0001799435-21-000002.txt : 20210416 0001799435-21-000002.hdr.sgml : 20210416 20210416110841 ACCESSION NUMBER: 0001799435-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 EFFECTIVENESS DATE: 20210416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EPIQ PARTNERS, LLC CENTRAL INDEX KEY: 0001799435 IRS NUMBER: 461022794 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19788 FILM NUMBER: 21830478 BUSINESS ADDRESS: STREET 1: 2919 KNOX AVENUE S STREET 2: STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6128434803 MAIL ADDRESS: STREET 1: 2919 KNOX AVENUE S STREET 2: STE 200 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001799435 XXXXXXXX 03-31-2021 03-31-2021 EPIQ PARTNERS, LLC

2919 KNOX AVENUE S STE 200 MINNEAPOLIS MN 55408

13F HOLDINGS REPORT 028-19788 N BENJAMIN FREY 612-843-4803 BENJAMIN FREY MINNEAPOLIS MN 04-16-2021 0 84 174765 false INFORMATION TABLE 2 EpiqPartners_13f03312021.xml ISHARES TR CORE S&P SCP ETF 464287804 308 2842 SH SOLE 0 0 0 2842 ISHARES TR RUS 1000 GRW ETF 464287614 4109 16907 SH SOLE 0 0 0 16907 ISHARES TR RUSSELL 3000 ETF 464287689 2547 10737 SH SOLE 0 0 0 10737 SPDR S&P 500 ETF TR TR UNIT 78462F103 2716 6854 SH SOLE 0 0 0 6854 CYBEROPTICS CORP COM 232517102 2939 113178 SH SOLE 0 0 0 113178 ADOBE SYSTEMS INCORPORATED COM 00724F101 435 915 SH SOLE 0 0 0 915 AMAZON COM INC COM 023135106 1680 543 SH SOLE 0 0 0 543 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2669 10446 SH SOLE 0 0 0 10446 INVESCO QQQ TR UNIT SER 1 46090E103 415 1300 SH SOLE 0 0 0 1300 HORMEL FOODS CORP COM 440452100 1484 31054 SH SOLE 0 0 0 31054 US BANCORP DEL COM NEW 902973304 271 4908 SH SOLE 0 0 0 4908 JOHNSON & JOHNSON COM 478160104 1824 11098 SH SOLE 0 0 0 11098 MEDTRONIC PLC SHS G5960L103 1793 15177 SH SOLE 0 0 0 15177 MICROSOFT CORP COM 594918104 555 2353 SH SOLE 0 0 0 2353 VERIZON COMMUNICATIONS INC COM 92343V104 811 13940 SH SOLE 0 0 0 13940 ISHARES TR U.S. TECH ETF 464287721 235 2684 SH SOLE 0 0 0 2684 STARBUCKS CORP COM 855244109 374 3427 SH SOLE 0 0 0 3427 EXXON MOBIL CORP COM 30231G102 433 7762 SH SOLE 0 0 0 7762 UNILEVER PLC SPON ADR NEW 904767704 2099 37605 SH SOLE 0 0 0 37605 TARGET CORP COM 87612E106 256 1292 SH SOLE 0 0 0 1292 COLGATE PALMOLIVE CO COM 194162103 505 6400 SH SOLE 0 0 0 6400 DANAHER CORPORATION COM 235851102 3451 15334 SH SOLE 0 0 0 15334 XCEL ENERGY INC COM 98389B100 1893 28456 SH SOLE 0 0 0 28456 FISERV INC COM 337738108 390 3280 SH SOLE 0 0 0 3280 AMERICAN TOWER CORP NEW COM 03027X100 4179 17483 SH SOLE 0 0 0 17483 ALBEMARLE CORP COM 012653101 4829 33049 SH SOLE 0 0 0 33049 NORFOLK SOUTHN CORP COM 655844108 242 900 SH SOLE 0 0 0 900 NEXTERA ENERGY INC COM 65339F101 1983 26224 SH SOLE 0 0 0 26224 APPLE INC COM 037833100 2864 23448 SH SOLE 0 0 0 23448 CHUBB LIMITED COM H1467J104 469 2972 SH SOLE 0 0 0 2972 ECOLAB INC COM 278865100 3404 15900 SH SOLE 0 0 0 15900 ISHARES TR SELECT DIVID ETF 464287168 217 1899 SH SOLE 0 0 0 1899 METHODE ELECTRS INC COM 591520200 336 8000 SH SOLE 0 0 0 8000 ENTERPRISE PRODS PARTNERS L COM 293792107 344 15620 SH SOLE 0 0 0 15620 CARDIOVASCULAR SYS INC DEL COM 141619106 230 6000 SH SOLE 0 0 0 6000 ALPHABET INC CAP STK CL A 02079K305 3570 1731 SH SOLE 0 0 0 1731 SPECIAL OPPORTUNITIES FD INC COM 84741T104 4953 337855 SH SOLE 0 0 0 337855 MACQUARIE INFRASTRUCTURE COR COM 55608B105 831 