2448 SH DFND 2448 0 0 CANADIAN PAC RY LTD COM 13645T100 10 30 SH DFND 30 0 0 CANOPY GROWTH CORP COM 138035100 98 3620 SH DFND 3620 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 3 150 SH DFND 150 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 0 13 SH DFND 13 0 0 CATERPILLAR INC COM 149123101 114 640 SH DFND 640 0 0 CBRE GROUP INC CL A 12504L109 2 29 SH DFND 29 0 0 CENTENE CORP DEL COM 15135B101 2 38 SH DFND 38 0 0 CERNER CORP COM 156782104 174 2235 SH DFND 2235 0 0 CF INDS HLDGS INC COM 125269100 998 27077 SH DFND 27077 0 0 CGI INC CL A SUB VTG 12532H104 24 300 SH DFND 300 0 0 CHEMOURS CO COM 163851108 24 900 SH DFND 900 0 0 CHEVRON CORP NEW COM 166764100 267 3110 SH DFND 3110 0 0 CHUBB LIMITED COM H1467J104 89 590 SH DFND 590 0 0 CISCO SYS INC COM 17275R102 1490 33494 SH DFND 33494 0 0 CITIGROUP INC COM NEW 172967424 1246 20446 SH DFND 20446 0 0 CITRIX SYS INC COM 177376100 26 200 SH DFND 200 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 4 288 SH DFND 288 0 0 CNH INDL N V SHS N20944109 2 168 SH DFND 168 0 0 COCA COLA CO COM 191216100 1815 34106 SH DFND 34106 0 0 COHBAR INC COM 19249J109 1 1052 SH DFND 1052 0 0 COLGATE PALMOLIVE CO COM 194162103 68 802 SH DFND 802 0 0 COMCAST CORP NEW CL A 20030N101 51 1013 SH DFND 1013 0 0 CONOCOPHILLIPS COM 20825C104 141 3515 SH DFND 3515 0 0 CONSOLIDATED EDISON INC COM 209115104 4 60 SH DFND 60 0 0 CORTEVA INC COM 22052L104 105 2674 SH DFND 2674 0 0 COSTCO WHSL CORP NEW COM 22160K105 220 607 SH DFND 607 0 0 CRESCENT PT ENERGY CORP COM 22576C101 20 8300 SH DFND 8300 0 0 CRH MED CORP COM 12626F105 4 2000 SH DFND 2000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 16 103 SH DFND 103 0 0 CSX CORP COM 126408103 45 500 SH DFND 500 0 0 CVS HEALTH CORP COM 126650100 67 989 SH DFND 989 0 0 DANAHER CORPORATION COM 235851102 18 80 SH DFND 80 0 0 DEERE & CO COM 244199105 3 12 SH DFND 12 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 8 200 SH DFND 200 0 0 DENISON MINES CORP COM 248356107 62 101800 SH DFND 101800 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 16 100 SH DFND 100 0 0 DISNEY WALT CO COM 254687106 76 435 SH DFND 435 0 0 DOCUSIGN INC COM 256163106 12 50 SH DFND 50 0 0 DOLBY LABORATORIES INC COM CL A 25659T107 19 200 SH DFND 200 0 0 DOLLAR TREE INC COM 256746108 7 65 SH DFND 65 0 0 DOMINION ENERGY INC COM 25746U109 10 140 SH DFND 140 0 0 DOW INC COM 260557103 9 166 SH DFND 166 0 0 DRAFTKINGS INC COM CL A 26142R104 2 30 SH DFND 30 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 20 228 SH DFND 228 0 0 DUPONT DE NEMOURS INC COM 26614N102 2029 29251 SH DFND 29251 0 0 ELDORADO GOLD CORP NEW COM 284902509 7 545 SH DFND 545 0 0 ENBRIDGE INC COM 29250N105 874 27024 SH DFND 27024 0 0 ENERGY FUELS INC COM NEW 292671708 3 700 SH DFND 700 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 22 1100 SH DFND 1100 0 0 EQUINIX INC COM 29444U700 18 25 SH DFND 25 0 0 ERICSSON ADR B SEK 10 294821608 1 125 SH DFND 125 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 3 40 SH DFND 40 0 0 EURONAV NV SHS B38564108 0 13 SH DFND 13 0 0 EVERSOURCE ENERGY COM 30040W108 2 20 SH DFND 20 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 10 158 SH DFND 158 0 0 EXELIXIS INC COM 30161Q104 0 7 SH DFND 7 0 0 EXXON MOBIL CORP COM 30231G102 845 20180 SH DFND 20180 0 0 FEDEX CORP COM 31428X106 1191 4387 SH