0001209191-23-059079.txt : 20231219 0001209191-23-059079.hdr.sgml : 20231219 20231219124857 ACCESSION NUMBER: 0001209191-23-059079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Kyle Steven CENTRAL INDEX KEY: 0001796795 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39958 FILM NUMBER: 231496411 MAIL ADDRESS: STREET 1: C/O TRINITY CAPITAL INC. STREET 2: 3075 WEST RAY ROAD, SUITE 525 CITY: CHANDLER STATE: AZ ZIP: 85226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Trinity Capital Inc. CENTRAL INDEX KEY: 0001786108 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: 480.374.5350 MAIL ADDRESS: STREET 1: 1 N. 1ST ST. STREET 2: 3RD FLOOR CITY: PHOENIX STATE: AZ ZIP: 85004 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-15 0 0001786108 Trinity Capital Inc. TRIN 0001796795 Brown Kyle Steven C/O TRINITY CAPITAL INC. 1 N. 1ST STREET, 3RD FLOOR PHOENIX AZ 85004 1 1 0 0 President and CIO 0 Common Stock 2023-12-15 4 F 0 12585 15.22 D 818123 D Common Stock 51819 I By The Kyle and Amy Brown Family Trust, dated February 4, 2019 Common Stock 10825 I By KBIZ Corp., which Mr. K. Brown solely owns and controls Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan. Includes (1) 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which restricted shares shall vest on March 15, 2024, and the remaining 75% of which shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024; (2) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (3) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021. Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021. /s/ Sarah Stanton, on behalf of Kyle Brown 2023-12-19