0001628280-23-040679.txt : 20231204 0001628280-23-040679.hdr.sgml : 20231204 20231204194259 ACCESSION NUMBER: 0001628280-23-040679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castle Jeremy CENTRAL INDEX KEY: 0001992507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39248 FILM NUMBER: 231464853 MAIL ADDRESS: STREET 1: 1800 STUDEBAKER ROAD, SUITE 800 CITY: CERRITOS STATE: CA ZIP: 90703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oncology Institute, Inc. CENTRAL INDEX KEY: 0001799191 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-OFFICES & CLINICS OF DOCTORS OF MEDICINE [8011] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18000 STUDEBAKER RD STREET 2: SUITE 800 CITY: CERRITOS STATE: CA ZIP: 90703 BUSINESS PHONE: 562-735-3226 MAIL ADDRESS: STREET 1: 18000 STUDEBAKER RD STREET 2: SUITE 800 CITY: CERRITOS STATE: CA ZIP: 90703 FORMER COMPANY: FORMER CONFORMED NAME: DFP HEALTHCARE ACQUISITIONS CORP. DATE OF NAME CHANGE: 20200108 4 1 wk-form4_1701736970.xml FORM 4 X0508 4 2023-11-30 0 0001799191 Oncology Institute, Inc. TOI 0001992507 Castle Jeremy C/O THE ONCOLOGY INSTITUTE, INC. 18000 STUDEBAKER RD. SUITE 800 CERRITOS CA 90703 0 1 0 0 Chief Operating Officer 0 Common stock 2023-11-30 4 A 0 12340 0 A 12340 D Non-Qualified Stock Option (right to buy) 1.71 2023-11-30 4 A 0 30849 0 A 2033-11-30 Common stock 30849 30849 D Represents RSUs with 1/4th of the RSUs vesting on the anniversary of November 30, 2023 (the Vesting Commencement Date), with the remaining RSUs vesting in three equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. The stock options vest as to 1/4th of the options granted on the first anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the first anniversary of the Vesting Commencement Date, with all options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. /s/ Mark Hueppelheuser, Attorney-in-fact for Jeremy Castle 2023-12-04