DFND 4387 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 5 96 SH DFND 96 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 46 1310 SH DFND 1310 0 0 FIRSTENERGY CORP COM 337932107 1 50 SH DFND 50 0 0 FORD MTR CO DEL COM 345370860 25 2800 SH DFND 2800 0 0 FORTIS INC COM 349553107 728 17826 SH DFND 17826 0 0 FORTIVE CORP COM 34959J108 1 20 SH DFND 20 0 0 FORTUNA SILVER MINES INC COM 349915108 4 600 SH DFND 600 0 0 FOX CORP CL B COM 35137L204 2 54 SH DFND 54 0 0 FRANCO NEV CORP COM 351858105 65 502 SH DFND 502 0 0 FREEPORT-MCMORAN INC CL B 35671D857 31 1245 SH DFND 1245 0 0 FREQUENCY THERAPEUTICS INC COM 35803L108 7 210 SH DFND 210 0 0 GARTNER INC COM 366651107 16 100 SH DFND 100 0 0 GENERAL DYNAMICS CORP COM 369550108 1187 7989 SH DFND 7989 0 0 GENERAL ELECTRIC CO COM 369604103 39 3537 SH DFND 3537 0 0 GENERAL MTRS CO COM 37045V100 21 500 SH DFND 500 0 0 GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 4 150 SH DFND 150 0 0 GILEAD SCIENCES INC COM 375558103 9 148 SH DFND 148 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 8 220 SH DFND 220 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 9 284 SH DFND 284 0 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 387437114 6 100 SH DFND 100 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 1 10 SH DFND 10 0 0 HERSHEY CO COM 427866108 25 170 SH DFND 170 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 6 533 SH DFND 533 0 0 HEXO CORP COM 428304109 1 900 SH DFND 900 0 0 HILL ROM HLDGS INC COM 431475102 2 24 SH DFND 24 0 0 HOME DEPOT INC COM 437076102 145 536 SH DFND 536 0 0 HP INC COM 40434L105 12 500 SH DFND 500 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 10 60 SH DFND 60 0 0 IMPERIAL OIL LTD COM NEW 453038408 5 240 SH DFND 240 0 0 INFLARX NV COM N44821101 19 3625 SH DFND 3625 0 0 INPIXON COM 45790J800 0 7 SH DFND 7 0 0 INTEGRA RES CORP COM NEW 45826T301 5 1200 SH DFND 1200 0 0 INTEL CORP COM 458140100 25 545 SH DFND 545 0 0 INTERNATIONAL PAPER CO COM 460146103 2 35 SH DFND 35 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 21 200 SH DFND 200 0 0 INVESCO EXCH TRADED FD TR II INTL CORP BD 46138E636 60 2020 SH DFND 2020 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 19 875 SH DFND 875 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 9 416 SH DFND 416 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 9 402 SH DFND 402 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 9 404 SH DFND 404 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 9 413 SH DFND 413 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 9 201 SH DFND 201 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 14 44 SH DFND 44 0 0 IONIS PHARMACEUTICALS INC COM 462222100 9 150 SH DFND 150 0 0 ISHARES INC MSCI CDA ETF 464286509 54 1740 SH DFND 1740 0 0 ISHARES INC MSCI GERMANY ET 464286806 6 187 SH DFND 187 0 0 ISHARES INC JP MRG EM CRP BD 464286251 2 45 SH DFND 45 0 0 ISHARES INC CORE MSCI EMKT 46434G103 11 180 SH DFND 180 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 9 93 SH DFND 93 0 0 ISHARES INC MSCI EMERG MRKT 464286533 14 228 SH DFND 228 0 0 ISHARES SILVER TR ISHARES 46428Q109 5 200 SH DFND 200 0 0 ISHARES TR CORE S&P500 ETF 464287200 1046 2828 SH DFND 2828 0 0 ISHARES TR CORE US AGGBD E 464287226 29 249 SH DFND 249 0 0 ISHARES TR MSCI EMG MKT ET 464287234 60 1188 SH DFND 