Chief Compliance Officer

0001799900-20-000002.txt : 20200204 0001799900-20-000002.hdr.sgml : 20200204 20200204160753 ACCESSION NUMBER: 0001799900-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 EFFECTIVENESS DATE: 20200204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pacifica Partners Inc. CENTRAL INDEX KEY: 0001799900 IRS NUMBER: 000000000 STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19747 FILM NUMBER: 20573743 BUSINESS ADDRESS: STREET 1: 5455 152 STREET STREET 2: SUITE 213 CITY: SURREY STATE: Z4 ZIP: V3S 5A5 BUSINESS PHONE: 604-576-8908 MAIL ADDRESS: STREET 1: 5455 152 STREET STREET 2: SUITE 213 CITY: SURREY STATE: Z4 ZIP: V3S 5A5 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001799900 XXXXXXXX 12-31-2019 12-31-2019 Pacifica Partners Inc.

5455 152 STREET SUITE 213 SURREY Z4 V3S 5A5

13F HOLDINGS REPORT 028-19747 N Aman Bhangu Chief Compliance Officer 604-576-8908 Aman Bhangu Surrey A1 02-04-2020 0 371 103220 false INFORMATION TABLE 2 13F_PP_20191231.xml ABB LTD SPONSORED ADR 000375204 3 115 SH DFND 115 0 0 ABBOTT LABS COM 002824100 34 392 SH DFND 392 0 0 ABBVIE INC COM 00287Y109 50 564 SH DFND 564 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1 7 SH DFND 7 0 0 ADVANCED MICRO DEVICES INC COM 007903107 24 525 SH DFND 525 0 0 ADVANSIX INC COM 00773T101 1 35 SH DFND 35 0 0 AES CORP COM 00130H105 2 85 SH DFND 85 0 0 AGEX THERAPEUTICS INC COM 00848H108 1 292 SH DFND 292 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 9 110 SH DFND 110 0 0 AGNICO EAGLE MINES LTD COM 008474108 39 640 SH DFND 640 0 0 AIR PRODS & CHEMS INC COM 009158106 2 7 SH DFND 7 0 0 ALASKA AIR GROUP INC COM 011659109 1460 21547 SH DFND 21547 0 0 ALCON INC ORD SHS H01301128 0 6 SH DFND 6 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 358 25296 SH DFND 25296 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 26 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GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 10 220 SH DFND 220 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 6 284 SH DFND 284 0 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 33 325 SH DFND 325 0 0 GRAN TIERRA ENERGY INC COM 38500T101 1 790 SH DFND 790 0 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 387437114 5 100 SH DFND 100 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 1 10 SH DFND 10 0 0 HALLIBURTON CO COM 406216101 22 900 SH DFND 900 0 0 HERMITAGE OFFSHORE SERVICE L SHS G4511M108 0 5 SH DFND 5 0 0 HERSHEY CO COM 427866108 14 95 SH DFND 95 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 8 533 SH DFND 533 0 0 HEXO CORP COM 428304109 1 900 SH DFND 900 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 3 1300 SH DFND 1300 0 0 HOME DEPOT INC COM 437076102 88 405 SH DFND 405 0 0 HONEYWELL INTL INC COM 438516106 17 97 SH DFND 97 0 0 HP INC COM 40434L105 6 300 SH DFND 300 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 8 30 SH DFND 30 0 0 IMPERIAL OIL LTD COM NEW 453038408 80 3005 SH DFND 3005 0 0 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 6 192 SH DFND 192 0 0 INNOVATOR ETFS TR IBD 50 ETF 45782C102 3 100 SH DFND 100 0 0 INTEL CORP COM 458140100 1938 32382 SH DFND 32382 0 0 INTL PAPER CO COM 460146103 95 2072 SH DFND 2072 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 9 416 SH DFND 416 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 9 402 SH DFND 402 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 9 404 SH DFND 404 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 9 413 SH DFND 413 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 2 100 SH DFND 100 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 8 200 SH DFND 200 0 0 INVESCO EXCHNG TRADED FD TR SOLAR ETF 46138G706 10 330 SH DFND 330 0 0 INVESCO EXCHNG TRADED FD TR INTL CORP BD 46138E636 40 1490 SH DFND 1490 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 20 875 SH DFND 875 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 8 500 SH DFND 500 0 0 INVESCO QQQ TR UNIT SER 1 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DFND 