0001799435-22-000002.txt : 20220427 0001799435-22-000002.hdr.sgml : 20220427 20220427120034 ACCESSION NUMBER: 0001799435-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220427 DATE AS OF CHANGE: 20220427 EFFECTIVENESS DATE: 20220427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ PARTNERS, LLC CENTRAL INDEX KEY: 0001799435 IRS NUMBER: 461022794 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19788 FILM NUMBER: 22857827 BUSINESS ADDRESS: STREET 1: 2919 KNOX AVENUE S STREET 2: STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6128434803 MAIL ADDRESS: STREET 1: 2919 KNOX AVENUE S STREET 2: STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001799435 XXXXXXXX 03-31-2022 03-31-2022 EPIQ PARTNERS, LLC

2919 KNOX AVENUE S STE 200 MINNEAPOLIS MN 55408

13F HOLDINGS REPORT 028-19788 N Ben Frey 6128434803 Ben Frey Minneapolis MN 04-27-2022 0 90 185976 false INFORMATION TABLE 2 EpiqPartners_13f03312022.xml 1LIFE HEALTHCARE INC NOTE 3.000% 6/1 68269GAB3 2195 2550000 PRN SOLE 0 0 0 2550000 ABBVIE INC COM 00287Y109 3198 19730 SH SOLE 0 0 0 19730 ADOBE SYSTEMS INCORPORATED COM 00724F101 421 923 SH SOLE 0 0 0 923 ALBEMARLE CORP COM 012653101 6208 28073 SH SOLE 0 0 0 28073 ALPHABET INC CAP STK CL C 02079K107 355 127 SH SOLE 0 0 0 127 ALPHABET INC CAP STK CL A 02079K305 4929 1772 SH SOLE 0 0 0 1772 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 560 600000 PRN SOLE 0 0 0 600000 AMAZON COM INC COM 023135106 1121 344 SH SOLE 0 0 0 344 AMCOR PLC ORD G0250X107 324 28560 SH SOLE 0 0 0 28560 AMERICAN TOWER CORP NEW COM 03027X100 4869 19380 SH SOLE 0 0 0 19380 APPLE INC COM 037833100 3211 18390 SH SOLE 0 0 0 18390 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 2758 1475033 SH SOLE 0 0 0 1475033 ATLAS CORP SHARES Y0436Q109 2887 196659 SH SOLE 0 0 0 196659 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4201 11903 SH SOLE 0 0 0 11903 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 3509 174942 SH SOLE 0 0 0 174942 BLACKROCK INNOVATION AND GRW SHS BEN INT 09260Q108 2612 229293 SH SOLE 0 0 0 229293 BLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 09257WAB6 1408 1400000 PRN SOLE 0 0 0 1400000 BLOCK INC CL A 852234103 316 2327 SH SOLE 0 0 0 2327 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4293 75887 SH SOLE 0 0 0 75887 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1912 28865 SH SOLE 0 0 0 28865 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 264 3500 SH SOLE 0 0 0 3500 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 746 17033 SH SOLE 0 0 0 17033 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1952 47535 SH SOLE 0 0 0 47535 CARDIOVASCULAR SYS INC DEL COM 141619106 226 10000 SH SOLE 0 0 0 10000 CHUBB LIMITED COM H1467J104 794 3714 SH SOLE 0 0 0 3714 COLGATE PALMOLIVE CO COM 194162103 485 6400 SH SOLE 0 0 0 6400 CONMED CORP COM 207410101 1554 10463 SH SOLE 0 0 0 10463 CYBEROPTICS CORP COM 232517102 4930 121494 SH SOLE 0 0 0 121494 DANAHER CORPORATION COM 235851102 4825 16449 SH SOLE 0 0 0 16449 DERMTECH INC COM 24984K105 2548 173545 SH SOLE 0 0 0 173545 ECOLAB INC COM 278865100 2807 15900 SH SOLE 0 0 0 15900 ENTERPRISE PRODS PARTNERS L COM 293792107 564 21860 SH SOLE 0 0 0 21860 ETF MANAGERS TR ETFMG SIT ULTR 26924G789 872 17775 SH SOLE 0 0 0 17775 EXXON MOBIL CORP COM 30231G102 1016 12301 SH SOLE 0 0 0 12301 FATE THERAPEUTICS INC COM 31189P102 2241 57808 SH SOLE 0 0 0 57808 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 218 2000 SH SOLE 0 0 0 2000 FISERV INC COM 337738108 292 2880 SH SOLE 0 0 0 2880 FORTIVE CORP COM 34959J108 1149 18855 