1188 0 0 ISHARES TR IBOXX INV CP ET 464287242 1866 13558 SH DFND 13558 0 0 ISHARES TR GBL COMM SVC ET 464287275 5 70 SH DFND 70 0 0 ISHARES TR GLOB HLTHCRE ET 464287325 21 280 SH DFND 280 0 0 ISHARES TR GLOBAL ENERG ET 464287341 3 151 SH DFND 151 0 0 ISHARES TR 20 YR TR BD ETF 464287432 218 1387 SH DFND 1387 0 0 ISHARES TR MSCI EAFE ETF 464287465 99 1360 SH DFND 1360 0 0 ISHARES TR U.S. TECH ETF 464287721 30 356 SH DFND 356 0 0 ISHARES TR US HLTHCARE ETF 464287762 8 32 SH DFND 32 0 0 ISHARES TR JPMORGAN USD EM 464288281 51 441 SH DFND 441 0 0 ISHARES TR IBOXX HI YD ETF 464288513 12 141 SH DFND 141 0 0 ISHARES TR CRE U S REIT ET 464288521 9 200 SH DFND 200 0 0 ISHARES TR ISHS 5-10YR INV 464288638 12 200 SH DFND 200 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 33 600 SH DFND 600 0 0 ISHARES TR SHORT TREAS BD 464288679 1092 9858 SH DFND 9858 0 0 ISHARES TR PFD AND INCM SE 464288687 38 998 SH DFND 998 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 10 280 SH DFND 280 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 33 643 SH DFND 643 0 0 ISHARES TR RUSSELL 2000 ET 464287655 64 320 SH DFND 320 0 0 ISHARES TR CORE MSCI EAFE 46432F842 13 194 SH DFND 194 0 0 ISHARES TR NATIONAL MUN ET 464288414 12 100 SH DFND 100 0 0 ISHARES TR ESG AWR US AGRG 46435U549 7 124 SH DFND 124 0 0 ISHARES TR MSCI USA ESG SL 464288802 11 134 SH DFND 134 0 0 ISHARES TR US TREAS BD ETF 46429B267 11 404 SH DFND 404 0 0 ISHARES TR BARCLAYS 7 10 Y 464287440 29 241 SH DFND 241 0 0 ISHARES TR RUS 1000 ETF 464287622 22 103 SH DFND 103 0 0 ISHARES TR NASDAQ BIOTECH 464287556 11 70 SH DFND 70 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 91 1045 SH DFND 1045 0 0 ISHARES TR CORE S&P SCP ET 464287804 14 148 SH DFND 148 0 0 ISHARES TR EAFE SML CP ETF 464288273 2 36 SH DFND 36 0 0 ISHARES TR SP SMCP600VL ET 464287879 3 32 SH DFND 32 0 0 JOHNSON & JOHNSON COM 478160104 2837 18623 SH DFND 18623 0 0 JPMORGAN CHASE & CO COM 46625H100 2400 19140 SH DFND 19140 0 0 KINDER MORGAN INC DEL COM 49456B101 1422 102609 SH DFND 102609 0 0 KINROSS GOLD CORP COM 496902404 416 56260 SH DFND 56260 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 27 637 SH DFND 637 0 0 KRAFT HEINZ CO COM 500754106 85 2447 SH DFND 2447 0 0 LEMONADE INC COM 52567D107 34 250 SH DFND 250 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 1 50 SH DFND 50 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 5 2926 SH DFND 2926 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 24 12175 SH DFND 12175 0 0 LOCKHEED MARTIN CORP COM 539830109 580 1644 SH DFND 1644 0 0 MAGNA INTL INC COM 559222401 13 185 SH DFND 185 0 0 MANULIFE FINL CORP COM 56501R106 1635 93254 SH DFND 93254 0 0 MARRIOTT INTL INC NEW CL A 571903202 13 100 SH DFND 100 0 0 MASTERCARD INCORPORATED CL A 57636Q104 112 339 SH DFND 339 0 0 MAXAR TECHNOLOGIES INC COM 57778K105 4 100 SH DFND 100 0 0 MCDONALDS CORP COM 580135101 74 349 SH DFND 349 0 0 MEDTRONIC PLC SHS G5960L103 276 2419 SH DFND 2419 0 0 MERCK & CO. INC COM 58933Y105 6 80 SH DFND 80 0 0 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 60 SH DFND 60 0 0 MICRON TECHNOLOGY INC COM 595112103 15 215 SH DFND 215 0 0 MICROSOFT CORP COM 594918104 3874 17483 SH DFND 17483 0 0 MID-AMER APT CMNTYS INC COM 59522J103 858 6973 SH DFND 6973 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 1 