0001799544-20-000002.txt : 20200110 0001799544-20-000002.hdr.sgml : 20200110 20200110140253 ACCESSION NUMBER: 0001799544-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 EFFECTIVENESS DATE: 20200110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOEY INVESTMENTS, INC CENTRAL INDEX KEY: 0001799544 IRS NUMBER: 261467855 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19650 FILM NUMBER: 20520516 BUSINESS ADDRESS: STREET 1: 410 N HIGH ST CITY: WEST CHESTER STATE: PA ZIP: 19380 BUSINESS PHONE: 6107384280 MAIL ADDRESS: STREET 1: 410 N HIGH ST CITY: WEST CHESTER STATE: PA ZIP: 19380 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001799544 XXXXXXXX 12-31-2019 12-31-2019 HOEY INVESTMENTS, INC

410 N HIGH ST WEST CHESTER PA 19380

13F HOLDINGS REPORT 028-19650 N kristen voigtsberger 6107384280 kristen voigtsberger west chester PA 01-10-2020 0 163 140907 false INFORMATION TABLE 2 q4201913f.xml AGF INVESTMENTS TRUST AGFIQ US MK ANTI 00110G408 6 250 SH SOLE 0 0 250 AGNC INVT CORP COM 00123Q104 18 1000 SH SOLE 0 0 1000 AT&T INC COM 00206R102 3186 81522 SH SOLE 0 0 81522 ABBOTT LABS COM 002824100 138 1592 SH SOLE 0 0 1592 ABBVIE INC COM 00287Y109 31 350 SH SOLE 0 0 350 ACTIVISION BLIZZARD INC COM 00507V109 13 227 SH SOLE 0 0 227 ADOBE INC COM 00724F101 2858 8665 SH SOLE 0 0 8665 ADVANCED MICRO DEVICES INC COM 007903107 7 150 SH SOLE 0 0 150 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 117 551 SH SOLE 0 0 551 ALLSTATE CORP COM 020002101 19 166 SH SOLE 0 0 166 ALPHABET INC CAP STK CL C 02079K107 148 111 SH SOLE 0 0 111 ALPHABET INC CAP STK CL A 02079K305 2174 1623 SH SOLE 0 0 1623 ALTERYX INC COM CL A 02156B103 2 24 SH SOLE 0 0 24 ALTRIA GROUP INC COM 02209S103 15 300 SH SOLE 0 0 300 AMAZON COM INC COM 023135106 1663 900 SH Call SOLE 0 0 900 AMAZON COM INC COM 023135106 15982 8649 SH SOLE 0 0 8649 AMGEN INC COM 031162100 320 1329 SH SOLE 0 0 1329 AMYRIS INC COM NEW 03236M200 2 750 SH SOLE 0 0 750 APPLE INC COM 037833100 15571 53027 SH SOLE 0 0 53027 AUTOMATIC DATA PROCESSING IN COM 053015103 512 3000 SH SOLE 0 0 3000 BANK AMER CORP COM 060505104 3521 99973 SH SOLE 0 0 99973 BANK OZK COM 06417N103 27 900 SH SOLE 0 0 900 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 278 1226 SH SOLE 0 0 1226 BLACKROCK LTD DURATION INC T COM SHS 09249W101 22 1347 SH SOLE 0 0 1347 BLACKROCK ENHANCED GBL DIV T COM 092501105 24 2163 SH SOLE 0 0 2163 BLACKROCK ENHANCED EQT DIV T COM 09251A104 600 60503 SH SOLE 0 0 60503 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 75 12750 SH SOLE 0 0 12750 BOEING CO COM 097023105 114 350 SH SOLE 0 0 350 BRISTOL MYERS SQUIBB CO COM 110122108 2690 41913 SH SOLE 0 0 41913 CVS HEALTH CORP COM 126650100 2235 30087 SH SOLE 0 0 30087 