SH SOLE 0 0 0 18855 FS KKR CAP CORP COM 302635206 4510 197617 SH SOLE 0 0 0 197617 GENERAL MLS INC COM 370334104 230 3400 SH SOLE 0 0 0 3400 GRANITE PT MTG TR INC COM STK 38741L107 3045 273850 SH SOLE 0 0 0 273850 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 4285 4489000 PRN SOLE 0 0 0 4489000 HORMEL FOODS CORP COM 440452100 21140 410169 SH SOLE 0 0 0 410169 HUNTINGTON BANCSHARES INC COM 446150104 6672 456366 SH SOLE 0 0 0 456366 IMPEL NEUROPHARMA INC COM 45258K109 119 18646 SH SOLE 0 0 0 18646 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 3483 75824 SH SOLE 0 0 0 75824 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 213 2819 SH SOLE 0 0 0 2819 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 135 10500 SH SOLE 0 0 0 10500 INVESCO QQQ TR UNIT SER 1 46090E103 401 1105 SH SOLE 0 0 0 1105 ISHARES TR CORE S&P MCP ETF 464287507 264 984 SH SOLE 0 0 0 984 ISHARES TR CORE S&P SCP ETF 464287804 325 3016 SH SOLE 0 0 0 3016 ISHARES TR RUS 1000 GRW ETF 464287614 4442 15999 SH SOLE 0 0 0 15999 ISHARES TR RUSSELL 3000 ETF 464287689 3044 11602 SH SOLE 0 0 0 11602 ISHARES TR U.S. TECH ETF 464287721 277 2684 SH SOLE 0 0 0 2684 ISHARES TR JPMORGAN USD EMG 464288281 1584 16205 SH SOLE 0 0 0 16205 ISHARES TR SELECT DIVID ETF 464287168 206 1605 SH SOLE 0 0 0 1605 ISHARES TR FLTG RATE NT ETF 46429B655 1277 25271 SH SOLE 0 0 0 25271 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 4960 98800 SH SOLE 0 0 0 98800 JANUS DETROIT STR TR B-BBB CLO ETF 47103U753 4512 91480 SH SOLE 0 0 0 91480 JOHNSON & JOHNSON COM 478160104 2644 14919 SH SOLE 0 0 0 14919 KRANESHARES TR CSI CHI INTERNET 500767306 1452 50945 SH SOLE 0 0 0 50945 MACQUARIE INFRASTR HOLD LLC COMMON UNITS 55608B105 3724 998420 SH SOLE 0 0 0 998420 MEDTRONIC PLC SHS G5960L103 1980 17850 SH SOLE 0 0 0 17850 META PLATFORMS INC CL A 30303M102 348 1566 SH SOLE 0 0 0 1566 METHODE ELECTRS INC COM 591520200 346 8000 SH SOLE 0 0 0 8000 MICROSOFT CORP COM 594918104 583 1890 SH SOLE 0 0 0 1890 NEXTERA ENERGY INC COM 65339F101 2221 26224 SH SOLE 0 0 0 26224 NORFOLK SOUTHN CORP COM 655844108 257 900 SH SOLE 0 0 0 900 NORTHERN OIL AND GAS INC MN COM 665531307 1589 56350 SH SOLE 0 0 0 56350 OAKTREE SPECIALTY LENDING CO COM 67401P108 3837 520600 SH SOLE 0 0 0 520600 PFIZER INC COM 717081103 213 4120 SH SOLE 0 0 0 4120 PRECIGEN INC NOTE 3.500% 7/0 46122TAA0 2872 3545000 PRN SOLE 0 0 0 3545000 PURE CYCLE CORP COM NEW 746228303 4100 341075 SH SOLE 0 0 0 341075 SALESFORCE COM INC COM 79466L302 235 1107 SH SOLE 0 0 0 1107 SPDR S&P 500 ETF TR TR UNIT 78462F103 2456 5439 SH SOLE 0 0 0 5439 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 201 410 SH SOLE 0 0 0 410 SPDR SER TR S&P DIVID ETF 78464A763 222 1730 SH SOLE 0 0 0 1730 SPECIAL OPPORTUNITIES FD INC COM 84741T104 335 22300 SH SOLE 0 0 0 22300 STARBUCKS CORP COM 855244109 340 3734 SH SOLE 0 0 0 3734 SUNOPTA INC COM 8676EP108 1201 239195 SH SOLE 0 0 0 239195 TARGET CORP COM 87612E106 411 1935 SH SOLE 0 0 0 1935 TESLA INC COM 88160R101 505 469 SH SOLE 0 0 0 469 UNILEVER PLC SPON ADR NEW 904767704 2248 49336 SH SOLE 0 0 0 49336 UNITEDHEALTH GROUP INC COM 91324P102 1082 2122 SH SOLE 0 0 0 2122 US BANCORP DEL COM NEW 902973304 340 6395 SH SOLE 0 0 0 6395 VERIZON COMMUNICATIONS INC COM 92343V104 444 8720 SH SOLE 0 0 0 8720 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 1440 1161350 SH SOLE 0 0 0 1161350 VONTIER CORPORATION COM 928881101 1683 66299 SH SOLE 0 0 0 66299 WISDOMTREE TR US TOTAL DIVIDND 97717W109 426 6600 SH SOLE 0 0 0 6600 XCEL ENERGY INC COM 98389B100 2347 32516 SH SOLE 0 0 0 32516