15 SH DFND 15 0 0 MONDELEZ INTL INC CL A 609207105 7 125 SH DFND 125 0 0 NATIONAL INSTRS CORP COM 636518102 9 200 SH DFND 200 0 0 NATURA &CO HLDG S A ADS 63884N108 0 12 SH DFND 12 0 0 NETFLIX INC COM 64110L106 5 10 SH DFND 10 0 0 NEWMONT CORP COM 651639106 161 2692 SH DFND 2692 0 0 NEXGEN ENERGY LTD COM 65340P106 62 22600 SH DFND 22600 0 0 NEXTERA ENERGY INC COM 65339F101 19 260 SH DFND 260 0 0 NIKE INC CL B 654106103 33 234 SH DFND 234 0 0 NOKIA CORP SPONSORED ADR 654902204 32 8210 SH DFND 8210 0 0 NORBORD INC COM NEW 65548P403 3 75 SH DFND 75 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 3 1100 SH DFND 1100 0 0 NORTHROP GRUMMAN CORP COM 666807102 47 155 SH DFND 155 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 1 37 SH DFND 37 0 0 NOVAGOLD RES INC COM NEW 66987E206 3 300 SH DFND 300 0 0 NOVARTIS AG SPONSORED ADR 66987V109 250 2818 SH DFND 2818 0 0 NUTRIEN LTD COM 67077M108 777 16527 SH DFND 16527 0 0 NVIDIA CORPORATION COM 67066G104 86 165 SH DFND 165 0 0 OCCIDENTAL PETE CORP COM 674599105 34 1906 SH DFND 1906 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1 185 SH DFND 185 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 3 73 SH DFND 73 0 0 ONEOK INC NEW COM 682680103 1 15 SH DFND 15 0 0 ORACLE CORP COM 68389X105 907 13852 SH DFND 13852 0 0 ORGANIGRAM HLDGS INC COM 68620P101 1 400 SH DFND 400 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 3 100 SH DFND 100 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 4 4800 SH DFND 4800 0 0 PAN AMERN SILVER CORP COM 697900108 4 110 SH DFND 110 0 0 PAYPAL HLDGS INC COM 70450Y103 192 800 SH DFND 800 0 0 PEMBINA PIPELINE CORP COM 706327103 1 55 SH DFND 55 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 17 250 SH DFND 250 0 0 PEPSICO INC COM 713448108 1456 10058 SH DFND 10058 0 0 PFIZER INC COM 717081103 92 2445 SH DFND 2445 0 0 PHILIP MORRIS INTL INC COM 718172109 8 100 SH DFND 100 0 0 PHILLIPS 66 COM 718546104 48 686 SH DFND 686 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 4682 41361 SH DFND 41361 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 16 159 SH DFND 159 0 0 PIMCO ETF TR 25YR+ ZERO U S 72201R882 20 125 SH DFND 125 0 0 PPG INDS INC COM 693506107 8 53 SH DFND 53 0 0 PRECISION DRILLING CORP COM NEW 74022D407 2 140 SH DFND 140 0 0 PROCTER AND GAMBLE CO COM 742718109 45 332 SH DFND 332 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 27 300 SH DFND 300 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 25 450 SH DFND 450 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 2 100 SH DFND 100 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 1 100 SH DFND 100 0 0 QORVO INC COM 74736K101 3 19 SH DFND 19 0 0 QUANTA SVCS INC COM 74762E102 222 3130 SH DFND 3130 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1201 16935 SH DFND 16935 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 2035 43731 SH DFND 43731 0 0 ROKU INC COM CL A 77543R102 72 200 SH DFND 200 0 0 ROYAL BK CDA COM 780087102 1892 23134 SH DFND 23134 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 19 535 SH DFND 535 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 5 400 SH DFND 400 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 22 3000 SH DFND 3000 0 0 SANMINA CORPORATION COM 801056102 1066 33340 SH DFND 33340 0 0 SANOFI SPONSORED ADR 80105N105 2 49 SH DFND 49 0 0 SAP