EX-10.23 15 filename15.htm

 

Exhibit 10.23

 

 

THIRD SUPPLEMENTAL INDENTURE

 

dated as of July 19, 2023

 

among

 

AUNA S.A.,
as Successor Issuer

 

The GUARANTORS party hereto,

 

and

 

Citibank, N.A.,
as Trustee, Registrar, Transfer Agent and Paying Agent

 

__________________________________________

 

6.500% Senior Notes Due 2025

 

 

THIS THIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), entered into as of July 19, 2023, among AUNA S.A., a société anonyme, incorporated and existing under the laws of Luxembourg (the “Successor Issuer”), as successor of AUNA S.A.A., an openly held corporation (sociedad anónima abierta) incorporated under the laws of Peru (the “Company” or the “Issuer”), the guarantors listed in Schedule 1 hereto (each individually, together with its successors, a “Guarantor”, and collectively, the “Guarantors”) and CITIBANK, N.A., not in its individual capacity but solely as trustee (the “Trustee”), Registrar, Transfer Agent and Paying Agent.

 

RECITALS

 

WHEREAS, the Issuer, the Guarantors and Citibank, N.A., not in its individual capacity but solely as trustee, registrar, transfer agent and paying agent, entered into the indenture, dated as of November 20, 2020 (the “Base Indenture”), as amended and supplemented by the supplemental indenture, dated as of October 5, 2022, (the “First Supplemental Indenture”) and the second supplemental indenture, dated as of June 8, 2023, (the “Second Supplemental Indenture”, and together with the Base Indenture and the First Supplemental Indenture, the “Indenture”), relating to the Issuer’s 6.500% Senior Notes Due 2025 (the “Notes”);

 

WHEREAS, Section 9.2 of the Indenture permits the Issuer, the Trustee and, if applicable, the Guarantors, without the consent of any Holder, to amend or supplement the Indenture for the purposes set forth herein;

 

WHEREAS, the Issuer has, as of July 6, 2023, merged with and into the Successor Issuer who effectively assumed all assets and liabilities thereof. As part of the merger, the Successor Issuer has allocated all such assets and liabilities to its Branch in Peru – Auna S.A., Sucursal del Perú; and

 

WHEREAS, pursuant to Section 4.3(a) of the Indenture the Successor Issuer is required to expressly assume all of the obligations of the Issuer under the Notes and the Indenture (including the obligation to pay Additional Amounts, if any) and each Guarantor shall have confirmed that its Note Guarantee (including the obligation to pay Additional Amounts, if any) shall apply to the Successor Issuer’s obligations under the Indenture and the Notes.

 

AGREEMENT

 

NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained and intending to be legally bound, the parties to this Supplemental Indenture hereby agree as follows:

 

Section 1.  Capitalized terms used herein and not otherwise defined herein are used as defined in the Indenture.

 

Section 2.  The Successor Issuer, by its execution of this Supplemental Indenture, expressly assumes all of the obligations of the Issuer under the Notes and the

 

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Indenture (including the obligation to pay Additional Amounts, if any). All references from and after the date hereof to the Issuer shall mean the Successor Issuer.

 

Section 3.  The Successor Issuer is entitled to make payments of the assumed obligations under the Notes and the Indenture through its Branch in Peru.

 

Section 4.  Each Guarantor, by its execution of this Supplemental Indenture, confirms that its Note Guarantee (including the obligation to pay Additional Amounts, if any) shall apply to the Successor Issuer’s obligations under the Indenture and the Notes.

 

Section 5.  This Third Supplemental Indenture shall be governed by, and construed in accordance with, the laws of the State of New York. Section 10.8 (Waiver of Jury Trial) and Section 10.9 (Submission to Jurisdiction; Waivers; Prescription) of the Indenture shall apply mutatis mutandis to this Third Supplemental Indenture as if set out herein.

 

Section 6.  This Third Supplemental Indenture may be signed in various counterparts which together will constitute one and the same instrument.

 

Section 7.  This Third Supplemental Indenture is an amendment supplemental to the Indenture, and the Indenture and this Third Supplemental Indenture will henceforth be read together.

 

Section 8.  The Trustee makes no representation or warranty as to the validity or sufficiency of this Third Supplemental Indenture or the recitals contained herein, and assumes no responsibility for their correctness. In the performance of its obligations hereunder, the Trustee in each of its capacities hereunder shall be provided with any rights, benefits, protections, indemnities and immunities afforded to it pursuant to the Indenture.

 

 

[Signature pages follow]

 

3

 

IN WITNESS WHEREOF, the parties hereto have caused this Second Supplemental Indenture to be duly executed as of the date first above written.

 

 

  AUNA S.A., as Successor Issuer
     
     
  By: /s/ Leonardo Bacherer
  Name:  Leonardo Bacherer
  Title:   Class A director and authorized signatory

 

  By: /s/ Edgardo Cavalié
  Name:  Edgardo Cavalié
  Title:   Class A director and authorized signatory

 

 

 

AUNA SALUD S.A.C. 

