Chief Compliance Officer

0001398344-22-014189.txt : 20220727 0001398344-22-014189.hdr.sgml : 20220727 20220727170554 ACCESSION NUMBER: 0001398344-22-014189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220727 DATE AS OF CHANGE: 20220727 EFFECTIVENESS DATE: 20220727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Private Wealth LLC CENTRAL INDEX KEY: 0001799877 IRS NUMBER: 830889406 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19936 FILM NUMBER: 221111741 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 844.469.5679 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001799877 XXXXXXXX 06-30-2022 06-30-2022 false Live Oak Private Wealth LLC

1741 TIBURON DRIVE WILMINGTON NC 28403

13F HOLDINGS REPORT 028-19936 N Susan N. Janson Chief Compliance Officer 844-469-5679 /s/ Susan N. Janson Wilmington NC 07-27-2022 0 172 475065 INFORMATION TABLE 2 fp0077827_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 7894 72651 SH SOLE 72651 0 0 ABBVIE INC COM 00287Y109 3096 20217 SH SOLE 20217 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 278 56692 SH SOLE 56692 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 835 103295 SH SOLE 103295 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 218 784 SH SOLE 784 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2080 18300 SH SOLE 18300 0 0 ALPHABET INC CAP STK CL C 02079K107 7910 3616 SH SOLE 3616 0 0 ALPHABET INC CAP STK CL A 02079K305 8508 3904 SH SOLE 3904 0 0 AMAZON COM INC COM 023135106 979 9220 SH SOLE 9220 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 291 5684 SH SOLE 5684 0 0 AMGEN INC COM 031162100 884 3633 SH SOLE 3633 0 0 ANALOG DEVICES INC COM 032654105 2213 15149 SH SOLE 15149 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 155 10630 SH SOLE 10630 0 0 AON PLC SHS CL A G0403H108 5977 22163 SH SOLE 22163 0 0 APPLE INC COM 037833100 12259 89665 SH SOLE 89665 0 0 APPLIED MATLS INC COM 038222105 1285 14128 SH SOLE 14128 0 0 ARDAGH METAL PACKAGING S A SHS L02235106 3985 653314 SH SOLE 653314 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1194 5683 SH SOLE 5683 0 0 BAIDU INC SPON ADR REP A 056752108 766 5152 SH SOLE 5152 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 20150 73803 SH SOLE 73803 0 0 BK OF AMERICA CORP COM 060505104 11540 370715 SH SOLE 370715 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 93 10525 SH SOLE 10525 0 0 BLACKROCK INC COM 09247X101 719 1181 SH SOLE 1181 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 119 13200 SH SOLE 13200 0 0 BOEING CO COM 097023105 5998 43870 SH SOLE 43870 0 0 BOOKING HOLDINGS INC COM 09857L108 243 139 SH SOLE 139 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 608 7902 SH SOLE 7902 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 5761 129555 SH SOLE 129555 0 0 CABLE ONE INC COM 12685J105 258 200 SH SOLE 200 0 0 CALAMOS 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56100 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 6427 36912 SH SOLE 36912 0 0 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 1684 41871 SH SOLE 41871 0 0 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 2690 125470 SH SOLE 125470 0 0 DISNEY WALT CO COM 254687106 9590 101584 SH SOLE 101584 0 0 DOLLAR TREE INC COM 256746108 16284 104484 SH SOLE 104484 0 0 DOW INC COM 260557103 351 6796 SH SOLE 6796 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2955 27559 SH SOLE 27559 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 587 24589 SH SOLE 24589 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 1488 92351 SH SOLE 92351 0 0 EMERSON ELEC CO COM 291011104 417 5237 SH SOLE 5237 0 0 EURONET WORLDWIDE INC COM 298736109 1353 13448 SH SOLE 13448 0 0 EXXON MOBIL CORP COM 30231G102 3386 39538 SH SOLE 39538 0 0 F N B CORP COM 302520101 257 23681 SH SOLE 23681 0 0 FEDEX CORP COM 31428X106 3811 