SE SPON ADR 803054204 5 36 SH DFND 36 0 0 SCHLUMBERGER LTD COM 806857108 7 316 SH DFND 316 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4 136 SH DFND 136 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 488 4385 SH DFND 4385 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 42 625 SH DFND 625 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 16 100 SH DFND 100 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1 30 SH DFND 30 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 17 595 SH DFND 595 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1 27 SH DFND 27 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6 80 SH DFND 80 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 181 2965 SH DFND 2965 0 0 SERVICENOW INC COM 81762P102 14 25 SH DFND 25 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 10 590 SH DFND 590 0 0 SHERWIN WILLIAMS CO COM 824348106 4 5 SH DFND 5 0 0 SHOPIFY INC CL A 82509L107 48 40 SH DFND 40 0 0 SPDR GOLD TR GOLD SHS 78463V107 144 815 SH DFND 815 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 528 12721 SH DFND 12721 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 517 15465 SH DFND 15465 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 41 112 SH DFND 112 0 0 SPDR SER TR BLOMBERG INTL TR 78464A516 3 105 SH DFND 105 0 0 SPDR SER TR S&P DIVID ETF 78464A763 28 267 SH DFND 267 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 2 60 SH DFND 60 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 12 384 SH DFND 384 0 0 SPDR SER TR S&P BIOTECH 78464A870 15 100 SH DFND 100 0 0 SPDR SER TR S&P REGL BKG 78464A698 26 500 SH DFND 500 0 0 SPROTT INC COM NEW 852066208 10 360 SH DFND 360 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 19 1000 SH DFND 1000 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 179 3633 SH DFND 3633 0 0 STARBUCKS CORP COM 855244109 521 5090 SH DFND 5090 0 0 STRYKER CORPORATION COM 863667101 3 11 SH DFND 11 0 0 SUN LIFE FINANCIAL INC. COM 866796105 11 258 SH DFND 258 0 0 SUNCOR ENERGY INC NEW COM 867224107 1836 106519 SH DFND 106519 0 0 SYSCO CORP COM 871829107 15 200 SH DFND 200 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 4 37 SH DFND 37 0 0 TASEKO MINES LTD COM 876511106 1 1000 SH DFND 1000 0 0 TC ENERGY CORP COM 87807B107 1167 28349 SH DFND 28349 0 0 TECK RESOURCES LTD CL B 878742204 314 17539 SH DFND 17539 0 0 TELEFONICA S A SPONSORED ADR 879382208 4 1000 SH DFND 1000 0 0 TELUS CORPORATION COM 87971M103 444 22258 SH DFND 22258 0 0 TESLA INC COM 88160R101 188 290 SH DFND 290 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5 10 SH DFND 10 0 0 THOMSON REUTERS CORP. COM NEW 884903709 17 207 SH DFND 207 0 0 TILRAY INC COM CL 2 88688T100 11 1206 SH DFND 1206 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2349 41986 SH DFND 41986 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 30 200 SH DFND 200 0 0 TWITTER INC COM 90184L102 16 295 SH DFND 295 0 0 UNION PAC CORP COM 907818108 276 1370 SH DFND 1370 0 0 UNITED STATES STL CORP NEW COM 912909108 8 500 SH DFND 500 0 0 VALERO ENERGY CORP COM 91913Y100 282 5048 SH DFND 5048 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 175 4860 SH DFND 4860 0 0 VANECK VECTORS ETF TR INDIA GRWTH LDR 92189F767 1 40 SH DFND 40 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 106 678 SH DFND 678 