CATERPILLAR INC DEL COM 149123101 727 4926 SH SOLE 0 0 4926 CHEVRON CORP NEW COM 166764100 2102 17439 SH SOLE 0 0 17439 CISCO SYS INC COM 17275R102 1548 32281 SH SOLE 0 0 32281 CITIGROUP INC COM NEW 172967424 840 10509 SH SOLE 0 0 10509 COCA COLA CO COM 191216100 1818 32847 SH SOLE 0 0 32847 COHERUS BIOSCIENCES INC COM 19249H103 66 3650 SH SOLE 0 0 3650 COMCAST CORP NEW CL A 20030N101 1066 23703 SH SOLE 0 0 23703 CONOCOPHILLIPS COM 20825C104 202 3107 SH SOLE 0 0 3107 COSTCO WHSL CORP NEW COM 22160K105 98 333 SH SOLE 0 0 333 CREATIVE REALITIES INC COM NEW 22530J200 10 6849 SH SOLE 0 0 6849 CUMMINS INC COM 231021106 172 960 SH SOLE 0 0 960 DEERE & CO COM 244199105 443 2558 SH SOLE 0 0 2558 DELAWARE ENHANCED GBL DIV & COM 246060107 147 14136 SH SOLE 0 0 14136 DELTA AIR LINES INC DEL COM NEW 247361702 6 100 SH SOLE 0 0 100 DEVON ENERGY CORP NEW COM 25179M103 0 4 SH SOLE 0 0 4 DISNEY WALT CO COM DISNEY 254687106 4292 29678 SH SOLE 0 0 29678 EATON VANCE ENHANCED EQ INC COM 278274105 24 1490 SH SOLE 0 0 1490 EATON VANCE ENH EQTY INC FD COM 278277108 24 1350 SH SOLE 0 0 1350 EATON VANCE RISK MNGD DIV EQ COM 27829G106 50 5353 SH SOLE 0 0 5353 EMERSON ELEC CO COM 291011104 2703 35449 SH SOLE 0 0 35449 ENPHASE ENERGY INC COM 29355A107 16 625 SH SOLE 0 0 625 EXXON MOBIL CORP COM 30231G102 20 290 SH SOLE 0 0 290 FACEBOOK INC CL A 30303M102 108 525 SH SOLE 0 0 525 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 27 822 SH SOLE 0 0 822 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 74 500 SH SOLE 0 0 500 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 28 1116 SH SOLE 0 0 1116 FIRST TR EXCHANGE TRADED FD BUYWRIT INCM ETF 33738R308 23 996 SH SOLE 0 0 996 FORD MTR CO DEL COM 345370860 79 8494 SH SOLE 0 0 8494 GENERAL DYNAMICS CORP COM 369550108 22 125 SH SOLE 0 0 125 GENERAL ELECTRIC CO COM 369604103 223 20000 SH Call SOLE 0 0 20000 GENERAL ELECTRIC CO COM 369604103 779 69801 SH SOLE 0 0 69801 GENERAL MLS INC COM 370334104 84 1570 SH SOLE 0 0 1570 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 153 3250 SH SOLE 0 0 3250 GLOBAL X FDS S&P 500 COVERED 37954Y475 23 460 SH SOLE 0 0 460 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 23 983 SH SOLE 0 0 983 GOLDMAN SACHS GROUP INC COM 38141G104 230 1000 SH SOLE 0 0 1000 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 58 3207 SH SOLE 0 0 3207 HANCOCK JOHN INVS TR COM 410142103 15 856 SH SOLE 0 0 856 HOME DEPOT INC COM 437076102 4539 20783 SH SOLE 0 0 20783 HONEYWELL INTL INC COM 438516106 637 3599 SH SOLE 0 0 3599 INTEL CORP COM 458140100 616 10290 SH SOLE 0 0 10290 INTERNATIONAL BUSINESS MACHS COM 459200101 2299 17151 SH SOLE 0 0 17151 INVESCO QQQ TR UNIT SER 1 46090E103 214 1006 SH SOLE 0 0 1006 