16808 SH SOLE 16808 0 0 FERGUSON PLC NEW SHS G3421J106 1417 12803 SH SOLE 12803 0 0 FISERV INC COM 337738108 5826 65487 SH SOLE 65487 0 0 GABELLI DIVID & INCOME TR COM 36242H104 1865 91222 SH SOLE 91222 0 0 GABELLI EQUITY TR INC COM 362397101 3136 514176 SH SOLE 514176 0 0 GABELLI MULTIMEDIA TR INC COM 36239Q109 976 134937 SH SOLE 134937 0 0 GALLAGHER ARTHUR J & CO COM 363576109 391 2400 SH SOLE 2400 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 209 58152 SH SOLE 58152 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 998 3362 SH SOLE 3362 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 196 10891 SH SOLE 10891 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 609 38630 SH SOLE 38630 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 2355 102602 SH SOLE 102602 0 0 HCA HEALTHCARE INC COM 40412C101 4824 28705 SH SOLE 28705 0 0 HOME DEPOT INC COM 437076102 1250 4556 SH SOLE 4556 0 0 HONEYWELL INTL INC COM 438516106 459 2640 SH SOLE 2640 0 0 ICON PLC SHS G4705A100 1398 6453 SH SOLE 6453 0 0 INTEL CORP COM 458140100 5261 140621 SH SOLE 140621 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 5335 44788 SH SOLE 44788 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 381 17148 SH SOLE 17148 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 738 5499 SH SOLE 5499 0 0 INVESCO LTD SHS G491BT108 4212 261099 SH SOLE 261099 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 107 10480 SH SOLE 10480 0 0 ISHARES TR TIPS BD ETF 464287176 1940 17035 SH SOLE 17035 0 0 ISHARES TR CORE S&P500 ETF 464287200 1439 3796 SH SOLE 3796 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 256 6373 SH SOLE 6373 0 0 ISHARES TR 20 YR TR BD ETF 464287432 379 3300 SH SOLE 3300 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 4063 49076 SH SOLE 49076 0 0 ISHARES TR MSCI EAFE ETF 464287465 1658 26530 SH SOLE 26530 0 0 ISHARES TR RUS MID CAP ETF 464287499 621 9609 SH SOLE 9609 0 0 ISHARES TR CORE S&P MCP ETF 464287507 294 1299 SH SOLE 1299 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 577 3978 SH SOLE 3978 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 536 3164 SH SOLE 3164 0 0 ISHARES TR CORE S&P SCP ETF 464287804 324 3509 SH SOLE 3509 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 5869 116095 SH SOLE 116095 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 3649 73091 SH SOLE 73091 0 0 ISHARES TR CORE MSCI EAFE 46432F842 286 4863 SH SOLE 4863 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 3623 73554 SH SOLE 73554 0 0 JD.COM INC SPON ADR CL A 47215P106 721 11228 SH SOLE 11228 0 0 JOHNSON & JOHNSON COM 478160104 1390 7829 SH SOLE 7829 0 0 JPMORGAN CHASE & CO COM 46625H100 6448 57258 SH SOLE 57258 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 239 1018 SH SOLE 1018 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 996 158585 SH SOLE 158585 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 294 8158 SH SOLE 8158 0 0 LILLY ELI & CO COM 532457108 519 1601 SH SOLE 1601 0 0 LINDE PLC SHS G5494J103 922 3206 SH SOLE 3206 0 0 LOCKHEED MARTIN CORP COM 539830109 2154 5010 SH SOLE 5010 0 0 LOWES COS INC COM 548661107 6077 34793 SH SOLE 34793 0 0 MARKEL CORP COM 570535104 3617 2797 SH SOLE 2797 0 0 MASTERCARD INCORPORATED CL A 57636Q104 5624 17828 SH SOLE 17828 0 0 MCDONALDS CORP COM 580135101 755 3060 SH SOLE 3060 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 242 15863 SH SOLE 15863 0 0 MEDTRONIC PLC SHS G5960L103 1977 22026 SH SOLE 22026 0 0 MERCK & CO INC COM 58933Y105 8495 93180 SH SOLE 93180 0 0 METLIFE INC COM 59156R108 7355 117138 SH SOLE 117138 0 0 MICROSOFT CORP COM 594918104 11745 45731 SH SOLE 45731 0 0 MOODYS CORP COM 615369105 2069 7607 SH SOLE 7607 0 0 NEUBERGER BERMAN REAL ESTATE COM 64190A103 109 27105 SH SOLE 27105 0 0 NIKE INC CL B 654106103 626 6122 SH SOLE 6122 0 0 NORFOLK SOUTHN CORP