1812 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 8 92 SH DFND 92 0 0 ISHARES TR MSCI EAFE ETF 464287465 100 1435 SH DFND 1435 0 0 ISHARES TR GLOBAL 100 ETF 464287572 58 1070 SH DFND 1070 0 0 ISHARES TR U.S. TECH ETF 464287721 44 189 SH DFND 189 0 0 ISHARES TR US HLTHCARE ETF 464287762 23 107 SH DFND 107 0 0 ISHARES TR JPMORGAN USD EMG 464288281 113 989 SH DFND 989 0 0 ISHARES TR ASIA 50 ETF 464288430 59 900 SH DFND 900 0 0 ISHARES TR IBOXX HI YD ETF 464288513 12 141 SH DFND 141 0 0 ISHARES TR CRE U S REIT ETF 464288521 11 200 SH DFND 200 0 0 ISHARES TR INTRM TR CRP ETF 464288638 32 555 SH DFND 555 0 0 ISHARES TR SH TR CRPORT ETF 464288646 88 1650 SH DFND 1650 0 0 ISHARES TR SHORT TREAS BD 464288679 1032 9341 SH DFND 9341 0 0 ISHARES TR PFD AND INCM SEC 464288687 48 1288 SH DFND 1288 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 32 625 SH DFND 625 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 9 280 SH DFND 280 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 37 728 SH DFND 728 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 35 181 SH DFND 181 0 0 ISHARES TR CORE S&P TTL STK 464287150 36 500 SH DFND 500 0 0 ISHARES TR TIPS BD ETF 464287176 9 81 SH DFND 81 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 125 755 SH DFND 755 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 17 225 SH DFND 225 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 43 650 SH DFND 650 0 0 ISHARES TR CORE MSCI EAFE 46432F842 13 206 SH DFND 206 0 0 ISHARES TR NATIONAL MUN ETF 464288414 11 100 SH DFND 100 0 0 ISHARES TR ESG US AGR BD 46435U549 7 124 SH DFND 124 0 0 ISHARES TR MSCI USA ESG SLC 464288802 9 67 SH DFND 67 0 0 JETBLUE AWYS CORP COM 477143101 73 3900 SH DFND 3900 0 0 JOHNSON & JOHNSON COM 478160104 2500 17136 SH DFND 17136 0 0 JPMORGAN CHASE & CO COM 46625H100 1845 13232 SH DFND 13232 0 0 KINDER MORGAN INC DEL COM 49456B101 2629 124163 SH DFND 124163 0 0 KINROSS GOLD CORP COM 496902404 348 73225 SH DFND 73225 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 16 362 SH DFND 362 0 0 KRAFT HEINZ CO COM 500754106 57 1772 SH DFND 1772 0 0 LAM RESEARCH CORP COM 512807108 534 1825 SH DFND 1825 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 1 50 SH DFND 50 0 0 LINDE PLC SHS G5494J103 2 11 SH DFND 11 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 3 2926 SH DFND 2926 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 21 6230 SH DFND 6230 0 0 LOCKHEED MARTIN CORP COM 539830109 503 1293 SH DFND 1293 0 0 LOUISIANA PAC CORP COM 546347105 15 500 SH DFND 500 0 0 LYFT INC CL A COM 55087P104 4 100 SH DFND 100 0 0 MAGNA INTL INC COM 559222401 18 335 SH DFND 335 0 0 MANULIFE FINL CORP COM 56501R106 2287 112733 SH DFND 112733 0 0 MARRIOTT INTL INC NEW CL A 571903202 15 100 SH DFND 100 0 0 MASTERCARD INC CL A 57636Q104 98 329 SH DFND 329 0 0 MAXAR TECHNOLOGIES INC COM 57778K105 2 100 SH DFND 100 0 0 MCDONALDS CORP COM 580135101 88 447 SH DFND 447 0 0 MEDTRONIC PLC SHS G5960L103 390 3439 SH DFND 3439 0 0 MERCK & CO INC COM 58933Y105 35 389 SH DFND 389 0 0 METHANEX CORP COM 59151K108 4 100 SH DFND 100 0 0 METLIFE INC COM 59156R108 13 250 SH DFND 250 0 0 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837403 1 60 SH DFND 60 0 0 MICRON TECHNOLOGY INC COM 595112103 9 165 SH DFND 165 0 0 MICROSOFT CORP COM 594918104 2984 18921 SH DFND 18921 0 0 MOLSON COORS BREWING CO CL B 60871R209 1 15 SH DFND 15 0 0 MONDELEZ INTL INC CL A 609207105 20 356 SH DFND 356 0 0 NETFLIX INC COM 64110L106 6 20 SH DFND 20 0 0 NEWELL BRANDS INC COM 651229106 2 100 SH DFND 100 0 0 NEWMONT GOLDCORP CORPORATION COM 651639106 154 3544 SH DFND 3544 0 0 NEXGEN ENERGY LTD COM 65340P106 27 21100 SH DFND 21100 0 0 NEXTERA ENERGY INC COM 65339F101 2 10 SH DFND 10 0 0 NIKE INC CL B 654106103 43 424 SH DFND 424 0 0 NOKIA CORP SPONSORED ADR 654902204 217 58596 SH DFND 58596 0 0 NORBORD INC COM NEW 65548P403 2 75 SH DFND 75 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 6 1200 SH DFND 1200 0 0 NORFOLK SOUTHERN CORP COM 655844108 19 100 SH DFND 