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 22 1032 SH SOLE 0 0 1032 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 26 1395 SH SOLE 0 0 1395 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 60 1111 SH SOLE 0 0 1111 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 8 134 SH SOLE 0 0 134 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 26 600 SH SOLE 0 0 600 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 5 90 SH SOLE 0 0 90 ISHARES INC MIN VOL GBL ETF 464286525 6 61 SH SOLE 0 0 61 ISHARES INC MSCI ISRAEL ETF 464286632 5 90 SH SOLE 0 0 90 ISHARES TR INTL SEL DIV ETF 464288448 28 831 SH SOLE 0 0 831 ISHARES TR CRE U S REIT ETF 464288521 25 450 SH SOLE 0 0 450 ISHARES SILVER TRUST ISHARES 46428Q109 3 155 SH SOLE 0 0 155 ISHARES TR CORE HIGH DV ETF 46429B663 26 270 SH SOLE 0 0 270 ISHARES TR MSCI MIN VOL ETF 46429B697 8 121 SH SOLE 0 0 121 ISHARES TR USA MOMENTUM FCT 46432F396 8 66 SH SOLE 0 0 66 ISHARES TR YLD OPTIM BD 46434V787 7 281 SH SOLE 0 0 281 JPMORGAN CHASE & CO COM 46625H100 6258 44894 SH SOLE 0 0 44894 JOHNSON & JOHNSON COM 478160104 466 3196 SH SOLE 0 0 3196 KKR & CO INC CL A 48251W104 36 1219 SH SOLE 0 0 1219 KINDER MORGAN INC DEL COM 49456B101 72 3400 SH SOLE 0 0 3400 KOHLS CORP COM 500255104 24 475 SH SOLE 0 0 475 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 5 300 SH SOLE 0 0 300 LEAR CORP COM NEW 521865204 21 150 SH SOLE 0 0 150 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 19 2775 SH SOLE 0 0 2775 LOCKHEED MARTIN CORP COM 539830109 2700 6934 SH SOLE 0 0 6934 LOWES COS INC COM 548661107 4165 34781 SH SOLE 0 0 34781 MCDONALDS CORP COM 580135101 2080 10524 SH SOLE 0 0 10524 MERCK & CO INC COM 58933Y105 1652 18159 SH SOLE 0 0 18159 MICROSOFT CORP COM 594918104 8900 56438 SH SOLE 0 0 56438 NETAPP INC COM 64110D104 25 400 SH SOLE 0 0 400 NEUROCRINE BIOSCIENCES INC COM 64125C109 75 700 SH SOLE 0 0 700 NEXTERA ENERGY INC COM 65339F101 1532 6327 SH SOLE 0 0 6327 NIKE INC CL B 654106103 1 5 SH SOLE 0 0 5 NORFOLK SOUTHERN CORP COM 655844108 49 250 SH SOLE 0 0 250 NVIDIA CORP COM 67066G104 282 1200 SH Call SOLE 0 0 1200 NVIDIA CORP COM 67066G104 3229 13721 SH SOLE 0 0 13721 NUVEEN REAL ASSET INM AND GW COM 67074Y105 23 1238 SH SOLE 0 0 1238 PNC FINL SVCS GROUP INC COM 693475105 32 200 SH SOLE 0 0 200 PPG INDS INC COM 693506107 53 400 SH SOLE 0 0 400 PPL CORP COM 69351T106 5 150 SH SOLE 0 0 150 PARKER HANNIFIN CORP COM 701094104 36 175 SH SOLE 0 0 175 PAYPAL HLDGS INC COM 70450Y103 51 476 SH SOLE 0 0 476 PEPSICO INC COM 713448108 1253 9170 SH SOLE 0 0 9170 PHILLIPS 66 COM 718546104 893 8012 SH SOLE 0 0 8012 PIMCO CORPORATE & INCOME OPP COM 72201B101 23 1211 SH SOLE 0 0 1211 POTLATCHDELTIC CORPORATION COM 737630103 27 622 