0001805284-23-000044.txt : 20230615 0001805284-23-000044.hdr.sgml : 20230615 20230615161341 ACCESSION NUMBER: 0001805284-23-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230613 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tellem Nancy CENTRAL INDEX KEY: 0001797895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39432 FILM NUMBER: 231017491 MAIL ADDRESS: STREET 1: 1016 LAKE PARK DRIVE CITY: BIRMINGHAM STATE: MI ZIP: 48009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Companies, Inc. CENTRAL INDEX KEY: 0001805284 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 844946470 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: (800) 226-6308 MAIL ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 4 1 wk-form4_1686860013.xml FORM 4 X0407 4 2023-06-13 0 0001805284 Rocket Companies, Inc. RKT 0001797895 Tellem Nancy C/O ROCKET COMPANIES, INC. 1050 WOODWARD AVENUE DETROIT MI 48226 1 0 0 0 0 Class A common stock 2023-06-13 4 A 0 23193 9.27 A 72508 D Class A common stock 35000 I By spouse Represents restricted stock units ("RSUs") granted to the filing person on June 13, 2023 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the earlier of the first anniversary of the date of grant or the next regularly scheduled annual meeting of stockholders. Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share. /s/ Tina V. John, attorney in fact 2023-06-15