X0306 4 2020-10-01 0 0001796209 APi Group Corp APG 0001093725 ASHKEN IAN G H C/O API GROUP CORPORATION 1100 OLD HIGHWAY NW 8 NEW BRIGHTON MN 55112 1 0 0 0 Common Stock 2020-10-01 4 M 0 10000 A 10000 D Common Stock 1856000 I By Mariposa Acquisition IV, LLC Series A Preferred Stock Common Stock 768000 768000 I By Mariposa Acquisition IV, LLC Restricted Stock Units 2020-10-01 4 M 0 10000 D Common Stock 10000 0 D Restricted Stock Units Common Stock 6920 6920 D On October 1, 2020, 10,000 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. The shares of Common Stock and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust, of which Mr. Ashken is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,856,000 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. These restricted stock units vested on October 1, 2020, which was the one-year anniversary of the grant date. These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders. /s/ Andrea Fike, as Attorney-in-Fact 2020-10-05