0001799544-20-000006.txt : 20201013
0001799544-20-000006.hdr.sgml : 20201013
20201013093229
ACCESSION NUMBER: 0001799544-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
EFFECTIVENESS DATE: 20201013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOEY INVESTMENTS, INC
CENTRAL INDEX KEY: 0001799544
IRS NUMBER: 261467855
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19650
FILM NUMBER: 201234969
BUSINESS ADDRESS:
STREET 1: 410 N HIGH ST
CITY: WEST CHESTER
STATE: PA
ZIP: 19380
BUSINESS PHONE: 6107384280
MAIL ADDRESS:
STREET 1: 410 N HIGH ST
CITY: WEST CHESTER
STATE: PA
ZIP: 19380
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001799544
XXXXXXXX
09-30-2020
09-30-2020
HOEY INVESTMENTS, INC
410 N HIGH ST
WEST CHESTER
PA
19380
13F HOLDINGS REPORT
028-19650
N
Kristen Voigtsberger
Associate
6107384280
Kristen E Voigtsberger
West Chester
PA
10-13-2020
0
144
247658
false
INFORMATION TABLE
2
form13fq32020.xml
AT&T INC
COM
00206R102
19
650
SH
SOLE
0
0
650
ABBOTT LABS
COM
002824100
114
1050
SH
SOLE
0
0
1050
ABBVIE INC
COM
00287Y109
66
750
SH
SOLE
0
0
750
ACTIVISION BLIZZARD INC
COM
00507V109
24
302
SH
SOLE
0
0
302
ADVANCED MICRO DEVICES INC
COM
007903107
671
8184
SH
SOLE
0
0
8184
AGILENT TECHNOLOGIES INC
COM
00846U101
24
238
SH
SOLE
0
0
238
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
554
1883
SH
SOLE
0
0
1883
ALLSTATE CORP
COM
020002101
16
166
SH
SOLE
0
0
166
ALTERYX INC
COM CL A
02156B103
3
24
SH
SOLE
0
0
24
AMAZON COM INC
COM
023135106
6613
2100
SH
Call
SOLE
0
0
2100
AMAZON COM INC
COM
023135106
51353
16309
SH
SOLE
0
0
16309
AMERICAN WTR WKS CO INC NEW
COM
030420103
264
1821
SH
SOLE
0
0
1821
AMGEN INC
COM
031162100
33
128
SH
SOLE
0
0
128
AMYRIS INC
COM NEW
03236M200
4
1375
SH
SOLE
0
0
1375
APPLE INC
COM
037833100
695
6000
SH
Call
SOLE
0
0
6000
APPLE INC
COM
037833100
43395
374709
SH
SOLE
8
0
374697
AUTOMATIC DATA PROCESSING IN
COM
053015103
418
3000
SH
SOLE
0
0
3000
B & G FOODS INC NEW
COM
05508R106
76
2750
SH
SOLE
0
0
2750
BK OF AMERICA CORP
COM
060505104
1731
71836
SH
SOLE
0
0
71836
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
21
100
SH
SOLE
0
0
100
BIOCEPT INC
COM
09072V501
0
1
SH
SOLE
0
0
1
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
20
1347
SH
SOLE
0
0
1347
BLACKROCK ENHANCED EQUITY DI
COM
09251A104
642
87788
SH
SOLE
0
0
87788
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
41
7750
SH
SOLE
0
0
7750
BOEING CO
COM
097023105
282
1707
SH
SOLE
0
0
1707
CVS HEALTH CORP
COM
126650100
987
16905
SH
SOLE
0
0
16905
CATERPILLAR INC DEL
COM
149123101
56
375
SH
SOLE
0
0
375
LUMEN TECHNOLOGIES INC
COM
156700106
0
9
SH
SOLE
0
0
9
CHIPOTLE MEXICAN GRILL INC
COM
169656105
62
50
SH
SOLE
0
0
50
CISCO SYS INC
COM
17275R102
22
560
SH
SOLE
0
0
560
CITIGROUP INC
COM NEW
172967424
11
260
SH
SOLE
0
0
260
COMCAST CORP NEW
CL A
20030N101
494
10677
SH
SOLE
0
0
10677
CONOCOPHILLIPS
COM
20825C104
661
20137
SH
SOLE
0
0
20137
COSTCO WHSL CORP NEW
COM
22160K105
988
2784
SH
SOLE
0
0
2784
CREATIVE REALITIES INC
COM NEW
22530J200
7
6849
SH
SOLE
0
0
6849
CROWDSTRIKE HLDGS INC
CL A
22788C105
24
175
SH
SOLE
0
0
175
D R HORTON INC
COM
23331A109
83
1100
SH
SOLE
0
0
1100
DXC TECHNOLOGY CO
COM
23355L106
9
517
SH
SOLE
0
0
517
DELAWARE ENHANCED GBL DIV &
