0001104659-22-091900.txt : 20220816 0001104659-22-091900.hdr.sgml : 20220816 20220816202407 ACCESSION NUMBER: 0001104659-22-091900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220812 FILED AS OF DATE: 20220816 DATE AS OF CHANGE: 20220816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barron Gerard CENTRAL INDEX KEY: 0001878772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39281 FILM NUMBER: 221171817 MAIL ADDRESS: STREET 1: APT. 6403, JADDAF WATERFRONT TOWER D1 CITY: DUBAI STATE: C0 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TMC the metals Co Inc. CENTRAL INDEX KEY: 0001798562 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 BUSINESS PHONE: 574-252-9333 MAIL ADDRESS: STREET 1: 595 HOWE STREET STREET 2: 10TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 FORMER COMPANY: FORMER CONFORMED NAME: Sustainable Opportunities Acquisition Corp. DATE OF NAME CHANGE: 20200102 4 1 tm2223376-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-12 0 0001798562 TMC the metals Co Inc. TMC 0001878772 Barron Gerard C/O TMC THE METALS COMPANY INC., 595 HOWE STREET, 10TH FLOOR VANCOUVER A1 V6C 2T5 BRITISH COLUMBIA, CANADA 1 1 0 0 Chief Executive Officer Common Shares 2022-08-12 4 P 0 103680 0.9645 A 15420489 D Represents common shares purchased by the Reporting Person, pursuant to a securities purchase agreement, dated as of August 12, 2022, with the Issuer, a copy of which was filed as Exhibit 10.2 to the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 15, 2022. /s/ Jeffrey Cohan, Attorney-in-Fact 2022-08-16