26130 SH SOLE 0 0 0 26130 ATLAS CORP SHARES Y0436Q109 2586 189485 SH SOLE 0 0 0 189485 SPDR SER TR S&P DIVID ETF 78464A763 206 1745 SH SOLE 0 0 0 1745 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2913 65452 SH SOLE 0 0 0 65452 SALESFORCE COM INC COM 79466L302 240 1131 SH SOLE 0 0 0 1131 COVANTA HLDG CORP COM 22282E102 1184 85450 SH SOLE 0 0 0 85450 WISDOMTREE TR US TOTAL DIVIDND 97717W109 447 3950 SH SOLE 0 0 0 3950 BRAINSTORM CELL THERAPEUTICS COM NEW 10501E201 46 11885 SH SOLE 0 0 0 11885 ISHARES TR JPMORGAN USD EMG 464288281 1404 12895 SH SOLE 0 0 0 12895 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1545 29015 SH SOLE 0 0 0 29015 HILL ROM HLDGS INC COM 431475102 552 5000 SH SOLE 0 0 0 5000 NORTHERN OIL AND GAS INC MN COM 665531307 745 61694 SH SOLE 0 0 0 61694 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 238 2000 SH SOLE 0 0 0 2000 PURE CYCLE CORP COM NEW 746228303 4054 302100 SH SOLE 0 0 0 302100 ISHARES TR MSCI ACWI ETF 464288257 4287 45050 SH SOLE 0 0 0 45050 FS KKR CAP CORP COM 302635206 4120 207762 SH SOLE 0 0 0 207762 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 2521 59185 SH SOLE 0 0 0 59185 TESLA INC COM 88160R101 308 461 SH SOLE 0 0 0 461 ISHARES TR FLTG RATE NT ETF 46429B655 8780 172900 SH SOLE 0 0 0 172900 FACEBOOK INC CL A 30303M102 378 1284 SH SOLE 0 0 0 1284 FLEETCOR TECHNOLOGIES INC COM 339041105 255 950 SH SOLE 0 0 0 950 ABBVIE INC COM 00287Y109 1923 17770 SH SOLE 0 0 0 17770 FATE THERAPEUTICS INC COM 31189P102 3855 46755 SH SOLE 0 0 0 46755 KRANESHARES TR CSI CHI INTERNET 500767306 2216 29018 SH SOLE 0 0 0 29018 ALPHABET INC CAP STK CL C 02079K107 201 97 SH SOLE 0 0 0 97 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 1879 881956 SH SOLE 0 0 0 881956 ARK ETF TR INNOVATION ETF 00214Q104 277 2310 SH SOLE 0 0 0 2310 ETF SER SOLUTIONS US GLB JETS 26922A842 269 10000 SH SOLE 0 0 0 10000 SQUARE INC CL A 852234103 545 2400 SH SOLE 0 0 0 2400 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 247 250000 PRN SOLE 0 0 0 250000 FORTIVE CORP COM 34959J108 209 2952 SH SOLE 0 0 0 2952 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 4519 674500 SH SOLE 0 0 0 674500 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 1741 1700000 PRN SOLE 0 0 0 1700000 GRANITE PT MTG TR INC COM STK 38741L107 3417 285465 SH SOLE 0 0 0 285465 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 2842 2808000 PRN SOLE 0 0 0 2808000 DERMTECH INC COM 24984K105 7457 146825 SH SOLE 0 0 0 146825 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 3130 57869 SH SOLE 0 0 0 57869 CROWDSTRIKE HLDGS INC CL A 22788C105 551 3020 SH SOLE 0 0 0 3020 ETF MANAGERS TR ETFMG SIT ULTR 26924G789 12520 251675 SH SOLE 0 0 0 251675 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 4451 169250 SH SOLE 0 0 0 169250 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 489 10440 SH SOLE 0 0 0 10440 UNITY SOFTWARE INC COM 91332U101 261 2606 SH SOLE 0 0 0 2606 VONTIER CORPORATION COM 928881101 1526 50425 SH SOLE 0 0 0 50425 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 13838 273960 SH SOLE 0 0 0 273960 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 3061 3545000 PRN SOLE 0 0 0 3545000 TCF FINL CORP COM 872307103 906 19505 SH SOLE 0 0 0 19505 GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 2983 3225000 PRN SOLE 0 0 0 3225000