COM
246060107
86
9750
SH
SOLE
0
0
9750
DISNEY WALT CO
COM DISNEY
254687106
1131
9115
SH
SOLE
0
0
9115
DOMINOS PIZZA INC
COM
25754A201
11
25
SH
SOLE
0
0
25
DRAFTKINGS INC
COM CL A
26142R104
0
200
SH
Call
SOLE
0
0
200
ETF MANAGERS TR
WEDBUSH VID GAME
26924G706
0
2
SH
SOLE
0
0
2
EATON VANCE ENHANCED EQ INC
COM
278274105
22
1490
SH
SOLE
0
0
1490
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
67
7000
SH
SOLE
0
0
7000
ENPHASE ENERGY INC
COM
29355A107
100
1210
SH
SOLE
0
0
1210
ENTERPRISE PRODS PARTNERS L
COM
293792107
12
750
SH
SOLE
0
0
750
FNCB BANCORP INC
COM
302578109
90
16929
SH
SOLE
0
0
16929
FACEBOOK INC
CL A
30303M102
26
100
SH
SOLE
0
0
100
GW PHARMACEUTICALS PLC
ADS
36197T103
97
1000
SH
SOLE
0
0
1000
GENERAL ELECTRIC CO
COM
369604103
6
903
SH
SOLE
0
0
903
GENERAL MLS INC
COM
370334104
4
70
SH
SOLE
0
0
70
GOLDMAN SACHS GROUP INC
COM
38141G104
160
798
SH
SOLE
0
0
798
GROWGENERATION CORP
COM
39986L109
0
2
SH
SOLE
0
0
2
HP INC
COM
40434L105
4
200
SH
SOLE
0
0
200
HANCOCK JOHN PREM DIVID FD
COM SH BEN INT
41013T105
40
3207
SH
SOLE
0
0
3207
HANCOCK JOHN INVS TR
COM
410142103
14
856
SH
SOLE
0
0
856
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
2
200
SH
SOLE
0
0
200
HOME DEPOT INC
COM
437076102
8139
29307
SH
SOLE
0
0
29307
HONEYWELL INTL INC
COM
438516106
494
3000
SH
SOLE
0
0
3000
INTEL CORP
COM
458140100
362
7000
SH
SOLE
0
0
7000
INTERNATIONAL BUSINESS MACHS
COM
459200101
382
3140
SH
SOLE
0
0
3140
INVESCO QQQ TR
UNIT SER 1
46090E103
2
6
SH
SOLE
0
0
6
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
9
75
SH
SOLE
0
0
75
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
7
135
SH
SOLE
0
0
135
ISHARES INC
MSCI GBL MIN VOL
464286525
6
61
SH
SOLE
0
0
61
ISHARES INC
MSCI ISRAEL ETF
464286632
5
90
SH
SOLE
0
0
90
ISHARES TR
SELECT DIVID ETF
464287168
0
4
SH
SOLE
0
0
4
ISHARES SILVER TR
ISHARES
46428Q109
36
1655
SH
SOLE
0
0
1655
ISHARES TR
MSCI USA MMENTM
46432F396
10
66
SH
SOLE
0
0
66
ISHARES TR
YLD OPTIM BD
46434V787
7
281
SH
SOLE
0
0
281
JPMORGAN CHASE & CO
COM
46625H100
3711
38550
SH
SOLE
0
0
38550
JOHNSON & JOHNSON
COM
478160104
5996
40272
SH
SOLE
0
0
40272
KKR & CO INC
COM
48251W104
50
1469
SH
SOLE
0
0
1469
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
12
119
SH
SOLE
0
0
119
KINDER MORGAN INC DEL
COM
49456B101
805
65292
SH
SOLE
0
0
65292
LAM RESEARCH CORP
COM
512807108
146
439
SH
SOLE
0
0
439
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
17
2775
SH
SOLE
0
0
2775
LIONS GATE ENTMNT CORP
CL A VTG
535919401
0
2
SH
SOLE
0
0
2
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
0
2
SH
SOLE
0
0
2
LOCKHEED MARTIN CORP
COM
539830109
986
2573
SH
SOLE
0
0
2573
LOWES COS INC
COM
548661107
5215
31444
SH
SOLE
0
0
31444
MCDONALDS CORP
COM
580135101
529
2410
SH
SOLE
0
0
2410
MERCK & CO. INC
COM
58933Y105
996
12013
SH
SOLE
0
0
12013
MICROSOFT CORP
COM
594918104
28090
133551
SH
SOLE
3
0
133548
MODERNA INC
COM
60770K107
3
40
SH
SOLE
0
0
40
NETAPP INC
COM
64110D104
18
400
SH
SOLE
0
0
400
NETFLIX INC
COM
64110L106
2699
5398
SH
SOLE
0
0
5398
NEW YORK CMNTY BANCORP INC
COM
649445103
27
3227
SH
SOLE
0
0
3227
NIKE INC
CL B
654106103
1
5
SH
SOLE
0
0
5
NUTANIX INC
CL A
67059N108
6
250
SH
SOLE
0
0
250
NVIDIA CORPORATION
COM
67066G104
28854
53312
SH
SOLE