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 58 703 SH DFND 703 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 85 963 SH DFND 963 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 13 145 SH DFND 145 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 14 130 SH DFND 130 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 36 617 SH DFND 617 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 111 328 SH DFND 328 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 0 3 SH DFND 3 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 40 472 SH DFND 472 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 0 2 SH DFND 2 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 48 228 SH DFND 228 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 166 663 SH DFND 663 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 69 586 SH DFND 586 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 633 3266 SH DFND 3266 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 16 75 SH DFND 75 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 7 34 SH DFND 34 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 6 33 SH DFND 33 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 76 1311 SH DFND 1311 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 51 1031 SH DFND 1031 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 13 215 SH DFND 215 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 814 9768 SH DFND 9768 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1162 11984 SH DFND 11984 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 38 610 SH DFND 610 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 15 281 SH DFND 281 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 163 1176 SH DFND 1176 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 34 573 SH DFND 573 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 14 292 SH DFND 292 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 18 255 SH DFND 255 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 2 30 SH DFND 30 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 55 156 SH DFND 156 0 0 VENTAS INC COM 92276F100 5 100 SH DFND 100 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1236 20908 SH DFND 20908 0 0 VERMILION ENERGY INC COM 923725105 2 400 SH DFND 400 0 0 VIATRIS INC COM 92556V106 5 299 SH DFND 299 0 0 VIEMED HEALTHCARE INC COM 92663R105 4 500 SH DFND 500 0 0 VISA INC COM CL A 92826C839 1888 9173 SH DFND 9173 0 0 VMWARE INC CL A COM 928563402 10 70 SH DFND 70 0 0 VONTIER CORPORATION COM 928881101 0 8 SH DFND 8 0 0 VOYA FINANCIAL INC COM 929089100 4 76 SH DFND 76 0 0 WABTEC COM 929740108 1 11 SH DFND 11 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 25 620 SH DFND 620 0 0 WALMART INC COM 931142103 1849 12878 SH DFND 12878 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 9 400 SH DFND 400 0 0 WASTE MGMT INC DEL COM 94106L109 47 400 SH DFND 400 0 0 WELLS FARGO CO NEW COM 949746101 63 2083 SH DFND 2083 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 6 180 SH DFND 180 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 235 5585 SH DFND 5585 0 0 WILLIAMS COS INC COM 969457100 253 12177 SH DFND 12177 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 8 142 SH DFND 142 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E204 2 101 SH DFND 101 0 0