CLÍNICA BELLAVISTA S.A.C. 

CLÍNICA MIRAFLORES S.A. 

CLÍNICA VALLESUR S.A. 

GSP INVERSIONES S.A.C. 

GSP SERVICIOS COMERCIALES S.A.C. 

GSP SERVICIOS GENERALES S.A.C. 

GSP TRUJILLO S.A.C.  

LABORATORIO CLÍNICO INMUNOLÓGICO CANTELLA S.A.C. MEDICSER S.A.C. 

ONCOCENTER PERÚ S.A.C. 

ONCOSALUD S.A.C. 

RYR PATÓLOGOS ASOCIADOS S.A.C. 

SERVIMÉDICOS S.A.C. 

as Guarantors

  

 

  By: /s/ Mauricio Balbi
  Name:  Mauricio Balbi
  Title:    Authorized Representative

 

 

[Signature Page to Third Supplemental Indenture]

 

 

 

  AUNA COLOMBIA S.A.S., as Guarantor
   
   
  By: /s/ Carlos A. Angel
    Name: Carlos A. Angel
    Title: CEO

 

  INSTITUTO DE CANCEROLOGÍA S.A.S., as Guarantor
   
   
  By: /s/ Juan Gonzalo Alvarez
    Name: Juan Gonzalo Alvarez
    Title: Representante Legal

 

  PROMOTORA MÉDICA LAS AMÉRICAS S.A., as Guarantor
   
   
  By: /s/ Carlos A. Angel
    Name: Carlos A. Angel
    Title: Representante Legal

 

  LAS AMÉRICAS FARMA STORE S.A.S., as Guarantor
   
   
  By: /s/ Carlos A. Angel
    Name: Carlos A. Angel
    Title: Representante Legal

 

 

[Signature Page to Third Supplemental Indenture]

 

 

 

  GRUPO SALUD AUNA MÉXICO, S.A. DE C.V., as Guarantor
   
   
  By: /s/ Jesús Antonio Zamora León
    Name: Jesús Antonio Zamora León
    Title: Authorized Representative

  

 

  HOSPITAL Y CLÍNICA OCA, S.A. DE C.V., as Guarantor
   
   
  By: /s/ Jesús Antonio Zamora León
    Name: Jesús Antonio Zamora León
    Title: Authorized Representative

 

 

  DRJ INMUEBLES, S.A. DE C.V., as Guarantor
   
   
  By: /s/ Jesús Antonio Zamora León
    Name: Jesús Antonio Zamora León
    Title: Authorized Representative

 

 

  INMUEBLES JRD 2000, S.A. DE C.V., as Guarantor
   
   
  By: /s/ Jesús Antonio Zamora León
    Name: Jesús Antonio Zamora León
    Title: Authorized Representative

 

 

  TOVLEJA HG, S.A. DE C.V., as Guarantor
   
   
  By: /s/ Jesús Antonio Zamora León
    Name: Jesús Antonio Zamora León
    Title: Authorized Representative

 

 

[Signature Page to Third Supplemental Indenture]

 

 

 

  CITIBANK, N.A., not in its individual capacity but solely as Trustee, Registrar, Transfer Agent and Paying Agent
   
   
  By: /s/ Eva Waite
    Name: Eva Waite
    Title: Senior Trust Officer

 

 

[Signature Page to Third Supplemental Indenture]

 

 

Schedule 1

 

LIST OF GUARANTORS

 

Entity Jurisdiction  
1.   Auna Salud S.A.C. Peru  
2.   Clínica Bellavista S.A.C. Peru  
3.   Clínica Miraflores S.A. Peru  
4.   Clínica Vallesur S.A. Peru  
5.   GSP Inversiones S.A.C. Peru  
6.   GSP Servicios Comerciales S.A.C. Peru  
7.   GSP Servicios Generales S.A.C. Peru  
8.   GSP Trujillo S.A.C. Peru  
9.   Laboratorio Clínico Inmunológico Cantella S.A.C. Peru  
10. Medicser S.A.C. Peru  
11. Oncocenter Perú S.A.C. Peru  
12. Oncosalud S.A.C. Peru  
13. RyR Patólogos Asociados S.A.C. Peru  
14. Servimédicos S.A.C. Peru  
15. Auna Colombia S.A.S. Colombia  
16. Instituto de Cancerología S.A.S. Colombia  
17. Promotora Médica Las Américas S.A. Colombia  
18. Las Américas Farma Store S.A.S. Colombia  
19. Grupo Salud Auna México, S.A. de C.V. México  
20. Hospital y Clínica OCA, S.A. de C.V. México  
21. DRJ Inmuebles, S.A. de C.V. México  
22. Inmuebles JRD, S.A. de C.V. México  
23. Tovleja HG, S.A. de C.V. México