100 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 3 6100 SH DFND 6100 0 0 NORTHROP GRUMMAN CORP COM 666807102 1433 4165 SH DFND 4165 0 0 NOVAGOLD RES INC COM NEW 66987E206 4 500 SH DFND 500 0 0 NOVARTIS A G SPONSORED ADR 66987V109 4 44 SH DFND 44 0 0 NUTRIEN LTD COM 67077M108 64 1333 SH DFND 1333 0 0 NVIDIA CORP COM 67066G104 14 60 SH DFND 60 0 0 NYMOX PHARMACEUTICAL CORP COM P73398102 3 1406 SH DFND 1406 0 0 OCCIDENTAL PETE CORP COM 674599105 158 3833 SH DFND 3833 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 3 73 SH DFND 73 0 0 ONEOK INC NEW COM 682680103 1 15 SH DFND 15 0 0 ORGANIGRAM HLDGS INC COM 68620P101 1 400 SH DFND 400 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 4 4800 SH DFND 4800 0 0 PAN AMERICAN SILVER CORP COM 697900108 3 110 SH DFND 110 0 0 PAYCOM SOFTWARE INC COM 70432V102 26 99 SH DFND 99 0 0 PAYPAL HLDGS INC COM 70450Y103 87 800 SH DFND 800 0 0 PEMBINA PIPELINE CORP COM 706327103 533 14380 SH DFND 14380 0 0 PEPSICO INC COM 713448108 1903 13927 SH DFND 13927 0 0 PFIZER INC COM 717081103 87 2223 SH DFND 2223 0 0 PHILIP MORRIS INTL INC COM 718172109 9 100 SH DFND 100 0 0 PHILLIPS 66 COM 718546104 94 846 SH DFND 846 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 4316 40038 SH DFND 40038 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 186 1862 SH DFND 1862 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 5 250 SH DFND 250 0 0 PRECISION DRILLING CORP COM 2010 74022D308 4 2800 SH DFND 2800 0 0 PROCTER & GAMBLE CO COM 742718109 44 354 SH DFND 354 0 0 RAYTHEON CO COM NEW 755111507 1078 4907 SH DFND 4907 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 7 SH DFND 7 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 10 150 SH DFND 150 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 920 18521 SH DFND 18521 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2030 25634 SH DFND 25634 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 86 1440 SH DFND 1440 0 0 SANOFI SPONSORED ADR 80105N105 10 200 SH DFND 200 0 0 SCHLUMBERGER LTD COM 806857108 80 1991 SH DFND 1991 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 558 5475 SH DFND 5475 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 87 1375 SH DFND 1375 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 13 100 SH DFND 100 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 5 90 SH DFND 90 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 34 1090 SH DFND 1090 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 4 109 SH DFND 109 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5 80 SH DFND 80 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 74 1145 SH DFND 1145 0 0 SERVICE CORP INTL COM 817565104 6 140 SH DFND 140 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 26 1255 SH DFND 1255 0 0 SHOPIFY INC CL A 82509L107 29 65 SH DFND 65 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 91 640 SH DFND 640 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 486 12924 SH DFND 12924 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 424 13535 SH DFND 13535 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 69 213 SH DFND 213 0 0 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 20 695 SH DFND 695 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 29 267 SH DFND 267 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 12 339 SH DFND 339 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 12 250 SH DFND 250 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 246 10393 SH DFND 10393 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 2 60 SH DFND 60 0 0 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 13 443 SH DFND 443 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 199 4059 SH DFND 4059 0 0 STARBUCKS CORP COM 855244109 14 160 SH DFND 160 0 0 STRYKER CORP COM 863667101 2 11 SH DFND 11 0 0 SUN LIFE FINL INC COM 866796105 37 815 SH DFND 815 0 0 SUNCOR ENERGY INC NEW COM 867224107 1402 42732 SH DFND 42732 0 0 SYSCO CORP COM 871829107 19 225 SH DFND 225 0 0 TASEKO MINES LTD COM 876511106 