SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Gotham Green Partners LLC

(Last) (First) (Middle)
1437 4TH STREET

(Street)
SANTA MONICA CA 90401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/23/2020
3. Issuer Name and Ticker or Trading Symbol
MedMen Enterprises, Inc. [ MMNFF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Subordinate Voting Shares 121,936 I By Gotham Green Fund I, L.P.(1)
Class B Subordinate Voting Shares 734,035 I By Gotham Green Fund I (Q), L.P.(1)
Class B Subordinate Voting Shares 268,226 I By Gotham Green Fund II, L.P.(1)
Class B Subordinate Voting Shares 1,561,043 I By Gotham Green Fund II (Q), L.P.(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 26,775 $3.645 I By Gotham Green Fund II, L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 155,838 $3.645 I By Gotham Green Fund II (Q), L.P.(1)
Warrants 07/12/2019 07/12/2020 Class B Subordinate Voting Shares 356,653 $3.645 I By Gotham Green SPV IV, L.P.(1)
Warrants 11/27/2019 11/27/2022 Class B Subordinate Voting Shares 380,646 $1.0111 I By Gotham Green Fund II, L.P.(1)
Warrants 11/27/2019 11/27/2022 Class B Subordinate Voting Shares 2,215,495 $1.0111 I By Gotham Green Fund II (Q), L.P.(1)
Warrants 11/27/2019 11/27/2022 Class B Subordinate Voting Shares 109,964 $1.1667 I By Gotham Green Fund II, L.P.(1)
Warrants 11/27/2019 11/27/2022 Class B Subordinate Voting Shares 640,032 $1.1667 I By Gotham Green Fund II (Q), L.P.(1)
Warrants 11/27/2019 11/27/2022 Class B Subordinate Voting Shares 59,992 $6.87(2) I By Gotham Green Fund I, L.P.(1)
Warrants 11/27/2019 11/27/2022 Class B Subordinate Voting Shares 240,007 $6.87(2) I By Gotham Green Fund I (Q), L.P.(1)
Convertible Notes 03/27/2020 04/23/2022 Class B Subordinate Voting Shares 94,475 $0.26 I By Gotham Green Fund I, L.P.(1)
Convertible Notes 03/27/2020 04/23/2022 Class B Subordinate Voting Shares 377,961 $0.26 I By Gotham Green Fund I (Q), L.P.(1)
Convertible Notes 03/27/2020 04/23/2022 Class B Subordinate Voting Shares 253,440 $0.26 I By Gotham Green Fund II, L.P.(1)
Convertible Notes 03/27/2020 04/23/2022 Class B Subordinate Voting Shares 1,475,109 $0.26 I By Gotham Green Fund II (Q), L.P.(1)
Convertible Notes 03/27/2020 04/23/2022 Class B Subordinate Voting Shares 2,760,620 $0.26 I By Gotham Green SPV IV, L.P.(1)
Convertible Notes 03/27/2020 04/23/2022 Class B Subordinate Voting Shares 115,909 $0.26 I By Gotham Green SPV VI, L.P.(1)
Convertible Notes 04/24/2020 04/23/2022 Class B Subordinate Voting Shares 13,827 $0.26 I By Gotham Green Fund I, L.P.(1)
Convertible Notes 04/24/2020 04/23/2022 Class B Subordinate Voting Shares 55,317 $0.26 I By Gotham Green Fund I (Q), L.P.(1)
Convertible Notes 04/24/2020 04/23/2022 Class B Subordinate Voting Shares 37,093 $0.26 I By Gotham Green Fund II, L.P.(1)
Convertible Notes 04/24/2020 04/23/2022 Class B Subordinate Voting Shares 215,892 $0.26 I By Gotham Green Fund II (Q), L.P.(1)
Convertible Notes 04/24/2020 04/23/2022 Class B Subordinate Voting Shares 404,035 $0.26 I By Gotham Green SPV IV, L.P.(1)
Convertible Notes 04/24/2020 04/23/2022 Class B Subordinate Voting Shares 41,196 $0.26 I By Gotham Green SPV VI, L.P.(1)
Convertible Notes 06/30/2020 04/23/2022 Class B Subordinate Voting Shares 222,523 $0.34 I By Gotham Green Fund I, L.P.(1)
Convertible Notes 06/30/2020 04/23/2022 Class B Subordinate Voting Shares 890,230 $0.34 I By Gotham Green Fund I (Q), L.P.(1)
Convertible Notes 06/30/2020 04/23/2022 Class B Subordinate Voting Shares 596,230 $0.34 I By Gotham Green Fund II, L.P.(1)
Convertible Notes 06/30/2020 04/23/2022 Class B Subordinate Voting Shares 3,474,399 $0.34 I By Gotham Green Fund II (Q), L.P.(1)
Convertible Notes 06/30/2020 04/23/2022 Class B Subordinate Voting Shares 6,502,230 $0.34 I By Gotham Green SPV IV, L.P.(1)
Explanation of Responses:
1. Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green 1 LLC is the general partner of Gotham Green Fund I, LP and Gotham Green Fund I (Q) LP. Gotham Green GP 2 LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P.
2. Price stated is in Canadian currency.
Remarks:
This is one of three Form 3s filed on November 3, 2020 to report the beneficial ownership of the reporting person.
/s/ Jason Adler, Managing Member 11/03/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.