COM 655844108 607 2672 SH SOLE 2672 0 0 NORTHROP GRUMMAN CORP COM 666807102 237 496 SH SOLE 496 0 0 NOVARTIS AG SPONSORED ADR 66987V109 6228 73680 SH SOLE 73680 0 0 NUCOR CORP COM 670346105 209 2000 SH SOLE 2000 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 330 43136 SH SOLE 43136 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 618 978 SH SOLE 978 0 0 PEPSICO INC COM 713448108 1297 7783 SH SOLE 7783 0 0 PFIZER INC COM 717081103 7955 151735 SH SOLE 151735 0 0 PHILIP MORRIS INTL INC COM 718172109 1035 10486 SH SOLE 10486 0 0 PROCTER AND GAMBLE CO COM 742718109 781 5429 SH SOLE 5429 0 0 QUALCOMM INC COM 747525103 6079 47586 SH SOLE 47586 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 5366 55832 SH SOLE 55832 0 0 ROCKWELL AUTOMATION INC COM 773903109 206 1033 SH SOLE 1033 0 0 ROYAL BK CDA COM 780087102 6103 63034 SH SOLE 63034 0 0 SCHWAB CHARLES CORP COM 808513105 11368 179923 SH SOLE 179923 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 628 12761 SH SOLE 12761 0 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 4723 57754 SH SOLE 57754 0 0 SOUTHERN CO COM 842587107 281 3947 SH SOLE 3947 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 903 2394 SH SOLE 2394 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 754 8041 SH SOLE 8041 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 1453 102455 SH SOLE 102455 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 463 35000 SH SOLE 35000 0 0 STRYKER CORPORATION COM 863667101 320 1611 SH SOLE 1611 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 836 10222 SH SOLE 10222 0 0 TARGET CORP COM 87612E106 548 3883 SH SOLE 3883 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 188 13223 SH SOLE 13223 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 195 13540 SH SOLE 13540 0 0 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 7471 183794 SH SOLE 183794 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 240 441 SH SOLE 441 0 0 TJX COS INC NEW COM 872540109 5912 105859 SH SOLE 105859 0 0 TRACTOR SUPPLY CO COM 892356106 724 3734 SH SOLE 3734 0 0 TRAVELERS COMPANIES INC COM 89417E109 222 1314 SH SOLE 1314 0 0 TRIMBLE INC COM 896239100 267 4577 SH SOLE 4577 0 0 TRUIST FINL CORP COM 89832Q109 502 10575 SH SOLE 10575 0 0 UNILEVER PLC SPON ADR NEW 904767704 4597 100299 SH SOLE 100299 0 0 UNION PAC CORP COM 907818108 249 1166 SH SOLE 1166 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7692 42140 SH SOLE 42140 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11253 21908 SH SOLE 21908 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 272 1383 SH SOLE 1383 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 609 4620 SH SOLE 4620 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 214 1216 SH SOLE 1216 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 471 11303 SH SOLE 11303 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 327 6200 SH SOLE 6200 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 678 13528 SH SOLE 13528 0 0 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 325 7970 SH SOLE 7970 0 0 VERISIGN INC COM 92343E102 1625 9710 SH SOLE 9710 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4644 91506 SH SOLE 91506 0 0 VISA INC COM CL A 92826C839 4191 21287 SH SOLE 21287 0 0 VONTIER CORPORATION COM 928881101 4497 195614 SH SOLE 195614 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 644 65919 SH SOLE 65919 0 0 WALMART INC COM 931142103 1038 8535 SH SOLE 8535 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 3289 245114 SH SOLE 245114 0 0 WELLS FARGO CO NEW COM 949746101 5072 129485 SH SOLE 129485 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 215 6500 SH SOLE 6500 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 944 4784 SH SOLE 4784 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 6015 57251 SH SOLE 57251 0 0