0 1000 SH DFND 1000 0 0 TC ENERGY CORP COM 87807B107 2028 38034 SH DFND 38034 0 0 TECK RESOURCES LTD CL B 878742204 419 24130 SH DFND 24130 0 0 TELEFONICA S A SPONSORED ADR 879382208 1 200 SH DFND 200 0 0 TELUS CORP COM 87971M103 594 15339 SH DFND 15339 0 0 TESLA INC COM 88160R101 4 10 SH DFND 10 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 82 58000 PRN DFND 58000 0 0 THOMSON REUTERS CORP COM NEW 884903709 15 207 SH DFND 207 0 0 TILRAY INC COM CL 2 88688T100 17 1006 SH DFND 1006 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2568 45746 SH DFND 45746 0 0 TURQUOISE HILL RES LTD COM 900435108 3 4150 SH DFND 4150 0 0 TWITTER INC COM 90184L102 9 295 SH DFND 295 0 0 UNILEVER PLC SPON ADR NEW 904767704 471 8235 SH DFND 8235 0 0 UNION PACIFIC CORP COM 907818108 416 2303 SH DFND 2303 0 0 UNITED PARCEL SERVICE INC CL B 911312106 15 126 SH DFND 126 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2 13 SH DFND 13 0 0 VALARIS PLC SHS CLASS A G9402V109 0 30 SH DFND 30 0 0 VALERO ENERGY CORP NEW COM 91913Y100 748 7989 SH DFND 7989 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 167 5705 SH DFND 5705 0 0 VANECK VECTORS ETF TRUST OIL SVCS ETF 92189F718 268 20253 SH DFND 20253 0 0 VANECK VECTORS ETF TRUST INDIA SMALL CAP 92189F767 6 185 SH DFND 185 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 33 405 SH DFND 405 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 111 1328 SH DFND 1328 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 4 42 SH DFND 42 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 6 110 SH DFND 110 0 0 VANGUARD GROUP DIV APP ETF 921908844 140 1123 SH DFND 1123 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 127 428 SH DFND 428 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 10 86 SH DFND 86 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 36 387 SH DFND 387 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 0 2 SH DFND 2 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 40 227 SH DFND 227 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 126 693 SH DFND 693 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 130 1086 SH DFND 1086 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 588 3596 SH DFND 3596 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 12 75 SH DFND 75 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 88 1640 SH DFND 1640 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 49 1101 SH DFND 1101 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 18 315 SH DFND 315 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 324 3997 SH DFND 3997 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1290 14121 SH DFND 14121 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 32 569 SH DFND 569 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 57 1290 SH DFND 1290 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 2 30 SH DFND 30 0 0 VENTAS INC COM 92276F100 14 250 SH DFND 250 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 340 5537 SH DFND 5537 0 0 VERMILION ENERGY INC COM 923725105 7 400 SH DFND 400 0 0 VIEMED HEALTHCARE INC COM 92663R105 3 500 SH DFND 500 0 0 VISA INC COM CL A 92826C839 1376 7324 SH DFND 7324 0 0 WABTEC CORP COM 929740108 1 11 SH DFND 11 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 42 720 SH DFND 720 0 0 WALMART INC COM 931142103 1896 15957 SH DFND 15957 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 12 400 SH DFND 400 0 0 WASTE CONNECTIONS INC COM 94106B101 1026 11300 SH DFND 11300 0 0 WASTE MGMT INC DEL COM 94106L109 46 400 SH DFND 400 0 0 WEC ENERGY GROUP INC COM 92939U106 2 19 SH DFND 19 0 0 WELLS FARGO CO NEW COM 949746101 135 2513 SH DFND 2513 0 0 WEYERHAEUSER CO COM 962166104 272 9009 SH DFND 9009 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 44 1473 SH DFND 1473 0 0 WILLIAMS COS INC DEL COM 969457100 392 16508 SH DFND 16508 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 7 135 SH DFND 135 0 0 XCEL ENERGY INC COM 98389B100 2 28 SH DFND 28 0 0 XPEL INC COM 98379L100 3 200 SH DFND 200 0 0