SH SOLE 0 0 622 PRICE T ROWE GROUP INC COM 74144T108 11 87 SH SOLE 0 0 87 PROCTER & GAMBLE CO COM 742718109 2906 23269 SH SOLE 0 0 23269 PROSHARES TR PSHS ULT S&P 500 74347R107 272 1803 SH SOLE 0 0 1803 PROSHARES TR II VIX SH TRM FUTRS 74347W171 8 650 SH SOLE 0 0 650 PROSHARES TR ULTRPRO S&P500 74347X864 187 2670 SH SOLE 0 0 2670 PRUDENTIAL FINL INC COM 744320102 3 31 SH SOLE 0 0 31 QUALCOMM INC COM 747525103 2745 31113 SH SOLE 0 0 31113 RAYTHEON CO COM NEW 755111507 923 4200 SH SOLE 0 0 4200 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 417 7067 SH SOLE 0 0 7067 SPDR S&P 500 ETF TR TR UNIT 78462F103 50 156 SH SOLE 0 0 156 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 5 74 SH SOLE 0 0 74 SALESFORCE COM INC COM 79466L302 468 2880 SH SOLE 0 0 2880 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 37 484 SH SOLE 0 0 484 SLACK TECHNOLOGIES INC COM CL A 83088V102 17 750 SH SOLE 0 0 750 SONY CORP SPONSORED ADR 835699307 88 1290 SH SOLE 0 0 1290 SPINNAKER ETF SERIES CANNABIS ETF 84858T400 40 3200 SH SOLE 0 0 3200 SQUARE INC CL A 852234103 6 100 SH SOLE 0 0 100 STARBUCKS CORP COM 855244109 92 1050 SH SOLE 0 0 1050 STITCH FIX INC COM CL A 860897107 141 5492 SH SOLE 0 0 5492 STMICROELECTRONICS N V NY REGISTRY 861012102 0 15 SH SOLE 0 0 15 STRYKER CORP COM 863667101 52 250 SH SOLE 0 0 250 TARGET CORP COM 87612E106 2997 23375 SH SOLE 0 0 23375 TEMPLETON EMERGING MKTS FD I COM 880191101 10 610 SH SOLE 0 0 610 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 9 750 SH SOLE 0 0 750 TEXAS INSTRS INC COM 882508104 19 150 SH SOLE 0 0 150 TRUIST FINL CORP COM 89832Q109 31 550 SH SOLE 0 0 550 TWITTER INC COM 90184L102 16 500 SH SOLE 0 0 500 UNILEVER PLC SPON ADR NEW 904767704 2 40 SH SOLE 0 0 40 UNION PACIFIC CORP COM 907818108 1778 9835 SH SOLE 0 0 9835 UNITED TECHNOLOGIES CORP COM 913017109 2136 14260 SH SOLE 0 0 14260 UNITEDHEALTH GROUP INC COM 91324P102 823 2799 SH SOLE 0 0 2799 VANGUARD WORLD FD EXTENDED DUR 921910709 13 100 SH SOLE 0 0 100 VERIZON COMMUNICATIONS INC COM 92343V104 165 2690 SH SOLE 0 0 2690 VIACOMCBS INC CL B 92556H206 8 200 SH SOLE 0 0 200 VISA INC COM CL A 92826C839 1798 9571 SH SOLE 0 0 9571 WABTEC CORP COM 929740108 0 4 SH SOLE 0 0 4 WALMART INC COM 931142103 4237 35653 SH SOLE 0 0 35653 WELLS FARGO CO NEW COM 949746101 101 1870 SH SOLE 0 0 1870 WEYERHAEUSER CO COM 962166104 30 977 SH SOLE 0 0 977 WISDOMTREE TR US SMALLCAP DIVD 97717W604 27 938 SH SOLE 0 0 938 ZOETIS INC CL A 98978V103 1667 12598 SH SOLE 0 0 12598 ZSCALER INC COM 98980G102 9 200 SH SOLE 0 0 200 EATON CORP PLC SHS G29183103 1248 13177 SH SOLE 0 0 13177 MEDTRONIC PLC SHS G5960L103 2062 18178 SH SOLE 0 0 18178 TUFIN SOFTWARE TECHNOLOGIS L SHS M8893U102 7 400 SH SOLE 0 0 400