0
0
53312
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
224
10000
SH
SOLE
0
0
10000
NUVEEN REAL ASSET INCOME & G
COM
67074Y105
15
1238
SH
SOLE
0
0
1238
OPKO HEALTH INC
COM
68375N103
0
2
SH
SOLE
0
0
2
OUTSET MED INC
COM
690145107
10
200
SH
SOLE
0
0
200
PPG INDS INC
COM
693506107
49
400
SH
SOLE
0
0
400
PPL CORP
COM
69351T106
4
150
SH
SOLE
0
0
150
PAYPAL HLDGS INC
COM
70450Y103
924
4691
SH
SOLE
0
0
4691
PEPSICO INC
COM
713448108
1808
13043
SH
SOLE
0
0
13043
PFIZER INC
COM
717081103
2033
55383
SH
SOLE
0
0
55383
PHILLIPS 66
COM
718546104
47
900
SH
SOLE
0
0
900
PIMCO CORPORATE & INCOME OPP
COM
72201B101
20
1211
SH
SOLE
0
0
1211
POTLATCHDELTIC CORPORATION
COM
737630103
26
622
SH
SOLE
0
0
622
PROCTER AND GAMBLE CO
COM
742718109
1105
7951
SH
SOLE
0
0
7951
PROLOGIS INC.
COM
74340W103
33
325
SH
SOLE
0
0
325
PROSHARES TR
PSHS ULT S&P 500
74347R107
1
12
SH
SOLE
0
0
12
PROSHARES TR
ULTRAPRO QQQ
74347X831
7073
54032
SH
SOLE
0
0
54032
PROSHARES TR
ULTRPRO S&P500
74347X864
4669
83518
SH
SOLE
0
0
83518
QUALCOMM INC
COM
747525103
10552
89666
SH
SOLE
0
0
89666
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
403
7000
SH
SOLE
0
0
7000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
57
170
SH
SOLE
0
0
170
SALESFORCE COM INC
COM
79466L302
779
3101
SH
SOLE
0
0
3101
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
39
484
SH
SOLE
0
0
484
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
10
143
SH
SOLE
0
0
143
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
15
235
SH
SOLE
0
0
235
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
11
460
SH
SOLE
0
0
460
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
80
683
SH
SOLE
0
0
683
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
11
322
SH
SOLE
0
0
322
SIMON PPTY GROUP INC NEW
COM
828806109
24
375
SH
SOLE
0
0
375
SLACK TECHNOLOGIES INC
COM CL A
83088V102
18
670
SH
SOLE
0
0
670
SMITH & WESSON BRANDS INC
COM
831754106
0
1
SH
SOLE
0
0
1
SNOWFLAKE INC
CL A
833445109
622
2479
SH
SOLE
0
0
2479
SPINNAKER ETF SERIES
CANNABIS ETF
84858T400
20
2370
SH
SOLE
0
0
2370
STARBUCKS CORP
COM
855244109
265
3086
SH
SOLE
0
0
3086
STMICROELECTRONICS N V
NY REGISTRY
861012102
0
15
SH
SOLE
0
0
15
STORE CAP CORP
COM
862121100
14
500
SH
SOLE
0
0
500
TARGET CORP
COM
87612E106
2592
16466
SH
SOLE
0
0
16466
TEMPLETON EMERGING MKTS FD
COM
880191101
9
610
SH
SOLE
0
0
610
TESLA INC
COM
88160R101
215
500
SH
Call
SOLE
0
0
500
TESLA INC
COM
88160R101
165
384
SH
SOLE
0
0
384
3M CO
COM
88579Y101
24
150
SH
SOLE
0
0
150
TOLL BROTHERS INC
COM
889478103
97
2000
SH
SOLE
0
0
2000
UNUM GROUP
COM
91529Y106
18
1050
SH
SOLE
0
0
1050
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
11
82
SH
SOLE
0
0
82
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
8
27
SH
SOLE
0
0
27
VERIZON COMMUNICATIONS INC
COM
92343V104
17
289
SH
SOLE
0
0
289
VILLAGE FARMS INTL INC
COM
92707Y108
0
6
SH
SOLE
0
0
6
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
1
42
SH
SOLE
0
0
42
WALMART INC
COM
931142103
10777
77026
SH
SOLE
3
0
77023
WEYERHAEUSER CO MTN BE
COM NEW
962166104
28
977
SH
SOLE
0
0
977
ZOETIS INC
CL A
98978V103
2679
16203
SH
SOLE
0
0
16203
EATON CORP PLC
SHS
G29183103
29
288
SH
SOLE
0
0
288
MEDTRONIC PLC
SHS
G5960L103
52
500
SH
SOLE
0
0
500